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NYSE · USD

THG

HANOVER INSURANCE GROUP, INC.

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Tapewire entity
3652
SEC CIK
0000944695
Parsed reports
790

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 2026013
Jun 202601
Jul 202600
Aug 202608
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2023 Filed Mar 1, 2023 22:51 UTC
LAVEY RICHARD WExecutive Vice President
GrantCommon Stock Option (right to buy) · Derivative 7,925 $0.00 Strike: $140.01 $0.00
Disclosure

SEC source: 0001062993-23-005391 · form4.xml · derivative · entry 5

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,925

Underlying: Common Stock · 7,925 shares

Expires 2033-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 22:51 UTC
LAVEY RICHARD WExecutive Vice President
GrantCommon Stock 1,786 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005391 · form4.xml · nonDerivative · entry 3

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,772.298

F3 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 22:51 UTC
LAVEY RICHARD WExecutive Vice President
GrantCommon Stock 1,510 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005391 · form4.xml · nonDerivative · entry 2

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,986.298

F2 · kind: On February 28, 2020, the Reporting Person was granted 1,618 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 86.96% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 22:51 UTC
LAVEY RICHARD WExecutive Vice President
GrantCommon Stock 2,059 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005391 · form4.xml · nonDerivative · entry 1

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,476.298

F1 · kind: On February 28, 2020, the Reporting Person was granted 1,476 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 130% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

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February 24, 2023 Filed Feb 27, 2023 21:38 UTC
Roche John CDirector · President and CEO
Exercise / conversionCommon Stock Option (right to buy) · Derivative 6,336 $0.00 Strike: $40.01 $0.00
Disclosure

SEC source: 0001062993-23-005005 · form4.xml · derivative · entry 3

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,336 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of his 2/26/13 Option Agreement (the "Agreement"), in-the-money options held by Mr. Roche immediately prior to expiration of the option are automatically "net exercised". Accordingly, per the terms of the Agreement such options were "net exercised" on 2/24/23. To that end a total of 3,326 shares were withheld by the Company to satisfy the exercise price and taxes associated with the exercise, resulting in a net issuance of 3,010 shares to, and held by, Mr. Roche.

F3 · derivative.exercise_date: The option vested 1/3 on each of 02/26/14, 02/26/15 and 02/26/16.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:38 UTC
Roche John CDirector · President and CEO
Tax withholdingCommon Stock 3,326 $139.34 $463,444.84
Disclosure

SEC source: 0001062993-23-005005 · form4.xml · nonDerivative · entry 2

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,220.389

F1 · kind: Pursuant to the terms of his 2/26/13 Option Agreement (the "Agreement"), in-the-money options held by Mr. Roche immediately prior to expiration of the option are automatically "net exercised". Accordingly, per the terms of the Agreement such options were "net exercised" on 2/24/23. To that end a total of 3,326 shares were withheld by the Company to satisfy the exercise price and taxes associated with the exercise, resulting in a net issuance of 3,010 shares to, and held by, Mr. Roche.

F2 · balance_after: Does not include 7,652 shares held indirectly by the Reporting Person's spouse.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 21:38 UTC
Roche John CDirector · President and CEO
Exercise / conversionCommon Stock 6,336 $40.01 $253,503.36
Disclosure

SEC source: 0001062993-23-005005 · form4.xml · nonDerivative · entry 1

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,546.389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of his 2/26/13 Option Agreement (the "Agreement"), in-the-money options held by Mr. Roche immediately prior to expiration of the option are automatically "net exercised". Accordingly, per the terms of the Agreement such options were "net exercised" on 2/24/23. To that end a total of 3,326 shares were withheld by the Company to satisfy the exercise price and taxes associated with the exercise, resulting in a net issuance of 3,010 shares to, and held by, Mr. Roche.

F2 · balance_after: Does not include 7,652 shares held indirectly by the Reporting Person's spouse.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:39 UTC OtherCommon Stock 1,487 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001423 · form4.xml · nonDerivative · entry 2

KNOX WENDELL J · CIK 0001227468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,202

F1 · kind: Change of ownership from indirect to direct pursuant to the terms of a deferral agreement for stock previously awarded (but deferred) under the Issuer's 2014 Long Term Incentive Plan.

