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THC

TENET HEALTHCARE CORP

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2563
SEC CIK
0000070318
Parsed reports
494

Last 12 months

Inside the activity.

0 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202501
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202606
Jun 202600
Jul 202604
Aug 2026010
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 27, 2020 Filed Mar 31, 2020 20:35 UTC
Hacker HowardEVP, Chief Compliance Officer
Tax withholdingCommon Stock 282 $17.06 $4,810.92
Disclosure

SEC source: 0001209191-20-021831 · doc4.xml · nonDerivative · entry 2

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,406

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 20:35 UTC
Hacker HowardEVP, Chief Compliance Officer
Exercise / conversionCommon Stock 1,156 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021831 · doc4.xml · nonDerivative · entry 1

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 29, 2019, the reporting person received a grant of 3,468 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 27, 2020 (the business day prior to March 29, 2020, which fell on a weekend), resulting in the vesting and settlement of 1,156 shares of common stock, as shown in Table I. The remaining 2,312 restricted stock units are shown in Table II, of which 1,156 are scheduled to vest on each of March 29, 2021 and March 29, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 22:15 UTC PurchaseCommon Stock 6,153 $13.02 $80,112.06
Disclosure

SEC source: 0001209191-20-020079 · doc4.xml · nonDerivative · entry 1

Fitzgerald Meghan · CIK 0001349297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,882

F1 · shares: The shares were purchased in open market broker transactions.

F2 · price: The price is the weighted average purchase price of the aggregate number of shares that were purchased by the reporting person. These shares were purchased in multiple transactions at prices ranging from $13.00 to $13.04. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 13:33 UTC
Sutaria SaumyaPresident & COO
PurchaseCommon Stock 20,000 $17.28 $345,600.00
Disclosure

SEC source: 0001209191-20-019448 · doc4.xml · nonDerivative · entry 1

Sutaria Saumya · CIK 0001760857 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,413

F1 · shares: The shares were purchased in open market broker transactions.

F2 · price: The price is the weighted average purchase price of the aggregate number of shares that were purchased by the reporting person. These shares were purchased in multiple transactions at prices ranging from $16.95 to $17.57. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 13:26 UTC
Arbour Paola MEVP, Chief Information Officer
PurchaseCommon Stock 2,560 $14.79 $37,862.40
Disclosure

SEC source: 0001209191-20-019446 · doc4.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,726

F1 · shares: The shares were purchased in open market broker transactions.

F2 · price: The price is the weighted average purchase price of the aggregate number of shares that were purchased by the reporting person. These shares were purchased in multiple transactions at prices ranging from $14.79 to $14.80. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 13:20 UTC
West NadjaDirector
PurchaseCommon Stock 1,000 $15.42 $15,420.00
Disclosure

SEC source: 0001209191-20-019444 · doc4.xml · nonDerivative · entry 1

West Nadja · CIK 0001787802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,845

F1 · shares: The shares were purchased in open market broker transactions.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 13:17 UTC
Quintana MarieEVP, Marketing/Communications
PurchaseCommon Stock 2,596 $14.75 $38,291.00
Disclosure

SEC source: 0001209191-20-019442 · doc4.xml · nonDerivative · entry 1

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,086

F1 · shares: The shares were purchased in open market broker transactions.

Read SEC document
March 13, 2020 Filed Mar 13, 2020 19:36 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
PurchaseCommon Stock 11,500 $17.18 $197,570.00
Disclosure

SEC source: 0001209191-20-018823 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,843

F1 · shares: The shares were purchased in open market broker transactions.

F2 · price: The price is the weighted average purchase price of the aggregate number of shares that were purchased by the reporting person. These shares were purchased in multiple transactions at prices ranging from $17.02 to $17.27. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 13, 2020 Filed Mar 13, 2020 17:53 UTC
Cancelmi Daniel JEVP & Chief Financial Officer
PurchaseCommon Stock 19,220 $15.79 $303,483.80
Disclosure

SEC source: 0001209191-20-018770 · doc4.xml · nonDerivative · entry 1

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,937

F1 · shares: The shares were purchased in open market broker transactions.

F2 · price: The price is the weighted average purchase price of the aggregate number of shares that were purchased by the reporting person. These shares were purchased in multiple transactions at prices ranging from $15.64 to $15.90. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:08 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
PurchaseCommon Stock 10,000 $27.11 $271,100.00
Disclosure

SEC source: 0001209191-20-015035 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,343

F1 · shares: The shares were purchased in open market broker transactions.

