THG

SEC source: 0001062993-23-010654 · form4.xml · nonDerivative · entry 1

RAMRATH JOSEPH R · CIK 0001161843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,891

F1 · kind: Shares granted pursuant to the Issuer's 2022 Long-Term Incentive Plan.

SEC source: 0001062993-23-010652 · form4.xml · nonDerivative · entry 1

Egan Cynthia · CIK 0001584240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,640

F1 · kind: Shares granted pursuant to the Issuer's 2022 Long-Term Incentive Plan.

SEC source: 0001062993-23-008542 · form4.xml · nonDerivative · entry 1

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,088.439

F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan or the 2022 Long-Term Incentive Plan, as applicable, upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

SEC source: 0001062993-23-008540 · form4.xml · nonDerivative · entry 1

LOVELY DAVID JOHN · CIK 0001958694 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 674.223

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

SEC source: 0001062993-23-008539 · form4.xml · nonDerivative · entry 1

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,256.892

F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan or the 2022 Long-Term Incentive Plan, as applicable, upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

SEC source: 0001062993-23-008537 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,875.586

F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan or the 2022 Long-Term Incentive Plan, as applicable, upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

SEC source: 0001062993-23-008536 · form4.xml · nonDerivative · entry 1

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,288.981

F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan or the 2022 Long-Term Incentive Plan, as applicable, upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

SEC source: 0001062993-23-008533 · form4.xml · nonDerivative · entry 1

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,841.431

F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan or the 2022 Long-Term Incentive Plan, as applicable, upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

SEC source: 0001062993-23-008531 · form4.xml · nonDerivative · entry 1

Lowsley Denise · CIK 0001572984 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,031.161

F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan or the 2022 Long-Term Incentive Plan, as applicable, upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

F2 · balance_after: Due to a clerical error, the number reported in column 5 of the Form 4 filed on March 1, 2023 was overstated by 0.063 shares. All other line items in the Form 4 filed on March 1, 2023 are correct. The amount of securities beneficially owned by the reporting person reported in column 5 of this Form 4 corrects the previous error.

SEC source: 0001062993-23-008529 · form4.xml · nonDerivative · entry 1

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,855.876

F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan or the 2022 Long-Term Incentive Plan, as applicable, upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

F2 · balance_after: Does not include 7,652 shares held indirectly by the Reporting Person's spouse.

SEC source: 0001062993-23-008528 · form4.xml · nonDerivative · entry 1

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,353.487

F1 · kind: Grant of restricted stock units under the Issuer's 2014 Long-Term Incentive Plan or the 2022 Long-Term Incentive Plan, as applicable, upon the accrual of dividend rights associated with restricted stock units previously granted by the Issuer. Such units vest on the third anniversary of the date of grant of the underlying restricted stock units.

SEC source: 0001062993-23-005510 · form4.xml · nonDerivative · entry 1

BARNES WARREN E. · CIK 0001269358 · SVP &Princpl. Accntg. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,075.357

F1 · kind: Sale of shares reported was effected pursuant to a Rule 10b5-1 Trading Plan.

SEC source: 0001062993-23-005400 · form4.xml · nonDerivative · entry 4

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,195.318

F4 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 28, 2023. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement

SEC source: 0001062993-23-005399 · form4.xml · nonDerivative · entry 4

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937.357

F4 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 28, 2023. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement

SEC source: 0001062993-23-005397 · form4.xml · nonDerivative · entry 4

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,708.447

F4 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 28, 2023. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement

F6 · balance_after: Does not include 7,652 shares held by the Reporting Person's spouse.

SEC source: 0001062993-23-005396 · form4.xml · nonDerivative · entry 4

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,854.986

F4 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 28, 2023. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement

SEC source: 0001062993-23-005394 · form4.xml · nonDerivative · entry 4

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,324.839

F4 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 28, 2023. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement.

SEC source: 0001062993-23-005392 · form4.xml · nonDerivative · entry 4

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,828.593

F4 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 28, 2023. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement

SEC source: 0001062993-23-005391 · form4.xml · nonDerivative · entry 4

LAVEY RICHARD W · CIK 0001275977 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,256.985

F4 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 28, 2023. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement

SEC source: 0001062993-23-005401 · form4.xml · derivative · entry 2

LOVELY DAVID JOHN · CIK 0001958694 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,972

Underlying: Common Stock · 2,972 shares

Expires 2033-02-27

F2 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-23-005401 · form4.xml · nonDerivative · entry 1

LOVELY DAVID JOHN · CIK 0001958694 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670

F1 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-23-005400 · form4.xml · derivative · entry 5

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,868

Underlying: Common Stock · 13,868 shares

Expires 2033-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-23-005400 · form4.xml · nonDerivative · entry 3

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,554.923

F3 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-23-005400 · form4.xml · nonDerivative · entry 2

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,429.923

F2 · kind: On February 28, 2020, the Reporting Person was granted 3,582 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 86.96% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

SEC source: 0001062993-23-005400 · form4.xml · nonDerivative · entry 1

FARBER JEFFREY M · CIK 0001275634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,087.923

F1 · kind: On February 28, 2020, the Reporting Person was granted 3,268 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 130% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

SEC source: 0001062993-23-005399 · form4.xml · derivative · entry 5

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,467

Underlying: Common Stock · 1,467 shares

Expires 2033-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-23-005399 · form4.xml · nonDerivative · entry 3

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,313.014

F3 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-23-005399 · form4.xml · nonDerivative · entry 2

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,652.014

F2 · kind: On February 28, 2020, the Reporting Person was granted 202 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 86.96% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

SEC source: 0001062993-23-005399 · form4.xml · nonDerivative · entry 1

BARNES WARREN E. · CIK 0001269358 · SVP & Princpl. Accntg. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,463.014

F1 · kind: On February 28, 2020, the Reporting Person was granted 184 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 130% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

SEC source: 0001062993-23-005397 · form4.xml · derivative · entry 5

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,453

Underlying: Common Stock · 36,453 shares

Expires 2033-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-23-005397 · form4.xml · nonDerivative · entry 3

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,725.389

F3 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

F6 · balance_after: Does not include 7,652 shares held by the Reporting Person's spouse.

