TDW

SEC source: 0001437749-22-009270 · rdgdoc.xml · nonDerivative · entry 2

Darling David E · CIK 0001488598 · EVP, COO & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,138.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the vesting of performance-based restricted stock units.

F3 · price: Each performance-based restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of performance-based restricted stock units in shares of common stock on their scheduled vesting date.

SEC source: 0001437749-22-009270 · rdgdoc.xml · nonDerivative · entry 1

Darling David E · CIK 0001488598 · EVP, COO & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,465

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-22-009269 · rdgdoc.xml · nonDerivative · entry 3

Kneen Quintin · CIK 0001391071 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,260

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-22-009269 · rdgdoc.xml · nonDerivative · entry 2

Kneen Quintin · CIK 0001391071 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the vesting of performance-based restricted stock units, net of shares withheld for taxes.

F3 · price: Each performance-based restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of performance-based restricted stock units in shares of common stock on their scheduled vesting date.

SEC source: 0001437749-22-009269 · rdgdoc.xml · nonDerivative · entry 1

Kneen Quintin · CIK 0001391071 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,123

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-22-009268 · rdgdoc.xml · nonDerivative · entry 3

Rubio Samuel R · CIK 0001452077 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,627.5

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-22-009268 · rdgdoc.xml · nonDerivative · entry 2

Rubio Samuel R · CIK 0001452077 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,202.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the vesting of performance-based restricted stock units.

F3 · price: Each performance-based restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of performance-based restricted stock units in shares of common stock on their scheduled vesting date.

SEC source: 0001437749-22-009268 · rdgdoc.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,529

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-22-009267 · rdgdoc.xml · nonDerivative · entry 1

Hudson Daniel A. · CIK 0001797578 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,804

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-22-008362 · rdgdoc.xml · nonDerivative · entry 1

Anderson Darron M. · CIK 0001708546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,112

F1 · kind: Represents unrestricted shares of common stock issued to the Reporting Person in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

SEC source: 0001437749-22-008361 · rdgdoc.xml · nonDerivative · entry 1

Cougle Melissa · CIK 0001744764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538

F1 · kind: Represents unrestricted shares of common stock issued to the Reporting Person in lieu of certain cash compensation pursuant to her election under the Director Stock Election Program.

SEC source: 0001105838-22-000005 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,961,359

F1 · shares: Represents unrestricted shares of the Common Stock, $0.001 par value per share (the "Common Stock) issued to Mr. Robotti in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

F2 · balance_after: This amount includes 422,872 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 894,609 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 521,030 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 86,967 shares of the Common Stock directly beneficially owned by Robert Robotti.

F3 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001437749-22-008360 · rdgdoc.xml · nonDerivative · entry 1

Rigdon Larry T · CIK 0001439144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,639

F1 · kind: Represents unrestricted shares of common stock issued to the Reporting Person in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

SEC source: 0001437749-22-007121 · rdgdoc.xml · nonDerivative · entry 1

Kneen Quintin · CIK 0001391071 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,834

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-22-007120 · rdgdoc.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,913

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-22-007119 · rdgdoc.xml · nonDerivative · entry 1

Hudson Daniel A. · CIK 0001797578 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,509

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-22-007118 · rdgdoc.xml · nonDerivative · entry 1

Darling David E · CIK 0001488598 · EVP, COO & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,827

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001567619-22-006785 · doc1.xml · nonDerivative · entry 1

Kneen Quintin · CIK 0001391071 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,398

F1 · price: Represents a grant of restricted stock units that will vest one-third per year on March 10 of each of 2023, 2024, and 2025.

SEC source: 0001567619-22-006776 · doc1.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,836

F1 · price: Represents a grant of restricted stock units that will vest one-third per year on March 10 of each of 2023, 2024, and 2025.

SEC source: 0001567619-22-006780 · doc1.xml · nonDerivative · entry 1

Kneen Quintin · CIK 0001391071 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,110

F1 · price: Represents a grant of restricted stock units that will vest one-third per year on March 10 of each of 2023, 2024, and 2025.

SEC source: 0001567619-22-006775 · doc1.xml · nonDerivative · entry 1

Hudson Daniel A. · CIK 0001797578 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,667

F1 · price: Represents a grant of restricted stock units that will vest one-third per year on March 10 of each of 2023, 2024, and 2025.

SEC source: 0001567619-22-006774 · doc1.xml · nonDerivative · entry 1

Darling David E · CIK 0001488598 · EVP & COO & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,359

F1 · price: Represents a grant of restricted stock units that will vest one-third per year on March 10 of each of 2023, 2024, and 2025.

SEC source: 0001567619-22-006773 · doc1.xml · nonDerivative · entry 1

Kneen Quintin · CIK 0001391071 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,398

F1 · price: Represents a grant of restricted stock units that will vest one-third per year on March 10 of each of 2023, 2024, and 2025.

SEC source: 0001567619-22-000752 · doc1.xml · nonDerivative · entry 1

Cougle Melissa · CIK 0001744764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

F1 · price: Represents a grant of restricted stock units that will vest on January 4, 2023.

SEC source: 0001567619-22-000615 · doc1.xml · nonDerivative · entry 1

Anderson Darron M. · CIK 0001708546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,978

F1 · kind: Represents unrestricted shares of common stock issued to the Reporting Person in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

SEC source: 0001567619-22-000611 · doc1.xml · nonDerivative · entry 1

Rigdon Larry T · CIK 0001439144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,538

F1 · kind: Represents unrestricted shares of common stock issued to the Reporting Person in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

SEC source: 0001105838-22-000001 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,960,821

F1 · shares: Represents unrestricted shares of the Common Stock, $0.001 par value per share (the "Common Stock) issued to Mr. Robotti in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

F2 · balance_after: This amount includes 422,872 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 894,609 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 521,030 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 86,429 shares of the Common Stock, of which 11,349 shares are restricted stock, directly beneficially owned by Robert Robotti.

F3 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001567619-21-022703 · doc1.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,998

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

SEC source: 0001567619-21-022702 · doc1.xml · nonDerivative · entry 1

Kneen Quintin · CIK 0001391071 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,511

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

SEC source: 0001105838-21-000004 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,959,759

F1 · balance_after: This amount includes 422,872 shares of the Common Stock, par value $0.001 per share (the "Common Stock") directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 894,609 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 521,030 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 85,367 shares of the Common Stock, of which 11,349 shares are restricted stock, directly beneficially owned by Robert Robotti.

F2 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-21-000003 · primary_doc.xml · nonDerivative · entry 3

ROBOTTI ROBERT · CIK 0001105838 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,909,759

F3 · balance_after: This amount includes 422,872 shares of the Common Stock, directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 894,609 shares of the Common Stock directly beneficially owned by RIC, 521,030 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Robotti Foundation, 32,881 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 35,367 shares of the Common Stock, of which 11,349 shares are restricted stock, directly beneficially owned by Robert Robotti.

F4 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001567619-21-020662 · doc1.xml · nonDerivative · entry 2

TRAUB KENNETH H · CIK 0001232602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,819

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.93 to $11.94. The price reported above reflects the weighted average purchase price.

F3 · price: Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001105838-21-000005 · primary_doc.xml · nonDerivative · entry 3

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,909,759

F4 · balance_after: This amount includes 422,872 shares of the Common Stock, directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 894,609 shares of the Common Stock directly beneficially owned by RIC, 521,030 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Robotti Foundation, 32,881 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 35,367 shares of the Common Stock, of which 11,349 shares are restricted stock, directly beneficially owned by Robert Robotti.

F5 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-21-000003 · primary_doc.xml · nonDerivative · entry 2

ROBOTTI ROBERT · CIK 0001105838 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,891,759

F2 · balance_after: This amount includes 422,872 shares of the Common Stock, directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 894,609 shares of the Common Stock directly beneficially owned by RIC, 521,030 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Robotti Foundation, 32,881 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 17,367 shares of the Common Stock, of which 11,349 shares are restricted stock, directly beneficially owned by Robert Robotti.

