Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 2 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 31,825 | $11.86 | $377,444.50 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 21 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,453,593 F36 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $12.00 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F37 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 12,941 shares of the amount shown above and EW Fund 2-A purchased 18,884 shares of the amount shown above. Read SEC document |
| July 30, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 7,400 | $12.22 | $90,428.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 20 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,421,768 F35 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 3,009 shares of the amount shown above and EW Fund 2-A purchased 4,391 shares of the amount shown above. Read SEC document |
| July 29, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 12,600 | $12.39 | $156,114.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 19 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,414,368 F33 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.34 to $12.40 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F34 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 5,124 shares of the amount shown above and EW Fund 2-A purchased 7,476 shares of the amount shown above. Read SEC document |
| July 28, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 10,000 | $12.48 | $124,800.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 18 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,401,768 F32 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 4,066 shares of the amount shown above and EW Fund 2-A purchased 5,934 shares of the amount shown above. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 20:39 UTC |
O'Brien Federica F.Director
|
GrantStock Option (Right to Buy) · Derivative | 8,806 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001192482-20-000451 · edgar.xml · derivative · entry 1 O'Brien Federica F. · CIK 0001140119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,806 Underlying: Common Stock · 8,806 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option vests on the earlier of (a) the first anniversary of June 4, 2020, (b) the next annual meeting of stockholders, or (c) the occurrence of a Change in Control (as defined in the Issuer's 2019 Equity Incentive Plan), subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 16:38 UTC |
Oliva Adele CDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,806 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001192482-20-000450 · edgar.xml · derivative · entry 1 Oliva Adele C · CIK 0001339379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,806 Underlying: Common Stock · 8,806 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option vests on the earlier of (a) the first anniversary of June 4, 2020, (b) the next annual meeting of stockholders, or (c) the occurrence of a Change in Control (as defined in the Issuer's 2019 Equity Incentive Plan), subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 16:39 UTC |
COLLERAN LISA NDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,806 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001192482-20-000452 · edgar.xml · derivative · entry 1 COLLERAN LISA N · CIK 0001212312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,806 Underlying: Common Stock · 8,806 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option vests on the earlier of (a) the first anniversary of June 4, 2020, (b) the next annual meeting of stockholders, or (c) the occurrence of a Change in Control (as defined in the Issuer's 2019 Equity Incentive Plan), subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 16:36 UTC |
EVANS DOUGLAS GDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,806 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001192482-20-000447 · edgar.xml · derivative · entry 1 EVANS DOUGLAS G · CIK 0001225164 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,806 Underlying: Common Stock · 8,806 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option vests on the earlier of (a) the first anniversary of June 4, 2020, (b) the next annual meeting of stockholders, or (c) the occurrence of a Change in Control (as defined in the Issuer's 2019 Equity Incentive Plan), subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 16:37 UTC |
Burgess Vincent JDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,806 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001192482-20-000448 · edgar.xml · derivative · entry 1 Burgess Vincent J · CIK 0001365408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,806 Underlying: Common Stock · 8,806 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option vests on the earlier of (a) the first anniversary of June 4, 2020, (b) the next annual meeting of stockholders, or (c) the occurrence of a Change in Control (as defined in the Issuer's 2019 Equity Incentive Plan), subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 20:37 UTC |
Azarbarzin KurtDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,806 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001192482-20-000449 · edgar.xml · derivative · entry 1 Azarbarzin Kurt · CIK 0001792303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,806 Underlying: Common Stock · 8,806 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option vests on the earlier of (a) the first anniversary of June 4, 2020, (b) the next annual meeting of stockholders, or (c) the occurrence of a Change in Control (as defined in the Issuer's 2019 Equity Incentive Plan), subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| April 28, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $9.48 | $47,400.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 17 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,391,768 F31 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 2,033 shares of the amount shown above and EW Fund 2-A purchased 2,967 shares of the amount shown above. Read SEC document |
