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TIMKEN CO

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1862
SEC CIK
0000098362
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490

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2019 Filed May 10, 2019 17:47 UTC GrantRestricted Share Unit · Derivative 2,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000075 · wf-form4_155751042504958.xml · derivative · entry 2

LUKE JOHN A JR · CIK 0001144935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

Underlying: Common Stock · 2,425 shares

Expires 2020-05-10

F3 · derivative.exercise_date: Grant of restricted share units that vest 100% one year from date of grant.

Read SEC document
May 10, 2019 Filed May 10, 2019 17:46 UTC GrantRestricted Share Unit · Derivative 2,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000074 · wf-form4_155751039132119.xml · derivative · entry 2

Harrell Elizabeth Ann · CIK 0001712462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

Underlying: Common Stock · 2,425 shares

Expires 2020-05-10

F3 · derivative.exercise_date: Grant of restricted share units that vest 100% one year from date of grant.

Read SEC document
May 10, 2019 Filed May 10, 2019 17:46 UTC GrantRestricted Share Unit · Derivative 2,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000073 · wf-form4_155751036298070.xml · derivative · entry 2

WOODS JACQUELINE F · CIK 0001220226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

Underlying: Common Stock · 2,425 shares

Expires 2020-05-10

F2 · derivative.exercise_date: Grant of restricted share units that vest 100% one year from date of grant.

Read SEC document
May 10, 2019 Filed May 10, 2019 17:45 UTC GrantRestricted Share Unit · Derivative 2,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000072 · wf-form4_155751033416214.xml · derivative · entry 2

SULLIVAN FRANK C · CIK 0001224025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

Underlying: Common Stock · 2,425 shares

Expires 2020-05-10

F2 · derivative.exercise_date: Grant of restricted share units that vest 100% one year from date of grant.

Read SEC document
May 10, 2019 Filed May 10, 2019 17:45 UTC GrantRestricted Share Unit · Derivative 2,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000071 · wf-form4_155751029550527.xml · derivative · entry 2

Crowe Maria A · CIK 0001538603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

Underlying: Common Stock · 2,425 shares

Expires 2020-05-10

F3 · derivative.exercise_date: Grant of restricted share units that vest 100% one year from date of grant.

Read SEC document
May 10, 2019 Filed May 10, 2019 17:44 UTC GrantRestricted Share Unit · Derivative 2,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000069 · wf-form4_155751023339528.xml · derivative · entry 2

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

Underlying: Common Stock · 2,425 shares

Expires 2020-05-10

F2 · derivative.exercise_date: Grant of restricted share units that vest 100% one year from date of grant.

Read SEC document
May 10, 2019 Filed May 10, 2019 17:41 UTC GrantRestricted Share Unit · Derivative 2,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000068 · wf-form4_155751006737230.xml · derivative · entry 2

PALMER JAMES F · CIK 0001013088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

Underlying: Common Stock · 2,425 shares

Expires 2020-05-10

F2 · derivative.exercise_date: Grant of restricted share units that vest 100% one year from date of grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:44 UTC GrantCommon Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000070 · wf-form4_155751026651446.xml · nonDerivative · entry 1

MAPES CHRISTOPHER L · CIK 0001219555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,575

F1 · security: Represents vesting of 100% of the time-based restricted share units granted on May 8, 2018.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:22 UTC GrantCommon Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-010425 · doc1.xml · nonDerivative · entry 1

TIMKEN WARD J JR · CIK 0001205047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,520

F5 · security: Represents vesting of 100% of the time-based restricted share unites granted on May 8, 2018

Read SEC document
May 08, 2019 Filed May 10, 2019 20:17 UTC GrantCommon Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-010423 · doc1.xml · nonDerivative · entry 1

TIMKEN JOHN M JR · CIK 0001203971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,734

F6 · security: Represents vesting of 100% of the time-based restricted share units granted on May 8, 2018.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:49 UTC GrantCommon Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000076 · wf-form4_155751052651205.xml · nonDerivative · entry 1

RALSTON JOSEPH W · CIK 0001225963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,670

F1 · security: Represents vesting of 100% of the time-based restricted share units granted on May 8, 2018.

F2 · balance_after: Includes 1014 shares earned through dividend reinvestment.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:47 UTC GrantCommon Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000075 · wf-form4_155751042504958.xml · nonDerivative · entry 1

LUKE JOHN A JR · CIK 0001144935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,965

F1 · security: Represents vesting of 100% of the time-based restricted share units granted on May 8, 2018.