SEC source: 0001062993-23-005397 · form4.xml · nonDerivative · entry 2

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,511.389

F2 · kind: On February 28, 2020, the Reporting Person was granted 6,934 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 86.96% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

F6 · balance_after: Does not include 7,652 shares held by the Reporting Person's spouse.

SEC source: 0001062993-23-005397 · form4.xml · nonDerivative · entry 1

Roche John C · CIK 0001428157 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,042.389

F1 · kind: On February 28, 2020, the Reporting Person was granted 6,326 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 130% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

F6 · balance_after: Does not include 7,652 shares held by the Reporting Person's spouse.

SEC source: 0001062993-23-005396 · form4.xml · derivative · entry 5

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,755

Underlying: Common Stock · 4,755 shares

Expires 2033-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-23-005396 · form4.xml · nonDerivative · entry 3

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,946.618

F3 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-23-005396 · form4.xml · nonDerivative · entry 2

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,874.618

F2 · kind: On February 28, 2020, the Reporting Person was granted 1,155 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 86.96% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

SEC source: 0001062993-23-005396 · form4.xml · nonDerivative · entry 1

Kerrigan Dennis Francis · CIK 0001799888 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,796.618

F1 · kind: On February 28, 2020, the Reporting Person was granted 1,054 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 130% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

SEC source: 0001062993-23-005394 · form4.xml · derivative · entry 5

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,133

Underlying: Common Stock · 7,133 shares

Expires 2033-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-23-005394 · form4.xml · nonDerivative · entry 3

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,775.814

F3 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-23-005394 · form4.xml · nonDerivative · entry 2

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,167.814

F2 · kind: On February 28, 2020, the Reporting Person was granted 1,386 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 86.96% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

SEC source: 0001062993-23-005394 · form4.xml · nonDerivative · entry 1

Salvatore Bryan J · CIK 0001709075 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,874.814

F1 · kind: On February 28, 2020, the Reporting Person was granted 1,265 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 130% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

SEC source: 0001062993-23-005393 · form4.xml · derivative · entry 5

Lowsley Denise · CIK 0001572984 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,170

Underlying: Common Stock · 3,170 shares

Expires 2033-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-23-005393 · form4.xml · nonDerivative · entry 4

Lowsley Denise · CIK 0001572984 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,017.392

F4 · kind: Represents shares that were forfeited to pay withholding taxes upon the vesting of restricted stock units that were previously granted by the Issuer and vested on February 28, 2023. In connection with vesting, any fractional shares were rounded up to the next whole share in accordance with the terms of the award agreement.

SEC source: 0001062993-23-005393 · form4.xml · nonDerivative · entry 3

Lowsley Denise · CIK 0001572984 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,769.132

F3 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-23-005393 · form4.xml · nonDerivative · entry 2

Lowsley Denise · CIK 0001572984 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,054.132

F2 · kind: On February 28, 2020, the Reporting Person was granted 751 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 86.96% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

SEC source: 0001062993-23-005393 · form4.xml · nonDerivative · entry 1

Lowsley Denise · CIK 0001572984 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,353.132

F1 · kind: On February 28, 2020, the Reporting Person was granted 685 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 130% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

SEC source: 0001062993-23-005392 · form4.xml · derivative · entry 5

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,170

Underlying: Common Stock · 3,170 shares

Expires 2033-02-27

F5 · derivative.exercise_date: Such options vest as to one-third of the shares on each of the first three anniversaries of the grant date.

SEC source: 0001062993-23-005392 · form4.xml · nonDerivative · entry 3

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,327.666

F3 · kind: Grant of restricted stock units under the Issuer's 2022 Long-Term Incentive Plan. Such units vest on the third anniversary of the date of grant.

SEC source: 0001062993-23-005392 · form4.xml · nonDerivative · entry 2

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,612.666

F2 · kind: On February 28, 2020, the Reporting Person was granted 261 (target) PBRSUs pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year relative total shareholder return and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 86.96% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.

SEC source: 0001062993-23-005392 · form4.xml · nonDerivative · entry 1

Lee Willard T · CIK 0001843620 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,368.666

F1 · kind: On February 28, 2020, the Reporting Person was granted 238 (target) performance-based restricted stock units ("PBRSUs") pursuant to the Issuer's 2014 Long-Term Incentive Plan. These PBRSUs were subject to a performance-based vesting condition related to three-year average adjusted return on equity and a time-based vesting condition and also provided for the accumulation of dividend equivalent rights. On February 27, 2023, the performance condition for this award was certified at 130% of the target award (as adjusted for accumulated dividend equivalent rights) for the number of shares indicated. This award remained subject to the time-based vesting condition and vested on February 28, 2023.