| April 23, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 15,000 | $9.98 | $149,700.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 16 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,386,768 F29 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.95 to $9.99 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F30 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 6,099 shares of the amount shown above and EW Fund 2-A purchased 8,901 shares of the amount shown above. Read SEC document |
| April 22, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 10,000 | $9.14 | $91,400.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 15 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,371,768 F27 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.08 to $9.19 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F28 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 4,066 shares of the amount shown above and EW Fund 2-A purchased 5,934 shares of the amount shown above. Read SEC document |
| April 21, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 3,037 | $8.32 | $25,267.84 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 14 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,361,768 F26 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 1,235 shares of the amount shown above and EW Fund 2-A purchased 1,802 shares of the amount shown above. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 20:43 UTC |
COLLERAN LISA NDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $8.42 | $0.00 |
DisclosureSEC source: 0001192482-20-000302 · edgar.xml · derivative · entry 1 COLLERAN LISA N · CIK 0001212312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2030-04-20 F1 · derivative.exercise_date: The option vests in 36 equal monthly installments on each monthly anniversary of April 20, 2020, subject to the Reporting Person's continuous service with the Issuer. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 20:44 UTC |
EVANS DOUGLAS GDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $8.42 | $0.00 |
DisclosureSEC source: 0001192482-20-000303 · edgar.xml · derivative · entry 1 EVANS DOUGLAS G · CIK 0001225164 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2030-04-20 F1 · derivative.exercise_date: The option vests in 36 equal monthly installments on each monthly anniversary of April 20, 2020, subject to the Reporting Person's continuous service with the Issuer. Read SEC document |
| April 20, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 7,000 | $8.06 | $56,420.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 13 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,358,731 F24 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.03 to $8.14 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F25 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 2,846 shares of the amount shown above and EW Fund 2-A purchased 4,154 shares of the amount shown above. Read SEC document |
| April 17, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 25,000 | $8.25 | $206,250.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 12 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,351,731 F22 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.18 to $8.29 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F23 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 10,166 shares of the amount shown above and EW Fund 2-A purchased 14,834 shares of the amount shown above. Read SEC document |
| April 16, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 17,500 | $8.00 | $140,000.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 11 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,326,731 F20 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.99 to $8.02 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F21 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 7,116 shares of the amount shown above and EW Fund 2-A purchased 10,384 shares of the amount shown above. Read SEC document |
| April 15, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 12,500 | $7.99 | $99,875.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 10 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,309,231 F18 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.97 to $8.00 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F19 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 5,083 shares of the amount shown above and EW Fund 2-A purchased 7,417 shares of the amount shown above. Read SEC document |
| April 14, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 15,000 | $8.07 | $121,050.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 9 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,296,731 F16 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.09 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F17 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 6,099 shares of the amount shown above and EW Fund 2-A purchased 8,901 shares of the amount shown above. Read SEC document |
| April 13, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 10,000 | $7.96 | $79,600.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 8 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,281,731 F14 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.93 to $8.00 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F15 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 4,066 shares of the amount shown above and EW Fund 2-A purchased 5,934 shares of the amount shown above. Read SEC document |
| April 09, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 25,000 | $8.47 | $211,750.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 7 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,271,731 F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.35 to $8.58 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F13 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 10,166 shares of the amount shown above and EW Fund 2-A purchased 14,834 shares of the amount shown above. Read SEC document |
