Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 13 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2018 Filed May 16, 2018 18:43 UTC |
RAMRATH JOSEPH RDirector
|
GrantCommon Stock | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000074 · edgar.xml · nonDerivative · entry 1 RAMRATH JOSEPH R · CIK 0001161843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,116 F1 · kind: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:38 UTC |
PRICE MICHAEL DDirector
|
GrantCommon Stock | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000072 · edgar.xml · nonDerivative · entry 1 PRICE MICHAEL D · CIK 0001241508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,346 F1 · kind: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:29 UTC |
KNOX WENDELL JDirector
|
GrantCommon Stock | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000069 · edgar.xml · nonDerivative · entry 1 KNOX WENDELL J · CIK 0001227468 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferral Agreement Disclosed balance after: 5,865 F1 · kind: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. F2 · balance_after: Does not include 22,734 shares held directly by the Reporting Person. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:23 UTC |
Henry Daniel TDirector
|
GrantCommon Stock | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000067 · edgar.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,773 F1 · kind: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:18 UTC |
Egan CynthiaDirector
|
GrantCommon Stock | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000065 · edgar.xml · nonDerivative · entry 1 Egan Cynthia · CIK 0001584240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,114 F1 · kind: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. F2 · balance_after: Does not include 1,751 shares held indirectly in a Rabbi Trust pursuant to deferral agreements. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:12 UTC |
CONDRON P KEVINDirector
|
GrantCommon Stock | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000063 · edgar.xml · nonDerivative · entry 1 CONDRON P KEVIN · CIK 0001234730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferral Agreement Disclosed balance after: 4,685 F1 · kind: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. F2 · balance_after: Does not include 20,733 shares held directly by the Reporting Person. Read SEC document |
| May 15, 2018 Filed May 16, 2018 17:59 UTC |
Carlin Jane DDirector
|
GrantCommon Stock | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000061 · edgar.xml · nonDerivative · entry 1 Carlin Jane D · CIK 0001558946 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferral Agreement Disclosed balance after: 3,326 F1 · kind: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. Read SEC document |
| May 15, 2018 Filed May 16, 2018 17:47 UTC |
Bradicich KevinDirector
|
GrantCommon Stock | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000059 · edgar.xml · nonDerivative · entry 1 Bradicich Kevin · CIK 0001732472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,378 F1 · kind: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. Read SEC document |
| May 10, 2018 Filed May 14, 2018 13:35 UTC |
Fowle JohnCEO, Chaucer
|
GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000057 · edgar.xml · nonDerivative · entry 2 Fowle John · CIK 0001699184 · CEO, Chaucer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee of The Chaucer Share Incentive Plan Disclosed balance after: 800 F2 · kind: Matching shares under The Chaucer Share Incentive Plan; subject to vesting requirements. F3 · balance_after: Does not include 2,068 shares held directly by the Reporting Person. Read SEC document |
| May 10, 2018 Filed May 14, 2018 13:35 UTC |
Fowle JohnCEO, Chaucer
|
GrantCommon Stock | 2 | $117.51 | $235.02 |
DisclosureSEC source: 0000944695-18-000057 · edgar.xml · nonDerivative · entry 1 Fowle John · CIK 0001699184 · CEO, Chaucer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee of The Chaucer Share Incentive Plan Disclosed balance after: 796 F1 · kind: Purchase of shares pursuant to The Chaucer Share Incentive Plan. Read SEC document |
| May 09, 2018 Filed May 11, 2018 13:24 UTC |
Berthiaume Mark LeoExecutive Vice President
|
SaleCommon Stock | 1,924 | $117.35 | $225,777.74 |
DisclosureSEC source: 0000944695-18-000055 · edgar.xml · nonDerivative · entry 1 Berthiaume Mark Leo · CIK 0001625927 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,164 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $116.95 to $117.89, inclusive. The Reporting Person undertakes to provide The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| May 04, 2018 Filed May 8, 2018 14:09 UTC |
