THG

SEC source: 0001062993-24-010422 · form4.xml · nonDerivative · entry 1

Condrin J Paul · CIK 0001847403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,532

F1 · kind: Shares granted pursuant to the Issuer's 2022 Long-Term Incentive Plan.

SEC source: 0001062993-24-010417 · form4.xml · nonDerivative · entry 1

Bunting Theodore H JR · CIK 0001399319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,211

F1 · kind: Shares granted pursuant to the Issuer's 2022 Long-Term Incentive Plan.

SEC source: 0001062993-24-010423 · form4.xml · nonDerivative · entry 1

LANE KATHY S · CIK 0001203089 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferral Agreement

Disclosed balance after: 5,778

F1 · kind: Shares granted pursuant to the Issuer's 2022 Long-Term Incentive Plan.

F2 · balance_after: Does not include 1,884 shares held directly by the Reporting Person.

SEC source: 0001062993-24-010416 · form4.xml · nonDerivative · entry 1

Aristeguieta Francisco · CIK 0001566752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,233

F1 · kind: Shares granted pursuant to the Issuer's 2022 Long-Term Incentive Plan.

SEC source: 0001062993-24-010420 · form4.xml · nonDerivative · entry 1

Carlin Jane D · CIK 0001558946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,119

F1 · kind: Shares granted pursuant to the Issuer's 2022 Long-Term Incentive Plan.

F2 · balance_after: Does not include 5,929 shares held indirectly in a Rabbi Trust pursuant to deferral agreements.

SEC source: 0001062993-24-009659 · form4.xml · nonDerivative · entry 1

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,397.603

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold at multiple prices ranging from $135.86 to $136.04. The Reporting Person undertakes to provide The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001062993-24-007572 · form4.xml · nonDerivative · entry 1

LOVELY DAVID JOHN · CIK 0001958694 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,442.749

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-24-007573 · form4.xml · nonDerivative · entry 1

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,966.795

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-24-007570 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,442.056

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-24-007569 · form4.xml · nonDerivative · entry 1

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,242.853

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-24-007568 · form4.xml · nonDerivative · entry 1

Lowsley Denise · CIK 0001572984 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,689.127

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-24-007565 · form4.xml · nonDerivative · entry 1

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,397.603

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-24-007566 · form4.xml · nonDerivative · entry 1

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,599.138

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

F2 · balance_after: Does not include 7,652 shares held indirectly by the Reporting Person's spouse.

SEC source: 0001062993-24-007564 · form4.xml · nonDerivative · entry 1

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,516.292

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-24-007563 · form4.xml · nonDerivative · entry 1

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,499.132

F1 · kind: Grant of restricted stock units ("RSUs") under the Issuer's 2022 Long-Term Incentive Plan ("2022 LTIP") in connection with the accrual of dividend equivalent rights associated with RSUs previously granted under the Issuer's 2022 LTIP or 2014 Long-Term Incentive Plan, as applicable. Such RSUs vest on the third anniversary of the date of grant of the original underlying RSUs.

SEC source: 0001062993-24-004735 · form4.xml · derivative · entry 5

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,523

Underlying: Common Stock · 3,523 shares

Expires 2034-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-24-004735 · form4.xml · nonDerivative · entry 4

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,383.952

F4 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-24-004734 · form4.xml · derivative · entry 5

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,117

Underlying: Common Stock · 9,117 shares

Expires 2034-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-24-004734 · form4.xml · nonDerivative · entry 4

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,208.022

F4 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-24-004732 · form4.xml · derivative · entry 5

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,288

Underlying: Common Stock · 8,288 shares

Expires 2034-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-24-004732 · form4.xml · nonDerivative · entry 4

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,484.938

F4 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-24-004731 · form4.xml · derivative · entry 5

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,387

Underlying: Common Stock · 5,387 shares

Expires 2034-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-24-004731 · form4.xml · nonDerivative · entry 4

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,421.151

F4 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-24-004729 · form4.xml · derivative · entry 5

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,437

Underlying: Common Stock · 41,437 shares

Expires 2034-02-27

F6 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-24-004729 · form4.xml · nonDerivative · entry 4

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,446.067

F4 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

F5 · balance_after: Does not include 7,652 shares held by the Reporting Person's spouse.

SEC source: 0001062993-24-004728 · form4.xml · derivative · entry 6

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,534

Underlying: Common Stock · 1,534 shares

Expires 2034-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-24-004728 · form4.xml · nonDerivative · entry 5

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,486.73

F4 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-24-004728 · form4.xml · nonDerivative · entry 4

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,797.73

SEC source: 0001062993-24-004727 · form4.xml · derivative · entry 5

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,332

Underlying: Common Stock · 15,332 shares

Expires 2034-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-24-004727 · form4.xml · nonDerivative · entry 4

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,905.842

F4 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-24-004725 · form4.xml · derivative · entry 2

LOVELY DAVID JOHN · CIK 0001958694 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,315

Underlying: Common Stock · 3,315 shares

Expires 2034-02-27

F2 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-24-004725 · form4.xml · nonDerivative · entry 1

LOVELY DAVID JOHN · CIK 0001958694 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,433.799

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-24-004724 · form4.xml · derivative · entry 5

Lowsley Denise · CIK 0001572984 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,523

Underlying: Common Stock · 3,523 shares

Expires 2034-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-24-004724 · form4.xml · nonDerivative · entry 4

Lowsley Denise · CIK 0001572984 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,675.187

F4 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-24-004735 · form4.xml · nonDerivative · entry 3

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,591.952

F3 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 26, 2024. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement.