| April 08, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 15,000 | $8.37 | $125,550.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 6 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,246,731 F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.36 to $8.38 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 6,099 shares of the amount shown above and EW Fund 2-A purchased 8,901 shares of the amount shown above. Read SEC document |
| April 07, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 20,000 | $8.20 | $164,000.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 5 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,231,731 F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.98 to $8.39 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 8,133 shares of the amount shown above and EW Fund 2-A purchased 11,867 shares of the amount shown above. Read SEC document |
| April 06, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 17,866 | $8.10 | $144,714.60 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 4 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,211,731 F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.01 to $8.16 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 7,265 shares of the amount shown above and EW Fund 2-A purchased 10,601 shares of the amount shown above. Read SEC document |
| April 03, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 9,634 | $8.01 | $77,168.34 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 3 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,193,865 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.01 to $8.02 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 3,917 shares of the amount shown above and EW Fund 2-A purchased 5,717 shares of the amount shown above. Read SEC document |
| April 02, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 15,000 | $8.01 | $120,150.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 2 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,184,231 F3 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Fund 2 and EW Fund 2-A on the date set forth above. EW Fund 2 purchased 6,099 shares of the amount shown above and EW Fund 2-A purchased 8,901 shares of the amount shown above. Read SEC document |
| April 01, 2020 Filed Feb 16, 2024 16:10 UTC |
EW HEALTHCARE PARTNERS FUND 2, L.P.10% owner · See Remarks
EW HEALTHCARE PARTNERS FUND 2-A, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2 GP, L.P.10% owner · See Remarks
EW Healthcare Partners Fund 2-UGP, LLC10% owner · See Remarks
|
PurchaseCommon Stock, par value $0.001 per share | 15,000 | $7.47 | $112,050.00 |
DisclosureSEC source: 0000950170-24-016357 · ownership.xml · nonDerivative · entry 1 EW HEALTHCARE PARTNERS FUND 2, L.P. · CIK 0001746777 · 10% owner · See Remarks EW HEALTHCARE PARTNERS FUND 2-A, L.P. · CIK 0001746779 · 10% owner · See Remarks EW Healthcare Partners Fund 2 GP, L.P. · CIK 0001793943 · 10% owner · See Remarks EW Healthcare Partners Fund 2-UGP, LLC · CIK 0001793948 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 1,169,231 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.38 to $7.56 per share, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: The share total shown above is the aggregate amount of shares purchased by EW Healthcare Partners Fund 2, L.P. ("EW Fund 2") and EW Healthcare Partners Fund 2-A, L.P. ("EW Fund 2-A," and together with EW Fund 2, the "EW Funds"), on the date set forth above. EW Fund 2 purchased 6,099 shares of the amount shown above and EW Fund 2-A purchased 8,901 shares of the amount shown above. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 19:14 UTC |
Murphy Peter C.Chief Commercial Officer
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $15.50 | $0.00 |
DisclosureSEC source: 0001192482-20-000068 · edgar.xml · derivative · entry 1 Murphy Peter C. · CIK 0001801542 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-01-27 F1 · derivative.exercise_date: The option vests 25% on January 27, 2021, with the remaining 75% vesting in equal monthly installments on the last day of each of the 36 calendar months immediately following such date, subject to the Reporting Person's continuous service with the Issuer. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 23:07 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
SaleCommon Stock | 36,000 | $11.32 | $407,617.20 |
DisclosureSEC source: 0001493152-19-019419 · ownership.xml · nonDerivative · entry 1 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By RTW Disclosed balance after: 1,139,358 F1 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP ("RTW"), which is deemed the beneficial owner of shares held by RTW Master Fund, Ltd., RTW Venture Fund Limited and RTW Innovation Master Fund, Ltd. (the "Funds"), which are investment funds managed by RTW, and (ii) Roderick Wong, M.D who serves as the Managing Partner and Chief Investment Officer of RTW. Dr. Wong exercises voting and dispositive control over the securities held by RTW and is therefore deemed to be a beneficial owner of securities owned or controlled by RTW. Each of RTW and Dr. Wong disclaim beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 22:01 UTC |
RTW INVESTMENTS, LP10% owner
WONG RODERICK10% owner
|
PurchaseCommon Stock | 23,900 | $11.60 | $277,120.50 |
DisclosureSEC source: 0001493152-19-019380 · ownership.xml · nonDerivative · entry 1 RTW INVESTMENTS, LP · CIK 0001493215 · 10% owner WONG RODERICK · CIK 0001493280 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By RTW Disclosed balance after: 1,175,358 F1 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP ("RTW"), which is deemed the beneficial owner of shares held by RTW Master Fund, Ltd., RTW Venture Fund Limited and RTW Innovation Master Fund, Ltd. (the "Funds"), which are investment funds managed by RTW, and (ii) Roderick Wong, M.D who serves as the Managing Partner and Chief Investment Officer of RTW. Dr. Wong exercises voting and dispositive control over the securities held by RTW and is therefore deemed to be a beneficial owner of securities owned or controlled by RTW. Each of RTW and Dr. Wong disclaim beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 01:47 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP IV LLC10% owner