Welzenbach Mark JosephExecutive Vice President
|
Exercise / conversionCommon Stock Option (right to buy) · Derivative | 5,710 | $0.00 Strike: $91.19 | $0.00 |
DisclosureSEC source: 0000944695-18-000052 · edgar.xml · derivative · entry 9 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,420 Underlying: Common Stock · 5,710 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option, representing the right to purchase a total of 17,130 shares, vested 1/3 on 2/24/18, and 1/3 will vest on each of 2/24/19 and 2/24/20. Read SEC document |
| May 04, 2018 Filed May 8, 2018 14:09 UTC |
Welzenbach Mark JosephExecutive Vice President
|
Exercise / conversionCommon Stock Option (right to buy) · Derivative | 4,723 | $0.00 Strike: $82.74 | $0.00 |
DisclosureSEC source: 0000944695-18-000052 · edgar.xml · derivative · entry 8 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,724 Underlying: Common Stock · 4,723 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing the right to purchase a total of 14,170 shares, vested 1/3 on each of 2/23/17 and 2/23/18, and the remaining 1/3 will vest on 2/23/19. Read SEC document |
| May 04, 2018 Filed May 8, 2018 14:09 UTC |
Welzenbach Mark JosephExecutive Vice President
|
Exercise / conversionCommon Stock Option (right to buy) · Derivative | 4,800 | $0.00 Strike: $70.24 | $0.00 |
DisclosureSEC source: 0000944695-18-000052 · edgar.xml · derivative · entry 7 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,800 shares Expires 2025-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option, representing the right to purchase a total of 14,400 shares, vested 1/3 on each of 2/27/16, 2/27/17 and 2/27/18. Read SEC document |
| May 04, 2018 Filed May 8, 2018 14:09 UTC |
Welzenbach Mark JosephExecutive Vice President
|
SaleCommon Stock | 5,710 | $115.59 | $660,013.19 |
DisclosureSEC source: 0000944695-18-000052 · edgar.xml · nonDerivative · entry 6 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,413 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $115.32 to $116.14, inclusive. The Reporting Person undertakes to provide THG, any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| May 04, 2018 Filed May 8, 2018 14:09 UTC |
Welzenbach Mark JosephExecutive Vice President
|
Exercise / conversionCommon Stock | 5,710 | $91.19 | $520,694.90 |
DisclosureSEC source: 0000944695-18-000052 · edgar.xml · nonDerivative · entry 5 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2018 Filed May 8, 2018 14:09 UTC |
Welzenbach Mark JosephExecutive Vice President
|
SaleCommon Stock | 4,723 | $115.59 | $545,918.82 |
DisclosureSEC source: 0000944695-18-000052 · edgar.xml · nonDerivative · entry 4 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,413 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $115.36 to $116.12, inclusive. The Reporting Person undertakes to provide THG, any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| May 04, 2018 Filed May 8, 2018 14:09 UTC |
Welzenbach Mark JosephExecutive Vice President
|
Exercise / conversionCommon Stock | 4,723 | $82.74 | $390,781.02 |
DisclosureSEC source: 0000944695-18-000052 · edgar.xml · nonDerivative · entry 3 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2018 Filed May 8, 2018 14:09 UTC |
Welzenbach Mark JosephExecutive Vice President
|
SaleCommon Stock | 4,800 | $115.59 | $554,816.16 |
DisclosureSEC source: 0000944695-18-000052 · edgar.xml · nonDerivative · entry 2 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,413 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $115.32 to $116.15, inclusive. The Reporting Person undertakes to provide The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| May 04, 2018 Filed May 8, 2018 14:09 UTC |
Welzenbach Mark JosephExecutive Vice President
|
Exercise / conversionCommon Stock | 4,800 | $70.24 | $337,152.00 |
DisclosureSEC source: 0000944695-18-000052 · edgar.xml · nonDerivative · entry 1 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 14:13 UTC |
Fowle JohnCEO, Chaucer
|
GrantCommon Stock | 3 | $119.37 | $358.11 |
DisclosureSEC source: 0000944695-18-000046 · edgar.xml · nonDerivative · entry 1 Fowle John · CIK 0001699184 · CEO, Chaucer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee of The Chaucer Share Incentive Plan Disclosed balance after: 794 F1 · kind: Purchase of Dividend Shares under The Chaucer Share Incentive Plan. F2 · balance_after: Does not include 2,068 shares held directly by the Reporting Person. Read SEC document |
| April 11, 2018 Filed Apr 12, 2018 14:07 UTC |
Fowle JohnCEO, Chaucer
|
GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000044 · edgar.xml · nonDerivative · entry 2 Fowle John · CIK 0001699184 · CEO, Chaucer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee of The Chaucer Share Incentive Plan Disclosed balance after: 791 F2 · kind: Matching shares under The Chaucer Share Incentive Plan; subject to vesting requirements. F3 · balance_after: Does not include 2,068 shares held directly by the Reporting Person. Read SEC document |
| April 11, 2018 Filed Apr 12, 2018 14:07 UTC |
Fowle JohnCEO, Chaucer
|
GrantCommon Stock | 2 | $118.25 | $236.50 |
DisclosureSEC source: 0000944695-18-000044 · edgar.xml · nonDerivative · entry 1 Fowle John · CIK 0001699184 · CEO, Chaucer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee of The Chaucer Share Incentive Plan Disclosed balance after: 787 F1 · kind: Purchase of shares pursuant to The Chaucer Share Incentive Plan. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 14:10 UTC |
Fowle JohnCEO, Chaucer
|
Tax withholdingCommon Stock | 752 | $116.53 | $87,630.56 |
DisclosureSEC source: 0000944695-18-000042 · edgar.xml · nonDerivative · entry 1 Fowle John · CIK 0001699184 · CEO, Chaucer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,068 F1 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer. F2 · balance_after: Does not include 785 shares held indirectly by the Trustee of the Chaucer Share Incentive Plan. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 14:18 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
GrantCommon Stock | 3.893 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000040 · edgar.xml · nonDerivative · entry 1 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,588.893 F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units originally granted on 2/27/18. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 16:46 UTC |
Fowle JohnCEO, Chaucer
|
GrantCommon Stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000038 · edgar.xml · nonDerivative · entry 2 Fowle John · CIK 0001699184 · CEO, Chaucer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee of The Chaucer Share Incentive Plan Disclosed balance after: 785 F2 · kind: Matching shares under The Chaucer Share Incentive Plan; subject to vesting requirements. F3 · balance_after: Does not include 2,820 shares held directly by the Reporting Person. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 16:46 UTC |
Fowle JohnCEO, Chaucer
|
GrantCommon Stock | 1 | $113.93 | $113.93 |
DisclosureSEC source: 0000944695-18-000038 · edgar.xml · nonDerivative · entry 1 Fowle John · CIK 0001699184 · CEO, Chaucer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee of The Chaucer Share Incentive Plan Disclosed balance after: 783 F1 · kind: Purchase of shares pursuant to The Chaucer Share Incentive Plan. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 20:37 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
SaleCommon Stock | 747 | $110.82 | $82,782.54 |
DisclosureSEC source: 0000944695-18-000022 · edgar.xml · nonDerivative · entry 5 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,585 F4 · kind: Sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:25 UTC |
Welzenbach Mark JosephExecutive Vice President
|
GrantCommon Stock Option (right to buy) · Derivative | 14,655 | $0.00 Strike: $110.57 | $0.00 |
DisclosureSEC source: 0000944695-18-000036 · edgar.xml · derivative · entry 3 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,655 Underlying: Common Stock · 14,655 shares Expires 2028-02-27 F3 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:25 UTC |
Welzenbach Mark JosephExecutive Vice President
|
Tax withholdingCommon Stock | 1,036 | $110.57 | $114,550.52 |
DisclosureSEC source: 0000944695-18-000036 · edgar.xml · nonDerivative · entry 2 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,413 F2 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:25 UTC |
Welzenbach Mark JosephExecutive Vice President
|
GrantCommon Stock | 1,928 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000036 · edgar.xml · nonDerivative · entry 1 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,449 F1 · kind: On February 27, 2015, the Reporting Person was granted 1,500 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. The PBRSUs were subject to both performance-based and time-based vesting conditions. On February 27, 2018, the time-based condition was met and the performance condition was certified at 128.57% of the target award, vesting the PBRSUs and converting the PBRSU into the number of shares indicated on this Form 4. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:20 UTC |
Salvatore Bryan JExecutive Vice President
|
GrantCommon Stock Option (right to buy) · Derivative | 15,435 | $0.00 Strike: $110.57 | $0.00 |
