Last 12 months
Inside the activity.
15 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 8 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2020 Filed Dec 24, 2020 02:40 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionStock Option(right to buy) · Derivative | 5,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001140361-20-029512 · form4.xml · derivative · entry 4 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,521 Underlying: Common Stock · 5,000 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Stock Options awarded on November 14, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested. Read SEC document |
| December 22, 2020 Filed Dec 24, 2020 02:40 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionCommon Stock | 5,000 | $3.68 | $18,400.00 |
DisclosureSEC source: 0001140361-20-029512 · form4.xml · nonDerivative · entry 2 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2020 Filed Mar 19, 2021 21:19 UTC Amendment |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001623902-21-000006 · wf-form4a_161618873826501.xml · derivative · entry 4 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,521 Underlying: Common Stock · 5,000 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Stock Options awarded on November 14, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested. F2 · derivative.expiration_date: Form 4 has been updated to reflect the correct expiration date. Read SEC document |
| December 22, 2020 Filed Mar 19, 2021 21:19 UTC Amendment |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionCommon Stock | 5,000 | $3.68 | $18,400.00 |
DisclosureSEC source: 0001623902-21-000006 · wf-form4a_161618873826501.xml · nonDerivative · entry 2 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 02:41 UTC |
Walsh JoeDirector · CEO and President
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,625,206 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001140361-20-029513 · form4.xml · derivative · entry 2 Walsh Joe · CIK 0001573298 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,625,206 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Stock Options awarded on September 26, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 02:41 UTC |
Walsh JoeDirector · CEO and President
|
Exercise / conversionCommon Stock | 1,625,206 | $3.68 | $5,980,758.08 |
DisclosureSEC source: 0001140361-20-029513 · form4.xml · nonDerivative · entry 1 Walsh Joe · CIK 0001573298 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,625,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 02:40 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001140361-20-029512 · form4.xml · derivative · entry 3 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,521 Underlying: Common Stock · 10,000 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Stock Options awarded on November 14, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 02:40 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionCommon Stock | 10,000 | $3.68 | $36,800.00 |
DisclosureSEC source: 0001140361-20-029512 · form4.xml · nonDerivative · entry 1 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Mar 19, 2021 21:19 UTC Amendment |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001623902-21-000006 · wf-form4a_161618873826501.xml · derivative · entry 3 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,521 Underlying: Common Stock · 10,000 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Stock Options awarded on November 14, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested. F2 · derivative.expiration_date: Form 4 has been updated to reflect the correct expiration date. Read SEC document |
| December 21, 2020 Filed Mar 19, 2021 21:19 UTC Amendment |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionCommon Stock | 10,000 | $3.68 | $36,800.00 |
DisclosureSEC source: 0001623902-21-000006 · wf-form4a_161618873826501.xml · nonDerivative · entry 1 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 21:07 UTC |
Bolger LesleySee Remarks
|
GrantStock Option(right to buy) · Derivative | 25,000 | $0.00 Strike: $10.35 | $0.00 |
DisclosureSEC source: 0001140361-20-028537 · form4.xml · derivative · entry 1 Bolger Lesley · CIK 0001824565 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,181 Underlying: Common Stock · 25,000 shares Expires 2030-12-11 F1 · derivative.exercise_date: This Option becomes exercisable in three equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to the Reporting Person's continuous employment at the Issuer on each applicable vesting date. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 01:57 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 44,000 | $9.75 | $429,000.00 |
