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Nasdaq · USD

TFSL

TFS Financial CORP

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Tapewire entity
3924
SEC CIK
0001381668
Parsed reports
561

Last 12 months

Inside the activity.

5 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202512
Jan 202600
Feb 202608
Mar 202610
Apr 202600
May 202634
Jun 202602
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2023 Filed Dec 12, 2023 22:13 UTC
Miller Susanne N.Chief Accounting Officer
Tax withholdingCommon Stock 3,642 $13.45 $48,984.90
Disclosure

SEC source: 0001381668-23-000130 · wk-form4_1702419183.xml · nonDerivative · entry 2

Miller Susanne N. · CIK 0001820738 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,357

F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:13 UTC
Miller Susanne N.Chief Accounting Officer
Exercise / conversionCommon Stock 12,000 $13.45 $161,400.00
Disclosure

SEC source: 0001381668-23-000130 · wk-form4_1702419183.xml · nonDerivative · entry 1

Miller Susanne N. · CIK 0001820738 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:11 UTC
Mulhern Timothy WChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000128 · wk-form4_1702419082.xml · derivative · entry 9

Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,267

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

F7 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:11 UTC
Mulhern Timothy WChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,267 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000128 · wk-form4_1702419082.xml · derivative · entry 8

Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,267

Underlying: Common Stock · 1,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F6 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:11 UTC
Mulhern Timothy WChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000128 · wk-form4_1702419082.xml · derivative · entry 7

Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.

F5 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:11 UTC
Mulhern Timothy WChief Financial Officer
Tax withholdingCommon Stock 4,372 $13.45 $58,803.40
Disclosure

SEC source: 0001381668-23-000128 · wk-form4_1702419082.xml · nonDerivative · entry 4

Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,909

F2 · kind: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:11 UTC
Mulhern Timothy WChief Financial Officer
Exercise / conversionCommon Stock 2,133 $13.45 $28,688.85
Disclosure

SEC source: 0001381668-23-000128 · wk-form4_1702419082.xml · nonDerivative · entry 3

Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:11 UTC
Mulhern Timothy WChief Financial Officer
Exercise / conversionCommon Stock 1,267 $13.45 $17,041.15
Disclosure

SEC source: 0001381668-23-000128 · wk-form4_1702419082.xml · nonDerivative · entry 2

Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:11 UTC
Mulhern Timothy WChief Financial Officer
Exercise / conversionCommon Stock 11,000 $13.45 $147,950.00
Disclosure

SEC source: 0001381668-23-000128 · wk-form4_1702419082.xml · nonDerivative · entry 1

Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:08 UTC
Danckers Kathleen M.Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000126 · wk-form4_1702418926.xml · derivative · entry 4

Danckers Kathleen M. · CIK 0001820761 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cashpayment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.

F5 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:08 UTC
Danckers Kathleen M.Chief Risk Officer
Tax withholdingCommon Stock 3,339 $13.45 $44,909.55
Disclosure

SEC source: 0001381668-23-000126 · wk-form4_1702418926.xml · nonDerivative · entry 2

Danckers Kathleen M. · CIK 0001820761 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,412

F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of restricted stock units.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:08 UTC
Danckers Kathleen M.Chief Risk Officer
Exercise / conversionCommon Stock 11,000 $13.45 $147,950.00
Disclosure

SEC source: 0001381668-23-000126 · wk-form4_1702418926.xml · nonDerivative · entry 1

Danckers Kathleen M. · CIK 0001820761 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:02 UTC
Holmes Russell C.Chief Retail Officer
Exercise / conversionRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000124 · wk-form4_1702418569.xml · derivative · entry 6

Holmes Russell C. · CIK 0001820711 · Chief Retail Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cashpayment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.

F5 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:02 UTC
Holmes Russell C.Chief Retail Officer
SaleCommon Stock 8,358 $13.45 $112,415.10
Disclosure

SEC source: 0001381668-23-000124 · wk-form4_1702418569.xml · nonDerivative · entry 3

Holmes Russell C. · CIK 0001820711 · Chief Retail Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,482

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:02 UTC
Holmes Russell C.Chief Retail Officer
Tax withholdingCommon Stock 3,642 $13.45 $48,984.90
Disclosure

SEC source: 0001381668-23-000124 · wk-form4_1702418569.xml · nonDerivative · entry 2

Holmes Russell C. · CIK 0001820711 · Chief Retail Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,840

F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:02 UTC
Holmes Russell C.Chief Retail Officer
Exercise / conversionCommon Stock 12,000 $13.45 $161,400.00
Disclosure

SEC source: 0001381668-23-000124 · wk-form4_1702418569.xml · nonDerivative · entry 1

Holmes Russell C. · CIK 0001820711 · Chief Retail Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 04, 2023 Filed Dec 6, 2023 19:19 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
SaleCommon Stock 15,883 $13.28 $210,926.24
Disclosure

SEC source: 0001381668-23-000098 · wk-form4_1701890339.xml · nonDerivative · entry 3

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 0

F2 · ownership.nature: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

Read SEC document
November 29, 2023 Filed Nov 30, 2023 15:32 UTC SaleCommon Stock 9,000 $13.56 $122,040.00
Disclosure

SEC source: 0001381668-23-000094 · wk-form4_1701358335.xml · nonDerivative · entry 1

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,960

Read SEC document
November 21, 2023 Filed Dec 6, 2023 19:23 UTC
Rubino Andrew JChief Information Officer
GrantPerformance Restricted Share Units · Derivative 5,510 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000102 · wk-form4_1701890570.xml · derivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,510

Underlying: Common Stock · 5,510 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

F3 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

Read SEC document
November 21, 2023 Filed Dec 6, 2023 19:24 UTC
Mulhern Timothy WChief Financial Officer
GrantPerformance Restricted Share Units · Derivative 5,510 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000104 · wk-form4_1701890664.xml · derivative · entry 4

Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,510

Underlying: Common Stock · 5,510 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

F3 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

Read SEC document
November 21, 2023 Filed Dec 6, 2023 19:21 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GrantPerformance Restricted Share Units · Derivative 12,540 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000100 · wk-form4_1701890460.xml · derivative · entry 9

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,540

Underlying: Common Stock · 12,540 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 13,200 Performance Share Units ("PSUs"), resulting in a total earned award of 12,540 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

F3 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 13,200 Performance Share Units ("PSUs"), resulting in a total earned award of 12,540 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

Read SEC document
November 21, 2023 Filed Dec 6, 2023 19:19 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
GrantPerformance Restricted Share Units · Derivative 13,490 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000098 · wk-form4_1701890339.xml · derivative · entry 4

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,490

Underlying: Common Stock · 13,490 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 14,200 Performance Share Units ("PSUs"), resulting in a total earned award of 13,490 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

F4 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 14,200 Performance Share Units ("PSUs"), resulting in a total earned award of 13,490 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

Read SEC document
November 21, 2023 Filed Dec 6, 2023 19:16 UTC
Zbanek Cathy WChief Synergy Officer
GrantPerformance Restricted Share Units · Derivative 13,395 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000096 · wk-form4_1701890207.xml · derivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,395

Underlying: Common Stock · 13,395 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 14,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,395 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

F3 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 14,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,395 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:25 UTC Amendment
Stefanski Gavin BChief Lending Officer
SaleCommon Stock 5,000 $13.59 $67,972.50
Disclosure

SEC source: 0001381668-23-000083 · wk-form4a_1693949120.xml · nonDerivative · entry 1

Stefanski Gavin B · CIK 0001921253 · Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,755

F1 · price: This amendment is being filed to address an error in reporting the transaction date and price of securities sold in a transaction on August 31, 2023.