DisclosureSEC source: 0000944695-18-000034 · edgar.xml · derivative · entry 1 Salvatore Bryan J · CIK 0001709075 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,435 Underlying: Common Stock · 15,435 shares Expires 2028-02-27 F1 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:14 UTC |
Roche John CDirector · President and CEO
|
GrantCommon Stock Option (right to buy) · Derivative | 67,860 | $0.00 Strike: $110.57 | $0.00 |
DisclosureSEC source: 0000944695-18-000032 · edgar.xml · derivative · entry 3 Roche John C · CIK 0001428157 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,860 Underlying: Common Stock · 67,860 shares Expires 2028-02-27 F3 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:14 UTC |
Roche John CDirector · President and CEO
|
Tax withholdingCommon Stock | 1,509 | $110.57 | $166,850.13 |
DisclosureSEC source: 0000944695-18-000032 · edgar.xml · nonDerivative · entry 2 Roche John C · CIK 0001428157 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,407 F2 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:14 UTC |
Roche John CDirector · President and CEO
|
GrantCommon Stock | 2,892 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000032 · edgar.xml · nonDerivative · entry 1 Roche John C · CIK 0001428157 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,916 F1 · kind: On February 27, 2015, the Reporting Person was granted 2,250 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. The PBRSUs were subject to both performance-based and time-based vesting conditions. On February 27, 2018, the time-based condition was met and the performance condition was certified at 128.57% of the target award, vesting the PBRSUs and converting the PBRSU into the number of shares indicated on this Form 4. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:08 UTC |
LAVEY RICHARD WExecutive Vice President
|
GrantCommon Stock Option (right to buy) · Derivative | 19,290 | $0.00 Strike: $110.57 | $0.00 |
DisclosureSEC source: 0000944695-18-000030 · edgar.xml · derivative · entry 3 LAVEY RICHARD W · CIK 0001275977 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,290 Underlying: Common Stock · 19,290 shares Expires 2028-02-27 F3 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:08 UTC |
LAVEY RICHARD WExecutive Vice President
|
Tax withholdingCommon Stock | 1,162 | $110.57 | $128,482.34 |
DisclosureSEC source: 0000944695-18-000030 · edgar.xml · nonDerivative · entry 2 LAVEY RICHARD W · CIK 0001275977 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,308 F2 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:08 UTC |
LAVEY RICHARD WExecutive Vice President
|
GrantCommon Stock | 2,185 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000030 · edgar.xml · nonDerivative · entry 1 LAVEY RICHARD W · CIK 0001275977 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,470 F1 · kind: On February 27, 2015, the Reporting Person was granted 1,700 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. The PBRSUs were subject to both performance-based and time-based vesting conditions. On February 27, 2018, the time-based condition was met and the performance condition was certified at 128.57% of the target award, vesting the PBRSUs and converting the PBRSU into the number of shares indicated on this Form 4. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:02 UTC |
HUBER J KENDALLExecutive Vice President
|
GrantCommon Stock Option (right to buy) · Derivative | 24,690 | $0.00 Strike: $110.57 | $0.00 |
DisclosureSEC source: 0000944695-18-000028 · edgar.xml · derivative · entry 3 HUBER J KENDALL · CIK 0001227471 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,690 Underlying: Common Stock · 24,690 shares Expires 2028-02-27 F4 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:02 UTC |
HUBER J KENDALLExecutive Vice President
|
Tax withholdingCommon Stock | 1,564 | $110.57 | $172,931.48 |
DisclosureSEC source: 0000944695-18-000028 · edgar.xml · nonDerivative · entry 2 HUBER J KENDALL · CIK 0001227471 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,481 F2 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer. F3 · balance_after: Does not include 1,320 shares held indirectly in a Rabbi Trust pursuant to deferral agreements. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:02 UTC |
HUBER J KENDALLExecutive Vice President
|
GrantCommon Stock | 2,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000028 · edgar.xml · nonDerivative · entry 1 HUBER J KENDALL · CIK 0001227471 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,045 F1 · kind: On February 27, 2015, the Reporting Person was granted 2,300 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. The PBRSUs were subject to both performance-based and time-based vesting conditions. On February 27, 2018, the time-based condition was met and the performance condition was certified at 128.57% of the target award, vesting the PBRSUs and converting the PBRSU into the number of shares indicated on this Form 4. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:53 UTC |