|
ConversionWarrant (right to buy) · Derivative | 758,623 | $0.00 Strike: $28.65 | $0.00 |
DisclosureSEC source: 0001192482-19-000419 · edgar.xml · derivative · entry 7 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP IV LLC · CIK 0001502240 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,623 Underlying: Common Stock · 30,725 shares Expires 2027-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Warrants exercisable for shares of Series B Preferred Stock automatically converted into warrants exercisable for shares of Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.direct: These securities are held of record by OrbiMed Private Investments IV, LP ("OPI IV"). OrbiMed Capital GP IV LLC ("GP IV") is the general partner of OPI IV, and OrbiMed Advisors LLC ("Advisors"), a registered advisor under the Investment Advisors Act of 1940, as amended, is the managing member of GP IV. By virtue of such relationships, GP IV and Advisors may be deemed to have voting and investment power with respect to the securities held by OPI IV noted above and as a result may be deemed to have beneficial ownership over such securities. Advisors exercised this investment and voting power through a management committee consisting of Carl L. Gordon, Sven H. Borho, and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the securities held by OPI IV. F3 · ownership.direct: Each of GP IV and Advisors disclaims beneficial ownership of the securities reported herein for the purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its interest therein, if any. This report shall not be deemed an admission that any such entity is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 01:47 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP IV LLC10% owner
|
ConversionWarrant (right to buy) · Derivative | 758,623 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001192482-19-000419 · edgar.xml · derivative · entry 6 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP IV LLC · CIK 0001502240 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series B Preferred Stock · 758,623 shares Expires 2027-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Warrants exercisable for shares of Series B Preferred Stock automatically converted into warrants exercisable for shares of Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.direct: These securities are held of record by OrbiMed Private Investments IV, LP ("OPI IV"). OrbiMed Capital GP IV LLC ("GP IV") is the general partner of OPI IV, and OrbiMed Advisors LLC ("Advisors"), a registered advisor under the Investment Advisors Act of 1940, as amended, is the managing member of GP IV. By virtue of such relationships, GP IV and Advisors may be deemed to have voting and investment power with respect to the securities held by OPI IV noted above and as a result may be deemed to have beneficial ownership over such securities. Advisors exercised this investment and voting power through a management committee consisting of Carl L. Gordon, Sven H. Borho, and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the securities held by OPI IV. F3 · ownership.direct: Each of GP IV and Advisors disclaims beneficial ownership of the securities reported herein for the purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its interest therein, if any. This report shall not be deemed an admission that any such entity is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 01:47 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP IV LLC10% owner
|
ConversionSeries B Preferred Stock · Derivative | 24,142,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-19-000419 · edgar.xml · derivative · entry 5 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP IV LLC · CIK 0001502240 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 977,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Shares of Series B Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_date: Shares of Series B Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.expiration_date: Shares of Series B Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.underlying_shares: Reflects 1-for-24.69 reverse stock split which became effective on October 28, 2019. F2 · ownership.direct: These securities are held of record by OrbiMed Private Investments IV, LP ("OPI IV"). OrbiMed Capital GP IV LLC ("GP IV") is the general partner of OPI IV, and OrbiMed Advisors LLC ("Advisors"), a registered advisor under the Investment Advisors Act of 1940, as amended, is the managing member of GP IV. By virtue of such relationships, GP IV and Advisors may be deemed to have voting and investment power with respect to the securities held by OPI IV noted above and as a result may be deemed to have beneficial ownership over such securities. Advisors exercised this investment and voting power through a management committee consisting of Carl L. Gordon, Sven H. Borho, and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the securities held by OPI IV. F3 · ownership.direct: Each of GP IV and Advisors disclaims beneficial ownership of the securities reported herein for the purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its interest therein, if any. This report shall not be deemed an admission that any such entity is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 01:47 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP IV LLC10% owner
|
