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NYSE · USD

TFC

TRUIST FINANCIAL CORP

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1440
SEC CIK
0000092230
Parsed reports
812

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202610
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 30, 2017 Filed Nov 1, 2017 20:56 UTC
Goodrich Donna CSr. Executive Vice President
SaleCommon Stock 6,869 $49.13 $337,451.30
Disclosure

SEC source: 0001225208-17-016748 · doc4.xml · nonDerivative · entry 6

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,158.649

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $49.1150 to $49.1350. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:56 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionCommon Stock 3,044 $27.73 $84,410.12
Disclosure

SEC source: 0001225208-17-016748 · doc4.xml · nonDerivative · entry 5

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 13,027.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:56 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionCommon Stock 3,825 $30.09 $115,094.25
Disclosure

SEC source: 0001225208-17-016748 · doc4.xml · nonDerivative · entry 4

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 9,983.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:56 UTC
Goodrich Donna CSr. Executive Vice President
GiftCommon Stock 3,078 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016748 · doc4.xml · nonDerivative · entry 3

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,510.782

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:56 UTC
Goodrich Donna CSr. Executive Vice President
SaleCommon Stock 20,000 $49.14 $982,750.00
Disclosure

SEC source: 0001225208-17-016748 · doc4.xml · nonDerivative · entry 2

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,588.782

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $49.1150 to $49.1900. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:56 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionCommon Stock 20,000 $27.73 $554,600.00
Disclosure

SEC source: 0001225208-17-016748 · doc4.xml · nonDerivative · entry 1

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,588.782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 20:26 UTC
Bradley W BennettSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 7,762 $0.00 Strike: $27.75 $0.00
Disclosure

SEC source: 0001225208-17-016667 · doc4.xml · derivative · entry 5

Bradley W Bennett · CIK 0001662736 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,762 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 02/23/2011.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 20:26 UTC
Bradley W BennettSr. Executive Vice President
SaleCommon Stock 7,762 $48.16 $373,810.93
Disclosure

SEC source: 0001225208-17-016667 · doc4.xml · nonDerivative · entry 2

Bradley W Bennett · CIK 0001662736 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,579.137

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $48.1400 to $48.1800. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 20:26 UTC
Bradley W BennettSr. Executive Vice President
Exercise / conversionCommon Stock 7,762 $27.75 $215,395.50
Disclosure

SEC source: 0001225208-17-016667 · doc4.xml · nonDerivative · entry 1

Bradley W Bennett · CIK 0001662736 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,341.137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 20:22 UTC SaleCommon Stock 11,508 $48.60 $559,258.88
Disclosure

SEC source: 0001225208-17-016666 · doc4.xml · nonDerivative · entry 1

BANNER JENNIFER S · CIK 0001143953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,300

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $48.5900 to $48.6050. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 20:09 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
Exercise / conversionStock Option (right to buy) · Derivative 12,357 $0.00 Strike: $38.22 $0.00
Disclosure

SEC source: 0001225208-17-016606 · doc4.xml · derivative · entry 3

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,357 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted an option to purchase 18,535 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2017 were met, resulting in 6,179 options being earned.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 20:09 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
SaleCommon Stock 12,357 $47.70 $589,373.29
Disclosure

SEC source: 0001225208-17-016606 · doc4.xml · nonDerivative · entry 2

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,901.059

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.6800 to $47.7050. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 20:09 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
Exercise / conversionCommon Stock 12,357 $38.22 $472,284.54
Disclosure

SEC source: 0001225208-17-016606 · doc4.xml · nonDerivative · entry 1

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,258.059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 105.278 shares acquired in September 2017, under the Issuer's Dividend Reinvestment Plan.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 20:35 UTC
Wilson Donta LSr. Exec. Vice President
SaleCommon Stock 4,250 $47.51 $201,929.40
Disclosure

SEC source: 0001225208-17-016505 · doc4.xml · nonDerivative · entry 1

Wilson Donta L · CIK 0001681329 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,908.099

F1 · balance_after: Includes 100.099 shares acquired in June 2017, under the Dividend Reinvestment Plan.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 20:35 UTC
Henson Christopher LPresident and COO
Exercise / conversionStock Option (right to buy) · Derivative 42,233 $0.00 Strike: $30.08 $0.00
Disclosure

SEC source: 0001225208-17-016504 · doc4.xml · derivative · entry 8

Henson Christopher L · CIK 0001289488 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,233 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is exercisable in three equal annual installments beginning on 02/26/2014.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 20:35 UTC
Henson Christopher LPresident and COO
GiftCommon Stock 6,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016504 · doc4.xml · nonDerivative · entry 3

Henson Christopher L · CIK 0001289488 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,987

Read SEC document
October 20, 2017 Filed Oct 24, 2017 20:35 UTC
Henson Christopher LPresident and COO
SaleCommon Stock 42,233 $47.56 $2,008,601.48
Disclosure

SEC source: 0001225208-17-016504 · doc4.xml · nonDerivative · entry 2

Henson Christopher L · CIK 0001289488 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,387

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.4800 to $47.6600. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 20:35 UTC
Henson Christopher LPresident and COO
Exercise / conversionCommon Stock 42,233 $30.08 $1,270,368.64
Disclosure

SEC source: 0001225208-17-016504 · doc4.xml · nonDerivative · entry 1

Henson Christopher L · CIK 0001289488 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 20:35 UTC
KING KELLY SDirector · Chairman and CEO
Exercise / conversionStock Option (right to buy) · Derivative 66,372 $0.00 Strike: $27.73 $0.00
Disclosure

SEC source: 0001225208-17-016503 · doc4.xml · derivative · entry 7

KING KELLY S · CIK 0001195189 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 66,372 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 2/22/2012.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 20:35 UTC
KING KELLY SDirector · Chairman and CEO
GiftCommon Stock 8,473 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016503 · doc4.xml · nonDerivative · entry 3

KING KELLY S · CIK 0001195189 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,980.891

Read SEC document
October 20, 2017 Filed Oct 24, 2017 20:35 UTC
KING KELLY SDirector · Chairman and CEO
SaleCommon Stock 66,372 $47.53 $3,154,939.92
Disclosure

SEC source: 0001225208-17-016503 · doc4.xml · nonDerivative · entry 2

KING KELLY S · CIK 0001195189 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,453.891

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.4650 to $47.6300. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 20:35 UTC
KING KELLY SDirector · Chairman and CEO
Exercise / conversionCommon Stock 66,372 $27.73 $1,840,495.56
Disclosure

SEC source: 0001225208-17-016503 · doc4.xml · nonDerivative · entry 1

KING KELLY S · CIK 0001195189 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,825.891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,370.160 shares acquired between June 2017 and September 2017, under the Issuer's Dividend Reinvestment Plan.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:51 UTC
Weaver David HudsonSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 8,752 $0.00 Strike: $27.73 $0.00
Disclosure

SEC source: 0001225208-17-014169 · doc4.xml · derivative · entry 5

Weaver David Hudson · CIK 0001663152 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,752 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 2/22/2012.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:51 UTC
Weaver David HudsonSr. Executive Vice President
SaleCommon Stock 8,752 $46.91 $410,538.82
Disclosure

SEC source: 0001225208-17-014169 · doc4.xml · nonDerivative · entry 2

Weaver David Hudson · CIK 0001663152 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,130.908

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $46.8950 to $46.9400. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:51 UTC
Weaver David HudsonSr. Executive Vice President
Exercise / conversionCommon Stock 8,752 $27.73 $242,692.96
Disclosure

SEC source: 0001225208-17-014169 · doc4.xml · nonDerivative · entry 1

Weaver David Hudson · CIK 0001663152 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,882.908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 59.009 shares acquired in June 2017, under the Issuer's Dividend Reinvestment Plan.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 20:19 UTC
Yates William RufusSr. Executive Vice President
GiftCommon Stock 262 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013170 · doc4.xml · nonDerivative · entry 1

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,062.862

Read SEC document
July 28, 2017 Filed Aug 1, 2017 20:17 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,797 $0.00 Strike: $34.29 $0.00
Disclosure

SEC source: 0001225208-17-013072 · doc4.xml · derivative · entry 12

Williams Stephen T · CIK 0001421156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,797 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on 2/26/2009.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 20:17 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,722 $0.00 Strike: $16.88 $0.00
Disclosure

SEC source: 0001225208-17-013072 · doc4.xml · derivative · entry 11

Williams Stephen T · CIK 0001421156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,722 shares

Expires 2019-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on 02/24/2010.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 20:17 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,285 $0.00 Strike: $27.75 $0.00
Disclosure

SEC source: 0001225208-17-013072 · doc4.xml · derivative · entry 10

Williams Stephen T · CIK 0001421156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,285 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 02/23/2011.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 20:17 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,221 $0.00 Strike: $27.73 $0.00
Disclosure

SEC source: 0001225208-17-013072 · doc4.xml · derivative · entry 9

Williams Stephen T · CIK 0001421156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,221 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 2/22/2012.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 20:17 UTC Exercise / conversionCommon Stock 3,221 $27.73 $89,318.33
Disclosure

SEC source: 0001225208-17-013072 · doc4.xml · nonDerivative · entry 4

Williams Stephen T · CIK 0001421156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,810.85

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 20:17 UTC Exercise / conversionCommon Stock 4,285 $27.75 $118,908.75
Disclosure

SEC source: 0001225208-17-013072 · doc4.xml · nonDerivative · entry 3

Williams Stephen T · CIK 0001421156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,589.85

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 20:17 UTC Exercise / conversionCommon Stock 5,797 $34.29 $198,779.13
Disclosure

SEC source: 0001225208-17-013072 · doc4.xml · nonDerivative · entry 2

Williams Stephen T · CIK 0001421156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,304.85

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 20:17 UTC Exercise / conversionCommon Stock 7,722 $16.88 $130,347.36
Disclosure

SEC source: 0001225208-17-013072 · doc4.xml · nonDerivative · entry 1

Williams Stephen T · CIK 0001421156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,507.85

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 18:11 UTC
Yates William RufusSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 14,562 $0.00 Strike: $30.08 $0.00
Disclosure