DisclosureSEC source: 0001140361-20-026493 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,318,049 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD. F5 · balance_after: Represents shares of Common Stock held by the following entities following the transactions reported on this Form 4: 1,667,990 by Blackwell Partners LLC Series A; 2,198,990 by Boston Patriot Batterymarch St LLC; 1,033,318 by Mercer QIF Fund PLC; 1,931,050 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,923,401 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,265,574 by Mudrick Distressed Opportunity Fund Global, LP; 450,750 by Mudrick Distressed Opportunity Specialty Fund, LP; 416,259 by P Mudrick LTD; 616,259 by Trustees of Grinnell College; 136,269 by Verto Direct Opportunity GP, LLC; and 3,678,189 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 01:57 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 658 | $9.62 | $6,327.99 |
DisclosureSEC source: 0001140361-20-026493 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,362,049 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD. F4 · price: The Common Stock was sold in multiple transactions at prices ranging from $9.54 to $9.65, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:47 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 1,100 | $9.65 | $10,615.00 |
DisclosureSEC source: 0001140361-20-026282 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,362,707 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD. F3 · price: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD. F5 · price: The Common Stock was sold in multiple transactions at $9.65. F6 · balance_after: Represents shares of Common Stock held by the following entities following the transactions reported on this Form 4: 1,667,990 by Blackwell Partners LLC Series A; 2,198,990 by Boston Patriot Batterymarch St LLC; 1,033,318 by Mercer QIF Fund PLC; 1,931,050 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,923,401 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,265,574 by Mudrick Distressed Opportunity Fund Global, LP; 450,750 by Mudrick Distressed Opportunity Specialty Fund, LP; 460,917 by P Mudrick LTD; 616,259 by Trustees of Grinnell College; 136,269 by Verto Direct Opportunity GP, LLC; and 3,678,189 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 23:47 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 4,023 | $9.69 | $38,966.78 |
DisclosureSEC source: 0001140361-20-026282 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,363,807 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD. F3 · price: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD. F4 · price: The Common Stock was sold in multiple transactions at prices ranging from $9.65 to $9.75, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 01:30 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 22,462 | $9.83 | $220,756.54 |
DisclosureSEC source: 0001140361-20-026017 · form4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,367,830 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD in multiple market transactions over a range of prices. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges. F3 · price: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD in multiple market transactions over a range of prices. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges. F6 · price: The Common Stock was sold in multiple transactions at prices ranging from $9.79 to $10.23, inclusive. F7 · balance_after: Represents shares of Common Stock held by the following entities following the transactions reported on this Form 4: 1,667,990 by Blackwell Partners LLC Series A; 2,198,990 by Boston Patriot Batterymarch St LLC; 1,033,318 by Mercer QIF Fund PLC; 1,931,050 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,923,401 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,265,574 by Mudrick Distressed Opportunity Fund Global, LP; 450,750 by Mudrick Distressed Opportunity Specialty Fund, LP; 466,040 by P Mudrick LTD; 616,259 by Trustees of Grinnell College; 136,269 by Verto Direct Opportunity GP, LLC; and 3,678,189 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entites disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 01:30 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 4,230 | $10.12 | $42,811.83 |
DisclosureSEC source: 0001140361-20-026017 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,390,292 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD in multiple market transactions over a range of prices. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges. F3 · price: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD in multiple market transactions over a range of prices. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges. F5 · price: The Common Stock was sold in multiple transactions at prices ranging from $10.05 to $10.20, inclusive. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entites disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 01:30 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 8,366 | $9.88 | $82,639.35 |
