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TDS

TELEPHONE & DATA SYSTEMS INC /DE/

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4074
SEC CIK
0001051512
Parsed reports
474

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2020 Filed May 26, 2020 20:34 UTC
McCahon Jane WSVP Corp Relations & Corp Sec
GrantRestricted Stock Units · Derivative 10,431 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000093 · wf-form4_159052522905896.xml · derivative · entry 4

McCahon Jane W · CIK 0001669889 · SVP Corp Relations & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,431

Underlying: Common Shares · 10,431 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Stock units will become vested on May 21, 2023.

F4 · price: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Stock units will become vested on May 21, 2023.

F4 · derivative.exercise_date: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Stock units will become vested on May 21, 2023.

F4 · derivative.expiration_date: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Stock units will become vested on May 21, 2023.

Read SEC document
May 21, 2020 Filed May 26, 2020 20:34 UTC
McCahon Jane WSVP Corp Relations & Corp Sec
GrantOption (Right to Buy) · Derivative 11,292 Not disclosed Strike: $19.15 Not disclosed
Disclosure

SEC source: 0001120437-20-000093 · wf-form4_159052522905896.xml · derivative · entry 3

McCahon Jane W · CIK 0001669889 · SVP Corp Relations & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,292

Underlying: Common Shares · 11,292 shares

Expires 2030-05-21

F3 · price: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 21, 2023.

F3 · derivative.exercise_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 21, 2023.

Read SEC document
May 21, 2020 Filed May 26, 2020 20:30 UTC
Kroll Anita JVP, Controller & CAO
GrantRestricted Stock Units · Derivative 3,267 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000091 · wf-form4_159052500039393.xml · derivative · entry 4

Kroll Anita J · CIK 0001779547 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,267

Underlying: Common · 3,267 shares

Expires not disclosed

F4 · price: Restricted stock units awarded pursuant to the 2020 Long-Term Incentive Plan. Restricted stock units vest on May 21, 2023.

F4 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2020 Long-Term Incentive Plan. Restricted stock units vest on May 21, 2023.

F4 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2020 Long-Term Incentive Plan. Restricted stock units vest on May 21, 2023.

Read SEC document
May 21, 2020 Filed May 26, 2020 20:30 UTC
Kroll Anita JVP, Controller & CAO
GrantOption (Right to Buy) · Derivative 3,864 Not disclosed Strike: $19.15 Not disclosed
Disclosure

SEC source: 0001120437-20-000091 · wf-form4_159052500039393.xml · derivative · entry 3

Kroll Anita J · CIK 0001779547 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,864

Underlying: Common · 3,864 shares

Expires 2030-05-21

F3 · price: Options granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 21, 2023.

F3 · derivative.exercise_date: Options granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 21, 2023.

Read SEC document
May 21, 2020 Filed May 26, 2020 20:26 UTC
Hanley Joseph RSVP-Technology, Srvs & Strateg
GrantRestricted Stock Units · Derivative 11,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000089 · wf-form4_159052477472732.xml · derivative · entry 4

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,286

Underlying: Common Shares · 11,286 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 21, 2023.

F4 · price: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 21, 2023.

F4 · derivative.exercise_date: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 21, 2023.

F4 · derivative.expiration_date: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 21, 2023.

Read SEC document
May 21, 2020 Filed May 26, 2020 20:26 UTC
Hanley Joseph RSVP-Technology, Srvs & Strateg
GrantOption (Right to Buy) · Derivative 12,423 Not disclosed Strike: $19.15 Not disclosed
Disclosure

SEC source: 0001120437-20-000089 · wf-form4_159052477472732.xml · derivative · entry 3

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,423

Underlying: Common Shares · 12,423 shares

Expires 2030-05-21

F3 · price: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 21, 2023.

F3 · derivative.exercise_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 21, 2023.

F3 · derivative.expiration_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 21, 2023.

Read SEC document
May 21, 2020 Filed May 26, 2020 20:22 UTC
DeWitt Daniel J.SVP of Human Resources
GrantRestricted Stock Units · Derivative 11,136 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000087 · wf-form4_159052452021865.xml · derivative · entry 2

DeWitt Daniel J. · CIK 0001694587 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,136

Underlying: Common Shares · 11,136 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units become vested on May 21, 2023.

F2 · price: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units become vested on May 21, 2023.

F2 · derivative.exercise_date: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units become vested on May 21, 2023.

F2 · derivative.expiration_date: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units become vested on May 21, 2023.

Read SEC document
May 21, 2020 Filed May 26, 2020 20:22 UTC
DeWitt Daniel J.SVP of Human Resources
GrantOption (Right to Buy) · Derivative 12,258 Not disclosed Strike: $19.15 Not disclosed
Disclosure

SEC source: 0001120437-20-000087 · wf-form4_159052452021865.xml · derivative · entry 1

DeWitt Daniel J. · CIK 0001694587 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,258

Underlying: Common Shares · 12,258 shares

Expires 2030-05-21

F1 · price: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 21, 2023.

F1 · derivative.exercise_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 21, 2023.

F1 · derivative.expiration_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 21, 2023.

Read SEC document
May 21, 2020 Filed May 26, 2020 20:14 UTC
Butman James WDirector · President & CEO of subsidiary
GrantRestricted Stock Units · Derivative 41,356 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000083 · wf-form4_159052404807830.xml · derivative · entry 4

Butman James W · CIK 0001725739 · Director · President & CEO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,356

Underlying: Common Shares · 41,356 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 21, 2023.

F4 · price: Restricted stock units awarded pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 21, 2023.

F4 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 21, 2023.

F4 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 21, 2023.

Read SEC document
May 21, 2020 Filed May 26, 2020 20:14 UTC
Butman James WDirector · President & CEO of subsidiary
GrantOption (Right to Buy) · Derivative 40,962 Not disclosed Strike: $19.15 Not disclosed
Disclosure

SEC source: 0001120437-20-000083 · wf-form4_159052404807830.xml · derivative · entry 3

Butman James W · CIK 0001725739 · Director · President & CEO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,962

Underlying: Common Shares · 40,962 shares

Expires 2030-05-21

F3 · price: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 21, 2023.

F3 · derivative.exercise_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 21, 2023.

F3 · derivative.expiration_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 21, 2023.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 13:33 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionDeferred Compensation · Derivative 11,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000073 · wf-form4_158376081924413.xml · derivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,969

Underlying: Common Shares · 11,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person deferred his bonus into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33% and 34% per year over a 3 year period. A total of 56,011 are vested.

F1 · price: Reporting person deferred his bonus into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33% and 34% per year over a 3 year period. A total of 56,011 are vested.

F1 · derivative.exercise_date: Reporting person deferred his bonus into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33% and 34% per year over a 3 year period. A total of 56,011 are vested.

F1 · derivative.expiration_date: Reporting person deferred his bonus into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33% and 34% per year over a 3 year period. A total of 56,011 are vested.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 13:09 UTC
OFF GEORGE WDirector
GrantCommon Shares 4,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000057 · wf-form4_158332736335101.xml · nonDerivative · entry 1

OFF GEORGE W · CIK 0001020127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,300

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 12:56 UTC GrantCommon Shares 4,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000053 · wf-form4_158332655529984.xml · nonDerivative · entry 1

CARLSON WALTER CD · CIK 0001230118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,830

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 13:50 UTC GrantCommon Shares 3,715 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000069 · wf-form4_158332982953455.xml · nonDerivative · entry 1

Oosterman Wade · CIK 0001587270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,715

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 13:44 UTC GrantCommon Shares 4,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000067 · wf-form4_158332943330504.xml · nonDerivative · entry 1

Dixon Kimberly D · CIK 0001707051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,799

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 13:39 UTC GrantCommon Shares 4,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000065 · wf-form4_158332913159180.xml · nonDerivative · entry 1

Davis Clarence A · CIK 0001335628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,305

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 13:29 UTC GrantCommon Shares 4,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000063 · wf-form4_158332855391452.xml · nonDerivative · entry 1

Sugarman Gary L · CIK 0001464421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,941

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 13:24 UTC GrantCommon 4,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000061 · wf-form4_158332824615496.xml · nonDerivative · entry 1

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,934

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 13:18 UTC GrantCommon Shares 4,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000059 · wf-form4_158332787799452.xml · nonDerivative · entry 1

OLeary Christopher D · CIK 0001362601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,160

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 13:03 UTC GrantCommon Shares 4,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000055 · wf-form4_158332699846399.xml · nonDerivative · entry 1

CARLSON LETITIA G C · CIK 0001233915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,771

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
February 25, 2020 Filed May 26, 2020 20:18 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 708 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000085 · wf-form4_159052429646864.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,232

F1 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 13:17 UTC
CARLSON LEROY T JRDirector · President and CEO
Tax withholdingCommon Shares 9,179 $25.17 $231,035.43
Disclosure

SEC source: 0001120437-20-000028 · wf-form4_158220462834951.xml · nonDerivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,940

F3 · kind: Shares withheld to taxes

F2 · balance_after: Includes 3,768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 13:17 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionCommon Shares 31,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000028 · wf-form4_158220462834951.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 24, 2017, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three period ending on December 31, 2019, the Compensation Committee certified on February 18, 2020 that the reporting person was entitled to 59% of his target opportunity.

F2 · balance_after: Includes 3,768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 14:05 UTC
THAUS KURT BSenior VP - CIO
Tax withholdingCommon Shares 1,432 $25.17 $36,043.44
Disclosure

SEC source: 0001120437-20-000038 · wf-form4_158220749377205.xml · nonDerivative · entry 2

THAUS KURT B · CIK 0001275931 · Senior VP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,826

F2 · kind: Shares withheld to pay taxes

Read SEC document
February 18, 2020 Filed Feb 20, 2020 14:05 UTC
THAUS KURT BSenior VP - CIO
Exercise / conversionCommon Shares 4,556 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000038 · wf-form4_158220749377205.xml · nonDerivative · entry 1

THAUS KURT B · CIK 0001275931 · Senior VP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 24, 2017, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three period ending on December 31, 2019, the Compensation Committee certified on February 18, 2020 that the reporting person was entitled to 59% of his target opportunity.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 13:57 UTC
SEREDA PETER LSenior VP-Finance
Tax withholdingCommon Shares 1,917 $25.17 $48,250.89
Disclosure

SEC source: 0001120437-20-000036 · wf-form4_158220702416828.xml · nonDerivative · entry 2

SEREDA PETER L · CIK 0001141275 · Senior VP-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,387

F2 · kind: Shares withheld to pay taxes

Read SEC document
February 18, 2020 Filed Feb 20, 2020 13:57 UTC
SEREDA PETER LSenior VP-Finance
Exercise / conversionCommon Shares 6,547 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000036 · wf-form4_158220702416828.xml · nonDerivative · entry 1

SEREDA PETER L · CIK 0001141275 · Senior VP-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 24, 2017, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three period ending on December 31, 2019, the Compensation Committee certified on February 18, 2020 that the reporting person was entitled to 59% of his target opportunity.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 13:51 UTC
McCahon Jane WSVP Corp Relations & Corp Sec
Tax withholdingCommon 1,341 $25.17 $33,752.97
Disclosure

SEC source: 0001120437-20-000034 · wf-form4_158220666676901.xml · nonDerivative · entry 2

McCahon Jane W · CIK 0001669889 · SVP Corp Relations & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,861

F2 · kind: Shares withheld to pay taxes

Read SEC document
February 18, 2020 Filed Feb 20, 2020 13:51 UTC
McCahon Jane WSVP Corp Relations & Corp Sec
GrantCommon 4,031 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000034 · wf-form4_158220666676901.xml · nonDerivative · entry 1

McCahon Jane W · CIK 0001669889 · SVP Corp Relations & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,202

F1 · price: On May 24, 2017, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three period ending on December 31, 2019, the Compensation Committee certified on February 18, 2020 that the reporting person was entitled to 59% of her target opportunity.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 13:37 UTC
Hanley Joseph RSVP-Technology, Srvs & Strateg
Tax withholdingCommon Shares 1,392 $25.17 $35,036.64
Disclosure

SEC source: 0001120437-20-000032 · wf-form4_158220582961570.xml · nonDerivative · entry 2

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,655

F2 · kind: Shares withheld to pay taxes

Read SEC document
February 18, 2020 Filed Feb 20, 2020 13:37 UTC
Hanley Joseph RSVP-Technology, Srvs & Strateg
Exercise / conversionCommon Shares 4,276 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000032 · wf-form4_158220582961570.xml · nonDerivative · entry 1

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 24, 2017, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three period ending on December 31, 2019, the Compensation Committee certified on February 18, 2020 that the reporting person was entitled to 59% of his target opportunity.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 13:26 UTC
WILLIAMSON SCOTT HSenior Vice President
Tax withholdingCommon Shares 3,051 $25.17 $76,793.67
Disclosure

SEC source: 0001120437-20-000030 · wf-form4_158220515164671.xml · nonDerivative · entry 2

WILLIAMSON SCOTT H · CIK 0001128028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,676

F2 · kind: Shares withheld to pay taxes

Read SEC document
February 18, 2020 Filed Feb 20, 2020 13:26 UTC
WILLIAMSON SCOTT HSenior Vice President
Exercise / conversionCommon Shares 10,414 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-20-000030 · wf-form4_158220515164671.xml · nonDerivative · entry 1