F2 · price: The price is the weighted average purchase price of the aggregate number of shares that were purchased by the reporting person. These shares were purchased in multiple transactions at prices ranging from $27.06 to $27.12. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:15 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversion2018 June Restricted Stock Units · Derivative 7,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014809 · doc4.xml · derivative · entry 7

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The seventh vesting date occurred on February 28, 2020, resulting in the vesting and settlement of 7,307 shares of common stock, as shown in Table I.

F4 · derivative.exercise_date: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The seventh vesting date occurred on February 28, 2020, resulting in the vesting and settlement of 7,307 shares of common stock, as shown in Table I.

F4 · derivative.expiration_date: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The seventh vesting date occurred on February 28, 2020, resulting in the vesting and settlement of 7,307 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:15 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversion2018 March Restricted Stock Units · Derivative 36,083 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014809 · doc4.xml · derivative · entry 6

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The eighth vesting date occurred on February 28, 2020, resulting in the vesting and settlement of 36,083 shares of common stock, as shown in Table I.

F1 · derivative.exercise_date: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The eighth vesting date occurred on February 28, 2020, resulting in the vesting and settlement of 36,083 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The eighth vesting date occurred on February 28, 2020, resulting in the vesting and settlement of 36,083 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:15 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Tax withholdingCommon Stock 2,876 $26.28 $75,581.28
Disclosure

SEC source: 0001209191-20-014809 · doc4.xml · nonDerivative · entry 4

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,343

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:15 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 7,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014809 · doc4.xml · nonDerivative · entry 3

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The seventh vesting date occurred on February 28, 2020, resulting in the vesting and settlement of 7,307 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:15 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Tax withholdingCommon Stock 14,199 $26.28 $373,149.72
Disclosure

SEC source: 0001209191-20-014809 · doc4.xml · nonDerivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,912

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:15 UTC
Rittenmeyer Ronald ADirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 36,083 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014809 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The eighth vesting date occurred on February 28, 2020, resulting in the vesting and settlement of 36,083 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:09 UTC
Karrmann Sandra REVP & Chief HR Officer
Exercise / conversion2018 February Restricted Stock Units · Derivative 4,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014797 · doc4.xml · derivative · entry 6

Karrmann Sandra R · CIK 0001354100 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,046

Underlying: Common Stock · 4,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 28, 2018, the reporting person received a grant of 12,136 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 4,045 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 4,045 shares of common stock, as shown in Table I. The remaining 4,046 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F4 · derivative.exercise_date: As previously reported, on February 28, 2018, the reporting person received a grant of 12,136 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 4,045 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 4,045 shares of common stock, as shown in Table I. The remaining 4,046 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F4 · derivative.expiration_date: As previously reported, on February 28, 2018, the reporting person received a grant of 12,136 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 4,045 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 4,045 shares of common stock, as shown in Table I. The remaining 4,046 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:09 UTC
Karrmann Sandra REVP & Chief HR Officer
Tax withholdingCommon Stock 972 $26.28 $25,544.16
Disclosure

SEC source: 0001209191-20-014797 · doc4.xml · nonDerivative · entry 4

Karrmann Sandra R · CIK 0001354100 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,309

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:09 UTC
Karrmann Sandra REVP & Chief HR Officer
Exercise / conversionCommon Stock 4,045 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014797 · doc4.xml · nonDerivative · entry 3

Karrmann Sandra R · CIK 0001354100 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 28, 2018, the reporting person received a grant of 12,136 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 4,045 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 4,045 shares of common stock, as shown in Table I. The remaining 4,046 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:06 UTC
Hacker HowardEVP, Chief Compliance Officer
Exercise / conversion2017 March Restricted Stock Units · Derivative 1,756 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014789 · doc4.xml · derivative · entry 9

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As previously reported, on March 1, 2017, the reporting person received a grant of 5,266 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 1,755 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 1,755 shares of common stock. The third anniversary occurred on February 28, 2020 (the business day prior to March 1, 2020, which fell on a weekend), resulting in the vesting and settlement of 1,756 shares of common stock, as shown in Table I.

F5 · derivative.exercise_date: As previously reported, on March 1, 2017, the reporting person received a grant of 5,266 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 1,755 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 1,755 shares of common stock. The third anniversary occurred on February 28, 2020 (the business day prior to March 1, 2020, which fell on a weekend), resulting in the vesting and settlement of 1,756 shares of common stock, as shown in Table I.

F5 · derivative.expiration_date: As previously reported, on March 1, 2017, the reporting person received a grant of 5,266 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 1,755 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 1,755 shares of common stock. The third anniversary occurred on February 28, 2020 (the business day prior to March 1, 2020, which fell on a weekend), resulting in the vesting and settlement of 1,756 shares of common stock, as shown in Table I.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:06 UTC
Hacker HowardEVP, Chief Compliance Officer
Exercise / conversion2018 February Restricted Stock Units · Derivative 1,618 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014789 · doc4.xml · derivative · entry 8

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,619

Underlying: Common Stock · 1,618 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 28, 2018, the reporting person received a grant of 4,855 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 1,618 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 1,618 shares of common stock, as shown in Table I. The remaining 1,619 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F4 · derivative.exercise_date: As previously reported, on February 28, 2018, the reporting person received a grant of 4,855 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 1,618 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 1,618 shares of common stock, as shown in Table I. The remaining 1,619 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F4 · derivative.expiration_date: As previously reported, on February 28, 2018, the reporting person received a grant of 4,855 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 1,618 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 1,618 shares of common stock, as shown in Table I. The remaining 1,619 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:06 UTC
Hacker HowardEVP, Chief Compliance Officer
Tax withholdingCommon Stock 428 $26.28 $11,247.84
Disclosure

SEC source: 0001209191-20-014789 · doc4.xml · nonDerivative · entry 6

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,532

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:06 UTC
Hacker HowardEVP, Chief Compliance Officer
Exercise / conversionCommon Stock 1,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014789 · doc4.xml · nonDerivative · entry 5

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on March 1, 2017, the reporting person received a grant of 5,266 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 1,755 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 1,755 shares of common stock. The third anniversary occurred on February 28, 2020 (the business day prior to March 1, 2020, which fell on a weekend), resulting in the vesting and settlement of 1,756 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:06 UTC
Hacker HowardEVP, Chief Compliance Officer
Tax withholdingCommon Stock 382 $26.28 $10,038.96
Disclosure

SEC source: 0001209191-20-014789 · doc4.xml · nonDerivative · entry 4

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,204

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:06 UTC
Hacker HowardEVP, Chief Compliance Officer
Exercise / conversionCommon Stock 1,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014789 · doc4.xml · nonDerivative · entry 3

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 28, 2018, the reporting person received a grant of 4,855 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 1,618 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 1,618 shares of common stock, as shown in Table I. The remaining 1,619 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:03 UTC
Cancelmi Daniel JEVP & Chief Financial Officer
Exercise / conversion2017 March Restricted Stock Units · Derivative 13,458 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014783 · doc4.xml · derivative · entry 9

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As previously reported, on March 1, 2017, the reporting person received a grant of 40,373 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 13,457 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 13,458 shares of common stock. The third anniversary occurred on February 28, 2020 (the business day prior to March 1, 2020, which fell on a weekend), resulting in the vesting and settlement of 13,458 shares of common stock, as shown in Table I.

F5 · derivative.exercise_date: As previously reported, on March 1, 2017, the reporting person received a grant of 40,373 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 13,457 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 13,458 shares of common stock. The third anniversary occurred on February 28, 2020 (the business day prior to March 1, 2020, which fell on a weekend), resulting in the vesting and settlement of 13,458 shares of common stock, as shown in Table I.

F5 · derivative.expiration_date: As previously reported, on March 1, 2017, the reporting person received a grant of 40,373 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 13,457 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 13,458 shares of common stock. The third anniversary occurred on February 28, 2020 (the business day prior to March 1, 2020, which fell on a weekend), resulting in the vesting and settlement of 13,458 shares of common stock, as shown in Table I.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:03 UTC
Cancelmi Daniel JEVP & Chief Financial Officer
Exercise / conversion2018 February Restricted Stock Units · Derivative 12,406 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014783 · doc4.xml · derivative · entry 8

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,406

Underlying: Common Stock · 12,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 28, 2018, the reporting person received a grant of 37,217 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 12,405 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 12,406 shares of common stock, as shown in Table I. The remaining 12,406 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F4 · derivative.exercise_date: As previously reported, on February 28, 2018, the reporting person received a grant of 37,217 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 12,405 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 12,406 shares of common stock, as shown in Table I. The remaining 12,406 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F4 · derivative.expiration_date: As previously reported, on February 28, 2018, the reporting person received a grant of 37,217 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 12,405 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 12,406 shares of common stock, as shown in Table I. The remaining 12,406 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:03 UTC
Cancelmi Daniel JEVP & Chief Financial Officer
Tax withholdingCommon Stock 5,296 $26.28 $139,178.88
Disclosure

