Last 12 months
Inside the activity.
15 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 8 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2021 Filed May 7, 2021 20:39 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock, par value $0.001 per share ("Common Stock") | 7,555 | $28.39 | $214,486.45 |
DisclosureSEC source: 0000950142-21-001554 · es210150008_4-thryv.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by Mr. Tananbaum. Read SEC document |
| April 27, 2021 Filed Apr 30, 2021 00:00 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
OtherCommon Stock | 582,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-015026 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 16,734,778 F3 · kind: On April 27, 2021, the investment management agreement between the Trustees of Grinnell College and MCM (the "Grinnell Agreement") terminated in accordance with its terms and MCM ceased serving as the investment manager of the Trustees of Grinnell College managed account, which held 582,593 shares of the Issuer's common stock (the "Grinnell Stock"). As a result of the Grinnell Agreement termination, MCM and Mr. Mudrick have relinquished all voting and dispositive power over, and no longer maintain any investment control with respect to the acquisition or disposition of, any shares of the Grinnell Stock, and therefore disclaim beneficial ownership of the Grinnell Stock for purposes of Section 16 the Securities Exchange Act of 1934, as amended, or otherwise. F4 · balance_after: Represents shares of Common Stock held by the following entities following the termination of the Grinnell Agreement: 1,576,873 by Blackwell Partners LLC Series A; 2,078,864 by Boston Patriot Batterymarch St LLC; 976,871 by Mercer QIF Fund PLC; 1,825,561 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,818,330 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,032,551 by Mudrick Distressed Opportunity Fund Global, LP; 426,126 by Mudrick Distressed Opportunity Specialty Fund, LP; 393,519 by P Mudrick LTD; 128,825 by Verto Direct Opportunity GP, LLC; and 3,477,258 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 21:09 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 3,000 | $26.09 | $78,270.00 |
DisclosureSEC source: 0000950142-21-001408 · es210146641_4-thryv.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,555 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by Mr. Tananbaum. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 21:09 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock, par value $0.001 per share ("Common Stock") | 10,000 | $26.05 | $260,500.00 |
DisclosureSEC source: 0000950142-21-001408 · es210146641_4-thryv.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,555 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by Mr. Tananbaum. Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 20:26 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 10,000 | $25.19 | $251,900.00 |
DisclosureSEC source: 0000950142-21-001321 · es210145739_4-thryv.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 20,555 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by Mr. Tananbaum. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 20:26 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock, par value $0.001 per share ("Common Stock") | 5,000 | $26.07 | $130,350.00 |
DisclosureSEC source: 0000950142-21-001321 · es210145739_4-thryv.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,555 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by Mr. Tananbaum. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 15:54 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 8,771 | $23.70 | $207,872.70 |
DisclosureSEC source: 0000950142-21-001245 · es210143607_4-thryv.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 35,555 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by Mr. Tananbaum. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 15:54 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock, par value $0.001 per share ("Common Stock") | 11,229 | $23.85 | $267,811.65 |
DisclosureSEC source: 0000950142-21-001245 · es210143607_4-thryv.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 44,326 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by Mr. Tananbaum. Read SEC document |
| March 19, 2021 Filed Mar 20, 2021 00:26 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 42,811 | $20.62 | $882,762.82 |
