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Nasdaq · USD

TDUP

ThredUp Inc.

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1057
SEC CIK
0001484778
Parsed reports
471

Last 12 months

Inside the activity.

2 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202509
Jan 202600
Feb 202600
Mar 202619
Apr 202600
May 202600
Jun 202609
Jul 202600
Aug 202600
Sep 202609
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2022 Filed Jun 3, 2022 21:09 UTC
Homer ChristopherChief Operating Officer
GrantClass A Common Stock 1,479 $3.55 $5,254.89
Disclosure

SEC source: 0001484778-22-000102 · wf-form4_165429054780740.xml · nonDerivative · entry 1

Homer Christopher · CIK 0001850197 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,969

F1 · kind: Shares purchased pursuant to the ThredUp Inc. 2021 Employee Stock Purchase Plan.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 17:11 UTC GrantClass A Common Stock 1,479 $3.55 $5,254.89
Disclosure

SEC source: 0001484778-22-000105 · wf-form4_165429065156676.xml · nonDerivative · entry 1

Marino Anthony Salvatore · CIK 0001851770 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,748

F1 · kind: Shares purchased pursuant to the ThredUp Inc. 2021 Employee Stock Purchase Plan.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 17:08 UTC
Rotem AlonChief Legal Officer
GrantClass A Common Stock 1,479 $3.55 $5,254.89
Disclosure

SEC source: 0001484778-22-000101 · wf-form4_165429051032870.xml · nonDerivative · entry 1

Rotem Alon · CIK 0001850186 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,374

F1 · kind: Shares purchased pursuant to the ThredUp Inc. 2021 Employee Stock Purchase Plan.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 21:09 UTC
Sobers SeanChief Financial Officer
GrantClass A Common Stock 1,479 $3.55 $5,254.89
Disclosure

SEC source: 0001484778-22-000103 · wf-form4_165429057971521.xml · nonDerivative · entry 1

Sobers Sean · CIK 0001688472 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,046

F1 · kind: Shares purchased pursuant to the ThredUp Inc. 2021 Employee Stock Purchase Plan.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:28 UTC
NOVA DANIEL JDirector · 10% owner
GrantClass A Common Stock 19,613 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000083 · wf-form4_165368686606653.xml · nonDerivative · entry 1

NOVA DANIEL J · CIK 0001027730 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,613

F1 · kind: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in full on the earlier of (i) May 26, 2023 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:34 UTC
LAZAR JACK RDirector
GrantClass A Common Stock 19,613 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000092 · wf-form4_165368726699016.xml · nonDerivative · entry 2

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,030

F2 · kind: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in full on the earlier of (i) May 26, 2023 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:34 UTC
Nakache PatriciaDirector · 10% owner
GrantClass A Common Stock 19,613 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000091 · wf-form4_165368722802323.xml · nonDerivative · entry 2

Nakache Patricia · CIK 0001597755 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,224

F2 · kind: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in full on the earlier of (i) May 26, 2023 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:31 UTC GrantClass A Common Stock 19,613 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000088 · wf-form4_165368706056193.xml · nonDerivative · entry 2

Ginsberg Amanda · CIK 0001596941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,352

F2 · kind: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in full on the earlier of (i) May 26, 2023 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:32 UTC GrantClass A Common Stock 19,613 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000089 · wf-form4_165368709951527.xml · nonDerivative · entry 2

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,385

F2 · kind: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in full on the earlier of (i) May 26, 2023 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:30 UTC
Sutter PaulaDirector
GrantClass A Common Stock 19,613 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000087 · wf-form4_165368702467764.xml · nonDerivative · entry 2

Sutter Paula · CIK 0001849441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,924

F2 · kind: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in full on the earlier of (i) May 26, 2023 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:29 UTC
Vu MarcieDirector
GrantClass A Common Stock 19,613 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000086 · wf-form4_165368697888973.xml · nonDerivative · entry 2

Vu Marcie · CIK 0001849459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,781

F2 · kind: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in full on the earlier of (i) May 26, 2023 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:28 UTC
Friedman IanDirector
GrantClass A Common Stock 19,613 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000084 · wf-form4_165368691135319.xml · nonDerivative · entry 2

Friedman Ian · CIK 0001834575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,924

F2 · kind: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in full on the earlier of (i) May 26, 2023 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:33 UTC GrantClass A Common Stock 1,634 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000090 · wf-form4_165368718762949.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,311

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:34 UTC
LAZAR JACK RDirector
GrantClass A Common Stock 1,961 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000092 · wf-form4_165368726699016.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,417

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:34 UTC
Nakache PatriciaDirector · 10% owner
GrantClass A Common Stock 2,452 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000091 · wf-form4_165368722802323.xml · nonDerivative · entry 1

Nakache Patricia · CIK 0001597755 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,611

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of her annual cash retainer, which retainer is paid in quarterly installments.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:31 UTC GrantClass A Common Stock 1,634 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000088 · wf-form4_165368706056193.xml · nonDerivative · entry 1

Ginsberg Amanda · CIK 0001596941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,739

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of her annual cash retainer, which retainer is paid in quarterly installments.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:32 UTC GrantClass A Common Stock 1,798 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000089 · wf-form4_165368709951527.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,772

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:30 UTC
Sutter PaulaDirector
GrantClass A Common Stock 1,634 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000087 · wf-form4_165368702467764.xml · nonDerivative · entry 1

Sutter Paula · CIK 0001849441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,311

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of her annual cash retainer, which retainer is paid in quarterly installments.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:29 UTC GrantClass A Common Stock 1,634 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000085 · wf-form4_165368694669234.xml · nonDerivative · entry 1

Rushing Coretha M · CIK 0001362321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,056

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of her annual cash retainer, which retainer is paid in quarterly installments.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:29 UTC
Vu MarcieDirector
GrantClass A Common Stock 1,634 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000086 · wf-form4_165368697888973.xml · nonDerivative · entry 1

Vu Marcie · CIK 0001849459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,168

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of her annual cash retainer, which retainer is paid in quarterly installments.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:28 UTC
Friedman IanDirector
GrantClass A Common Stock 1,634 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000084 · wf-form4_165368691135319.xml · nonDerivative · entry 1

Friedman Ian · CIK 0001834575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,311

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 20:40 UTC
Homer ChristopherChief Operating Officer
GrantRestricted Stock Units · Derivative 457,869 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000064 · wf-form4_164988239568743.xml · derivative · entry 3

Homer Christopher · CIK 0001850197 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,869

Underlying: Class A Common Stock · 457,869 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest in sixteen equal quarterly installments on June 1, September 1, December 1 and March 1 until fully vested, subject to the Reporting Person's continued service to the Issuer on each such date.

F4 · derivative.expiration_date: The RSUs vest in sixteen equal quarterly installments on June 1, September 1, December 1 and March 1 until fully vested, subject to the Reporting Person's continued service to the Issuer on each such date.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 20:40 UTC
Homer ChristopherChief Operating Officer
Tax withholdingClass A Common Stock 2,040 $7.90 $16,116.00
Disclosure

SEC source: 0001484778-22-000064 · wf-form4_164988239568743.xml · nonDerivative · entry 2

Homer Christopher · CIK 0001850197 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,490

F2 · kind: Represents shares of Class A Common Stock that were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 20:40 UTC
Homer ChristopherChief Operating Officer
GrantClass A Common Stock 6,745 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000064 · wf-form4_164988239568743.xml · nonDerivative · entry 1

Homer Christopher · CIK 0001850197 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,530

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 16:38 UTC GrantRestricted Stock Units · Derivative 457,869 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000062 · wf-form4_164988230057658.xml · derivative · entry 3

Marino Anthony Salvatore · CIK 0001851770 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,869

Underlying: Class A Common Stock · 457,869 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest in sixteen equal quarterly installments on June 1, September 1, December 1 and March 1 until fully vested, subject to the Reporting Person's continued service to the Issuer on each such date.

F4 · derivative.expiration_date: The RSUs vest in sixteen equal quarterly installments on June 1, September 1, December 1 and March 1 until fully vested, subject to the Reporting Person's continued service to the Issuer on each such date.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 16:38 UTC Tax withholdingClass A Common Stock 3,922 $7.90 $30,983.80
Disclosure

SEC source: 0001484778-22-000062 · wf-form4_164988230057658.xml · nonDerivative · entry 2

Marino Anthony Salvatore · CIK 0001851770 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,269

F2 · kind: Represents shares of Class A Common Stock that were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 16:38 UTC GrantClass A Common Stock 11,406 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000062 · wf-form4_164988230057658.xml · nonDerivative · entry 1

Marino Anthony Salvatore · CIK 0001851770 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,191

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 16:39 UTC
Rotem AlonChief Legal Officer
GrantRestricted Stock Units · Derivative 176,607 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000063 · wf-form4_164988234259235.xml · derivative · entry 3

Rotem Alon · CIK 0001850186 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,607

Underlying: Class A Common Stock · 176,607 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest in sixteen equal quarterly installments on June 1, September 1, December 1 and March 1 until fully vested, subject to the Reporting Person's continued service to the Issuer on each such date.

F4 · derivative.expiration_date: The RSUs vest in sixteen equal quarterly installments on June 1, September 1, December 1 and March 1 until fully vested, subject to the Reporting Person's continued service to the Issuer on each such date.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 16:39 UTC
Rotem AlonChief Legal Officer
Tax withholdingClass A Common Stock 2,972 $7.90 $23,478.80
Disclosure

SEC source: 0001484778-22-000063 · wf-form4_164988234259235.xml · nonDerivative · entry 2

Rotem Alon · CIK 0001850186 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,895

F2 · kind: Represents shares of Class A Common Stock that were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 16:39 UTC
Rotem AlonChief Legal Officer
GrantClass A Common Stock 7,686 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000063 · wf-form4_164988234259235.xml · nonDerivative · entry 1

Rotem Alon · CIK 0001850186 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,867

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 20:41 UTC
Sobers SeanChief Financial Officer
GrantRestricted Stock Units · Derivative 307,427 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000065 · wf-form4_164988244995489.xml · derivative · entry 3

Sobers Sean · CIK 0001688472 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,427

Underlying: Class A Common Stock · 307,427 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest in sixteen equal quarterly installments on June 1, September 1, December 1 and March 1 until fully vested, subject to the Reporting Person's continued service to the Issuer on each such date.

F4 · derivative.expiration_date: The RSUs vest in sixteen equal quarterly installments on June 1, September 1, December 1 and March 1 until fully vested, subject to the Reporting Person's continued service to the Issuer on each such date.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 20:41 UTC
Sobers SeanChief Financial Officer
Tax withholdingClass A Common Stock 3,171 $7.90 $25,050.90
Disclosure

SEC source: 0001484778-22-000065 · wf-form4_164988244995489.xml · nonDerivative · entry 2

Sobers Sean · CIK 0001688472 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,567

F2 · kind: Represents shares of Class A Common Stock that were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 20:41 UTC
Sobers SeanChief Financial Officer
GrantClass A Common Stock 8,953 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000065 · wf-form4_164988244995489.xml · nonDerivative · entry 1

Sobers Sean · CIK 0001688472 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,738

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 20:38 UTC
Reinhart James G.Director · Chief Executive Officer
GrantRestricted Stock Units · Derivative 850,329 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000061 · wf-form4_164988226514425.xml · derivative · entry 3

Reinhart James G. · CIK 0001849447 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,329

Underlying: Class A Common Stock · 850,329 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest in sixteen equal quarterly installments on June 1, September 1, December 1 and March 1 until fully vested, subject to the Reporting Person's continued service to the Issuer on each such date.

F4 · derivative.expiration_date: The RSUs vest in sixteen equal quarterly installments on June 1, September 1, December 1 and March 1 until fully vested, subject to the Reporting Person's continued service to the Issuer on each such date.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 20:38 UTC
Reinhart James G.Director · Chief Executive Officer
Tax withholdingClass A Common Stock 7,830 $7.90 $61,857.00
Disclosure

SEC source: 0001484778-22-000061 · wf-form4_164988226514425.xml · nonDerivative · entry 2

Reinhart James G. · CIK 0001849447 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,868

F2 · kind: Represents shares of Class A Common Stock that were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 20:38 UTC
Reinhart James G.Director · Chief Executive Officer
GrantClass A Common Stock 22,698 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000061 · wf-form4_164988226514425.xml · nonDerivative · entry 1

Reinhart James G. · CIK 0001849447 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,698