F2 · balance_after: Includes 281 shares earned through dividend reinvestment.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:46 UTC GrantCommon Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000074 · wf-form4_155751039132119.xml · nonDerivative · entry 1

Harrell Elizabeth Ann · CIK 0001712462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,586

F1 · security: Represents vesting of 100% of the time-based restricted share units granted on May 8, 2018.

F2 · balance_after: Includes 61 shares earned through dividend reinvestment.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:46 UTC GrantCommon Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000073 · wf-form4_155751036298070.xml · nonDerivative · entry 1

WOODS JACQUELINE F · CIK 0001220226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,403

F1 · security: Represents vesting of 100% of the time-based restricted share units granted on May 8, 2018.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:45 UTC GrantCommon Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000072 · wf-form4_155751033416214.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,457

F1 · security: Represents vesting of 100% of the time-based restricted share units granted on May 8, 2018.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:45 UTC GrantCommon Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000071 · wf-form4_155751029550527.xml · nonDerivative · entry 1

Crowe Maria A · CIK 0001538603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,569

F1 · security: Represents vesting of 100% of the time-based restricted share units granted on May 8, 2018.

F2 · balance_after: Includes 294 shares earned through dividend reinvestment.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:44 UTC GrantCommon Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000069 · wf-form4_155751023339528.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,665

F1 · security: Represents vesting of 100% of the time-based restricted share units granted on May 8, 2018.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:41 UTC GrantCommon Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000068 · wf-form4_155751006737230.xml · nonDerivative · entry 1

PALMER JAMES F · CIK 0001013088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,620

F1 · security: Represents vesting of 100% of the time-based restricted share units granted on May 8, 2018.

Read SEC document
May 06, 2019 Filed May 7, 2019 15:41 UTC
Myers Ronald JEVP - Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,775 $0.00 Strike: $27.75 $0.00
Disclosure

SEC source: 0000098362-19-000053 · wf-form4_155724364756334.xml · derivative · entry 12

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,888

Underlying: Common Stock · 5,775 shares

Expires 2026-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 7, 2019 15:41 UTC
Myers Ronald JEVP - Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,100 $0.00 Strike: $37.31 $0.00
Disclosure

SEC source: 0000098362-19-000053 · wf-form4_155724364756334.xml · derivative · entry 11

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,100 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 7, 2019 15:41 UTC
Myers Ronald JEVP - Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,800 $0.00 Strike: $35.97 $0.00
Disclosure

SEC source: 0000098362-19-000053 · wf-form4_155724364756334.xml · derivative · entry 10

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,800 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 7, 2019 15:41 UTC
Myers Ronald JEVP - Human Resources
SaleCommon Stock 7,838 $51.07 $400,286.66
Disclosure

SEC source: 0000098362-19-000053 · wf-form4_155724364756334.xml · nonDerivative · entry 8

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,187

F2 · price: This transaction was executed in multiple trades at prices ranging from $50.70 to $51.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 06, 2019 Filed May 7, 2019 15:41 UTC
Myers Ronald JEVP - Human Resources
SaleCommon Stock 5,353 $50.32 $269,362.96
Disclosure

SEC source: 0000098362-19-000053 · wf-form4_155724364756334.xml · nonDerivative · entry 7

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,025

F1 · price: This transaction was executed in multiple trades at prices ranging from $49.69 to $50.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 06, 2019 Filed May 7, 2019 15:41 UTC
Myers Ronald JEVP - Human Resources
Tax withholdingCommon Stock 752 $52.16 $39,224.32
Disclosure

SEC source: 0000098362-19-000053 · wf-form4_155724364756334.xml · nonDerivative · entry 6

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,378

Read SEC document
May 06, 2019 Filed May 7, 2019 15:41 UTC
Myers Ronald JEVP - Human Resources
Exercise / conversionCommon Stock 5,775 $27.75 $160,256.25
Disclosure

SEC source: 0000098362-19-000053 · wf-form4_155724364756334.xml · nonDerivative · entry 5

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 7, 2019 15:41 UTC
Myers Ronald JEVP - Human Resources
Tax withholdingCommon Stock 404 $52.16 $21,072.64
Disclosure

SEC source: 0000098362-19-000053 · wf-form4_155724364756334.xml · nonDerivative · entry 4

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,355

Read SEC document
May 06, 2019 Filed May 7, 2019 15:41 UTC
Myers Ronald JEVP - Human Resources
Exercise / conversionCommon Stock 5,100 $37.31 $190,281.00
Disclosure