DisclosureSEC source: 0001140361-21-009391 · form4.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 17,317,371 F8 · shares: Represents shares of Common Stock sold as follows: 3,898 by Blackwell Partners LLC Series A; 5,139 by Boston Patriot Batterymarch St LLC; 2,415 by Mercer QIF Fund PLC; 4,513 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 4,495 by Mudrick Distressed Opportunity Drawdown Fund, LP; 9,971 by Mudrick Distressed Opportunity Fund Global, LP; 1,053 by Mudrick Distressed Opportunity Specialty Fund, LP; 973 by P Mudrick LTD;1,440 by Trustees of Grinnell College; 318 by Verto Direct Opportunity GP, LLC; and 8,596 by Verto Direct Opportunity II, LP. F9 · price: The Common Stock was sold in multiple transactions at prices ranging from $20.50 to $20.87, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F10 · balance_after: Represents shares of Common Stock held by the following entities following the transactions reported on this Form 4: 1,576,873 by Blackwell Partners LLC Series A; 2,078,864 by Boston Patriot Batterymarch St LLC; 976,871 by Mercer QIF Fund PLC; 1,825,561 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,818,330 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,032,551 by Mudrick Distressed Opportunity Fund Global, LP; 426,126 by Mudrick Distressed Opportunity Specialty Fund, LP; 393,519 by P Mudrick LTD; 582,593 by Trustees of Grinnell College; 128,825 by Verto Direct Opportunity GP, LLC; and 3,477,258 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed pportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| March 18, 2021 Filed Mar 20, 2021 00:26 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 58,846 | $20.41 | $1,201,282.24 |
DisclosureSEC source: 0001140361-21-009391 · form4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 17,360,182 F6 · shares: Represents shares of Common Stock sold as follows: 5,358 by Blackwell Partners LLC Series A; 7,064 by Boston Patriot Batterymarch St LLC; 3,319 by Mercer QIF Fund PLC; 6,203 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 6,179 by Mudrick Distressed Opportunity Drawdown Fund, LP; 13,704 by Mudrick Distressed Opportunity Fund Global, LP; 1,448 by Mudrick Distressed Opportunity Specialty Fund, LP; 1,337 by P Mudrick LTD; 1,980 by Trustees of Grinnell College; 438 by Verto Direct Opportunity GP, LLC; and 11,816 by Verto Direct Opportunity II, LP. F7 · price: The Common Stock was sold in multiple transactions at prices ranging from $19.75 to $20.73, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed pportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 23:56 UTC |
Walsh JoeDirector · CEO and President
|
Exercise / conversionStock Option (right to buy) · Derivative | 61,728 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001140361-21-009388 · form4.xml · derivative · entry 4 Walsh Joe · CIK 0001573298 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049,383 Underlying: Common Stock · 61,728 shares Expires 2029-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options, as amended, become exercisable in equal monthly installments for a period of three years beginning on January 1, 2021. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 23:56 UTC |
Walsh JoeDirector · CEO and President
|
Exercise / conversionCommon Shares | 61,728 | $13.82 | $853,080.96 |
DisclosureSEC source: 0001140361-21-009388 · form4.xml · nonDerivative · entry 2 Walsh Joe · CIK 0001573298 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2021 Filed Mar 20, 2021 00:26 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 47,475 | $20.08 | $953,440.43 |
DisclosureSEC source: 0001140361-21-009391 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 17,419,028 F4 · shares: Represents shares of Common Stock sold as follows: 4,323 by Blackwell Partners LLC Series A; 5,699 by Boston Patriot Batterymarch St LLC; 2,678 by Mercer QIF Fund PLC; 5,004 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 4,985 by Mudrick Distressed Opportunity Drawdown Fund, LP; 11,054 by Mudrick Distressed Opportunity Fund Global, LP; 1,169 by Mudrick Distressed Opportunity Specialty Fund, LP; 1,079 by P Mudrick LTD; 1,598 by Trustees of Grinnell College; 353 by Verto Direct Opportunity GP, LLC; and 9,533 by Verto Direct Opportunity II, LP. F5 · price: The Common Stock was sold in multiple transactions at prices ranging from $18.67 to $19.15, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed pportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| March 17, 2021 Filed Mar 20, 2021 00:26 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 200,000 | $18.67 | $3,734,000.00 |
DisclosureSEC source: 0001140361-21-009391 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 17,466,503 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold in a privately negotiated transaction as follows: 18,211 by Blackwell Partners LLC Series A;1,24,009 by Boston Patriot Batterymarch St LLC; 11,282 by Mercer QIF Fund PLC; 21,084 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 21,000 by Mudrick Distressed Opportunity Drawdown Fund, LP; 46,573 by Mudrick Distressed Opportunity Fund Global, LP; 4,921 by Mudrick Distressed Opportunity Specialty Fund, LP; 4,545 by P Mudrick LTD; 6,728 by Trustees of Grinnell College; 1,488 by Verto Direct Opportunity GP, LLC; and 40,159 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed pportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 23:56 UTC |
Walsh JoeDirector · CEO and President
|
PurchaseCommon Shares | 200,000 | $18.67 | $3,734,000.00 |