DisclosureSEC source: 0001140361-20-026017 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,394,522 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD in multiple market transactions over a range of prices. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges. F3 · price: Represents shares of the Issuer's common stock ("Common Stock") sold by P Mudrick LTD in multiple market transactions over a range of prices. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges. F4 · price: The Common Stock was sold in multiple transactions at prices ranging from $9.78 to $10.05, inclusive. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entites disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 23:06 UTC |
Akhtar AmerDirector
|
GrantStock Option (right to buy) · Derivative | 55,556 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001140361-20-023336 · form4.xml · derivative · entry 1 Akhtar Amer · CIK 0001824556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,556 Underlying: Common Stock · 55,556 shares Expires 2030-10-15 F1 · derivative.exercise_date: This Option becomes exercisable in four equal annual installments on each of October 15, 2021, October 15, 2022, October 15, 2023 and October 15, 2024, subject to the Reporting Person's continuous service on the Issuer's Board of Directors on each applicable vesting date. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 19:07 UTC |
Zynczak HeatherDirector
|
GrantStock Option (right to buy) · Derivative | 55,556 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001140361-20-023338 · form4.xml · derivative · entry 1 Zynczak Heather · CIK 0001824557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,556 Underlying: Common Stock · 55,556 shares Expires 2030-10-15 F1 · derivative.exercise_date: This Option becomes exercisable in four equal annual installments on each of October 15, 2021, October 15, 2022, October 15, 2023 and October 15, 2024, subject to the Reporting Person's continuous service on the Issuer's Board of Directors on each applicable vesting date. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 23:03 UTC |
Slater JohnDirector
|
GrantStock Option (right to buy) · Derivative | 55,556 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001140361-20-023331 · form4.xml · derivative · entry 1 Slater John · CIK 0001482013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,556 Underlying: Common Stock · 55,556 shares Expires 2030-10-15 F1 · derivative.exercise_date: This Option becomes exercisable in four equal annual installments on each of October 15, 2021, October 15, 2022, October 15, 2023 and October 15, 2024, subject to the Reporting Person's continuous service on the Issuer's Board of Directors on each applicable vesting date. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 23:09 UTC |
OHARA RYANDirector
|
GrantStock Option (right to buy) · Derivative | 55,556 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001140361-20-023340 · form4.xml · derivative · entry 1 OHARA RYAN · CIK 0001247490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,556 Underlying: Common Stock · 55,556 shares Expires 2030-10-15 F1 · derivative.exercise_date: This Option becomes exercisable in four equal annual installments on each of October 15, 2021, October 15, 2022, October 15, 2023 and October 15, 2024, subject to the Reporting Person's continuous service on the Issuer's Board of Directors on each applicable vesting date. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 23:15 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
GrantStock Option(right to buy) · Derivative | 55,556 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001140361-20-023342 · form4.xml · derivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 55,556 Underlying: Common Stock · 55,556 shares Expires 2030-10-15 F2 · derivative.exercise_date: This Option becomes exercisable in four equal annual installments on each of October 15, 2021, October 15, 2022, October 15, 2023 and October 15, 2024, subject to the Reporting Person's continuous service on the Issuer's Board of Directors on each applicable vesting date. F3 · derivative.underlying_shares: Represents stock options granted and issued by the Issuer pursuant to the Issuer's 2020 Incentive Award Plan to the following entities: 12,973 by MCM; 5,073 by Blackwell Partners LLC Series A; 6,688 by Boston Patriot Batterymarch St LLC; 3,143 by Mercer QIF Fund PLC; 5,873 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 5,850 by Mudrick Distressed Opportunity Drawdown Fund, LP; 1,371 by Mudrick Distressed Opportunity Specialty Fund, LP; 1,524 by P Mudrick LTD; 1,874 by Trustees of Grinnell College; and 11,187 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Jason Mudrick ("Mr. Mudrick"), Mudrick Capital Management, L.P. ("MCM") and Verto Direct Opportunity II, LP. F4 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of the securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 23:02 UTC |
Kintzer BonnieDirector
|