SEC source: 0001062993-24-004735 · form4.xml · nonDerivative · entry 2

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,211.738

F2 · kind: On February 26, 2021, the Reporting Person was granted PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a three-year time-based vesting condition, and also provided for the accumulation of dividend equivalent rights. On February 26, 2024, the performance condition for this award was certified at 72.73% of the target award (as adjusted for accumulated dividend equivalent rights), and vested and was paid.

SEC source: 0001062993-24-004735 · form4.xml · nonDerivative · entry 1

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,668.738

F1 · kind: On February 26, 2021, the Reporting Person was granted performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a three-year time-based vesting condition, and also provided for the accumulation of dividend equivalent rights. On February 26, 2024, the performance condition for this award was certified at 112% of the target award (as adjusted for accumulated dividend equivalent rights), and vested and was paid.

SEC source: 0001062993-24-004734 · form4.xml · nonDerivative · entry 3

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,159.022

F3 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 26, 2024. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement.

SEC source: 0001062993-24-004734 · form4.xml · nonDerivative · entry 2

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,599.41

F2 · kind: On February 26, 2021, the Reporting Person was granted PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a three-year time-based vesting condition, and also provided for the accumulation of dividend equivalent rights. On February 26, 2024, the performance condition for this award was certified at 72.73% of the target award (as adjusted for accumulated dividend equivalent rights), and vested and was paid.

SEC source: 0001062993-24-004734 · form4.xml · nonDerivative · entry 1

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,289.41

F1 · kind: On February 26, 2021, the Reporting Person was granted performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a three-year time-based vesting condition, and also provided for the accumulation of dividend equivalent rights. On February 26, 2024, the performance condition for this award was certified at 112% of the target award (as adjusted for accumulated dividend equivalent rights), and vested and was paid.

SEC source: 0001062993-24-004732 · form4.xml · nonDerivative · entry 3

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,621.938

F3 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 26, 2024. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement.

SEC source: 0001062993-24-004732 · form4.xml · nonDerivative · entry 2

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,321.362

F2 · kind: On February 26, 2021, the Reporting Person was granted PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a three-year time-based vesting condition, and also provided for the accumulation of dividend equivalent rights. On February 26, 2024, the performance condition for this award was certified at 72.73% of the target award (as adjusted for accumulated dividend equivalent rights), and vested and was paid.

SEC source: 0001062993-24-004732 · form4.xml · nonDerivative · entry 1

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,146.362

F1 · kind: On February 26, 2021, the Reporting Person was granted performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a three-year time-based vesting condition, and also provided for the accumulation of dividend equivalent rights. On February 26, 2024, the performance condition for this award was certified at 112% of the target award (as adjusted for accumulated dividend equivalent rights), and vested and was paid.

SEC source: 0001062993-24-004731 · form4.xml · nonDerivative · entry 3

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,210.151

F3 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 26, 2024. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement.

SEC source: 0001062993-24-004731 · form4.xml · nonDerivative · entry 2

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,264.685

F2 · kind: On February 26, 2021, the Reporting Person was granted PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a three-year time-based vesting condition, and also provided for the accumulation of dividend equivalent rights. On February 26, 2024, the performance condition for this award was certified at 72.73% of the target award (as adjusted for accumulated dividend equivalent rights), and vested and was paid.

SEC source: 0001062993-24-004731 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,315.685

F1 · kind: On February 26, 2021, the Reporting Person was granted performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a three-year time-based vesting condition, and also provided for the accumulation of dividend equivalent rights. On February 26, 2024, the performance condition for this award was certified at 112% of the target award (as adjusted for accumulated dividend equivalent rights), and vested and was paid.

SEC source: 0001062993-24-004729 · form4.xml · nonDerivative · entry 3

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,135.067

F3 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 26, 2024. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement.

F5 · balance_after: Does not include 7,652 shares held by the Reporting Person's spouse.

SEC source: 0001062993-24-004729 · form4.xml · nonDerivative · entry 2

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,367.904

F2 · kind: On February 26, 2021, the Reporting Person was granted PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a three-year time-based vesting condition, and also provided for the accumulation of dividend equivalent rights. On February 26, 2024, the performance condition for this award was certified at 72.73% of the target award (as adjusted for accumulated dividend equivalent rights), and vested and was paid.

F5 · balance_after: Does not include 7,652 shares held by the Reporting Person's spouse.

SEC source: 0001062993-24-004729 · form4.xml · nonDerivative · entry 1

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,045.904

F1 · kind: On February 26, 2021, the Reporting Person was granted performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a three-year time-based vesting condition, and also provided for the accumulation of dividend equivalent rights. On February 26, 2024, the performance condition for this award was certified at 112% of the target award (as adjusted for accumulated dividend equivalent rights), and vested and was paid.

F5 · balance_after: Does not include 7,652 shares held by the Reporting Person's spouse.

SEC source: 0001062993-24-004728 · form4.xml · nonDerivative · entry 3

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,637.73

F3 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 26, 2024. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement.