Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 13 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2022 Filed Mar 2, 2022 21:06 UTC |
FARBER JEFFREY MExecutive Vice President
|
GrantCommon Stock Option (right to buy) · Derivative | 14,454 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001062993-22-006310 · form4.xml · derivative · entry 4 FARBER JEFFREY M · CIK 0001275634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,454 Underlying: Common Stock · 14,454 shares Expires 2032-02-28 F4 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:06 UTC |
FARBER JEFFREY MExecutive Vice President
|
GrantCommon Stock | 2,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006310 · form4.xml · nonDerivative · entry 3 FARBER JEFFREY M · CIK 0001275634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,329.673 F3 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:06 UTC |
FARBER JEFFREY MExecutive Vice President
|
GrantCommon Stock | 2,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006310 · form4.xml · nonDerivative · entry 2 FARBER JEFFREY M · CIK 0001275634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,372.673 F2 · kind: On March 5, 2019, the Reporting Person was granted 2,717 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 28, 2022, the performance condition for this award was certified at 91.67% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remains subject to the time-based vesting condition and is scheduled to vest on March 7, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:06 UTC |
FARBER JEFFREY MExecutive Vice President
|
GrantCommon Stock | 4,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006310 · form4.xml · nonDerivative · entry 1 FARBER JEFFREY M · CIK 0001275634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,658.673 F1 · kind: On March 5, 2019, the Reporting Person was granted 3,038 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 28, 2022, the performance condition for this award was certified at 146.4% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remains subject to the time-based vesting condition and is scheduled to vest on March 7, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:06 UTC |
Kerrigan Dennis FrancisExecutive Vice President
|
GrantCommon Stock Option (right to buy) · Derivative | 4,818 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001062993-22-006309 · form4.xml · derivative · entry 2 Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,818 Underlying: Common Stock · 4,818 shares Expires 2032-02-28 F2 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:06 UTC |
Kerrigan Dennis FrancisExecutive Vice President
|
GrantCommon Stock | 986 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006309 · form4.xml · nonDerivative · entry 1 Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,254.683 F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
GrantCommon Stock Option (right to buy) · Derivative | 1,533 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001062993-22-006308 · form4.xml · derivative · entry 13 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,533 Underlying: Common Stock · 1,533 shares Expires 2032-02-28 F7 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
Exercise / conversionCommon Stock Option (right to buy) · Derivative | 696 | $0.00 Strike: $115.35 | $0.00 |
DisclosureSEC source: 0001062993-22-006308 · form4.xml · derivative · entry 12 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392 Underlying: Common Stock · 696 shares Expires 2031-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option, representing the right to purchase a total of 2,088 shares, vested 1/3 on February 26, 2022, and 1/3 shall vest on each of February 26, 2023 and February 26, 2024. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
Exercise / conversionCommon Stock Option (right to buy) · Derivative | 2,019 | $0.00 Strike: $118.54 | $0.00 |
DisclosureSEC source: 0001062993-22-006308 · form4.xml · derivative · entry 11 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010 Underlying: Common Stock · 2,019 shares Expires 2030-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing the right to purchase a total of 3,029 shares, vested 1/3 each on February 28, 2021 and February 28, 2022, and the remaining 1/3 shall vest on February 28, 2023. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
Exercise / conversionCommon Stock Option (right to buy) · Derivative | 1,174 | $0.00 Strike: $117.22 | $0.00 |
DisclosureSEC source: 0001062993-22-006308 · form4.xml · derivative · entry 10 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586 Underlying: Common Stock · 1,174 shares Expires 2029-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option, representing the right to purchase a total of 1,760 shares, vested 1/3 each on of March 5, 2020 and March 5, 2021, and the remaining 1/3 shall vest on March 5, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
GrantCommon Stock | 628 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006308 · form4.xml · nonDerivative · entry 9 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,075.656 F3 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
GrantCommon Stock | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006308 · form4.xml · nonDerivative · entry 8 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,447.656 F2 · kind: On March 5, 2019, the Reporting Person was granted 202 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 28, 2022, the performance condition for this award was certified at 91.67% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remains subject to the time-based vesting condition and is scheduled to vest on March 7, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