GrantStock Option (right to buy) · Derivative | 55,556 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001140361-20-023329 · form4.xml · derivative · entry 1 Kintzer Bonnie · CIK 0001824595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,556 Underlying: Common Stock · 55,556 shares Expires 2030-10-15 F1 · derivative.exercise_date: This Option becomes exercisable in four equal annual installments on each of October 15, 2021, October 15, 2022, October 15, 2023 and October 15, 2024, subject to the Reporting Person's continuous service on the Issuer's Board of Directors on each applicable vesting date. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 23:05 UTC |
Vaccarello LaurenDirector
|
GrantStock Option (right to buy) · Derivative | 55,556 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001140361-20-023333 · form4.xml · derivative · entry 1 Vaccarello Lauren · CIK 0001824926 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,556 Underlying: Common Stock · 55,556 shares Expires 2030-10-15 F1 · derivative.exercise_date: This Option becomes exercisable in four equal annual installments on each of October 15, 2021, October 15, 2022, October 15, 2023 and October 15, 2024, subject to the Reporting Person's continuous service on the Issuer's Board of Directors on each applicable vesting date. Read SEC document |
| October 15, 2020 Filed Aug 4, 2021 01:38 UTC Amendment |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
GrantStock Option(right to buy) · Derivative | 55,556 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001140361-21-026708 · form4.xml · derivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 55,556 Underlying: Common Stock · 55,556 shares Expires 2030-10-15 F2 · shares: This Option granted to Mr. Mudrick becomes exercisable in four equal annual installments on each of October 15, 2021, October 15, 2022, October 15, 2023 and October 15, 2024, subject to Mr. Mudrick's continuous service on the Issuer's Board of Directors on each applicable vesting date. F2 · derivative.exercise_date: This Option granted to Mr. Mudrick becomes exercisable in four equal annual installments on each of October 15, 2021, October 15, 2022, October 15, 2023 and October 15, 2024, subject to Mr. Mudrick's continuous service on the Issuer's Board of Directors on each applicable vesting date. F1 · ownership.nature: This Form 4 amendment (the "Amended Form 4") amends and restates the original Form 4 filing, dated October 19, 2020 (the "Original Form 4"), in its entirety to make certain corrections and clarifications. The Amended Form 4 is filed by Jason Mudrick. Mudrick Capital Management, L.P. and Verto Direct Opportunity II, LP. F3 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of Mudrick Capital Management, L.P., which in turn is the investment manager of each of Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Pursuant to Mudrick Capital Management's operating policies, such funds may have an indirect pecuniary interest in the securities issued to Mr. Mudrick for his service on the Issuer's board through a partial fee offset based on Mudrick Capital Management, L.P.'s various arrangements with the funds. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer reported herein except to the extent of each person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 01:10 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 1,589 | $14.28 | $22,695.69 |
DisclosureSEC source: 0001140361-20-022518 · form4.xml · nonDerivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,402,876 F10 · shares: Represents shares of Common Stock sold by the following entities: 145 by Blackwell Partners LLC Series A; 191 by Boston Patriot Batterymarch St LLC; 90 by Mercer QIF Fund PLC; 168 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 167 by Mudrick Distressed Opportunity Drawdown Fund, LP; 371 by Mudrick Distressed Opportunity Fund Global, LP; 39 by Mudrick Distressed Opportunity Specialty Fund, LP; 44 by P Mudrick LTD; 54 by Trustees of Grinnell College; and 320 by Verto Direct Opportunity II, LP. F11 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.14 to $14.35, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (11). F12 · balance_after: Consists of shares held by the following entities following the transactions reported in this Form 4: 1,667,990 by Blackwell Partners LLC Series A; 2,198,990 by Boston Patriot Batterymarch St LLC; 1,033,318 by Mercer QIF Fund PLC; 1,931,050 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,923,401 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,265,574 by Mudrick Distressed Opportunity Fund Global, LP; 450,750 by Mudrick Distressed Opportunity Specialty Fund, LP; 501,098 by P Mudrick LTD; 616,247 by Trustees of Grinnell College; 136,269 by Verto Direct Opportunity GP, LLC; and 3,678,189 by Verto Direct Opportunity II, LP. Excludes 69,532 shares of Common Stock of the Issuer are held by former investors in Verto Direct Opportunity Fund, LP, which were distributed in kind to such investors in 2019 and where such investors have requested that Verto Direct Opportunity GP, LLC sell such shares on their behalf. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 01:10 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 24,233 | $14.86 | $360,029.68 |