DisclosureSEC source: 0001140361-21-009388 · form4.xml · nonDerivative · entry 1 Walsh Joe · CIK 0001573298 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · price: Purchased from funds affiliated with Mudrick Capital Management, L.P. in a privately negotiated transaction. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:10 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001623902-21-000004 · wf-form4_161618820718762.xml · derivative · entry 2 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,521 Underlying: Common Shares · 2,000 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Stock Options awarded on November 14, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:10 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionCommon Shares | 2,000 | $3.68 | $7,360.00 |
DisclosureSEC source: 0001623902-21-000004 · wf-form4_161618820718762.xml · nonDerivative · entry 1 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 00:16 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 11,207 | $20.08 | $225,070.18 |
DisclosureSEC source: 0001140361-21-008783 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 17,666,503 F5 · shares: Represents shares of Common Stock sold as follows: 1,020 by Blackwell Partners LLC Series A; 1,345 by Boston Patriot Batterymarch St LLC; 632 by Mercer QIF Fund PLC; 1,181 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,177 by Mudrick Distressed Opportunity Drawdown Fund, LP; 2,611 by Mudrick Distressed Opportunity Fund Global, LP; 276 by Mudrick Distressed Opportunity Specialty Fund, LP; 255 by P Mudrick LTD; 377 by Trustees of Grinnell College; 83 by Verto Direct Opportunity GP, LLC; and 2,250 by Verto Direct Opportunity II, LP. F6 · price: The Common Stock was sold in multiple transactions at prices ranging from $20.00 to $20.415, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F7 · balance_after: Represents shares of Common Stock held by the following entities following the transactions reported on this Form 4: 1,608,663 by Blackwell Partners LLC Series A; 2,120,775 by Boston Patriot Batterymarch St LLC; 996,565 by Mercer QIF Fund PLC; 1,862,365 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,854,989 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,113,853 by Mudrick Distressed Opportunity Fund Global, LP; 434,717 by Mudrick Distressed Opportunity Specialty Fund, LP; 401,453 by P Mudrick LTD; 594,339 by Trustees of Grinnell College; 131,422 by Verto Direct Opportunity GP, LLC; and 3,547,362 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:16 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 15,185 | $20.11 | $305,324.80 |
DisclosureSEC source: 0001140361-21-008783 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 17,677,710 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold as follows: 1,383 by Blackwell Partners LLC Series A;1,823 by Boston Patriot Batterymarch St LLC; 857 by Mercer QIF Fund PLC; 1,601 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,594 by Mudrick Distressed Opportunity Drawdown Fund, LP; 3,535 by Mudrick Distressed Opportunity Fund Global, LP; 374 by Mudrick Distressed Opportunity Specialty Fund, LP; 345 by P Mudrick LTD; 511 by Trustees of Grinnell College; 113 by Verto Direct Opportunity GP, LLC; and 3,049 by Verto Direct Opportunity II, LP. F4 · price: The Common Stock was sold in multiple transactions at prices ranging from $20.00 to $20.23, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 02:35 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 27,557 | $20.01 | $551,470.68 |
DisclosureSEC source: 0001140361-21-008251 · form4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 17,692,895 F7 · shares: Represents shares of Common Stock sold as follows: 2,509 by Blackwell Partners LLC Series A; 3,308 by Boston Patriot Batterymarch St LLC; 1,554 by Mercer QIF Fund PLC; 2,905 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,893 by Mudrick Distressed Opportunity Drawdown Fund, LP; 6,419 by Mudrick Distressed Opportunity Fund Global, LP; 678 by Mudrick Distressed Opportunity Specialty Fund, LP; 626 by P Mudrick LTD; 927 by Trustees of Grinnell College; 205 by Verto Direct Opportunity GP, LLC; and 5,533 by Verto Direct Opportunity II, LP. F8 · price: The Common Stock was sold in multiple transactions at prices ranging from $20.00 to $20.97, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F9 · balance_after: Represents shares of Common Stock held by the following entities following the transactions reported on this Form 4: 1,611,066 by Blackwell Partners LLC Series A; 2,123,943 by Boston Patriot Batterymarch St LLC; 998,054 by Mercer QIF Fund PLC; 1,865,147 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,857,760 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,119,999 by Mudrick Distressed Opportunity Fund Global, LP; 435,367 by Mudrick Distressed Opportunity Specialty Fund, LP; 402,053 by P Mudrick LTD; 595,227 by Trustees of Grinnell College; 131,618 by Verto Direct Opportunity GP, LLC; and 3,552,661 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 02:35 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 5,095 | $19.81 | $100,942.14 |