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:32 UTC
LAZAR JACK RDirector
ConversionClass B Common Stock · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000038 · wf-form4_164703426581719.xml · derivative · entry 5

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · kind: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · derivative.exercise_date: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · derivative.expiration_date: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

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March 09, 2022 Filed Mar 11, 2022 21:32 UTC
LAZAR JACK RDirector
Exercise / conversionClass B Common Stock · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000038 · wf-form4_164703426581719.xml · derivative · entry 4

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · derivative.exercise_date: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · derivative.expiration_date: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

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March 09, 2022 Filed Mar 11, 2022 21:32 UTC
LAZAR JACK RDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.05 $0.00
Disclosure

SEC source: 0001484778-22-000038 · wf-form4_164703426581719.xml · derivative · entry 3

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,994

Underlying: Class B Common Stock · 25,000 shares

Expires 2027-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests in 48 equal monthly installments after June 23, 2017, subject to the Reporting Person's continued service with the Issuer as of each vesting date.

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March 09, 2022 Filed Mar 11, 2022 21:32 UTC
LAZAR JACK RDirector
PurchaseClass A Common Stock 13,156 $7.51 $98,775.25
Disclosure

SEC source: 0001484778-22-000038 · wf-form4_164703426581719.xml · nonDerivative · entry 2

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,456

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.45 to $7.67 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 09, 2022 Filed Mar 11, 2022 21:32 UTC
LAZAR JACK RDirector
ConversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000038 · wf-form4_164703426581719.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · price: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

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March 09, 2022 Filed Apr 6, 2023 20:23 UTC Amendment
LAZAR JACK RDirector
PurchaseClass A Common Stock 13,156 $7.51 $98,775.25
Disclosure

SEC source: 0001484778-23-000079 · wf-form4a_168081259755683.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lazar 2012 Living Trust

Disclosed balance after: 13,156

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.45 to $7.67 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Holding is being revised to add 13,156 shares of Class A common stock that are held by the Lazar 2012 Living Trust and that due to an administrative error were incorrectly previously reported as directly owned by the Reporting Person. The amount of securities is as of 04/06/2023.

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February 14, 2022 Filed Feb 16, 2022 16:13 UTC GrantClass A Common Stock 1,203 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000023 · wf-form4_164504600825864.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,677

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

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February 14, 2022 Filed Feb 16, 2022 21:18 UTC
Sutter PaulaDirector
GrantClass A Common Stock 1,203 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000028 · wf-form4_164504625834874.xml · nonDerivative · entry 1

Sutter Paula · CIK 0001849441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,677

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of her annual cash retainer, which retainer is paid in quarterly installments.

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February 14, 2022 Filed Feb 16, 2022 21:17 UTC
LAZAR JACK RDirector
GrantClass A Common Stock 1,444 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000027 · wf-form4_164504620298255.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,300

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

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February 14, 2022 Filed Feb 16, 2022 21:16 UTC
Nakache PatriciaDirector · 10% owner
GrantClass A Common Stock 1,805 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000026 · wf-form4_164504616796905.xml · nonDerivative · entry 1

Nakache Patricia · CIK 0001597755 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,159

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of her annual cash retainer, which retainer is paid in quarterly installments.

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February 14, 2022 Filed Feb 16, 2022 21:12 UTC
Friedman IanDirector
GrantClass A Common Stock 1,203 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000022 · wf-form4_164504592736206.xml · nonDerivative · entry 1

Friedman Ian · CIK 0001834575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,677

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

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February 14, 2022 Filed Feb 16, 2022 21:14 UTC GrantClass A Common Stock 1,324 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000024 · wf-form4_164504607317852.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,974

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

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February 14, 2022 Filed Feb 16, 2022 21:15 UTC
Vu MarcieDirector
GrantClass A Common Stock 1,203 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000025 · wf-form4_164504611704149.xml · nonDerivative · entry 1

Vu Marcie · CIK 0001849459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,534

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of her annual cash retainer, which retainer is paid in quarterly installments.

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February 14, 2022 Filed Feb 16, 2022 21:10 UTC GrantClass A Common Stock 1,203 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000021 · wf-form4_164504577873979.xml · nonDerivative · entry 1

Ginsberg Amanda · CIK 0001596941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,105

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of her annual cash retainer, which retainer is paid in quarterly installments.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.