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Nasdaq · USD

TFSL

TFS Financial CORP

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Tapewire entity
3924
SEC CIK
0001381668
Parsed reports
561

Last 12 months

Inside the activity.

5 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202512
Jan 202600
Feb 202608
Mar 202610
Apr 202600
May 202634
Jun 202602
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2024 Filed Dec 11, 2024 18:28 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000158 · wk-form4_1733941688.xml · nonDerivative · entry 1

Weir Daniel F · CIK 0001936663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:55 UTC
Mulhern Timothy WChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 2,166 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000168 · wk-form4_1734018917.xml · derivative · entry 11

Mulhern Timothy W · CIK 0001899371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,334

Underlying: Common Stock · 2,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On March 4, 2024, the reporting person received a grant of 6,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

F8 · derivative.expiration_date: On March 4, 2024, the reporting person received a grant of 6,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:55 UTC
Mulhern Timothy WChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 2,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000168 · wk-form4_1734018917.xml · derivative · entry 10

Mulhern Timothy W · CIK 0001899371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,134

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

F7 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:55 UTC
Mulhern Timothy WChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 1,267 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000168 · wk-form4_1734018917.xml · derivative · entry 9

Mulhern Timothy W · CIK 0001899371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F6 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:55 UTC
Mulhern Timothy WChief Innovation Officer
Exercise / conversionPerformance Restricted Share Units · Derivative 5,510 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000168 · wk-form4_1734018917.xml · derivative · entry 8

Mulhern Timothy W · CIK 0001899371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

F5 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:55 UTC
Mulhern Timothy WChief Innovation Officer
Tax withholdingCommon Stock 7,572 $13.65 $103,357.80
Disclosure

SEC source: 0001381668-24-000168 · wk-form4_1734018917.xml · nonDerivative · entry 5

Mulhern Timothy W · CIK 0001899371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,413

F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units or performance share units.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:55 UTC
Mulhern Timothy WChief Innovation Officer
Exercise / conversionCommon Stock 2,166 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000168 · wk-form4_1734018917.xml · nonDerivative · entry 4

Mulhern Timothy W · CIK 0001899371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:55 UTC
Mulhern Timothy WChief Innovation Officer
Exercise / conversionCommon Stock 2,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000168 · wk-form4_1734018917.xml · nonDerivative · entry 3

Mulhern Timothy W · CIK 0001899371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:55 UTC
Mulhern Timothy WChief Innovation Officer
Exercise / conversionCommon Stock 1,267 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000168 · wk-form4_1734018917.xml · nonDerivative · entry 2

Mulhern Timothy W · CIK 0001899371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:55 UTC
Mulhern Timothy WChief Innovation Officer
Exercise / conversionCommon Stock 5,510 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000168 · wk-form4_1734018917.xml · nonDerivative · entry 1

Mulhern Timothy W · CIK 0001899371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:54 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 13,566 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000166 · wk-form4_1734018853.xml · derivative · entry 16

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,134

Underlying: Common Stock · 13,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On March 4, 2024, the reporting person received a grant of 40,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

F8 · derivative.expiration_date: On March 4, 2024, the reporting person received a grant of 40,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:54 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 13,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000166 · wk-form4_1734018853.xml · derivative · entry 15

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,400

Underlying: Common Stock · 13,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

F7 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:54 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 9,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000166 · wk-form4_1734018853.xml · derivative · entry 14

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 29,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F6 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 29,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:54 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionPerformance Restricted Share Units · Derivative 12,540 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000166 · wk-form4_1734018853.xml · derivative · entry 13

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 13,200 Performance Share Units ("PSUs"), resulting in a total earned award of 12,540 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

F5 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 13,200 Performance Share Units ("PSUs"), resulting in a total earned award of 12,540 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:54 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Tax withholdingCommon Stock 19,157 $13.65 $261,493.05
Disclosure

SEC source: 0001381668-24-000166 · wk-form4_1734018853.xml · nonDerivative · entry 5

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,229

F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units or performance share units

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:54 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 13,566 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000166 · wk-form4_1734018853.xml · nonDerivative · entry 4

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:54 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 13,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000166 · wk-form4_1734018853.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:54 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 9,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000166 · wk-form4_1734018853.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:54 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 12,540 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000166 · wk-form4_1734018853.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC
Rubino Andrew JChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 2,166 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · derivative · entry 10

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,334

Underlying: Common Stock · 2,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On March 4, 2024, the reporting person received a grant of 6,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

F8 · derivative.expiration_date: On March 4, 2024, the reporting person received a grant of 6,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC
Rubino Andrew JChief Information Officer
Exercise / conversionPerformance Restricted Share Units · Derivative 5,510 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · derivative · entry 9

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

F7 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC
Rubino Andrew JChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 2,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · derivative · entry 8

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,134

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

F6 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC
Rubino Andrew JChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 1,267 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · derivative · entry 7

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F5 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC
Rubino Andrew JChief Information Officer
Tax withholdingCommon Stock 4,970 $13.65 $67,840.50
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · nonDerivative · entry 5

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,126

F2 · shares: These common shares were delivered to the issuer to pay applicable tax due upon vesting of certain restricted stock units or performance share units.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC
Rubino Andrew JChief Information Officer
Exercise / conversionCommon Stock 5,510 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · nonDerivative · entry 4

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC
Rubino Andrew JChief Information Officer
Exercise / conversionCommon Stock 2,166 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · nonDerivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

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December 10, 2024 Filed Dec 12, 2024 15:52 UTC
Rubino Andrew JChief Information Officer
Exercise / conversionCommon Stock 2,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · nonDerivative · entry 2

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

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December 10, 2024 Filed Dec 12, 2024 15:52 UTC
Rubino Andrew JChief Information Officer
Exercise / conversionCommon Stock 1,267 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · nonDerivative · entry 1

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

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November 21, 2024 Filed Nov 25, 2024 14:59 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GrantPerformance Restricted Share Units · Derivative 36,180 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000152 · wk-form4_1732546774.xml · derivative · entry 9

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,180

Underlying: Common Stock · 36,180 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 40,200 Performance Share Units ("PSUs"), resulting in a total earned award of 36,180 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 15, 2025.

F3 · derivative.expiration_date: On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 40,200 Performance Share Units ("PSUs"), resulting in a total earned award of 36,180 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 15, 2025.

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November 21, 2024 Filed Nov 25, 2024 14:58 UTC
WEIL MEREDITH SDirector · Chief Financial Officer
GrantPerformance Restricted Share Units · Derivative 19,170 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000150 · wk-form4_1732546713.xml · derivative · entry 4

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,170

Underlying: Common Stock · 19,170 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 21,300 Performance Share Units ("PSUs"), resulting in a total earned award of 19,170 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2025.

F4 · derivative.expiration_date: On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 21,300 Performance Share Units ("PSUs"), resulting in a total earned award of 19,170 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2025.

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November 21, 2024 Filed Nov 25, 2024 14:57 UTC
Zbanek Cathy WChief Synergy Officer
GrantPerformance Restricted Share Units · Derivative 18,990 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000148 · wk-form4_1732546653.xml · derivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,990

Underlying: Common Stock · 18,990 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 21,100 Performance Share Units ("PSUs"), resulting in a total earned award of 18,990 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2025.

F3 · derivative.expiration_date: On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 21,100 Performance Share Units ("PSUs"), resulting in a total earned award of 18,990 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2025.

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November 21, 2024 Filed Nov 25, 2024 14:56 UTC
Rubino Andrew JChief Information Officer
GrantPerformance Restricted Share Units · Derivative 8,730 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000146 · wk-form4_1732546581.xml · derivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,730

Underlying: Common Stock · 8,730 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 9,700 Performance Share Units ("PSUs"), resulting in a total earned award of 8,730 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2025.

F3 · derivative.expiration_date: On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 9,700 Performance Share Units ("PSUs"), resulting in a total earned award of 8,730 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2025.

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November 21, 2024 Filed Nov 25, 2024 14:55 UTC
Mulhern Timothy WChief Innovation Officer
GrantPerformance Restricted Share Units · Derivative 8,730 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000144 · wk-form4_1732546495.xml · derivative · entry 4

Mulhern Timothy W · CIK 0001899371 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,730

Underlying: Common Stock · 8,730 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 9,700 Performance Share Units ("PSUs"), resulting in a total earned award of 8,730 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2025.

F3 · derivative.expiration_date: On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 9,700 Performance Share Units ("PSUs"), resulting in a total earned award of 8,730 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2025.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 13:17 UTC SaleCommon Stock 1,500 $14.30 $21,450.00
Disclosure

SEC source: 0001381668-24-000136 · wk-form4_1731935857.xml · nonDerivative · entry 1

Anderson Barbara J. · CIK 0001850133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200

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September 24, 2024 Filed Oct 24, 2024 19:38 UTC PurchaseCommon Stock 423 $13.17 $5,570.91
Disclosure

SEC source: 0001381668-24-000127 · wk-form4_1729798727.xml · nonDerivative · entry 3

Weir Daniel F · CIK 0001936663 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 20,148

F3 · shares: On September 24, 2024 the reporting person's spouse purchased stock pursuant to a dividend reinvestment feature provided by the reporting person's brokerage firm.

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September 24, 2024 Filed Oct 24, 2024 19:38 UTC PurchaseCommon Stock 313 $13.17 $4,122.21
Disclosure

SEC source: 0001381668-24-000127 · wk-form4_1729798727.xml · nonDerivative · entry 2

Weir Daniel F · CIK 0001936663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,941

F2 · shares: On September 24, 2024 the reporting person purchased stock pursuant to a dividend reinvestment feature provided by the reporting person's brokerage firm.

