Last 12 months
Inside the activity.
5 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 1 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 3 | 4 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2016 Filed Dec 13, 2016 18:53 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000300 · wf-form4_148165514047422.xml · nonDerivative · entry 2 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:53 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000300 · wf-form4_148165514047422.xml · nonDerivative · entry 1 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:51 UTC |
Huml Paul JChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000298 · wf-form4_148165505288805.xml · derivative · entry 10 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. F7 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:51 UTC |
Huml Paul JChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000298 · wf-form4_148165505288805.xml · derivative · entry 9 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. F6 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:51 UTC |
Huml Paul JChief Operating Officer
|
Tax withholdingCommon Stock | 1,274 | $19.83 | $25,263.42 |
DisclosureSEC source: 0001381668-16-000298 · wf-form4_148165505288805.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,713 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:51 UTC |
Huml Paul JChief Operating Officer
|
Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000298 · wf-form4_148165505288805.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:51 UTC |
Huml Paul JChief Operating Officer
|
Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000298 · wf-form4_148165505288805.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:49 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000296 · wf-form4_148165495804251.xml · derivative · entry 8 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. F6 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:49 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000296 · wf-form4_148165495804251.xml · derivative · entry 7 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. F5 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:49 UTC |
Huffman David SChief Financial Officer
|
Tax withholdingCommon Stock | 1,209 | $19.83 | $23,974.47 |
DisclosureSEC source: 0001381668-16-000296 · wf-form4_148165495804251.xml · nonDerivative · entry 3 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,254 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:49 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000296 · wf-form4_148165495804251.xml · nonDerivative · entry 2 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:49 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000296 · wf-form4_148165495804251.xml · nonDerivative · entry 1 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:46 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 11,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000294 · wf-form4_148165477033453.xml · derivative · entry 12 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,034 Underlying: Common Stock · 11,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 33,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. F5 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 33,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:46 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000294 · wf-form4_148165477033453.xml · derivative · entry 11 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,867 Underlying: Common Stock · 5,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016. F4 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:46 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 11,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000294 · wf-form4_148165477033453.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:46 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 5,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000294 · wf-form4_148165477033453.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:20 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
|
Exercise / conversionRestricted Stock Units · Derivative | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000272 · wf-form4_148105559964038.xml · derivative · entry 5 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 4,200 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal annual installments beginning December 3, 2014. F5 · derivative.expiration_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 4,200 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal annual installments beginning December 3, 2014. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:20 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
|
Tax withholdingCommon Stock | 460 | $18.61 | $8,560.60 |
DisclosureSEC source: 0001381668-16-000272 · wf-form4_148105559964038.xml · nonDerivative · entry 2 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,462 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:20 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
|
Exercise / conversionCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000272 · wf-form4_148105559964038.xml · nonDerivative · entry 1 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:18 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Exercise / conversionRestricted Stock Units · Derivative | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000270 · wf-form4_148105548361174.xml · derivative · entry 6 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 4,200 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal annual installments beginning December 3, 2014. F7 · derivative.expiration_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 4,200 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal annual installments beginning December 3, 2014. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:18 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
GiftCommon Stock | 11,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000270 · wf-form4_148105548361174.xml · nonDerivative · entry 3 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,465 F4 · shares: On December 6, 2016, the reporting person donated these shares to the Joshua R. Weil Search for Meaning fund at The Cleveland Foundation. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:18 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Tax withholdingCommon Stock | 460 | $18.61 | $8,560.60 |
DisclosureSEC source: 0001381668-16-000270 · wf-form4_148105548361174.xml · nonDerivative · entry 2 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,101 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:18 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Exercise / conversionCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000270 · wf-form4_148105548361174.xml · nonDerivative · entry 1 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:16 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 13,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000268 · wf-form4_148105536058189.xml · derivative · entry 8 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,867 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 41,600 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal installments beginning December 3, 2014. F4 · derivative.expiration_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 41,600 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal installments beginning December 3, 2014. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:16 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 13,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000268 · wf-form4_148105536058189.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:14 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000266 · wf-form4_148105527666217.xml · derivative · entry 6 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 4,200 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal annual installments beginning December 3, 2014. F5 · derivative.expiration_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 4,200 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal annual installments beginning December 3, 2014. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:14 UTC |
Huffman David SChief Financial Officer
|
Tax withholdingCommon Stock | 625 | $18.61 | $11,631.25 |
DisclosureSEC source: 0001381668-16-000266 · wf-form4_148105527666217.xml · nonDerivative · entry 2 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,863 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:14 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000266 · wf-form4_148105527666217.xml · nonDerivative · entry 1 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 15:26 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,660 | $0.00 Strike: $14.81 | $0.00 |
DisclosureSEC source: 0001381668-16-000262 · wf-form4_147991475836641.xml · derivative · entry 7 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,640 Underlying: Common Stock · 21,660 shares Expires 2025-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 15:26 UTC |
Huffman David SChief Financial Officer
|
SaleCommon Stock | 2,290 | $18.69 | $42,800.10 |
DisclosureSEC source: 0001381668-16-000262 · wf-form4_147991475836641.xml · nonDerivative · entry 3 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,088 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 15:26 UTC |
Huffman David SChief Financial Officer
|
Tax withholdingCommon Stock | 19,370 | $18.68 | $361,831.60 |
DisclosureSEC source: 0001381668-16-000262 · wf-form4_147991475836641.xml · nonDerivative · entry 2 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,378 F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 15:26 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionCommon Stock | 21,660 | $14.81 | $320,784.60 |
DisclosureSEC source: 0001381668-16-000262 · wf-form4_147991475836641.xml · nonDerivative · entry 1 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 18:24 UTC |
Fiala Robert ADirector
|
SaleCommon Stock | 20,000 | $18.30 | $366,000.00 |
DisclosureSEC source: 0001381668-16-000255 · wf-form4_147914787191278.xml · nonDerivative · entry 1 Fiala Robert A · CIK 0001388144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,300 Read SEC document |
| October 10, 2016 Filed Oct 12, 2016 19:47 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 490,700 | $0.00 Strike: $11.74 | $0.00 |
DisclosureSEC source: 0001381668-16-000248 · wf-form4_147630165868568.xml · derivative · entry 9 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 490,700 shares Expires 2018-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: As reported on a Form 4 dated August 13, 2008, the reporting person received a grant of 2,530,700 stock options that vest in four equal annual installments beginning on August 11, 2012. The reporting person previously exercised 2,040,000 of these stock options. Read SEC document |
| October 10, 2016 Filed Oct 12, 2016 19:47 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 401,022 | $18.00 | $7,218,396.00 |
DisclosureSEC source: 0001381668-16-000248 · wf-form4_147630165868568.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,678 F2 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). Read SEC document |
| October 10, 2016 Filed Oct 12, 2016 19:47 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 490,700 | $11.74 | $5,760,818.00 |
DisclosureSEC source: 0001381668-16-000248 · wf-form4_147630165868568.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The acquisition was completed in accordance with the terms of a 10b5-1 Trading Plan disclosed on September 16, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.