F1 · price: Change of ownership from indirect to direct pursuant to the terms of a deferral agreement for stock previously awarded (but deferred) under the Issuer's 2014 Long Term Incentive Plan.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:39 UTC OtherCommon Stock 1,487 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001423 · form4.xml · nonDerivative · entry 1

KNOX WENDELL J · CIK 0001227468 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferral Agreement

Disclosed balance after: 1,926

F1 · kind: Change of ownership from indirect to direct pursuant to the terms of a deferral agreement for stock previously awarded (but deferred) under the Issuer's 2014 Long Term Incentive Plan.

F1 · price: Change of ownership from indirect to direct pursuant to the terms of a deferral agreement for stock previously awarded (but deferred) under the Issuer's 2014 Long Term Incentive Plan.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:59 UTC
Welzenbach Mark JosephExecutive Vice President
Tax withholdingCommon Stock 37 $135.13 $4,999.81
Disclosure

SEC source: 0001062993-23-000334 · form4.xml · nonDerivative · entry 2

Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,828.247

F2 · kind: Reflects shares withheld from restricted stock unit awards to cover FICA and related income tax obligations for executives eligible for retirement vesting under the terms of such awards.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:58 UTC
BARNES WARREN E.SVP & Princpl. Accntg. Officer
Tax withholdingCommon Stock 20 $135.13 $2,702.60
Disclosure

SEC source: 0001062993-23-000333 · form4.xml · nonDerivative · entry 2

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,206.014

F2 · kind: Reflects shares withheld from restricted stock unit awards to cover FICA and related income tax obligations for executives eligible for retirement vesting under the terms of such awards.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 21:59 UTC
Welzenbach Mark JosephExecutive Vice President
GrantCommon Stock 18.938 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000334 · form4.xml · nonDerivative · entry 1

Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,865.247

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 21:58 UTC
BARNES WARREN E.SVP & Princpl. Accntg. Officer
GrantCommon Stock 13.264 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000333 · form4.xml · nonDerivative · entry 1

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,226.014

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 21:55 UTC
Salvatore Bryan JExecutive Vice President
GrantCommon Stock 25.585 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000332 · form4.xml · nonDerivative · entry 1

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,109.814

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 21:54 UTC
Roche John CDirector · President and CEO
GrantCommon Stock 130.851 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000331 · form4.xml · nonDerivative · entry 1

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,210.389

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

F2 · balance_after: Does not include 7,652 shares held indirectly by the Reporting Person's spouse.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 21:54 UTC
Lowsley DeniseExecutive Vice President
GrantCommon Stock 13.193 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000330 · form4.xml · nonDerivative · entry 1

Lowsley Denise · CIK 0001572984 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,397.132

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 21:53 UTC
Lee Willard TExecutive Vice President
GrantCommon Stock 13.947 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000329 · form4.xml · nonDerivative · entry 1

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,036.666

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 21:53 UTC
Kerrigan Dennis FrancisExecutive Vice President
GrantCommon Stock 19.822 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000327 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,326.618

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 21:53 UTC
LAVEY RICHARD WExecutive Vice President
GrantCommon Stock 29.038 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000328 · form4.xml · nonDerivative · entry 1

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,417.298

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 21:47 UTC
FARBER JEFFREY MExecutive Vice President
GrantCommon Stock 60.473 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000319 · form4.xml · nonDerivative · entry 1

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,529.923

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

F2 · balance_after: Due to a clerical error, the number reported in column 5 of the Form 4 filed on March 9, 2022 and all subsequent filings was understated by 300 shares. All other line items in the Form 4 filed on March 9, 2022 and all subsequent filings are correct. The amount of securities beneficially owned by the reporting person reported in column 5 of this Form 4 corrects the previous error.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:49 UTC
Welzenbach Mark JosephExecutive Vice President
SaleCommon Stock 2,673 $142.21 $380,127.33
Disclosure

SEC source: 0000944695-22-000011 · primary_doc.xml · nonDerivative · entry 1

Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,846.309

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $142.04 to $143.02. The Reporting Person undertakes to provide to The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth above.

Read SEC document
November 04, 2022 Filed Nov 18, 2022 17:52 UTC Amendment
Welzenbach Mark JosephExecutive Vice President
SaleCommon Stock 900 $143.02 $128,716.47
Disclosure

SEC source: 0001062993-22-022473 · form4a.xml · nonDerivative · entry 2

Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,846.309

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $142.760 to $143.510. The Reporting Person undertakes to provide to THG, any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth above.

Read SEC document
November 04, 2022 Filed Nov 18, 2022 17:52 UTC Amendment
Welzenbach Mark JosephExecutive Vice President
SaleCommon Stock 1,773 $142.04 $251,829.83
Disclosure

SEC source: 0001062993-22-022473 · form4a.xml · nonDerivative · entry 1

Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,746.309

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $141.740 to $142.710. The Reporting Person undertakes to provide to The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth above.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:33 UTC
Welzenbach Mark JosephExecutive Vice President
GrantCommon Stock 18.384 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020341 · form4.xml · nonDerivative · entry 1

Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,519.309

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:32 UTC
Lowsley DeniseExecutive Vice President
GrantCommon Stock 12.807 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020338 · form4.xml · nonDerivative · entry 1

Lowsley Denise · CIK 0001572984 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,383.939

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:31 UTC
FARBER JEFFREY MExecutive Vice President
GrantCommon Stock 58.704 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020334 · form4.xml · nonDerivative · entry 1

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,169.45

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:29 UTC
Salvatore Bryan JExecutive Vice President
GrantCommon Stock 24.836 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020340 · form4.xml · nonDerivative · entry 1

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,084.229

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:29 UTC
Roche John CDirector · President and CEO
GrantCommon Stock 127.025 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020339 · form4.xml · nonDerivative · entry 1

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,079.538

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

F2 · balance_after: Does not include 7,652 shares held indirectly by the Reporting Person's spouse.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:28 UTC
Lee Willard TExecutive Vice President
GrantCommon Stock 13.54 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020337 · form4.xml · nonDerivative · entry 1

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,022.719

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:28 UTC
LAVEY RICHARD WExecutive Vice President
GrantCommon Stock 28.188 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020336 · form4.xml · nonDerivative · entry 1

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,388.26

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:28 UTC
Kerrigan Dennis FrancisExecutive Vice President
GrantCommon Stock 19.242 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020335 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,306.796

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:27 UTC
BARNES WARREN E.SVP & Princpl. Accntg. Officer
GrantCommon Stock 12.876 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020332 · form4.xml · nonDerivative · entry 1

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,212.75

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
August 19, 2022 Filed Aug 22, 2022 20:31 UTC SaleCommon Stock 946 $136.65 $129,266.17
Disclosure

SEC source: 0001062993-22-018566 · form4.xml · nonDerivative · entry 1

Carlin Jane D · CIK 0001558946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Does not include 5,929 shares held indirectly in a Rabbi Trust pursuant to deferral agreements.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 21:45 UTC GrantCommon Stock 798 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-016569 · form4.xml · nonDerivative · entry 1

Ward Elizabeth A · CIK 0001934557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798

F1 · kind: Shares granted pursuant to the Issuer's 2022 Long-Term Incentive Plan.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 20:01 UTC
Welzenbach Mark JosephExecutive Vice President
GrantCommon Stock 15.837 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015565 · form4.xml · nonDerivative · entry 1

Welzenbach Mark Joseph · CIK 0001576903 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500.925

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 20:01 UTC
Salvatore Bryan JExecutive Vice President
GrantCommon Stock 21.395 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015564 · form4.xml · nonDerivative · entry 1

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,059.393

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 20:01 UTC
Roche John CDirector · President and CEO
GrantCommon Stock 109.425 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015563 · form4.xml · nonDerivative · entry 1

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,952.513

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

F2 · balance_after: Does not include 7,652 shares held indirectly by the Reporting Person's spouse.

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June 24, 2022 Filed Jun 28, 2022 20:01 UTC
Lowsley DeniseExecutive Vice President
GrantCommon Stock 11.032 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015562 · form4.xml · nonDerivative · entry 1

Lowsley Denise · CIK 0001572984 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,371.132

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

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June 24, 2022 Filed Jun 28, 2022 20:00 UTC
Lee Willard TExecutive Vice President
GrantCommon Stock 11.663 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015561 · form4.xml · nonDerivative · entry 1

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,009.179

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

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June 24, 2022 Filed Jun 28, 2022 20:00 UTC
LAVEY RICHARD WExecutive Vice President
GrantCommon Stock 24.282 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015560 · form4.xml · nonDerivative · entry 1