SEC source: 0001209191-20-014783 · doc4.xml · nonDerivative · entry 6

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,717

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:03 UTC
Cancelmi Daniel JEVP & Chief Financial Officer
Exercise / conversionCommon Stock 13,458 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014783 · doc4.xml · nonDerivative · entry 5

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on March 1, 2017, the reporting person received a grant of 40,373 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 13,457 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 13,458 shares of common stock. The third anniversary occurred on February 28, 2020 (the business day prior to March 1, 2020, which fell on a weekend), resulting in the vesting and settlement of 13,458 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:03 UTC
Cancelmi Daniel JEVP & Chief Financial Officer
Tax withholdingCommon Stock 4,882 $26.28 $128,298.96
Disclosure

SEC source: 0001209191-20-014783 · doc4.xml · nonDerivative · entry 4

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,555

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:03 UTC
Cancelmi Daniel JEVP & Chief Financial Officer
Exercise / conversionCommon Stock 12,406 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014783 · doc4.xml · nonDerivative · entry 3

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 28, 2018, the reporting person received a grant of 37,217 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 12,405 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 12,406 shares of common stock, as shown in Table I. The remaining 12,406 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 23:58 UTC
Andrews Audrey T.EVP & General Counsel
Exercise / conversion2017 March Restricted Stock Units · Derivative 8,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014775 · doc4.xml · derivative · entry 9

Andrews Audrey T. · CIK 0001568933 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As previously reported, on March 1, 2017, the reporting person received a grant of 26,330 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 8,776 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 8,777 shares of common stock. The third anniversary occurred on February 28, 2020 (the business day prior to March 1, 2020, which fell on a weekend), resulting in the vesting and settlement of 8,777 shares of common stock, as shown in Table I.

F5 · derivative.exercise_date: As previously reported, on March 1, 2017, the reporting person received a grant of 26,330 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 8,776 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 8,777 shares of common stock. The third anniversary occurred on February 28, 2020 (the business day prior to March 1, 2020, which fell on a weekend), resulting in the vesting and settlement of 8,777 shares of common stock, as shown in Table I.

F5 · derivative.expiration_date: As previously reported, on March 1, 2017, the reporting person received a grant of 26,330 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 8,776 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 8,777 shares of common stock. The third anniversary occurred on February 28, 2020 (the business day prior to March 1, 2020, which fell on a weekend), resulting in the vesting and settlement of 8,777 shares of common stock, as shown in Table I.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 23:58 UTC
Andrews Audrey T.EVP & General Counsel
Exercise / conversion2018 February Restricted Stock Units · Derivative 8,091 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014775 · doc4.xml · derivative · entry 8

Andrews Audrey T. · CIK 0001568933 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,091

Underlying: Common Stock · 8,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 28, 2018, the reporting person received a grant of 24,272 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 8,090 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 8,091 shares of common stock, as shown in Table I. The remaining 8,091 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F4 · derivative.exercise_date: As previously reported, on February 28, 2018, the reporting person received a grant of 24,272 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 8,090 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 8,091 shares of common stock, as shown in Table I. The remaining 8,091 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F4 · derivative.expiration_date: As previously reported, on February 28, 2018, the reporting person received a grant of 24,272 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 8,090 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 8,091 shares of common stock, as shown in Table I. The remaining 8,091 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 23:58 UTC
Andrews Audrey T.EVP & General Counsel
Tax withholdingCommon Stock 2,138 $26.28 $56,186.64
Disclosure

SEC source: 0001209191-20-014775 · doc4.xml · nonDerivative · entry 6

Andrews Audrey T. · CIK 0001568933 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,736

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 23:58 UTC
Andrews Audrey T.EVP & General Counsel
Exercise / conversionCommon Stock 8,777 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014775 · doc4.xml · nonDerivative · entry 5

Andrews Audrey T. · CIK 0001568933 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on March 1, 2017, the reporting person received a grant of 26,330 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 8,776 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 8,777 shares of common stock. The third anniversary occurred on February 28, 2020 (the business day prior to March 1, 2020, which fell on a weekend), resulting in the vesting and settlement of 8,777 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 23:58 UTC
Andrews Audrey T.EVP & General Counsel
Tax withholdingCommon Stock 1,971 $26.28 $51,797.88
Disclosure

SEC source: 0001209191-20-014775 · doc4.xml · nonDerivative · entry 4

Andrews Audrey T. · CIK 0001568933 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,097

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 23:58 UTC
Andrews Audrey T.EVP & General Counsel
Exercise / conversionCommon Stock 8,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014775 · doc4.xml · nonDerivative · entry 3

Andrews Audrey T. · CIK 0001568933 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 28, 2018, the reporting person received a grant of 24,272 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 8,090 shares of common stock. The second anniversary occurred on February 28, 2020, resulting in the vesting and settlement of 8,091 shares of common stock, as shown in Table I. The remaining 8,091 restricted stock units are shown in Table II and are scheduled to vest on February 28, 2021.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 00:13 UTC
Sutaria SaumyaPresident & COO
Exercise / conversion2019 February Restricted Stock Units · Derivative 47,181 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014803 · doc4.xml · derivative · entry 3

Sutaria Saumya · CIK 0001760857 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,362

Underlying: Common Stock · 47,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 141,543 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 47,181 shares of common stock, as shown in Table I. The remaining 94,362 restricted stock units are shown in Table II, of which 47,181 are scheduled to vest on each of February 27, 2021 and February 27, 2022.

F1 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 141,543 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 47,181 shares of common stock, as shown in Table I. The remaining 94,362 restricted stock units are shown in Table II, of which 47,181 are scheduled to vest on each of February 27, 2021 and February 27, 2022.

F1 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 141,543 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 47,181 shares of common stock, as shown in Table I. The remaining 94,362 restricted stock units are shown in Table II, of which 47,181 are scheduled to vest on each of February 27, 2021 and February 27, 2022.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 00:13 UTC
Sutaria SaumyaPresident & COO
Tax withholdingCommon Stock 17,768 $26.74 $475,116.32
Disclosure

SEC source: 0001209191-20-014803 · doc4.xml · nonDerivative · entry 2

Sutaria Saumya · CIK 0001760857 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,413

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 00:13 UTC
Sutaria SaumyaPresident & COO
Exercise / conversionCommon Stock 47,181 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014803 · doc4.xml · nonDerivative · entry 1

Sutaria Saumya · CIK 0001760857 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 141,543 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 47,181 shares of common stock, as shown in Table I. The remaining 94,362 restricted stock units are shown in Table II, of which 47,181 are scheduled to vest on each of February 27, 2021 and February 27, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 00:09 UTC
Karrmann Sandra REVP & Chief HR Officer
Exercise / conversion2019 February Restricted Stock Units · Derivative 3,145 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014797 · doc4.xml · derivative · entry 5

Karrmann Sandra R · CIK 0001354100 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,292

Underlying: Common Stock · 3,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock, as shown in Table I. The remaining 6,292 restricted stock units are shown in Table II, of which 3,146 are scheduled to vest on each of February 27, 2021 and February 27, 2022.

F1 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock, as shown in Table I. The remaining 6,292 restricted stock units are shown in Table II, of which 3,146 are scheduled to vest on each of February 27, 2021 and February 27, 2022.

F1 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock, as shown in Table I. The remaining 6,292 restricted stock units are shown in Table II, of which 3,146 are scheduled to vest on each of February 27, 2021 and February 27, 2022.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 00:09 UTC
Karrmann Sandra REVP & Chief HR Officer
Tax withholdingCommon Stock 880 $26.74 $23,531.20
Disclosure

SEC source: 0001209191-20-014797 · doc4.xml · nonDerivative · entry 2

Karrmann Sandra R · CIK 0001354100 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,236

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 00:09 UTC
Karrmann Sandra REVP & Chief HR Officer
Exercise / conversionCommon Stock 3,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014797 · doc4.xml · nonDerivative · entry 1

Karrmann Sandra R · CIK 0001354100 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock, as shown in Table I. The remaining 6,292 restricted stock units are shown in Table II, of which 3,146 are scheduled to vest on each of February 27, 2021 and February 27, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 00:11 UTC
Quintana MarieEVP, Marketing/Communications
Exercise / conversion2019 February Restricted Stock Units · Derivative 2,752 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014801 · doc4.xml · derivative · entry 3

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,505

Underlying: Common Stock · 2,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 8,257 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 2,752 shares of common stock, as shown in Table I. The remaining 5,505 restricted stock units are shown in Table II, of which 2,752 are scheduled to vest on February 27, 2021, and 2,753 are scheduled to vest on February 27, 2022.