GrantCommon Stock | 209 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006308 · form4.xml · nonDerivative · entry 7 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,329.656 F1 · kind: On March 5, 2019, the Reporting Person was granted 184 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 28, 2022, the performance condition for this award was certified at 146.4% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remains subject to the time-based vesting condition and is scheduled to vest on March 7, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
SaleCommon Stock | 696 | $140.00 | $97,440.00 |
DisclosureSEC source: 0001062993-22-006308 · form4.xml · nonDerivative · entry 6 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,121.656 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
Exercise / conversionCommon Stock | 696 | $115.35 | $80,283.60 |
DisclosureSEC source: 0001062993-22-006308 · form4.xml · nonDerivative · entry 5 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,816.656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
SaleCommon Stock | 2,019 | $140.00 | $282,660.00 |
DisclosureSEC source: 0001062993-22-006308 · form4.xml · nonDerivative · entry 4 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,120.656 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
Exercise / conversionCommon Stock | 2,019 | $118.54 | $239,332.26 |
DisclosureSEC source: 0001062993-22-006308 · form4.xml · nonDerivative · entry 3 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,139.656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
SaleCommon Stock | 1,174 | $140.00 | $164,360.00 |
DisclosureSEC source: 0001062993-22-006308 · form4.xml · nonDerivative · entry 2 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,120.656 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
BARNES WARREN E.SVP & Princpl. Accntg. Officer
|
Exercise / conversionCommon Stock | 1,174 | $117.22 | $137,616.28 |
DisclosureSEC source: 0001062993-22-006308 · form4.xml · nonDerivative · entry 1 BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,294.656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
Roche John CDirector · President and CEO
|
GrantCommon Stock Option (right to buy) · Derivative | 34,689 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001062993-22-006307 · form4.xml · derivative · entry 4 Roche John C · CIK 0001428157 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,689 Underlying: Common Stock · 34,689 shares Expires 2032-02-28 F4 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
Roche John CDirector · President and CEO
|
GrantCommon Stock | 7,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006307 · form4.xml · nonDerivative · entry 3 Roche John C · CIK 0001428157 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,299.7 F3 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
Roche John CDirector · President and CEO
|
GrantCommon Stock | 4,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006307 · form4.xml · nonDerivative · entry 2 Roche John C · CIK 0001428157 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,202.7 F2 · kind: On March 5, 2019, the Reporting Person was granted 4,872 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 28, 2022, the performance condition for this award was certified at 91.67% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remains subject to the time-based vesting condition and is scheduled to vest on March 7, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:05 UTC |
Roche John CDirector · President and CEO
|
GrantCommon Stock | 8,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006307 · form4.xml · nonDerivative · entry 1 Roche John C · CIK 0001428157 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,337.7 F1 · kind: On March 5, 2019, the Reporting Person was granted 5,446 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 28, 2022, the performance condition for this award was certified at 146.4% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remains subject to the time-based vesting condition and is scheduled to vest on March 7, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:04 UTC |
LAVEY RICHARD WExecutive Vice President
|
GrantCommon Stock Option (right to buy) · Derivative | 7,884 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001062993-22-006305 · form4.xml · derivative · entry 4 LAVEY RICHARD W · CIK 0001275977 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,884 Underlying: Common Stock · 7,884 shares Expires 2032-02-28 F4 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:04 UTC |
LAVEY RICHARD WExecutive Vice President
|
GrantCommon Stock | 1,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006305 · form4.xml · nonDerivative · entry 3 LAVEY RICHARD W · CIK 0001275977 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,184.511 F3 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:04 UTC |
LAVEY RICHARD WExecutive Vice President
|
GrantCommon Stock | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006305 · form4.xml · nonDerivative · entry 2 LAVEY RICHARD W · CIK 0001275977 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,571.511 F2 · kind: On March 5, 2019, the Reporting Person was granted 1,218 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 28, 2022, the performance condition for this award was certified at 91.67% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remains subject to the time-based vesting condition and is scheduled to vest on March 7, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:04 UTC |