DisclosureSEC source: 0001140361-20-022518 · form4.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,404,465 F8 · shares: Represents shares of Common Stock sold by the following entities: 2,213 by Blackwell Partners LLC Series A; 2,917 by Boston Patriot Batterymarch St LLC; 1,371 by Mercer QIF Fund PLC; 2,562 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,552 by Mudrick Distressed Opportunity Drawdown Fund, LP; 5,657 by Mudrick Distressed Opportunity Fund Global, LP; 598 by Mudrick Distressed Opportunity Specialty Fund, LP; 665 by P Mudrick LTD; 818 by Trustees of Grinnell College; and 4,880 by Verto Direct Opportunity II, LP. F9 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.40 to $15.37, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (9). F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:08 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 5,005 | $14.60 | $73,093.02 |
DisclosureSEC source: 0000950142-20-002375 · es200104633_4-thryv.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,691,946 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. (cont'd in FN2) F2 · ownership.nature: (cont'd from FN1) The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 05, 2020 Filed Nov 19, 2020 01:33 UTC Amendment |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 1,589 | $14.28 | $22,695.69 |
DisclosureSEC source: 0001140361-20-026019 · form4.xml · nonDerivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,402,888 F10 · shares: Represents shares of Common Stock sold by the following entities: 145 by Blackwell Partners LLC Series A; 191 by Boston Patriot Batterymarch St LLC; 90 by Mercer QIF Fund PLC; 168 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 167 by Mudrick Distressed Opportunity Drawdown Fund, LP; 371 by Mudrick Distressed Opportunity Fund Global, LP; 39 by Mudrick Distressed Opportunity Specialty Fund, LP; 44 by P Mudrick LTD; 54 by Trustees of Grinnell College; and 320 by Verto Direct Opportunity II, LP. F11 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.14 to $14.35, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (11). F12 · balance_after: Consists of shares held by the following entities following the transactions reported in this Form 4: 1,667,990 by Blackwell Partners LLC Series A; 2,198,990 by Boston Patriot Batterymarch St LLC; 1,033,318 by Mercer QIF Fund PLC; 1,931,050 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,923,401 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,265,574 by Mudrick Distressed Opportunity Fund Global, LP; 450,750 by Mudrick Distressed Opportunity Specialty Fund, LP; 501,098 by P Mudrick LTD; 616,259 by Trustees of Grinnell College; 136,269 by Verto Direct Opportunity GP, LLC; and 3,678,189 by Verto Direct Opportunity II, LP. Excludes 69,532 shares of Common Stock of the Issuer are held by former investors in Verto Direct Opportunity Fund, LP, which were distributed in kind to such investors in 2019 and where such investors have requested that Verto Direct Opportunity GP, LLC sell such shares on their behalf. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 05, 2020 Filed Nov 19, 2020 01:33 UTC Amendment |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 24,233 | $14.86 | $360,029.68 |
DisclosureSEC source: 0001140361-20-026019 · form4.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,404,477 F8 · shares: Represents shares of Common Stock sold by the following entities: 2,213 by Blackwell Partners LLC Series A; 2,917 by Boston Patriot Batterymarch St LLC; 1,371 by Mercer QIF Fund PLC; 2,562 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,552 by Mudrick Distressed Opportunity Drawdown Fund, LP; 5,657 by Mudrick Distressed Opportunity Fund Global, LP; 598 by Mudrick Distressed Opportunity Specialty Fund, LP; 665 by P Mudrick LTD; 818 by Trustees of Grinnell College; and 4,880 by Verto Direct Opportunity II, LP. F9 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.40 to $15.37, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (9). F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 01:10 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 65,142 | $14.56 | $948,597.80 |
DisclosureSEC source: 0001140361-20-022518 · form4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,428,698 F6 · shares: Represents shares of Common Stock sold by the following entities: 5,948 by Blackwell Partners LLC Series A; 7,842 by Boston Patriot Batterymarch St LLC; 3,685 by Mercer QIF Fund PLC; 6,886 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 6,859 by Mudrick Distressed Opportunity Drawdown Fund, LP; 15,213 by Mudrick Distressed Opportunity Fund Global, LP; 1,607 by Mudrick Distressed Opportunity Specialty Fund, LP; 1,787 by P Mudrick LTD; 2,198 by Trustees of Grinnell College; and 13,177 by Verto Direct Opportunity II, LP. F7 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.375 to $14.775, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (7). F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 01:10 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 3,858 | $14.02 | $54,085.30 |