DisclosureSEC source: 0001140361-21-008251 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 17,720,452 F5 · shares: Represents shares of Common Stock sold as follows: 464 by Blackwell Partners LLC Series A; 612 by Boston Patriot Batterymarch St LLC; 287 by Mercer QIF Fund PLC; 537 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 535 by Mudrick Distressed Opportunity Drawdown Fund, LP; 1,187 by Mudrick Distressed Opportunity Fund Global, LP; 125 by Mudrick Distressed Opportunity Specialty Fund, LP; 116 by P Mudrick LTD; 171 by Trustees of Grinnell College; 38 by Verto Direct Opportunity GP, LLC; and 1,023 by Verto Direct Opportunity II, LP. F6 · price: The Common Stock was sold in multiple transactions at prices ranging from $19.75 to $20.09, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 02:35 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 31,264 | $19.63 | $613,806.11 |
DisclosureSEC source: 0001140361-21-008251 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 17,725,547 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold as follows: 2,847 by Blackwell Partners LLC Series A;3,753 by Boston Patriot Batterymarch St LLC; 1,764 by Mercer QIF Fund PLC; 3,296 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,283 by Mudrick Distressed Opportunity Drawdown Fund, LP; 7,279 by Mudrick Distressed Opportunity Fund Global, LP; 769 by Mudrick Distressed Opportunity Specialty Fund, LP; 710 by P Mudrick LTD; 1,052 by Trustees of Grinnell College; 233 by Verto Direct Opportunity GP, LLC; and 6,278 by Verto Direct Opportunity II, LP. F4 · price: The Common Stock was sold in multiple transactions at prices ranging from $19.15 to $20.00, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 02:38 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 510,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-007723 · form4.xml · nonDerivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 17,756,811 F10 · shares: Represents shares of Common Stock sold as follows: 46,439 by Blackwell Partners LLC Series A; 61,223 by Boston Patriot Batterymarch St LLC; 28,769 by Mercer QIF Fund PLC; 53,763 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 53,550 by Mudrick Distressed Opportunity Drawdown Fund, LP; 118,759 by Mudrick Distressed Opportunity Fund Global, LP; 12,550 by Mudrick Distressed Opportunity Specialty Fund, LP; 11,589 by P Mudrick LTD; 17,158 by Trustees of Grinnell College; 3,794 by Verto Direct Opportunity GP, LLC; and 102,406 by Verto Direct Opportunity II, LP. F11 · price: The Common Stock was sold in multiple transactions at prices ranging from $17.50 to $18.04, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F12 · balance_after: Represents shares of Common Stock held by the following entities following the transactions reported on this Form 4: 1,616,886 by Blackwell Partners LLC Series A; 2,131,616 by Boston Patriot Batterymarch St LLC; 1,001,659 by Mercer QIF Fund PLC; 1,871,885 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,864,471 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,134,884 by Mudrick Distressed Opportunity Fund Global, LP; 436,939 by Mudrick Distressed Opportunity Specialty Fund, LP; 403,505 by P Mudrick LTD; 597,377 by Trustees of Grinnell College; 132,094 by Verto Direct Opportunity GP, LLC; and 3,565,495 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 02:38 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-007723 · form4.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,266,811 F8 · shares: Represents shares of Common Stock sold as follows: 1,821 by Blackwell Partners LLC Series A; 2,401 by Boston Patriot Batterymarch St LLC; 1,128 by Mercer QIF Fund PLC; 2,108 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,100 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,658 by Mudrick Distressed Opportunity Fund Global, LP; 492 by Mudrick Distressed Opportunity Specialty Fund, LP; 454 by P Mudrick LTD; 673 by Trustees of Grinnell College; 149 by Verto Direct Opportunity GP, LLC; and 4,016 by Verto Direct Opportunity II, LP. F9 · price: The Common Stock was sold in multiple transactions at prices ranging from $17.00 to $17.70, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 02:38 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 8,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-007723 · form4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,286,811 F6 · shares: Represents shares of Common Stock sold as follows: 750 by Blackwell Partners LLC Series A; 989 by Boston Patriot Batterymarch St LLC; 465 by Mercer QIF Fund PLC; 868 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 865 by Mudrick Distressed Opportunity Drawdown Fund, LP; 1,919 by Mudrick Distressed Opportunity Fund Global, LP; 203 by Mudrick Distressed Opportunity Specialty Fund, LP; 187 by P Mudrick LTD; 277 by Trustees of Grinnell College; 61 by Verto Direct Opportunity GP, LLC; and 1,654 by Verto Direct Opportunity II, LP. F7 · price: The Common Stock was sold in multiple transactions at prices ranging from $18.00 to $18.25, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 21:40 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,000 | $3.68 Strike: $3.68 | $11,040.00 |
DisclosureSEC source: 0001623902-21-000002 · wf-form4_161498038756368.xml · derivative · entry 4 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,521 Underlying: Common Shares · 3,000 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Stock Options awarded on November 14, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 21:40 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionCommon Shares | 3,000 | $3.68 | $11,040.00 |