LAVEY RICHARD WExecutive Vice President
|
GrantCommon Stock | 2,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006305 · form4.xml · nonDerivative · entry 1 LAVEY RICHARD W · CIK 0001275977 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,354.511 F1 · kind: On March 5, 2019, the Reporting Person was granted 1,362 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 28, 2022, the performance condition for this award was certified at 146.4% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remains subject to the time-based vesting condition and is scheduled to vest on March 7, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:04 UTC |
Salvatore Bryan JExecutive Vice President
|
GrantCommon Stock Option (right to buy) · Derivative | 7,008 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001062993-22-006304 · form4.xml · derivative · entry 4 Salvatore Bryan J · CIK 0001709075 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,008 Underlying: Common Stock · 7,008 shares Expires 2032-02-28 F4 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:04 UTC |
Salvatore Bryan JExecutive Vice President
|
GrantCommon Stock | 1,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006304 · form4.xml · nonDerivative · entry 3 Salvatore Bryan J · CIK 0001709075 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,229.807 F3 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:04 UTC |
Salvatore Bryan JExecutive Vice President
|
GrantCommon Stock | 1,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006304 · form4.xml · nonDerivative · entry 2 Salvatore Bryan J · CIK 0001709075 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,795.807 F2 · kind: On March 5, 2019, the Reporting Person was granted 1,031 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 28, 2022, the performance condition for this award was certified at 91.67% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remains subject to the time-based vesting condition and is scheduled to vest on March 7, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:04 UTC |
Salvatore Bryan JExecutive Vice President
|
GrantCommon Stock | 1,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006304 · form4.xml · nonDerivative · entry 1 Salvatore Bryan J · CIK 0001709075 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,765.807 F1 · kind: On March 5, 2019, the Reporting Person was granted 1,152 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 28, 2022, the performance condition for this award was certified at 146.4% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remains subject to the time-based vesting condition and is scheduled to vest on March 7, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:03 UTC |
Welzenbach Mark JosephExecutive Vice President
|
GrantCommon Stock Option (right to buy) · Derivative | 4,380 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001062993-22-006302 · form4.xml · derivative · entry 4 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,380 Underlying: Common Stock · 4,380 shares Expires 2032-02-28 F4 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:03 UTC |
Welzenbach Mark JosephExecutive Vice President
|
GrantCommon Stock | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006302 · form4.xml · nonDerivative · entry 3 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,546.077 F3 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:03 UTC |
Welzenbach Mark JosephExecutive Vice President
|
GrantCommon Stock | 936 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006302 · form4.xml · nonDerivative · entry 2 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,650.077 F2 · kind: On March 5, 2019, the Reporting Person was granted 937 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 28, 2022, the performance condition for this award was certified at 91.67% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remains subject to the time-based vesting condition and is scheduled to vest on March 7, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:03 UTC |
Welzenbach Mark JosephExecutive Vice President
|
GrantCommon Stock | 1,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006302 · form4.xml · nonDerivative · entry 1 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,714.077 F1 · kind: On March 5, 2019, the Reporting Person was granted 1,048 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 28, 2022, the performance condition for this award was certified at 146.4% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remains subject to the time-based vesting condition and is scheduled to vest on March 7, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:03 UTC |
Lowsley DeniseExecutive Vice President
|
GrantCommon Stock Option (right to buy) · Derivative | 3,285 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001062993-22-006303 · form4.xml · derivative · entry 2 Lowsley Denise · CIK 0001572984 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,285 Underlying: Common Stock · 3,285 shares Expires 2032-02-28 F2 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:03 UTC |
Lowsley DeniseExecutive Vice President
|