FARBER JEFFREY MExecutive Vice President
|
GrantCommon Stock Option (right to buy) · Derivative | 44,730 | $0.00 Strike: $110.57 | $0.00 |
DisclosureSEC source: 0000944695-18-000026 · edgar.xml · derivative · entry 1 FARBER JEFFREY M · CIK 0001275634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,730 Underlying: Common Stock · 44,730 shares Expires 2028-02-27 F1 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:47 UTC |
Berthiaume Mark LeoExecutive Vice President
|
GrantCommon Stock Option (right to buy) · Derivative | 13,890 | $0.00 Strike: $110.57 | $0.00 |
DisclosureSEC source: 0000944695-18-000024 · edgar.xml · derivative · entry 3 Berthiaume Mark Leo · CIK 0001625927 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,890 Underlying: Common Stock · 13,890 shares Expires 2028-02-27 F3 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:47 UTC |
Berthiaume Mark LeoExecutive Vice President
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Tax withholdingCommon Stock | 1,003 | $110.57 | $110,901.71 |
DisclosureSEC source: 0000944695-18-000024 · edgar.xml · nonDerivative · entry 2 Berthiaume Mark Leo · CIK 0001625927 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,088 F2 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:47 UTC |
Berthiaume Mark LeoExecutive Vice President
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GrantCommon Stock | 1,864 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000024 · edgar.xml · nonDerivative · entry 1 Berthiaume Mark Leo · CIK 0001625927 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,091 F1 · kind: On February 27, 2015, the Reporting Person was granted 1,450 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. The PBRSUs were subject to both performance-based and time-based vesting conditions. On February 27, 2018, the time-based condition was met and the performance condition was certified at 128.57% of the target award, vesting the PBRSUs and converting the PBRSU into the number of shares indicated on this Form 4. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:37 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
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GrantCommon Stock Option (right to buy) · Derivative | 1,935 | $0.00 Strike: $110.57 | $0.00 |
DisclosureSEC source: 0000944695-18-000022 · edgar.xml · derivative · entry 7 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,935 Underlying: Common Stock · 1,935 shares Expires 2028-02-27 F6 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:37 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
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Exercise / conversionCommon Stock Option (right to buy) · Derivative | 800 | $0.00 Strike: $70.24 | $0.00 |
DisclosureSEC source: 0000944695-18-000022 · edgar.xml · derivative · entry 6 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800 shares Expires 2025-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of options and subsequent sale of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan. F5 · derivative.exercise_date: The option, representing the right to purchase a total of 2,400 shares, vested 1/3 on each of 2/27/16, 2/27/17 and 2/27/18. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:37 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
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GrantCommon Stock | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000022 · edgar.xml · nonDerivative · entry 4 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,332 F3 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:37 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
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Tax withholdingCommon Stock | 338 | $110.57 | $37,372.66 |
DisclosureSEC source: 0000944695-18-000022 · edgar.xml · nonDerivative · entry 3 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,482 F2 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:37 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
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SaleCommon Stock | 800 | $110.40 | $88,320.00 |
DisclosureSEC source: 0000944695-18-000022 · edgar.xml · nonDerivative · entry 2 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,820 F1 · kind: Exercise of options and subsequent sale of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.