DisclosureSEC source: 0001623902-21-000002 · wf-form4_161498038756368.xml · nonDerivative · entry 2 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 02:38 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 22,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-007723 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,295,049 F4 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold as follows: 2,085 by Blackwell Partners LLC Series A; 2,749 by Boston Patriot Batterymarch St LLC; 1,292 by Mercer QIF Fund PLC; 2,414 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,405 by Mudrick Distressed Opportunity Drawdown Fund, LP; 5,334 by Mudrick Distressed Opportunity Fund Global, LP; 563 by Mudrick Distressed Opportunity Specialty Fund, LP; 520 by P Mudrick LTD; 770 by Trustees of Grinnell College; 170 by Verto Direct Opportunity GP, LLC; and 4,598 by Verto Direct Opportunity II, LP. F5 · price: The Common Stock was sold in multiple transactions at prices ranging from $18.50 to $19.01, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 02:38 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 100 | $20.41 | $2,041.00 |
DisclosureSEC source: 0001140361-21-007723 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 18,317,949 F3 · shares: Represents shares of the Issuer's common stock ("Common Stock") sold as follows: 9 by Blackwell Partners LLC Series A;12 by Boston Patriot Batterymarch St LLC; 6 by Mercer QIF Fund PLC; 11 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 11 by Mudrick Distressed Opportunity Drawdown Fund, LP; 23 by Mudrick Distressed Opportunity Fund Global, LP; 2 by Mudrick Distressed Opportunity Specialty Fund, LP; 2 by P Mudrick LTD; 3 by Trustees of Grinnell College; 1 by Verto Direct Opportunity GP, LLC; and 20 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:40 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $3.68 Strike: $3.68 | $18,400.00 |
DisclosureSEC source: 0001623902-21-000002 · wf-form4_161498038756368.xml · derivative · entry 3 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,521 Underlying: Common Shares · 5,000 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Stock Options awarded on November 14, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:40 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionCommon Shares | 5,000 | $3.68 | $18,400.00 |
DisclosureSEC source: 0001623902-21-000002 · wf-form4_161498038756368.xml · nonDerivative · entry 1 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:26 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock, par value $0.001 per share ("Common Stock") | 5,300 | $28.53 | $151,209.00 |
DisclosureSEC source: 0000950142-21-000727 · es210132627_4-thryv.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,486,646 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:36 UTC |
PAULSON & CO. INC.10% owner
|
SaleCommon Shares, $0.01 par value | 315,302 | $27.00 | $8,513,154.00 |
DisclosureSEC source: 0001013594-21-000204 · form4.xml · nonDerivative · entry 1 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Funds and Accounts Disclosed balance after: 2,901,135 F1 · security: Paulson & Co. Inc. ("Paulson") is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F3 · price: Reflects average price per share, based on sales transactions at a price ranging from $27.00 per share to $27.0032 per share. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 20:07 UTC |
Wholey John FExecutive VP of Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001140361-21-004781 · form4.xml · derivative · entry 2 Wholey John F · CIK 0001630070 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,521 Underlying: Common Stock · 100,000 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Stock Options awarded on September 26, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 20:07 UTC |
Wholey John FExecutive VP of Operations
|
Exercise / conversionCommon Stock | 100,000 | $3.68 | $368,000.00 |
DisclosureSEC source: 0001140361-21-004781 · form4.xml · nonDerivative · entry 1 Wholey John F · CIK 0001630070 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 23:37 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock, par value $0.001 per share ("Common Stock") | 200,000 | $19.54 | $3,908,000.00 |
DisclosureSEC source: 0000950142-21-000104 · es210124952_4-thryv.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,491,946 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 18:21 UTC |
Bolger LesleySee Remarks
|
GrantStock Option (right to buy) · Derivative | 55,556 | Not disclosed Strike: $13.82 | Not disclosed |