F4 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001567619-21-020662 · doc1.xml · nonDerivative · entry 1

TRAUB KENNETH H · CIK 0001232602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,119

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.67 to $11.85. The price reported above reflects the weighted average purchase price.

F3 · price: Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001105838-21-000005 · primary_doc.xml · nonDerivative · entry 2

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,891,759

F3 · balance_after: This amount includes 422,872 shares of the Common Stock, directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 894,609 shares of the Common Stock directly beneficially owned by RIC, 521,030 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Robotti Foundation, 32,881 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 17,367 shares of the Common Stock, of which 11,349 shares are restricted stock, directly beneficially owned by Robert Robotti.

F5 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-21-000003 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,885,259

F1 · balance_after: This amount includes 422,872 shares of the Common Stock, par value $0.001 per share (the "Common Stock") directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 894,609 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 521,030 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 26,381 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 17,367 shares of the Common Stock, of which 11,349 shares are restricted stock, directly beneficially owned by Robert Robotti.

F4 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-21-000005 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,885,259

F1 · balance_after: The Form 4 originally filed on 11/16/2021 is being amended to correct Item 5 to indicate that the Reporting Person's Relationship with the Issuer is as a Director.

F2 · balance_after: This amount includes 422,872 shares of the Common Stock, par value $0.001 per share (the "Common Stock") directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 894,609 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 521,030 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 26,381 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 17,367 shares of the Common Stock, of which 11,349 shares are restricted stock, directly beneficially owned by Robert Robotti.

F5 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001567619-21-012237 · doc1.xml · nonDerivative · entry 1

Zabrocky Lois K · CIK 0001349704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,349

F1 · price: Represents a grant of an equity award that will vest on June 14, 2022.

SEC source: 0001567619-21-012236 · doc1.xml · nonDerivative · entry 1

TRAUB KENNETH H · CIK 0001232602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,437

F1 · price: Represents a grant of an equity award that will vest on June 14, 2022.

SEC source: 0001567619-21-012235 · doc1.xml · nonDerivative · entry 1

Rigdon Larry T · CIK 0001439144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,365

F1 · price: Represents a grant of an equity award that will vest on June 14, 2022.

SEC source: 0001567619-21-012233 · doc1.xml · nonDerivative · entry 1

FAGERSTAL DICK · CIK 0001255723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,890

F1 · price: Represents a grant of an equity award that will vest on June 14, 2022.

SEC source: 0001567619-21-012234 · doc1.xml · nonDerivative · entry 1

RASPINO LOUIS · CIK 0001236474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,515

F1 · price: Represents a grant of an equity award that will vest on June 14, 2022.

SEC source: 0001567619-21-012232 · doc1.xml · nonDerivative · entry 1

Anderson Darron M. · CIK 0001708546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,713

F1 · price: Represents a grant of an equity award that will vest on June 14, 2022.

SEC source: 0001105838-21-000002 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,869,759

F1 · price: Represents a grant of an equity award that will vest on June 14, 2022.

F2 · balance_after: This amount includes 422, 872 shares of the Common Stock, par value $0.001 per share (the "Common Stock") directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC ("Robotti Advisors"), an investment adviser registered under the Investment Advisers Act of 1940, as amended, 894,609 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 521,030 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 10,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 17,367 shares of the Common Stock, of which 11,349 shares are restricted stock, directly beneficially owned by Robert Robotti.

F3 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001567619-21-008492 · doc1.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,269

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

SEC source: 0001567619-21-008491 · doc1.xml · nonDerivative · entry 1

Kneen Quintin · CIK 0001391071 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,754

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

SEC source: 0001567619-21-008490 · doc1.xml · nonDerivative · entry 1

Hudson Daniel A. · CIK 0001797578 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,829

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

SEC source: 0001567619-21-008489 · doc1.xml · nonDerivative · entry 1

Darling David E · CIK 0001488598 · EVP & COO & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,521

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

SEC source: 0001567619-21-008313 · doc1.xml · nonDerivative · entry 1

Hudson Daniel A. · CIK 0001797578 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,817

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.