Read SEC document
August 24, 2023 Filed Aug 24, 2023 20:47 UTC
Stefanski Gavin BChief Lending Officer
SaleCommon Stock 5,000 $13.73 $68,669.00
Disclosure

SEC source: 0001381668-23-000076 · wk-form4_1692910009.xml · nonDerivative · entry 1

Stefanski Gavin B · CIK 0001921253 · Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,755

Read SEC document
August 21, 2023 Filed Aug 23, 2023 19:56 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 188,213 $11.64 Strike: $11.64 $2,190,799.32
Disclosure

SEC source: 0001381668-23-000074 · wk-form4_1692820555.xml · derivative · entry 19

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 188,213 shares

Expires 2023-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 286,500 stock options. These stock options vest in three equal installments beginning December 3, 2014.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 19:56 UTC
Stefanski Marc ADirector · Chairman, President and CEO
SaleCommon Stock 17,962 $13.82 $248,177.36
Disclosure

SEC source: 0001381668-23-000074 · wk-form4_1692820555.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,428

Read SEC document
August 21, 2023 Filed Aug 23, 2023 19:56 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Tax withholdingCommon Stock 170,251 $14.03 $2,388,621.53
Disclosure

SEC source: 0001381668-23-000074 · wk-form4_1692820555.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,390

F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain stock options.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 19:56 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 188,213 $11.64 $2,190,799.32
Disclosure

SEC source: 0001381668-23-000074 · wk-form4_1692820555.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 21:11 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,432 $11.64 Strike: $11.64 $28,308.48
Disclosure

SEC source: 0001381668-23-000072 · wk-form4_1692220309.xml · derivative · entry 19

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,213

Underlying: Common Stock · 2,432 shares

Expires 2023-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 286,500 stock options. These stock options vest in three equal installments beginning December 3, 2014.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 21:11 UTC
Stefanski Marc ADirector · Chairman, President and CEO
SaleCommon Stock 300 $14.92 $4,476.00
Disclosure

SEC source: 0001381668-23-000072 · wk-form4_1692220309.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,428

Read SEC document
August 14, 2023 Filed Aug 16, 2023 21:11 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Tax withholdingCommon Stock 2,132 $14.95 $31,873.40
Disclosure

SEC source: 0001381668-23-000072 · wk-form4_1692220309.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,728

F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon exercise of certain stock options.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 21:11 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 2,432 $11.64 $28,308.48
Disclosure

SEC source: 0001381668-23-000072 · wk-form4_1692220309.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 21:17 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 95,855 $11.64 Strike: $11.64 $1,115,752.20
Disclosure

SEC source: 0001381668-23-000070 · wk-form4_1692134130.xml · derivative · entry 19

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,645

Underlying: Common Stock · 95,855 shares

Expires 2023-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 286,500 stock options. These stock options vest in three equal installments beginning December 3, 2014.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 21:17 UTC
Stefanski Marc ADirector · Chairman, President and CEO
SaleCommon Stock 11,813 $14.96 $176,722.48
Disclosure

SEC source: 0001381668-23-000070 · wk-form4_1692134130.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,428

Read SEC document
August 11, 2023 Filed Aug 15, 2023 21:17 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Tax withholdingCommon Stock 84,042 $14.95 $1,256,427.90
Disclosure

SEC source: 0001381668-23-000070 · wk-form4_1692134130.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,241

F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon exercise of certain stock options.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 21:17 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 95,855 $11.64 $1,115,752.20
Disclosure

SEC source: 0001381668-23-000070 · wk-form4_1692134130.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options.