F1 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 8,257 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 2,752 shares of common stock, as shown in Table I. The remaining 5,505 restricted stock units are shown in Table II, of which 2,752 are scheduled to vest on February 27, 2021, and 2,753 are scheduled to vest on February 27, 2022.

F1 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 8,257 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 2,752 shares of common stock, as shown in Table I. The remaining 5,505 restricted stock units are shown in Table II, of which 2,752 are scheduled to vest on February 27, 2021, and 2,753 are scheduled to vest on February 27, 2022.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 00:11 UTC
Quintana MarieEVP, Marketing/Communications
Tax withholdingCommon Stock 803 $26.74 $21,472.22
Disclosure

SEC source: 0001209191-20-014801 · doc4.xml · nonDerivative · entry 2

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,490

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 00:11 UTC
Quintana MarieEVP, Marketing/Communications
Exercise / conversionCommon Stock 2,752 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014801 · doc4.xml · nonDerivative · entry 1

Quintana Marie · CIK 0001769891 · EVP, Marketing/Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 8,257 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 2,752 shares of common stock, as shown in Table I. The remaining 5,505 restricted stock units are shown in Table II, of which 2,752 are scheduled to vest on February 27, 2021, and 2,753 are scheduled to vest on February 27, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 00:06 UTC
Hacker HowardEVP, Chief Compliance Officer
Exercise / conversion2019 February Restricted Stock Units · Derivative 1,179 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014789 · doc4.xml · derivative · entry 7

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 1,179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 3,539 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 1,179 shares of common stock, as shown in Table I. The remaining 2,360 restricted stock units are shown in Table II, of which 1,180 are scheduled to vest on each of February 27, 2021 and February 27, 2022.

F1 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 3,539 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 1,179 shares of common stock, as shown in Table I. The remaining 2,360 restricted stock units are shown in Table II, of which 1,180 are scheduled to vest on each of February 27, 2021 and February 27, 2022.

F1 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 3,539 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 1,179 shares of common stock, as shown in Table I. The remaining 2,360 restricted stock units are shown in Table II, of which 1,180 are scheduled to vest on each of February 27, 2021 and February 27, 2022.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

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February 27, 2020 Filed Mar 3, 2020 00:06 UTC
Hacker HowardEVP, Chief Compliance Officer
Tax withholdingCommon Stock 350 $26.74 $9,359.00
Disclosure

SEC source: 0001209191-20-014789 · doc4.xml · nonDerivative · entry 2

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,968

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

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February 27, 2020 Filed Mar 3, 2020 00:06 UTC
Hacker HowardEVP, Chief Compliance Officer
Exercise / conversionCommon Stock 1,179 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014789 · doc4.xml · nonDerivative · entry 1

Hacker Howard · CIK 0001769895 · EVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 3,539 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 1,179 shares of common stock, as shown in Table I. The remaining 2,360 restricted stock units are shown in Table II, of which 1,180 are scheduled to vest on each of February 27, 2021 and February 27, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 27, 2020 Filed Mar 3, 2020 00:03 UTC
Cancelmi Daniel JEVP & Chief Financial Officer
Exercise / conversion2019 February Restricted Stock Units · Derivative 9,043 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014783 · doc4.xml · derivative · entry 7

Cancelmi Daniel J · CIK 0001396106 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,087

Underlying: Common Stock · 9,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 27,130 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 9,043 shares of common stock, as shown in Table I. The remaining 18,087 restricted stock units are shown in Table II, of which 9,043 are scheduled to vest on February 27, 2021, and 9,044 are scheduled to vest on February 27, 2022.

F1 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 27,130 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 9,043 shares of common stock, as shown in Table I. The remaining 18,087 restricted stock units are shown in Table II, of which 9,043 are scheduled to vest on February 27, 2021, and 9,044 are scheduled to vest on February 27, 2022.

F1 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 27,130 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 9,043 shares of common stock, as shown in Table I. The remaining 18,087 restricted stock units are shown in Table II, of which 9,043 are scheduled to vest on February 27, 2021, and 9,044 are scheduled to vest on February 27, 2022.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.