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,360.072

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

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June 24, 2022 Filed Jun 28, 2022 20:00 UTC
Kerrigan Dennis FrancisExecutive Vice President
GrantCommon Stock 16.577 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015559 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,287.554

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

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June 24, 2022 Filed Jun 28, 2022 19:59 UTC
FARBER JEFFREY MExecutive Vice President
GrantCommon Stock 50.571 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015558 · form4.xml · nonDerivative · entry 1

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,110.746

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

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June 24, 2022 Filed Jun 28, 2022 19:57 UTC
BARNES WARREN E.SVP & Princpl. Accntg. Officer
GrantCommon Stock 11.092 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015557 · form4.xml · nonDerivative · entry 1

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,199.874

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

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June 13, 2022 Filed Jun 14, 2022 20:26 UTC GrantCommon Stock 868 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-014839 · form4.xml · nonDerivative · entry 1

Aristeguieta Francisco · CIK 0001566752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868

F1 · kind: Shares granted pursuant to the Issuer's 2022 Long-Term Incentive Plan.

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May 17, 2022 Filed May 18, 2022 20:12 UTC
FARBER JEFFREY MExecutive Vice President
Exercise / conversionCommon Stock Option (right to buy) · Derivative 47,510 $0.00 Strike: $104.11 $0.00
Disclosure

SEC source: 0001062993-22-012905 · form4.xml · derivative · entry 3

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,510 shares

Expires 2028-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Mr. Farber "net exercised" 47,510 options. The options were granted to Mr. Farber in 2018, and were scheduled to expire ten years after issuance. A total of 39,575 shares were withheld by the Company to satisfy the exercise price and taxes associated with the exercise, resulting in a net issuance of 7,935 shares to, and held by, Mr. Farber.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 47,510 shares, vested 1/3 on each of 02/27/19, 02/27/20, and 02/27/21.

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May 17, 2022 Filed May 18, 2022 20:12 UTC
FARBER JEFFREY MExecutive Vice President
Tax withholdingCommon Stock 39,575 $148.76 $5,887,177.00
Disclosure

SEC source: 0001062993-22-012905 · form4.xml · nonDerivative · entry 2

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,060.175

F1 · kind: Mr. Farber "net exercised" 47,510 options. The options were granted to Mr. Farber in 2018, and were scheduled to expire ten years after issuance. A total of 39,575 shares were withheld by the Company to satisfy the exercise price and taxes associated with the exercise, resulting in a net issuance of 7,935 shares to, and held by, Mr. Farber.

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May 17, 2022 Filed May 18, 2022 20:12 UTC
FARBER JEFFREY MExecutive Vice President
Exercise / conversionCommon Stock 47,510 $104.11 $4,946,266.10
Disclosure

SEC source: 0001062993-22-012905 · form4.xml · nonDerivative · entry 1

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,635.175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Mr. Farber "net exercised" 47,510 options. The options were granted to Mr. Farber in 2018, and were scheduled to expire ten years after issuance. A total of 39,575 shares were withheld by the Company to satisfy the exercise price and taxes associated with the exercise, resulting in a net issuance of 7,935 shares to, and held by, Mr. Farber.

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May 10, 2022 Filed May 11, 2022 18:28 UTC GrantCommon Stock 946 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012075 · form4.xml · nonDerivative · entry 1

Bradicich Kevin · CIK 0001732472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,907

F1 · kind: Shares granted pursuant to the Issuer's 2022 Long-Term Incentive Plan.

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May 10, 2022 Filed May 11, 2022 18:28 UTC GrantCommon Stock 946 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012074 · form4.xml · nonDerivative · entry 1

Bunting Theodore H JR · CIK 0001399319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,846

F1 · kind: Shares granted pursuant to the Issuer's 2022 Long-Term Incentive Plan.

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May 10, 2022 Filed May 11, 2022 18:27 UTC GrantCommon Stock 946 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012073 · form4.xml · nonDerivative · entry 1

Carlin Jane D · CIK 0001558946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946

F1 · kind: Shares granted pursuant to the Issuer's 2022 Long-Term Incentive Plan.

F2 · balance_after: Does not include 5,929 shares held indirectly in a Rabbi Trust pursuant to deferral agreements.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.