TDW

SEC source: 0001437749-23-007277 · rdgdoc.xml · nonDerivative · entry 1

Darling David E · CIK 0001488598 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,789.5

F1 · price: Represents a grant of restricted stock units that vest pro-rata per year on each of March 22, 2024, 2025, and 2026.

SEC source: 0001437749-23-007276 · rdgdoc.xml · nonDerivative · entry 1

Hudson Daniel A. · CIK 0001797578 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,217

F1 · price: Represents a grant of restricted stock units that vest pro-rata per year on each of March 22, 2024, 2025, and 2026.

SEC source: 0001437749-23-007275 · rdgdoc.xml · nonDerivative · entry 1

Kneen Quintin · CIK 0001391071 · Director · President, CEO & Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,712

F1 · price: Represents a grant of restricted stock units that vest pro-rata per year on each of March 22, 2024, 2025, and 2026.

SEC source: 0001437749-23-007274 · rdgdoc.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · EVP, CFO & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,980.5

F1 · price: Represents a grant of restricted stock units that vest pro-rata per year on each of March 22, 2024, 2025, and 2026.

SEC source: 0001437749-23-006393 · rdgdoc.xml · nonDerivative · entry 1

Darling David E · CIK 0001488598 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,950.5

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-23-006392 · rdgdoc.xml · nonDerivative · entry 1

Hudson Daniel A. · CIK 0001797578 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,203

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-23-006391 · rdgdoc.xml · nonDerivative · entry 1

Kneen Quintin · CIK 0001391071 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,753

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-23-006390 · rdgdoc.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,141.5

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-23-000211 · rdgdoc.xml · nonDerivative · entry 1

Rigdon Larry T · CIK 0001439144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,346

F1 · price: Represents unrestricted shares of common stock issued to the Reporting Person in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

SEC source: 0001437749-23-000210 · rdgdoc.xml · nonDerivative · entry 1

Anderson Darron M. · CIK 0001708546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,476

F1 · price: Represents unrestricted shares of common stock issued to the Reporting Person in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

SEC source: 0001437749-23-000209 · rdgdoc.xml · nonDerivative · entry 1

Cougle Melissa · CIK 0001744764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,986

F1 · price: Represents unrestricted shares of common stock issued to the Reporting Person in lieu of certain cash compensation pursuant to her election under the Director Stock Election Program.

SEC source: 0001105838-23-000002 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,036,645

F1 · shares: Represents unrestricted shares of the Common Stock, $0.001 par value per share (the "Common Stock"), issued to Mr. Robotti in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

F2 · balance_after: This amount includes 489,373 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 1,520,444 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 895,532 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 95,415 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F3 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-22-000012 · primary_doc.xml · nonDerivative · entry 3

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,036,296

F5 · shares: 21,488 shares of the Common Stock were purchased by a performance-fee paying advisory client of Robotti Advisors in the open market.

F6 · balance_after: This amount includes 489,373 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 1,520,444 shares of the Common Stock directly beneficially owned by RIC, 895,532 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Robotti Foundation, 32,881 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 95,066 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F7 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-22-000013 · primary_doc.xml · nonDerivative · entry 4

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,036,296

F7 · shares: 148 shares of the Common Stock were sold by a Robotti Securities account in the open market. Due to an administrative error, the purchase and sale of shares reported for 11/28/2022 on this Form 4/A were originally reported as a purchase of 21,488 shares on the Form 4 filed with the Securities and Exchange Commission on November 28, 2022. This Form 4/A is being filed to correct that error. The sale of 148 shares has been identified as subject to disgorgement under Section 16, the amount thereof has been calculated and Tidewater Inc., the issuer, has been reimbursed therefor.

F8 · balance_after: This amount includes 489,373 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 1,520,444 shares of the Common Stock directly beneficially owned by RIC, 895,532 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Robotti Foundation, 32,881 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 95,066 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F9 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-22-000013 · primary_doc.xml · nonDerivative · entry 3

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,036,444

F5 · shares: 21,488 shares of the Common Stock were purchased by a performance-fee paying advisory client of Robotti Advisors in the open market. 148 shares of the Common Stock were purchased by an account of Robotti Securities, LLC, a broker-dealer registered under Section 15 of the Securities Exchange Act of 1934, as amended ("Robotti Securities") in the open market.

F6 · balance_after: This amount includes 489,373 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 148 shares of the Common Stock directly beneficially owned by an account of Robotti Securities, 1,520,444 shares of the Common Stock directly beneficially owned by RIC, 895,532 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Robotti Foundation, 32,881 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 95,066 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F9 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-22-000012 · primary_doc.xml · nonDerivative · entry 2

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,014,808

F3 · shares: 25,300 shares of the Common Stock were purchased by a performance-fee paying advisory client of Robotti Advisors in the open market.

F4 · balance_after: This amount includes 467,885 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 1,520,444 shares of the Common Stock directly beneficially owned by RIC, 895,532 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Robotti Foundation, 32,881 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 95,066 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F7 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-22-000013 · primary_doc.xml · nonDerivative · entry 2

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,014,808

F3 · shares: 25,300 shares of the Common Stock were purchased by a performance-fee paying advisory client of Robotti Advisors in the open market.

F4 · balance_after: This amount includes 467,885 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 1,520,444 shares of the Common Stock directly beneficially owned by RIC, 895,532 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Robotti Foundation, 32,881 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 95,066 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F9 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-22-000012 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,989,508

F1 · shares: 19,713 shares of the Common Stock, $0.001 par value per share (the "Common Stock") were purchased by a performance-fee paying advisory client of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors") in the open market.

F2 · balance_after: This amount includes 442,585 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 1,520,444 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 895,532 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 95,066 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F7 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-22-000013 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,989,508

F1 · shares: 19,713 shares of the Common Stock, $0.001 par value per share (the "Common Stock") were purchased by a performance-fee paying advisory client of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors") in the open market.

F2 · balance_after: This amount includes 442,585 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 1,520,444 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 895,532 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 95,066 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F9 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001140361-22-040943 · form4.xml · nonDerivative · entry 2

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,969,795

F3 · shares: In the Issuer's public offering of Common Stock, RI purchased 111,000 additional shares of Common Stock from the underwriter at the public offering price set forth herein.

F4 · balance_after: This amount includes 422,872 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 1,520,444 shares of the Common Stock directly beneficially owned by RIC, 895,532 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Robotti Foundation, 32,881 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 95,066 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F5 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001140361-22-040943 · form4.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,858,795

F1 · shares: In the Issuer's public offering of Common Stock, The Ravenswood Investment Company, LP ("RIC") purchased 189,000 additional shares of Common Stock from the underwriter at the public offering price set forth herein.

F2 · balance_after: This amount includes 422,872 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 1,520,444 shares of the Common Stock directly beneficially owned by RIC, 784,532 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 95,066 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F5 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001437749-22-023567 · rdgdoc.xml · nonDerivative · entry 1

Rigdon Larry T · CIK 0001439144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,452

F1 · price: Represents unrestricted shares of common stock issued to the Reporting Person in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

SEC source: 0001437749-22-023569 · rdgdoc.xml · nonDerivative · entry 1

Anderson Darron M. · CIK 0001708546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,389

F1 · price: Represents unrestricted shares of common stock issued to the Reporting Person in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

SEC source: 0001437749-22-023568 · rdgdoc.xml · nonDerivative · entry 1

Cougle Melissa · CIK 0001744764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,637

F1 · price: Represents unrestricted shares of common stock issued to the Reporting Person in lieu of certain cash compensation pursuant to her election under the Director Stock Election Program.

SEC source: 0001105838-22-000011 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,669,795

F1 · shares: Represents unrestricted shares of the Common Stock, $0.001 par value per share (the "Common Stock"), issued to Mr. Robotti in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

F2 · balance_after: This amount includes 422,872 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 1,331,444 shares of the Common Stock directly beneficially owned by RIC, 784,532 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 95,066 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F3 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-22-000010 · primary_doc.xml · nonDerivative · entry 2

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,669,271

F3 · shares: In the Issuer's public offering of Common Stock, Ravenswood Investments III, L.P. ("RI") purchased 208,858 additional shares of Common Stock from the underwriter at the public offering price set forth herein.

F4 · balance_after: This amount includes 422,872 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 1,331,444 shares of the Common Stock directly beneficially owned by RIC, 784,532 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Robotti Foundation, 32,881 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 94,542 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F5 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-22-000010 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,460,413

F1 · shares: In the Issuer's public offering of Common Stock, The Ravenswood Investment Company, LP ("RIC") purchased 351,366 additional shares of Common Stock from the underwriter at the public offering price set forth herein.

F2 · balance_after: This amount includes 422,872 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 1,331,444 shares of the Common Stock directly beneficially owned by RIC, 575,674 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 94,542 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F5 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-22-000009 · primary_doc.xml · nonDerivative · entry 2

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,669,271

F2 · shares: In the Issuer's public offering of Common Stock, Ravenswood Investments III, L.P. ("RI") purchased 208,858 additional shares of Common Stock from the underwriter at the public offering price set forth herein.

F3 · balance_after: This amount includes 422,872 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 1,331,444 shares of the Common Stock directly beneficially owned by RIC, 784,532 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 94,542 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F4 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-22-000009 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,669,271

F1 · shares: In the Issuer's public offering of Common Stock, The Ravenswood Investment Company, LP ("RIC") purchased 351,366 additional shares of Common Stock from the underwriter at the public offering price set forth herein.

F3 · balance_after: This amount includes 422,872 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 1,331,444 shares of the Common Stock directly beneficially owned by RIC, 784,532 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 94,542 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F4 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001437749-22-016646 · rdgdoc.xml · nonDerivative · entry 1

Anderson Darron M. · CIK 0001708546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,258

F1 · price: Represents unrestricted shares of common stock issued to the Reporting Person in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

SEC source: 0001437749-22-016645 · rdgdoc.xml · nonDerivative · entry 1

Cougle Melissa · CIK 0001744764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,113

F1 · price: Represents unrestricted shares of common stock issued to the Reporting Person in lieu of certain cash compensation pursuant to her election under the Director Stock Election Program.

SEC source: 0001437749-22-016644 · rdgdoc.xml · nonDerivative · entry 1

Rigdon Larry T · CIK 0001439144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,109

F1 · price: Represents unrestricted shares of common stock issued to the Reporting Person in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

SEC source: 0001105838-22-000008 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,109,047

F1 · shares: Represents unrestricted shares of the Common Stock, $0.001 par value per share (the "Common Stock") issued to Mr. Robotti in lieu of certain cash compensation pursuant to his election under the Director Stock Election Program.

F2 · balance_after: This amount includes 422,872 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 980,078 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 575,674 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 94,542 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F3 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001437749-22-015199 · rdgdoc.xml · nonDerivative · entry 1

Anderson Darron M. · CIK 0001708546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,115

F1 · price: Represents a grant of an equity award that will vest on June 14, 2026.

SEC source: 0001437749-22-015198 · rdgdoc.xml · nonDerivative · entry 1

Cougle Melissa · CIK 0001744764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,541

F1 · price: Represents a grant of an equity award that will vest at the end of the Reporting Person's service as a director.

SEC source: 0001437749-22-015197 · rdgdoc.xml · nonDerivative · entry 1

FAGERSTAL DICK · CIK 0001255723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,893

F1 · price: Represents a grant of an equity award that will vest at the end of the Reporting Person's service as a director.

SEC source: 0001437749-22-015196 · rdgdoc.xml · nonDerivative · entry 1

RASPINO LOUIS · CIK 0001236474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,518

F1 · price: Represents a grant of an equity award that will vest at the end of Reporting Person's service as a director.

SEC source: 0001437749-22-015195 · rdgdoc.xml · nonDerivative · entry 1

Rigdon Larry T · CIK 0001439144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,642

F1 · price: Represents a grant of an equity award that will vest on June 14, 2023.

SEC source: 0001437749-22-015194 · rdgdoc.xml · nonDerivative · entry 1

TRAUB KENNETH H · CIK 0001232602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,822

F1 · price: Represents a grant of an equity award that will vest on June 14, 2023.

SEC source: 0001437749-22-015193 · rdgdoc.xml · nonDerivative · entry 1

Zabrocky Lois K · CIK 0001349704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,352

F1 · price: Represents a grant of an equity award that will vest on June 14, 2023.

SEC source: 0001105838-22-000007 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,108,475

F1 · price: Represents a grant of an equity award that will vest on June 14, 2023.

F2 · balance_after: This amount includes 422,872 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 980,078 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 575,674 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 93,970 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F3 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001437749-22-013340 · rdgdoc.xml · nonDerivative · entry 1

Darling David E · CIK 0001488598 · EVP, COO & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,269.5

F1 · price: This transaction was executed in multiple trades at prices ranging from $25.75 to $25.9232. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001105838-22-000006 · primary_doc.xml · nonDerivative · entry 3

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,101,472

F3 · balance_after: This amount includes 422,872 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 980,078 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 575,674 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 86,967 shares of the Common Stock directly beneficially owned by Robert Robotti.

F4 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-22-000006 · primary_doc.xml · nonDerivative · entry 2

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,041,472

F2 · balance_after: This amount includes 422,872 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 943,478 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 552,274 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 86,967 shares of the Common Stock directly beneficially owned by Robert Robotti.

F4 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001105838-22-000006 · primary_doc.xml · nonDerivative · entry 1

ROBOTTI ROBERT · CIK 0001105838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,996,231

F1 · balance_after: This amount includes 422,872 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 915,881 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 534,630 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 32,881 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 86,967 shares of the Common Stock directly beneficially owned by Robert Robotti.

F4 · ownership.nature: Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

SEC source: 0001437749-22-009579 · rdgdoc.xml · nonDerivative · entry 1

Hudson Daniel A. · CIK 0001797578 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,816

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-22-009576 · rdgdoc.xml · nonDerivative · entry 1

Rubio Samuel R · CIK 0001452077 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,126.5

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-22-009573 · rdgdoc.xml · nonDerivative · entry 1

Darling David E · CIK 0001488598 · EVP, COO & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,269.5

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-22-009571 · rdgdoc.xml · nonDerivative · entry 1

Kneen Quintin · CIK 0001391071 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,154

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.

SEC source: 0001437749-22-009270 · rdgdoc.xml · nonDerivative · entry 3

Darling David E · CIK 0001488598 · EVP, COO & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,596.5

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of restricted stock units.