DisclosureSEC source: 0001140361-20-029945 · form4.xml · derivative · entry 2 Bolger Lesley · CIK 0001824565 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,556 Underlying: Common Stock · 55,556 shares Expires 2029-11-18 F1 · kind: The reported transactions involve a repricing of outstanding options originally granted on November 18, 2019. No other terms were amended, and the options continue to vest in equal annual installments over a three-year period beginning on January 1, 2021. F1 · price: The reported transactions involve a repricing of outstanding options originally granted on November 18, 2019. No other terms were amended, and the options continue to vest in equal annual installments over a three-year period beginning on January 1, 2021. F1 · derivative.exercise_date: The reported transactions involve a repricing of outstanding options originally granted on November 18, 2019. No other terms were amended, and the options continue to vest in equal annual installments over a three-year period beginning on January 1, 2021. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 18:21 UTC |
Bolger LesleySee Remarks
|
Disposition to issuerStock Option (right to buy) · Derivative | 55,556 | Not disclosed Strike: $16.20 | Not disclosed |
DisclosureSEC source: 0001140361-20-029945 · form4.xml · derivative · entry 1 Bolger Lesley · CIK 0001824565 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,556 shares Expires 2029-11-18 F1 · kind: The reported transactions involve a repricing of outstanding options originally granted on November 18, 2019. No other terms were amended, and the options continue to vest in equal annual installments over a three-year period beginning on January 1, 2021. F1 · price: The reported transactions involve a repricing of outstanding options originally granted on November 18, 2019. No other terms were amended, and the options continue to vest in equal annual installments over a three-year period beginning on January 1, 2021. F1 · derivative.exercise_date: The reported transactions involve a repricing of outstanding options originally granted on November 18, 2019. No other terms were amended, and the options continue to vest in equal annual installments over a three-year period beginning on January 1, 2021. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 18:24 UTC |
Wholey John FExecutive VP of Operations
|
GrantStock Option (right to buy) · Derivative | 111,111 | Not disclosed Strike: $13.82 | Not disclosed |
DisclosureSEC source: 0001140361-20-029950 · form4.xml · derivative · entry 2 Wholey John F · CIK 0001630070 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,111 Underlying: Common Stock · 111,111 shares Expires 2029-11-18 F1 · kind: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F1 · price: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F3 · derivative.exercise_date: The options, as amended, become exercisable in three equal annual installments beginning on January 1, 2022. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 18:24 UTC |
Wholey John FExecutive VP of Operations
|
Disposition to issuerStock Option (right to buy) · Derivative | 111,111 | Not disclosed Strike: $16.20 | Not disclosed |
DisclosureSEC source: 0001140361-20-029950 · form4.xml · derivative · entry 1 Wholey John F · CIK 0001630070 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 111,111 shares Expires 2029-11-18 F1 · kind: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F1 · price: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F2 · derivative.exercise_date: The options were originally granted on November 18, 2019 and provided for vesting in equal annual installments over a three-year period beginning on January 1, 2021. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 23:27 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
GrantStock Option (right to buy) · Derivative | 111,111 | Not disclosed Strike: $13.82 | Not disclosed |
DisclosureSEC source: 0001140361-20-029954 · form4.xml · derivative · entry 2 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,111 Underlying: Common Stock · 111,111 shares Expires 2029-11-18 F1 · kind: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F1 · price: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F3 · derivative.exercise_date: The options, as amended, become exercisable in three equal annual installments beginning on January 1, 2022. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 23:27 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Disposition to issuerStock Option (right to buy) · Derivative | 111,111 | Not disclosed Strike: $16.20 | Not disclosed |
DisclosureSEC source: 0001140361-20-029954 · form4.xml · derivative · entry 1 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 111,111 shares Expires 2029-11-18 F1 · kind: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F1 · price: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F2 · derivative.exercise_date: The options were originally granted on November 18, 2019 and provided for vesting in equal annual installments over a three-year period beginning on January 1, 2021. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 23:25 UTC |
Walsh JoeDirector · CEO and President
|
GrantStock Option (right to buy) · Derivative | 1,111,111 | Not disclosed Strike: $13.82 | Not disclosed |