DisclosureSEC source: 0001140361-20-022518 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,493,840 F4 · shares: Represents shares of Common Stock sold by the following entities: 352 by Blackwell Partners LLC Series A; 464 by Boston Patriot Batterymarch St LLC; 218 by Mercer QIF Fund PLC; 408 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 406 by Mudrick Distressed Opportunity Drawdown Fund, LP; 902 by Mudrick Distressed Opportunity Fund Global, LP; 95 by Mudrick Distressed Opportunity Specialty Fund, LP; 106 by P Mudrick LTD; 130 by Trustees of Grinnell College; and 777 by Verto Direct Opportunity II, LP. F5 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $13.44 to $14.36, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (5). F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 20:08 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock, par value $0.001 per share ("Common Stock") | 110,000 | $14.53 | $1,598,630.00 |
DisclosureSEC source: 0000950142-20-002375 · es200104633_4-thryv.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,696,951 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. (cont'd in FN2) F2 · ownership.nature: (cont'd from FN1) The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| October 02, 2020 Filed Nov 19, 2020 01:33 UTC Amendment |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 65,142 | $14.56 | $948,597.80 |
DisclosureSEC source: 0001140361-20-026019 · form4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,428,710 F6 · shares: Represents shares of Common Stock sold by the following entities: 5,948 by Blackwell Partners LLC Series A; 7,842 by Boston Patriot Batterymarch St LLC; 3,685 by Mercer QIF Fund PLC; 6,886 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 6,859 by Mudrick Distressed Opportunity Drawdown Fund, LP; 15,213 by Mudrick Distressed Opportunity Fund Global, LP; 1,607 by Mudrick Distressed Opportunity Specialty Fund, LP; 1,787 by P Mudrick LTD; 2,198 by Trustees of Grinnell College; and 13,177 by Verto Direct Opportunity II, LP. F7 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.375 to $14.775, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (7). F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 02, 2020 Filed Nov 19, 2020 01:33 UTC Amendment |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 3,858 | $14.02 | $54,085.30 |
DisclosureSEC source: 0001140361-20-026019 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,493,852 F4 · shares: Represents shares of Common Stock sold by the following entities: 352 by Blackwell Partners LLC Series A; 464 by Boston Patriot Batterymarch St LLC; 218 by Mercer QIF Fund PLC; 408 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 406 by Mudrick Distressed Opportunity Drawdown Fund, LP; 902 by Mudrick Distressed Opportunity Fund Global, LP; 95 by Mudrick Distressed Opportunity Specialty Fund, LP; 106 by P Mudrick LTD; 130 by Trustees of Grinnell College; and 777 by Verto Direct Opportunity II, LP. F5 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $13.44 to $14.36, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (5). F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 01, 2020 Filed Oct 6, 2020 01:10 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 353 | $11.50 | $4,059.50 |
DisclosureSEC source: 0001140361-20-022518 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,497,698 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by the following entities: 32 by Blackwell Partners LLC Series A; 42 by Boston Patriot Batterymarch St LLC; 20 by Mercer QIF Fund PLC; 37 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 37 by Mudrick Distressed Opportunity Drawdown Fund, LP; 83 by Mudrick Distressed Opportunity Fund Global, LP; 9 by Mudrick Distressed Opportunity Specialty Fund, LP; 10 by P Mudrick LTD; 12 by Trustees of Grinnell College; and 71 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| October 01, 2020 Filed Nov 19, 2020 01:33 UTC Amendment |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Verto Direct Opportunity II, LP10% owner
|
SaleCommon Stock | 341 | $11.50 | $3,921.50 |
DisclosureSEC source: 0001140361-20-026019 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,497,710 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold by the following entities: 32 by Blackwell Partners LLC Series A; 42 by Boston Patriot Batterymarch St LLC; 20 by Mercer QIF Fund PLC; 37 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 37 by Mudrick Distressed Opportunity Drawdown Fund, LP; 83 by Mudrick Distressed Opportunity Fund Global, LP; 9 by Mudrick Distressed Opportunity Specialty Fund, LP; 10 by P Mudrick LTD; and 71 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.