Read SEC document
August 10, 2023 Filed Aug 10, 2023 21:10 UTC
Stefanski Gavin BChief Lending Officer
GiftCommon Stock 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001381668-23-000067 · wk-form4_1691701804.xml · nonDerivative · entry 1

Stefanski Gavin B · CIK 0001921253 · Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,755

F1 · shares: Reporting person received shares as a gift

F1 · price: Reporting person received shares as a gift

Read SEC document
August 10, 2023 Filed Aug 10, 2023 21:05 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001381668-23-000065 · wk-form4_1691701516.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,428

F1 · shares: Reporting person gifted shares to nephew

F1 · price: Reporting person gifted shares to nephew

Read SEC document
May 25, 2023 Filed May 26, 2023 20:01 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 1,000 $11.54 $11,540.00
Disclosure

SEC source: 0001381668-23-000050 · wk-form4_1685131259.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee for sibling trust

Disclosed balance after: 54,738

F1 · shares: Reporting person as trustee, gifted shares from sibling's trust to non-reporting person

Read SEC document
May 03, 2023 Filed May 4, 2023 17:12 UTC
Stefanski Marc ADirector · Chairman, President and CEO
OtherCommon Stock 12,679 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000039 · wf-form4_168322034605509.xml · nonDerivative · entry 4

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust Beneficiary

Disclosed balance after: 42,442

F1 · shares: Reporting person transferred shares from his GRAT to his personal account

Read SEC document
May 03, 2023 Filed May 4, 2023 17:12 UTC
Stefanski Marc ADirector · Chairman, President and CEO
OtherCommon Stock 12,679 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000039 · wf-form4_168322034605509.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,428

F1 · shares: Reporting person transferred shares from his GRAT to his personal account

Read SEC document
May 02, 2023 Filed May 4, 2023 17:15 UTC PurchaseCommon Stock 1,500 $11.83 $17,745.00
Disclosure

SEC source: 0001381668-23-000041 · wf-form4_168322049724363.xml · nonDerivative · entry 3

Weir Daniel F · CIK 0001936663 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 19,725

F2 · shares: Reporting person's spouse purchased stock

Read SEC document
May 02, 2023 Filed May 4, 2023 17:15 UTC PurchaseCommon Stock 500 $11.84 $5,921.05
Disclosure

SEC source: 0001381668-23-000041 · wf-form4_168322049724363.xml · nonDerivative · entry 2

Weir Daniel F · CIK 0001936663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,805

F1 · shares: Reporting person purchased shares of stock

Read SEC document
May 02, 2023 Filed May 4, 2023 17:15 UTC PurchaseCommon Stock 9,500 $11.93 $113,315.05
Disclosure

SEC source: 0001381668-23-000041 · wf-form4_168322049724363.xml · nonDerivative · entry 1

Weir Daniel F · CIK 0001936663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,305

F1 · shares: Reporting person purchased shares of stock

Read SEC document
March 08, 2023 Filed Mar 10, 2023 16:15 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 28,700 $11.64 Strike: $11.64 $334,068.00
Disclosure

SEC source: 0001381668-23-000033 · wf-form4_167846492782622.xml · derivative · entry 15

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,700 shares

Expires 2023-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 28,700 stock options on December 3, 2013. These stock options vest in three equal installments beginning December 3, 2014.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 16:15 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Tax withholdingCommon Stock 26,893 $13.34 $358,752.62
Disclosure

SEC source: 0001381668-23-000033 · wf-form4_167846492782622.xml · nonDerivative · entry 2

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,567

F3 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon exercise of certain stock options.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 16:15 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 28,700 $11.64 $334,068.00
Disclosure

SEC source: 0001381668-23-000033 · wf-form4_167846492782622.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
February 28, 2023 Filed Sep 12, 2024 16:21 UTC
Stefanski Marc ADirector · Chairman, President and CEO
OtherCommon Stock 23,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000125 · wk-form4_1726158106.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee for daughter's trust

Disclosed balance after: 39,500

F1 · shares: On 2/28/2023, the reporting person's daughter transferred 23,300 shares of TFSL common stock from her directly held shares to her revocable trust for no consideration. The reporting person is trustee of the trust, but the sole beneficiary of the trust is the reporting person's daughter.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 20:57 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000021 · wf-form4_167588985660660.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 15,000

F1 · shares: On February 7, 2023, reporting person gifted shares to his spouse

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.