ConversionSeries A Preferred Stock · Derivative | 11,878,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-19-000419 · edgar.xml · derivative · entry 4 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP IV LLC · CIK 0001502240 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 481,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of Series A Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_date: Shares of Series A Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.expiration_date: Shares of Series A Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.underlying_shares: Reflects 1-for-24.69 reverse stock split which became effective on October 28, 2019. F2 · ownership.direct: These securities are held of record by OrbiMed Private Investments IV, LP ("OPI IV"). OrbiMed Capital GP IV LLC ("GP IV") is the general partner of OPI IV, and OrbiMed Advisors LLC ("Advisors"), a registered advisor under the Investment Advisors Act of 1940, as amended, is the managing member of GP IV. By virtue of such relationships, GP IV and Advisors may be deemed to have voting and investment power with respect to the securities held by OPI IV noted above and as a result may be deemed to have beneficial ownership over such securities. Advisors exercised this investment and voting power through a management committee consisting of Carl L. Gordon, Sven H. Borho, and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the securities held by OPI IV. F3 · ownership.direct: Each of GP IV and Advisors disclaims beneficial ownership of the securities reported herein for the purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its interest therein, if any. This report shall not be deemed an admission that any such entity is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 01:47 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP IV LLC10% owner
|
ConversionCommon Stock | 977,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001192482-19-000419 · edgar.xml · nonDerivative · entry 3 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP IV LLC · CIK 0001502240 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,027,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Shares of Series B Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F5 · balance_after: Reflects 1-for-24.69 reverse stock split which became effective on October 28, 2019. F2 · ownership.direct: These securities are held of record by OrbiMed Private Investments IV, LP ("OPI IV"). OrbiMed Capital GP IV LLC ("GP IV") is the general partner of OPI IV, and OrbiMed Advisors LLC ("Advisors"), a registered advisor under the Investment Advisors Act of 1940, as amended, is the managing member of GP IV. By virtue of such relationships, GP IV and Advisors may be deemed to have voting and investment power with respect to the securities held by OPI IV noted above and as a result may be deemed to have beneficial ownership over such securities. Advisors exercised this investment and voting power through a management committee consisting of Carl L. Gordon, Sven H. Borho, and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the securities held by OPI IV. F3 · ownership.direct: Each of GP IV and Advisors disclaims beneficial ownership of the securities reported herein for the purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its interest therein, if any. This report shall not be deemed an admission that any such entity is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 01:47 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP IV LLC10% owner
|
ConversionCommon Stock | 481,095 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001192482-19-000419 · edgar.xml · nonDerivative · entry 2 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP IV LLC · CIK 0001502240 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,049,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Shares of Series A Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F5 · balance_after: Reflects 1-for-24.69 reverse stock split which became effective on October 28, 2019. F2 · ownership.direct: These securities are held of record by OrbiMed Private Investments IV, LP ("OPI IV"). OrbiMed Capital GP IV LLC ("GP IV") is the general partner of OPI IV, and OrbiMed Advisors LLC ("Advisors"), a registered advisor under the Investment Advisors Act of 1940, as amended, is the managing member of GP IV. By virtue of such relationships, GP IV and Advisors may be deemed to have voting and investment power with respect to the securities held by OPI IV noted above and as a result may be deemed to have beneficial ownership over such securities. Advisors exercised this investment and voting power through a management committee consisting of Carl L. Gordon, Sven H. Borho, and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the securities held by OPI IV. F3 · ownership.direct: Each of GP IV and Advisors disclaims beneficial ownership of the securities reported herein for the purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its interest therein, if any. This report shall not be deemed an admission that any such entity is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 21:03 UTC |
Quaker BioVentures II LP10% owner
Quaker BioVentures Capital II, L.P.10% owner
|
ConversionWarrant (right to buy) · Derivative | 446,813 | $0.00 Strike: $28.65 | $0.00 |
DisclosureSEC source: 0001192482-19-000430 · edgar.xml · derivative · entry 7 Quaker BioVentures II LP · CIK 0001497725 · 10% owner Quaker BioVentures Capital II, L.P. · CIK 0001583083 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,813 Underlying: Common Stock · 18,096 shares Expires 2027-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Warrants exercisable for shares of Series B Preferred Stock automatically converted into warrants exercisable for shares of Common Stock upon the closing of the Issuer's initial public offering. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 21:03 UTC |
Quaker BioVentures II LP10% owner
Quaker BioVentures Capital II, L.P.10% owner
|
ConversionWarrant (right to buy) · Derivative | 446,813 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001192482-19-000430 · edgar.xml · derivative · entry 6 Quaker BioVentures II LP · CIK 0001497725 · 10% owner Quaker BioVentures Capital II, L.P. · CIK 0001583083 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series B Preferred Stock · 446,813 shares Expires 2027-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Warrants exercisable for shares of Series B Preferred Stock automatically converted into warrants exercisable for shares of Common Stock upon the closing of the Issuer's initial public offering. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 21:03 UTC |
Quaker BioVentures II LP10% owner
Quaker BioVentures Capital II, L.P.10% owner
|