SEC source: 0000098362-19-000053 · wf-form4_155724364756334.xml · nonDerivative · entry 3

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 7, 2019 15:41 UTC
Myers Ronald JEVP - Human Resources
Tax withholdingCommon Stock 328 $52.16 $17,108.48
Disclosure

SEC source: 0000098362-19-000053 · wf-form4_155724364756334.xml · nonDerivative · entry 2

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,659

Read SEC document
May 06, 2019 Filed May 7, 2019 15:41 UTC
Myers Ronald JEVP - Human Resources
Exercise / conversionCommon Stock 3,800 $35.97 $136,686.00
Disclosure

SEC source: 0000098362-19-000053 · wf-form4_155724364756334.xml · nonDerivative · entry 1

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 7, 2019 15:47 UTC OtherCommon Stock 1,875 $52.16 $97,800.00
Disclosure

SEC source: 0000098362-19-000056 · wf-form4_155724405430598.xml · nonDerivative · entry 1

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 1,875

F1 · security: On June 26, 2018, the Company announced that effective January 1, 2019 the primary U.S. Company sponsored 401(k) plan would no longer allow contributions to be made to the employer stock fund to align with industry trends to remove investment in the employer's stock as an option in a company sponsored 401(k) plan. All participants in this plan, including the named officer, are required to transfer remaining funds in the employer stock fund to other fund options by December 31, 2022.

Read SEC document
May 03, 2019 Filed May 7, 2019 15:43 UTC
Chadwick Shelly MarieChief Accounting Officer
SaleCommon Stock 2,400 $51.44 $123,456.00
Disclosure

SEC source: 0000098362-19-000054 · wf-form4_155724377892909.xml · nonDerivative · entry 1

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443

F1 · price: This transaction was executed in multiple trades at prices ranging from $51.03 to $51.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 03, 2019 Filed May 7, 2019 15:41 UTC
Myers Ronald JEVP - Human Resources
OtherCommon Stock 6,689 $52.16 $348,898.24
Disclosure

SEC source: 0000098362-19-000053 · wf-form4_155724364756334.xml · nonDerivative · entry 9

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 0

F3 · security: On June 26, 2018, the Company announced that effective January 1, 2019 the primary U.S. Company sponsored 401(k) plan would no longer allow contributions to be made to the employer stock fund to align with industry trends to remove investment in the employer's stock as an option in a company sponsored 401(k) plan. All participants in this plan, including the named officer, are required to transfer remaining funds in the employer stock fund to other fund options by December 31, 2022.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 19:38 UTC
Chadwick Shelly MarieChief Accounting Officer
Tax withholdingCommon Stock 58 $43.64 $2,531.12
Disclosure

SEC source: 0000098362-19-000033 · wf-form4_155025950800365.xml · nonDerivative · entry 2

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,843

Read SEC document
February 13, 2019 Filed Feb 15, 2019 19:38 UTC
Chadwick Shelly MarieChief Accounting Officer
GrantCommon Stock 213 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000033 · wf-form4_155025950800365.xml · nonDerivative · entry 1

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,901

F1 · security: Represents vesting of 25% of the time-based restricted share units granted on February 13, 2017.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 19:40 UTC Tax withholdingCommon Stock 284 $43.64 $12,393.76
Disclosure

SEC source: 0000098362-19-000036 · wf-form4_155025960809466.xml · nonDerivative · entry 2

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,995

Read SEC document
February 13, 2019 Filed Feb 15, 2019 19:40 UTC GrantCommon Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000036 · wf-form4_155025960809466.xml · nonDerivative · entry 1

Fracassa Philip D. · CIK 0001598539 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,279

F1 · security: Represents vesting of 25% of the time-based restricted share units granted on February 13, 2017.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 19:39 UTC
Myers Ronald JEVP - Human Resources
Tax withholdingCommon Stock 127 $43.64 $5,542.28
Disclosure

SEC source: 0000098362-19-000035 · wf-form4_155025957451557.xml · nonDerivative · entry 2

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,187

Read SEC document
February 13, 2019 Filed Feb 15, 2019 19:39 UTC
Myers Ronald JEVP - Human Resources
GrantCommon Stock 456 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000035 · wf-form4_155025957451557.xml · nonDerivative · entry 1

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,314

F1 · security: Represents vesting of 25% of the time-based restricted share units granted on February 13, 2017.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 19:39 UTC
Kyle Richard GDirector · President and CEO
Tax withholdingCommon Stock 1,966 $43.64 $85,796.24
Disclosure