DisclosureSEC source: 0001140361-20-029952 · form4.xml · derivative · entry 2 Walsh Joe · CIK 0001573298 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,111 Underlying: Common Stock · 1,111,111 shares Expires 2029-11-18 F1 · kind: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F1 · price: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F3 · derivative.exercise_date: The options, as amended, become exercisable in equal monthly installments beginning on January 1, 2021 (the "New Vesting Schedule"). Options that had already vested will now be subject to the New Vesting Schedule. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 23:25 UTC |
Walsh JoeDirector · CEO and President
|
Disposition to issuerStock Option (right to buy) · Derivative | 1,111,111 | Not disclosed Strike: $16.20 | Not disclosed |
DisclosureSEC source: 0001140361-20-029952 · form4.xml · derivative · entry 1 Walsh Joe · CIK 0001573298 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,111,111 shares Expires 2029-11-18 F1 · kind: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F1 · price: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F2 · derivative.exercise_date: The options were originally granted on November 18, 2019 and provided for vesting in equal monthly installments over a three-year period beginning on January 1, 2020. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 23:22 UTC |
McCusker JamesChief Revenue Officer and EVP
|
GrantStock Option (right to buy) · Derivative | 111,111 | Not disclosed Strike: $13.82 | Not disclosed |
DisclosureSEC source: 0001140361-20-029947 · form4.xml · derivative · entry 2 McCusker James · CIK 0001652460 · Chief Revenue Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,111 Underlying: Common Stock · 111,111 shares Expires 2029-11-18 F1 · kind: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F1 · price: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F3 · derivative.exercise_date: The options, as amended, become exercisable in three equal annual installments beginning on January 1, 2022. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 23:22 UTC |
McCusker JamesChief Revenue Officer and EVP
|
Disposition to issuerStock Option (right to buy) · Derivative | 111,111 | Not disclosed Strike: $16.20 | Not disclosed |
DisclosureSEC source: 0001140361-20-029947 · form4.xml · derivative · entry 1 McCusker James · CIK 0001652460 · Chief Revenue Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 111,111 shares Expires 2029-11-18 F1 · kind: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F1 · price: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F2 · derivative.exercise_date: The options were originally granted on November 18, 2019 and provided for vesting in equal annual installments over a three-year period beginning on January 1, 2021. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 23:20 UTC |
Henry GordonChief Strategy Officer and EVP
|
GrantStock Option (right to buy) · Derivative | 111,111 | Not disclosed Strike: $13.82 | Not disclosed |
DisclosureSEC source: 0001140361-20-029943 · form4.xml · derivative · entry 2 Henry Gordon · CIK 0001620150 · Chief Strategy Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,111 Underlying: Common Stock · 111,111 shares Expires 2029-11-18 F1 · kind: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F1 · price: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F3 · derivative.exercise_date: The options, as amended, become exercisable in three equal annual installments beginning on January 1, 2022. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 23:20 UTC |
Henry GordonChief Strategy Officer and EVP
|
Disposition to issuerStock Option (right to buy) · Derivative | 111,111 | Not disclosed Strike: $16.20 | Not disclosed |
DisclosureSEC source: 0001140361-20-029943 · form4.xml · derivative · entry 1 Henry Gordon · CIK 0001620150 · Chief Strategy Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 111,111 shares Expires 2029-11-18 F1 · kind: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F1 · price: The reported transactions involve a repricing and extension of vesting dates of outstanding options originally granted on November 18, 2019. F2 · derivative.exercise_date: The options were originally granted on November 18, 2019 and provided for vesting in equal annual installments over a three-year period beginning on January 1, 2021. Read SEC document |
| December 24, 2020 Filed Feb 12, 2021 22:03 UTC |
Walsh JoeDirector · CEO and President
|
GiftCommon Stock | 1,625,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-004695 · form5.xml · nonDerivative · entry 2 Walsh Joe · CIK 0001573298 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 1,625,206 F1 · shares: On December 21, 2020, Mr. Walsh transferred 1,625,206 shares of common stock to the Walsh Family 2020 Trust, a trust for the benefit of Mr. Walsh's descendants. Read SEC document |
| December 24, 2020 Filed Feb 12, 2021 22:03 UTC |
Walsh JoeDirector · CEO and President
|
GiftCommon Stock | 1,625,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-004695 · form5.xml · nonDerivative · entry 1 Walsh Joe · CIK 0001573298 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On December 21, 2020, Mr. Walsh transferred 1,625,206 shares of common stock to the Walsh Family 2020 Trust, a trust for the benefit of Mr. Walsh's descendants. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.