Last 12 months
Inside the activity.
5 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 1 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 3 | 4 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2023 Filed Dec 12, 2023 22:13 UTC |
Miller Susanne N.Chief Accounting Officer
|
Tax withholdingCommon Stock | 3,642 | $13.45 | $48,984.90 |
DisclosureSEC source: 0001381668-23-000130 · wk-form4_1702419183.xml · nonDerivative · entry 2 Miller Susanne N. · CIK 0001820738 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,357 F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:13 UTC |
Miller Susanne N.Chief Accounting Officer
|
Exercise / conversionCommon Stock | 12,000 | $13.45 | $161,400.00 |
DisclosureSEC source: 0001381668-23-000130 · wk-form4_1702419183.xml · nonDerivative · entry 1 Miller Susanne N. · CIK 0001820738 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:11 UTC |
Mulhern Timothy WChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000128 · wk-form4_1702419082.xml · derivative · entry 9 Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,267 Underlying: Common Stock · 2,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. F7 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:11 UTC |
Mulhern Timothy WChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000128 · wk-form4_1702419082.xml · derivative · entry 8 Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,267 Underlying: Common Stock · 1,267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022. F6 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:11 UTC |
Mulhern Timothy WChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000128 · wk-form4_1702419082.xml · derivative · entry 7 Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023. F5 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:11 UTC |
Mulhern Timothy WChief Financial Officer
|
Tax withholdingCommon Stock | 4,372 | $13.45 | $58,803.40 |
DisclosureSEC source: 0001381668-23-000128 · wk-form4_1702419082.xml · nonDerivative · entry 4 Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,909 F2 · kind: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:11 UTC |
Mulhern Timothy WChief Financial Officer
|
Exercise / conversionCommon Stock | 2,133 | $13.45 | $28,688.85 |
DisclosureSEC source: 0001381668-23-000128 · wk-form4_1702419082.xml · nonDerivative · entry 3 Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:11 UTC |
Mulhern Timothy WChief Financial Officer
|
Exercise / conversionCommon Stock | 1,267 | $13.45 | $17,041.15 |
DisclosureSEC source: 0001381668-23-000128 · wk-form4_1702419082.xml · nonDerivative · entry 2 Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:11 UTC |
Mulhern Timothy WChief Financial Officer
|
Exercise / conversionCommon Stock | 11,000 | $13.45 | $147,950.00 |
DisclosureSEC source: 0001381668-23-000128 · wk-form4_1702419082.xml · nonDerivative · entry 1 Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:08 UTC |
Danckers Kathleen M.Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000126 · wk-form4_1702418926.xml · derivative · entry 4 Danckers Kathleen M. · CIK 0001820761 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cashpayment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023. F5 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:08 UTC |
Danckers Kathleen M.Chief Risk Officer
|
Tax withholdingCommon Stock | 3,339 | $13.45 | $44,909.55 |
DisclosureSEC source: 0001381668-23-000126 · wk-form4_1702418926.xml · nonDerivative · entry 2 Danckers Kathleen M. · CIK 0001820761 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,412 F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of restricted stock units. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:08 UTC |
Danckers Kathleen M.Chief Risk Officer
|
Exercise / conversionCommon Stock | 11,000 | $13.45 | $147,950.00 |
DisclosureSEC source: 0001381668-23-000126 · wk-form4_1702418926.xml · nonDerivative · entry 1 Danckers Kathleen M. · CIK 0001820761 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:02 UTC |
Holmes Russell C.Chief Retail Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000124 · wk-form4_1702418569.xml · derivative · entry 6 Holmes Russell C. · CIK 0001820711 · Chief Retail Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cashpayment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023. F5 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:02 UTC |
Holmes Russell C.Chief Retail Officer
|
SaleCommon Stock | 8,358 | $13.45 | $112,415.10 |
DisclosureSEC source: 0001381668-23-000124 · wk-form4_1702418569.xml · nonDerivative · entry 3 Holmes Russell C. · CIK 0001820711 · Chief Retail Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,482 Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:02 UTC |
Holmes Russell C.Chief Retail Officer
|
Tax withholdingCommon Stock | 3,642 | $13.45 | $48,984.90 |
DisclosureSEC source: 0001381668-23-000124 · wk-form4_1702418569.xml · nonDerivative · entry 2 Holmes Russell C. · CIK 0001820711 · Chief Retail Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,840 F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:02 UTC |
Holmes Russell C.Chief Retail Officer
|
Exercise / conversionCommon Stock | 12,000 | $13.45 | $161,400.00 |
DisclosureSEC source: 0001381668-23-000124 · wk-form4_1702418569.xml · nonDerivative · entry 1 Holmes Russell C. · CIK 0001820711 · Chief Retail Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 19:19 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
SaleCommon Stock | 15,883 | $13.28 | $210,926.24 |
DisclosureSEC source: 0001381668-23-000098 · wk-form4_1701890339.xml · nonDerivative · entry 3 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Disclosed balance after: 0 F2 · ownership.nature: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 15:32 UTC |
Williams Ashley HDirector
|
SaleCommon Stock | 9,000 | $13.56 | $122,040.00 |
DisclosureSEC source: 0001381668-23-000094 · wk-form4_1701358335.xml · nonDerivative · entry 1 Williams Ashley H · CIK 0001757689 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,960 Read SEC document |
| November 21, 2023 Filed Dec 6, 2023 19:23 UTC |
Rubino Andrew JChief Information Officer
|
GrantPerformance Restricted Share Units · Derivative | 5,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000102 · wk-form4_1701890570.xml · derivative · entry 3 Rubino Andrew J · CIK 0001820740 · Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,510 Underlying: Common Stock · 5,510 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024. F3 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024. Read SEC document |
| November 21, 2023 Filed Dec 6, 2023 19:24 UTC |
Mulhern Timothy WChief Financial Officer
|
GrantPerformance Restricted Share Units · Derivative | 5,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000104 · wk-form4_1701890664.xml · derivative · entry 4 Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,510 Underlying: Common Stock · 5,510 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024. F3 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024. Read SEC document |
| November 21, 2023 Filed Dec 6, 2023 19:21 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
GrantPerformance Restricted Share Units · Derivative | 12,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000100 · wk-form4_1701890460.xml · derivative · entry 9 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,540 Underlying: Common Stock · 12,540 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 13,200 Performance Share Units ("PSUs"), resulting in a total earned award of 12,540 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024. F3 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 13,200 Performance Share Units ("PSUs"), resulting in a total earned award of 12,540 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024. Read SEC document |
| November 21, 2023 Filed Dec 6, 2023 19:19 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
GrantPerformance Restricted Share Units · Derivative | 13,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000098 · wk-form4_1701890339.xml · derivative · entry 4 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,490 Underlying: Common Stock · 13,490 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 14,200 Performance Share Units ("PSUs"), resulting in a total earned award of 13,490 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024. F4 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 14,200 Performance Share Units ("PSUs"), resulting in a total earned award of 13,490 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024. Read SEC document |
| November 21, 2023 Filed Dec 6, 2023 19:16 UTC |
Zbanek Cathy WChief Synergy Officer
|
GrantPerformance Restricted Share Units · Derivative | 13,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000096 · wk-form4_1701890207.xml · derivative · entry 4 Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,395 Underlying: Common Stock · 13,395 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 14,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,395 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024. F3 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 14,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,395 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 21:25 UTC Amendment |
Stefanski Gavin BChief Lending Officer
|
SaleCommon Stock | 5,000 | $13.59 | $67,972.50 |
DisclosureSEC source: 0001381668-23-000083 · wk-form4a_1693949120.xml · nonDerivative · entry 1 Stefanski Gavin B · CIK 0001921253 · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,755 F1 · price: This amendment is being filed to address an error in reporting the transaction date and price of securities sold in a transaction on August 31, 2023. Read SEC document |
| August 24, 2023 Filed Aug 24, 2023 20:47 UTC |
Stefanski Gavin BChief Lending Officer
|
SaleCommon Stock | 5,000 | $13.73 | $68,669.00 |
DisclosureSEC source: 0001381668-23-000076 · wk-form4_1692910009.xml · nonDerivative · entry 1 Stefanski Gavin B · CIK 0001921253 · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,755 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 19:56 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 188,213 | $11.64 Strike: $11.64 | $2,190,799.32 |
DisclosureSEC source: 0001381668-23-000074 · wk-form4_1692820555.xml · derivative · entry 19 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 188,213 shares Expires 2023-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 286,500 stock options. These stock options vest in three equal installments beginning December 3, 2014. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 19:56 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
SaleCommon Stock | 17,962 | $13.82 | $248,177.36 |
DisclosureSEC source: 0001381668-23-000074 · wk-form4_1692820555.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,428 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 19:56 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 170,251 | $14.03 | $2,388,621.53 |
DisclosureSEC source: 0001381668-23-000074 · wk-form4_1692820555.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 264,390 F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain stock options. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 19:56 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 188,213 | $11.64 | $2,190,799.32 |
DisclosureSEC source: 0001381668-23-000074 · wk-form4_1692820555.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 21:11 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,432 | $11.64 Strike: $11.64 | $28,308.48 |
DisclosureSEC source: 0001381668-23-000072 · wk-form4_1692220309.xml · derivative · entry 19 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,213 Underlying: Common Stock · 2,432 shares Expires 2023-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 286,500 stock options. These stock options vest in three equal installments beginning December 3, 2014. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 21:11 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
SaleCommon Stock | 300 | $14.92 | $4,476.00 |
DisclosureSEC source: 0001381668-23-000072 · wk-form4_1692220309.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,428 Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 21:11 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 2,132 | $14.95 | $31,873.40 |
DisclosureSEC source: 0001381668-23-000072 · wk-form4_1692220309.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,728 F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon exercise of certain stock options. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 21:11 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 2,432 | $11.64 | $28,308.48 |
DisclosureSEC source: 0001381668-23-000072 · wk-form4_1692220309.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 21:17 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 95,855 | $11.64 Strike: $11.64 | $1,115,752.20 |