GrantCommon Stock | 672 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006303 · form4.xml · nonDerivative · entry 1 Lowsley Denise · CIK 0001572984 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,349.255 F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:02 UTC |
Lee Willard TExecutive Vice President
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GrantCommon Stock Option (right to buy) · Derivative | 3,066 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001062993-22-006301 · form4.xml · derivative · entry 2 Lee Willard T · CIK 0001843620 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,066 Underlying: Common Stock · 3,066 shares Expires 2032-02-28 F2 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:02 UTC |
Lee Willard TExecutive Vice President
|
GrantCommon Stock | 628 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006301 · form4.xml · nonDerivative · entry 1 Lee Willard T · CIK 0001843620 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,317.236 F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 15:36 UTC |
Welzenbach Mark JosephExecutive Vice President
|
Exercise / conversionCommon Stock Option (right to buy) · Derivative | 4,686 | $0.00 Strike: $117.22 | $0.00 |
DisclosureSEC source: 0001062993-22-002992 · form4.xml · derivative · entry 6 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,343 Underlying: Common Stock · 4,686 shares Expires 2029-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing the right to purchase a total of 7,029 shares, vested 1/3 on each of 3/05/20 and 3/05/21 and the remaining 1/3 shall vest on 3/05/22. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 15:36 UTC |
Welzenbach Mark JosephExecutive Vice President
|
Exercise / conversionCommon Stock Option (right to buy) · Derivative | 10,377 | $0.00 Strike: $104.11 | $0.00 |
DisclosureSEC source: 0001062993-22-002992 · form4.xml · derivative · entry 5 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,377 shares Expires 2028-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to purchase a total of 15,566 shares, vested 1/3 on each of 2/27/19, 2/27/20 and 2/27/21. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 15:36 UTC |
Welzenbach Mark JosephExecutive Vice President
|
SaleCommon Stock | 4,686 | $140.42 | $658,029.68 |
DisclosureSEC source: 0001062993-22-002992 · form4.xml · nonDerivative · entry 4 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,042.077 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold at multiple prices ranging from $140.11 to $140.55. The Reporting Person undertakes to provide The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 15:36 UTC |
Welzenbach Mark JosephExecutive Vice President
|
Exercise / conversionCommon Stock | 4,686 | $117.22 | $549,292.92 |
DisclosureSEC source: 0001062993-22-002992 · form4.xml · nonDerivative · entry 3 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,728.077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 15:36 UTC |
Welzenbach Mark JosephExecutive Vice President
|
SaleCommon Stock | 10,377 | $138.50 | $1,437,214.50 |
DisclosureSEC source: 0001062993-22-002992 · form4.xml · nonDerivative · entry 2 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,042.077 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 15:36 UTC |
Welzenbach Mark JosephExecutive Vice President
|
Exercise / conversionCommon Stock | 10,377 | $104.11 | $1,080,349.47 |
DisclosureSEC source: 0001062993-22-002992 · form4.xml · nonDerivative · entry 1 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,419.077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 17:28 UTC |
Tripp Ann KirkpatrickExecutive Vice President
|
GrantCommon Stock | 89 | $117.95 | $10,497.91 |
DisclosureSEC source: 0001062993-22-000545 · form4.xml · nonDerivative · entry 1 Tripp Ann Kirkpatrick · CIK 0001737843 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,645.245 F1 · kind: Purchase of shares pursuant to The Hanover Insurance Group Inc.'s 2014 Employee Stock Purchase Plan. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:15 UTC |
Salvatore Bryan JExecutive Vice President
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GrantCommon Stock | 22.765 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-000192 · form4.xml · nonDerivative · entry 1 Salvatore Bryan J · CIK 0001709075 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,927.807 F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:16 UTC |
Welzenbach Mark JosephExecutive Vice President
|
GrantCommon Stock | 18.991 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-000194 · form4.xml · nonDerivative · entry 1 Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,042.077 F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:16 UTC |
Tripp Ann KirkpatrickExecutive Vice President
|
GrantCommon Stock | 12.024 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-000193 · form4.xml · nonDerivative · entry 1 Tripp Ann Kirkpatrick · CIK 0001737843 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,556.245 F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 20:15 UTC |
Roche John CDirector · President and CEO
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GrantCommon Stock | 115.022 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-000191 · form4.xml · nonDerivative · entry 1 Roche John C · CIK 0001428157 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,652.7 F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units. F2 · balance_after: Does not include 7,652 shares held indirectly by the Reporting Person's spouse. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.