SEC source: 0000098362-19-000034 · wf-form4_155025954220613.xml · nonDerivative · entry 2

Kyle Richard G · CIK 0001507947 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,190

Read SEC document
February 13, 2019 Filed Feb 15, 2019 19:39 UTC
Kyle Richard GDirector · President and CEO
GrantCommon Stock 4,588 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000034 · wf-form4_155025954220613.xml · nonDerivative · entry 1

Kyle Richard G · CIK 0001507947 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,156

F1 · security: Represents vesting of 25% of the time-based restricted share units granted on February 13, 2017.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 19:38 UTC
Coughlin Christopher AEVP & Group President
Tax withholdingCommon Stock 617 $43.64 $26,925.88
Disclosure

SEC source: 0000098362-19-000032 · wf-form4_155025947549459.xml · nonDerivative · entry 2

Coughlin Christopher A · CIK 0001508035 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,339

Read SEC document
February 13, 2019 Filed Feb 15, 2019 19:38 UTC
Coughlin Christopher AEVP & Group President
GrantCommon Stock 1,438 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000032 · wf-form4_155025947549459.xml · nonDerivative · entry 1

Coughlin Christopher A · CIK 0001508035 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,956

F1 · security: Represents vesting of 25% of the time-based restricted share units granted on February 13, 2017.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:55 UTC
Chadwick Shelly MarieChief Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 7,575 $0.00 Strike: $42.60 $0.00
Disclosure

SEC source: 0000098362-19-000024 · wf-form4_155017410339533.xml · derivative · entry 8

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,575

Underlying: Common Stock · 7,575 shares

Expires 2029-02-12

F5 · derivative.exercise_date: These options will become exercisable in annual 25% increments beginning on February 12, 2020.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:55 UTC
Chadwick Shelly MarieChief Accounting Officer
GrantRestricted Share Unit · Derivative 2,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000024 · wf-form4_155017410339533.xml · derivative · entry 7

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 2,850 shares

Expires 2021-12-31

F4 · derivative.exercise_date: Grant of 2,850 performance-based restricted share units subject to certain performance criteria between January 1, 2019 and December 31, 2021.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:55 UTC
Chadwick Shelly MarieChief Accounting Officer
GrantRestricted Share Unit · Derivative 1,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000024 · wf-form4_155017410339533.xml · derivative · entry 6

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Common Stock · 1,150 shares

Expires 2023-02-12

F3 · derivative.exercise_date: Grant of 1,150 time-based restricted share units that vest 25% per year.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:55 UTC
Chadwick Shelly MarieChief Accounting Officer
Tax withholdingCommon Stock 71 $43.18 $3,065.78
Disclosure

SEC source: 0000098362-19-000024 · wf-form4_155017410339533.xml · nonDerivative · entry 4

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,688

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:55 UTC
Chadwick Shelly MarieChief Accounting Officer
GrantCommon Stock 243 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000024 · wf-form4_155017410339533.xml · nonDerivative · entry 3

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,759

F2 · security: Represents vesting of 25% of the time-based restricted share units granted on February 12, 2018.

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February 12, 2019 Filed Feb 14, 2019 19:55 UTC
Chadwick Shelly MarieChief Accounting Officer
Tax withholdingCommon Stock 42 $43.18 $1,813.56
Disclosure

SEC source: 0000098362-19-000024 · wf-form4_155017410339533.xml · nonDerivative · entry 2

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,516

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:55 UTC
Chadwick Shelly MarieChief Accounting Officer
GrantCommon Stock 133 $0.00 $0.00
Disclosure

SEC source: 0000098362-19-000024 · wf-form4_155017410339533.xml · nonDerivative · entry 1

Chadwick Shelly Marie · CIK 0001688289 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,558

F1 · security: Represents vesting of 25% of the time-based restricted share units granted on February 12, 2015.

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February 12, 2019 Filed Feb 14, 2019 19:54 UTC
Myers Ronald JEVP - Human Resources
GrantEmployee Stock Option (right to buy) · Derivative 15,675 $0.00 Strike: $42.60 $0.00
Disclosure

SEC source: 0000098362-19-000023 · wf-form4_155017407209976.xml · derivative · entry 8

Myers Ronald J · CIK 0001674190 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,675

Underlying: Common Stock · 15,675 shares

Expires 2029-02-12

F5 · derivative.exercise_date: These options will become exercisable in annual 25% increments beginning on February 12, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.