DisclosureSEC source: 0001381668-23-000070 · wk-form4_1692134130.xml · derivative · entry 19 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,645 Underlying: Common Stock · 95,855 shares Expires 2023-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 286,500 stock options. These stock options vest in three equal installments beginning December 3, 2014. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 21:17 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
SaleCommon Stock | 11,813 | $14.96 | $176,722.48 |
DisclosureSEC source: 0001381668-23-000070 · wk-form4_1692134130.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,428 Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 21:17 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 84,042 | $14.95 | $1,256,427.90 |
DisclosureSEC source: 0001381668-23-000070 · wk-form4_1692134130.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,241 F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon exercise of certain stock options. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 21:17 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 95,855 | $11.64 | $1,115,752.20 |
DisclosureSEC source: 0001381668-23-000070 · wk-form4_1692134130.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| August 10, 2023 Filed Aug 10, 2023 21:10 UTC |
Stefanski Gavin BChief Lending Officer
|
GiftCommon Stock | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001381668-23-000067 · wk-form4_1691701804.xml · nonDerivative · entry 1 Stefanski Gavin B · CIK 0001921253 · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,755 F1 · shares: Reporting person received shares as a gift F1 · price: Reporting person received shares as a gift Read SEC document |
| August 10, 2023 Filed Aug 10, 2023 21:05 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
GiftCommon Stock | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001381668-23-000065 · wk-form4_1691701516.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,428 F1 · shares: Reporting person gifted shares to nephew F1 · price: Reporting person gifted shares to nephew Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:01 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
GiftCommon Stock | 1,000 | $11.54 | $11,540.00 |
DisclosureSEC source: 0001381668-23-000050 · wk-form4_1685131259.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee for sibling trust Disclosed balance after: 54,738 F1 · shares: Reporting person as trustee, gifted shares from sibling's trust to non-reporting person Read SEC document |
| May 03, 2023 Filed May 4, 2023 17:12 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
OtherCommon Stock | 12,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000039 · wf-form4_168322034605509.xml · nonDerivative · entry 4 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Beneficiary Disclosed balance after: 42,442 F1 · shares: Reporting person transferred shares from his GRAT to his personal account Read SEC document |
| May 03, 2023 Filed May 4, 2023 17:12 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
OtherCommon Stock | 12,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000039 · wf-form4_168322034605509.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,428 F1 · shares: Reporting person transferred shares from his GRAT to his personal account Read SEC document |
| May 02, 2023 Filed May 4, 2023 17:15 UTC |
Weir Daniel FDirector
|
PurchaseCommon Stock | 1,500 | $11.83 | $17,745.00 |
DisclosureSEC source: 0001381668-23-000041 · wf-form4_168322049724363.xml · nonDerivative · entry 3 Weir Daniel F · CIK 0001936663 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Disclosed balance after: 19,725 F2 · shares: Reporting person's spouse purchased stock Read SEC document |
| May 02, 2023 Filed May 4, 2023 17:15 UTC |
Weir Daniel FDirector
|
PurchaseCommon Stock | 500 | $11.84 | $5,921.05 |
DisclosureSEC source: 0001381668-23-000041 · wf-form4_168322049724363.xml · nonDerivative · entry 2 Weir Daniel F · CIK 0001936663 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,805 F1 · shares: Reporting person purchased shares of stock Read SEC document |
| May 02, 2023 Filed May 4, 2023 17:15 UTC |
Weir Daniel FDirector
|
PurchaseCommon Stock | 9,500 | $11.93 | $113,315.05 |
DisclosureSEC source: 0001381668-23-000041 · wf-form4_168322049724363.xml · nonDerivative · entry 1 Weir Daniel F · CIK 0001936663 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,305 F1 · shares: Reporting person purchased shares of stock Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 16:15 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 28,700 | $11.64 Strike: $11.64 | $334,068.00 |
DisclosureSEC source: 0001381668-23-000033 · wf-form4_167846492782622.xml · derivative · entry 15 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,700 shares Expires 2023-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F16 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 28,700 stock options on December 3, 2013. These stock options vest in three equal installments beginning December 3, 2014. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 16:15 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 26,893 | $13.34 | $358,752.62 |
DisclosureSEC source: 0001381668-23-000033 · wf-form4_167846492782622.xml · nonDerivative · entry 2 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,567 F3 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon exercise of certain stock options. F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 16:15 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 28,700 | $11.64 | $334,068.00 |
DisclosureSEC source: 0001381668-23-000033 · wf-form4_167846492782622.xml · nonDerivative · entry 1 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| February 28, 2023 Filed Sep 12, 2024 16:21 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
OtherCommon Stock | 23,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-24-000125 · wk-form4_1726158106.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee for daughter's trust Disclosed balance after: 39,500 F1 · shares: On 2/28/2023, the reporting person's daughter transferred 23,300 shares of TFSL common stock from her directly held shares to her revocable trust for no consideration. The reporting person is trustee of the trust, but the sole beneficiary of the trust is the reporting person's daughter. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 20:57 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000021 · wf-form4_167588985660660.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 15,000 F1 · shares: On February 7, 2023, reporting person gifted shares to his spouse Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.