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September 10, 2024 Filed Sep 12, 2024 16:21 UTC
Stefanski Marc ADirector · Chairman, President and CEO
SaleCommon Stock 20,000 $12.82 $256,400.00
Disclosure

SEC source: 0001381668-24-000125 · wk-form4_1726158106.xml · nonDerivative · entry 4

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee for daughter's trust

Disclosed balance after: 37,150

Read SEC document
September 10, 2024 Filed Sep 12, 2024 16:18 UTC SaleCommon Stock 20,000 $12.82 $256,400.00
Disclosure

SEC source: 0001381668-24-000123 · wk-form4_1726157895.xml · nonDerivative · entry 2

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust Beneficiary

Disclosed balance after: 37,150

F1 · balance_after: The ending balance reflects the transfer of 23,300 and 17,650 shares on 2/28/23 and 12/15/23, respectively, to the revocable trust for which Ms. Stefanski is the beneficiary. The transactions changed the beneficial ownership of such shares from direct to indirect ownership.

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August 20, 2024 Filed Aug 21, 2024 13:15 UTC
WEIL MEREDITH SDirector · Chief Financial Officer
SaleCommon Stock 6,500 $13.09 $85,085.00
Disclosure

SEC source: 0001381668-24-000117 · wk-form4_1724246122.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,216

F1 · ownership.direct: Shares are held with shared voting power with spouse.

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August 02, 2024 Filed Aug 6, 2024 15:51 UTC
Stefanski Bradley TChief Strategy Officer
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000109 · wk-form4_1722973858.xml · nonDerivative · entry 2

Stefanski Bradley T · CIK 0001921069 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee for family trust

Disclosed balance after: 10,000

F1 · shares: Reporting person received shares as a gift.

F1 · price: Reporting person received shares as a gift.

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August 02, 2024 Filed Aug 6, 2024 19:49 UTC
Stefanski Marc ADirector · Chairman, President and CEO
SaleCommon Stock 16,000 $12.82 $205,120.00
Disclosure

SEC source: 0001381668-24-000107 · wk-form4_1722973742.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,080

Read SEC document
August 02, 2024 Filed Aug 6, 2024 19:49 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000107 · wk-form4_1722973742.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,080

F1 · shares: On August 2nd, 2024 the reporting person gifted these shares to his son's family trust.

F2 · balance_after: Ending shares reflect the transfer of 11,353 shares transferred on May 10th, 2024 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person . This transaction changed the beneficial ownership of such shares from indirect to direct ownership.

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June 25, 2024 Filed Oct 24, 2024 19:38 UTC PurchaseCommon Stock 323 $12.49 $4,034.27
Disclosure

SEC source: 0001381668-24-000127 · wk-form4_1729798727.xml · nonDerivative · entry 1

Weir Daniel F · CIK 0001936663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,628

F1 · shares: On June 25, 2024 the reporting person purchased stock pursuant to a dividend reinvestment feature provided by the reporting person's brokerage firm. This purchase was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of all of the shares purchased, with a portion of the reporting person's sale of 70,500 shares with prices ranging from $12.90 to $15.21 between December 29, 2023 and February 13, 2024. The reporting person has paid the issuer $879.66, representing the full amount of profits realized in connection with this purchase.

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June 13, 2024 Filed Jun 13, 2024 20:16 UTC
WEIL MEREDITH SDirector · Chief Financial Officer
SaleCommon Stock 4,616 $12.37 $57,099.92
Disclosure

SEC source: 0001381668-24-000090 · wk-form4_1718309786.xml · nonDerivative · entry 2

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,716

F1 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 20:16 UTC
WEIL MEREDITH SDirector · Chief Financial Officer
SaleCommon Stock 4,087 $12.57 $51,373.59
Disclosure

SEC source: 0001381668-24-000090 · wk-form4_1718309786.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,332

F1 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
May 13, 2024 Filed May 14, 2024 20:09 UTC
Zbanek Cathy WChief Synergy Officer
SaleCommon Stock 10,000 $13.04 $130,400.00
Disclosure

SEC source: 0001381668-24-000084 · wk-form4_1715717343.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,418

Read SEC document
May 06, 2024 Filed May 6, 2024 20:30 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000077 · wk-form4_1715027431.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 20,200

F1 · shares: On May 6, 2024, the reporting person gifted these shares to his wife.

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May 06, 2024 Filed May 6, 2024 20:30 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000077 · wk-form4_1715027431.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,727

F1 · shares: On May 6, 2024, the reporting person gifted these shares to his wife.

Read SEC document
May 06, 2024 Filed May 9, 2024 15:02 UTC
Stefanski Bradley TChief Strategy Officer
SaleCommon Stock 3,750 $13.22 $49,575.00
Disclosure

SEC source: 0001381668-24-000080 · wk-form4_1715281341.xml · nonDerivative · entry 1

Stefanski Bradley T · CIK 0001921069 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,959

Read SEC document
May 03, 2024 Filed May 6, 2024 17:44 UTC SaleCommon Stock 13,400 $13.14 $176,076.00
Disclosure

SEC source: 0001381668-24-000075 · wk-form4_1715017439.xml · nonDerivative · entry 1

Anderson Barbara J. · CIK 0001850133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,700

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.