ConversionSeries B Preferred Stock · Derivative | 12,763,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-19-000430 · edgar.xml · derivative · entry 5 Quaker BioVentures II LP · CIK 0001497725 · 10% owner Quaker BioVentures Capital II, L.P. · CIK 0001583083 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 516,947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Series B Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: Shares of Series B Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: Shares of Series B Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.underlying_shares: Reflects 1-for-24.69 reverse stock split which became effective on October 28, 2019. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 21:03 UTC |
Quaker BioVentures II LP10% owner
Quaker BioVentures Capital II, L.P.10% owner
|
ConversionSeries A Preferred Stock · Derivative | 8,530,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-19-000430 · edgar.xml · derivative · entry 4 Quaker BioVentures II LP · CIK 0001497725 · 10% owner Quaker BioVentures Capital II, L.P. · CIK 0001583083 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 345,489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares of Series A Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: Shares of Series A Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: Shares of Series A Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.underlying_shares: Reflects 1-for-24.69 reverse stock split which became effective on October 28, 2019. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 21:03 UTC |
Quaker BioVentures II LP10% owner
Quaker BioVentures Capital II, L.P.10% owner
|
ConversionCommon Stock | 516,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001192482-19-000430 · edgar.xml · nonDerivative · entry 3 Quaker BioVentures II LP · CIK 0001497725 · 10% owner Quaker BioVentures Capital II, L.P. · CIK 0001583083 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,751,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Shares of Series B Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 21:03 UTC |
Quaker BioVentures II LP10% owner
Quaker BioVentures Capital II, L.P.10% owner
|
ConversionCommon Stock | 345,489 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001192482-19-000430 · edgar.xml · nonDerivative · entry 2 Quaker BioVentures II LP · CIK 0001497725 · 10% owner Quaker BioVentures Capital II, L.P. · CIK 0001583083 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Shares of Series A Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 20:50 UTC |
PERSENAIRE MAARTENChief Medical Officer
|
ConversionWarrant (right to buy) · Derivative | 12,931 | $0.00 Strike: $28.65 | $0.00 |
DisclosureSEC source: 0001192482-19-000423 · edgar.xml · derivative · entry 6 PERSENAIRE MAARTEN · CIK 0001207313 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,931 Underlying: Series B Preferred Stock · 523 shares Expires 2027-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Warrants exercisable for shares of Series B Preferred Stock automatically converted into warrants exercisable for shares of Common Stock upon the closing of the Issuer's initial public offering. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 20:50 UTC |
PERSENAIRE MAARTENChief Medical Officer
|
ConversionWarrant (right to buy) · Derivative | 12,931 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001192482-19-000423 · edgar.xml · derivative · entry 5 PERSENAIRE MAARTEN · CIK 0001207313 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series B Preferred Stock · 12,931 shares Expires 2027-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Warrants exercisable for shares of Series B Preferred Stock automatically converted into warrants exercisable for shares of Common Stock upon the closing of the Issuer's initial public offering. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 20:50 UTC |
PERSENAIRE MAARTENChief Medical Officer
|
ConversionSeries B Preferred Stock · Derivative | 315,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-19-000423 · edgar.xml · derivative · entry 4 PERSENAIRE MAARTEN · CIK 0001207313 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Series B Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: Shares of Series B Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: Shares of Series B Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.underlying_shares: Reflects 1-for-24.69 reverse stock split which became effective on October 28, 2019. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 20:50 UTC |
PERSENAIRE MAARTENChief Medical Officer
|
ConversionSeries A Preferred Stock · Derivative | 197,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-19-000423 · edgar.xml · derivative · entry 3 PERSENAIRE MAARTEN · CIK 0001207313 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of Series A Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: Shares of Series A Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: Shares of Series A Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.underlying_shares: Reflects 1-for-24.69 reverse stock split which became effective on October 28, 2019. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 20:50 UTC |
PERSENAIRE MAARTENChief Medical Officer
|
ConversionCommon Stock | 12,760 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001192482-19-000423 · edgar.xml · nonDerivative · entry 2 PERSENAIRE MAARTEN · CIK 0001207313 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Shares of Series B Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 20:50 UTC |
PERSENAIRE MAARTENChief Medical Officer
|
ConversionCommon Stock | 7,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001192482-19-000423 · edgar.xml · nonDerivative · entry 1 PERSENAIRE MAARTEN · CIK 0001207313 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Series A Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date. F2 · balance_after: Reflects 15,572 shares of common stock received by the reporting person as a payment-in-kind dividend on Series A Preferred Stock and Series B Preferred Stock exempt from reporting under Rule 16a-9(a). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.