SEC source: 0001225208-17-012984 · doc4.xml · derivative · entry 10

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,562 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is exercisable in three equal annual installments beginning on 02/26/2014.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 18:11 UTC
Yates William RufusSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 13,953 $0.00 Strike: $30.09 $0.00
Disclosure

SEC source: 0001225208-17-012984 · doc4.xml · derivative · entry 9

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,953 shares

Expires 2022-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 02/21/2013.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 18:11 UTC
Yates William RufusSr. Executive Vice President
SaleCommon Stock 28,515 $47.07 $1,342,235.27
Disclosure

SEC source: 0001225208-17-012984 · doc4.xml · nonDerivative · entry 3

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,324.862

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.005 to $47.170. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 18:11 UTC
Yates William RufusSr. Executive Vice President
Exercise / conversionCommon Stock 13,953 $30.09 $419,845.77
Disclosure

SEC source: 0001225208-17-012984 · doc4.xml · nonDerivative · entry 2

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,839.862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 18:11 UTC
Yates William RufusSr. Executive Vice President
Exercise / conversionCommon Stock 14,562 $30.08 $438,024.96
Disclosure

SEC source: 0001225208-17-012984 · doc4.xml · nonDerivative · entry 1

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,886.862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 18:10 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
Exercise / conversionStock Option (right to buy) · Derivative 8,139 $0.00 Strike: $32.10 $0.00
Disclosure

SEC source: 0001225208-17-012983 · doc4.xml · derivative · entry 5

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,139 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On February 23, 2016, the reporting person was granted an option to purchase 24,418 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2017 were met, resulting in 8,139 options being earned.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 18:10 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
Exercise / conversionStock Option (right to buy) · Derivative 10,204 $0.00 Strike: $37.55 $0.00
Disclosure

SEC source: 0001225208-17-012983 · doc4.xml · derivative · entry 4

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,204 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On February 25, 2014, the reporting person was granted an option to purchase 10,204 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 3,402 options being earned.

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July 26, 2017 Filed Jul 28, 2017 18:10 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
SaleCommon Stock 18,343 $47.19 $865,626.35
Disclosure

SEC source: 0001225208-17-012983 · doc4.xml · nonDerivative · entry 3

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,795.781

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.155 to $47.245. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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July 26, 2017 Filed Jul 28, 2017 18:10 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
Exercise / conversionCommon Stock 8,139 $32.10 $261,261.90
Disclosure

SEC source: 0001225208-17-012983 · doc4.xml · nonDerivative · entry 2

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,138.781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 26, 2017 Filed Jul 28, 2017 18:10 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
Exercise / conversionCommon Stock 10,204 $37.55 $383,160.20
Disclosure

SEC source: 0001225208-17-012983 · doc4.xml · nonDerivative · entry 1

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,999.781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 104.800 shares acquired in June 2017, under the Issuer's Dividend Reinvestment Plan.

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June 13, 2017 Filed Jun 16, 2017 20:46 UTC GiftCommon Stock 9,082.668 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011426 · doc4.xml · nonDerivative · entry 1

Williams Stephen T · CIK 0001421156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Son

Disclosed balance after: 0

F1 · shares: Includes 118.513 shares acquired between March 2017 and June 2017, under the Issuer's Dividend Reinvestment Plan.

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May 10, 2017 Filed May 18, 2017 20:36 UTC
Henson Christopher LPresident and COO
GiftCommon Stock 346 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010060 · doc4.xml · nonDerivative · entry 4

Henson Christopher L · CIK 0001289488 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Custodian for Child - Sydney

Disclosed balance after: 349.499

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May 10, 2017 Filed May 18, 2017 20:36 UTC
Henson Christopher LPresident and COO
GiftCommon Stock 346 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010060 · doc4.xml · nonDerivative · entry 3

Henson Christopher L · CIK 0001289488 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Custodian for Child - Kristen

Disclosed balance after: 349.499

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May 10, 2017 Filed May 18, 2017 20:36 UTC
Henson Christopher LPresident and COO
GiftCommon Stock 692 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010060 · doc4.xml · nonDerivative · entry 2

Henson Christopher L · CIK 0001289488 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,387

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May 04, 2017 Filed May 8, 2017 21:07 UTC
Bradley W BennettSr. Executive Vice President
OtherCommon Stock 30.607 $44.06 $1,348.54
Disclosure

SEC source: 0001225208-17-009323 · doc4.xml · nonDerivative · entry 1

Bradley W Bennett · CIK 0001662736 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse's 401(k)

Disclosed balance after: 0

F1 · shares: Includes 30.607 shares acquired between April 1, 2017 and April 30, 2017, under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated April 1, 2017 through April 30, 2017.

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May 03, 2017 Filed May 18, 2017 20:36 UTC
Henson Christopher LPresident and COO
GiftCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010060 · doc4.xml · nonDerivative · entry 1

Henson Christopher L · CIK 0001289488 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,079

F1 · balance_after: The total does not include a fractional share of 0.094 that was disposed of for cash when the reporting person transferred shares from one account to another.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.