WILLIAMSON SCOTT H · CIK 0001128028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 24, 2017, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three period ending on December 31, 2019, the Compensation Committee certified on February 18, 2020 that the reporting person was entitled to 59% of his target opportunity.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 13:55 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionDeferred Compensation · Derivative 9,280 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000002 · wf-form4_157831890740840.xml · derivative · entry 5

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,443

Underlying: Common Shares · 9,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of deferred bonus. Reporting person deferred a portion of his 2016 bonus pursuant to the TDS Long-Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing common shares, including dividend reinvestment. The price on January 2, 2020 was used to determine the payout for the deferred bonus shares. A total of 46,790 are vested.

F1 · derivative.exercise_date: Payout of deferred bonus. Reporting person deferred a portion of his 2016 bonus pursuant to the TDS Long-Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing common shares, including dividend reinvestment. The price on January 2, 2020 was used to determine the payout for the deferred bonus shares. A total of 46,790 are vested.

F1 · derivative.expiration_date: Payout of deferred bonus. Reporting person deferred a portion of his 2016 bonus pursuant to the TDS Long-Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing common shares, including dividend reinvestment. The price on January 2, 2020 was used to determine the payout for the deferred bonus shares. A total of 46,790 are vested.

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January 03, 2020 Filed Jan 6, 2020 13:55 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 2,400 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000002 · wf-form4_157831890740840.xml · nonDerivative · entry 4

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,957

F4 · price: By gift

F2 · balance_after: Includes 3,768 shares owned by children. Reporting person denies beneficial ownership of shares owned by children.

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January 03, 2020 Filed Jan 6, 2020 13:55 UTC
CARLSON LEROY T JRDirector · President and CEO
Tax withholdingCommon Shares 2,501 $25.28 $63,225.28
Disclosure

SEC source: 0001120437-20-000002 · wf-form4_157831890740840.xml · nonDerivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,357

F3 · kind: Withholding of common shares as settlement for taxes due in connection with settlement of the deferred compensation payout.

F2 · balance_after: Includes 3,768 shares owned by children. Reporting person denies beneficial ownership of shares owned by children.

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January 03, 2020 Filed Jan 6, 2020 13:55 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionCommon Shares 9,280 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000002 · wf-form4_157831890740840.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Payout of deferred bonus. Reporting person deferred a portion of his 2016 bonus pursuant to the TDS Long-Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing common shares, including dividend reinvestment. The price on January 2, 2020 was used to determine the payout for the deferred bonus shares. A total of 46,790 are vested.

F1 · price: Payout of deferred bonus. Reporting person deferred a portion of his 2016 bonus pursuant to the TDS Long-Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing common shares, including dividend reinvestment. The price on January 2, 2020 was used to determine the payout for the deferred bonus shares. A total of 46,790 are vested.

F2 · balance_after: Includes 3,768 shares owned by children. Reporting person denies beneficial ownership of shares owned by children.

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January 02, 2020 Filed Jan 6, 2020 13:55 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 1,000 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000002 · wf-form4_157831890740840.xml · nonDerivative · entry 3

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,357

F4 · price: By gift

F2 · balance_after: Includes 3,768 shares owned by children. Reporting person denies beneficial ownership of shares owned by children.

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December 31, 2019 Filed Jan 6, 2020 19:22 UTC GiftSeries A Common Shares · Derivative 3,705 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000004 · wf-form5_157833853048054.xml · derivative · entry 4

CARLSON LETITIA G C · CIK 0001233915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Voting Trust

Disclosed balance after: 2,013,815

Underlying: Common Shares · 2,013,815 shares

Expires not disclosed

F2 · derivative.exercise_price: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F2 · derivative.exercise_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F2 · derivative.expiration_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F3 · balance_after: Reporting person is one of four trustees of a voting trust which is record owner of these Series A Common shares and which files its holdings on a form 4. Of these shares, 5,984 are owned by husband, 147,976 are held for the benefit of children and 750,906 are held by a family partnership of which reporting person is a general partner. Reporting person disclaims beneficial ownership of shares held for the benefit of persons other than the reporting person. Includes 1,108,949 shares in reporting person's name.

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December 20, 2019 Filed Jan 9, 2020 20:56 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 9,000 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000014 · wf-form5_157860335996510.xml · nonDerivative · entry 8

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,578

F1 · price: By gift

F2 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

F3 · balance_after: Balance includes additional shares to correct for the over withholding of shares for payment of payroll taxes on 5/11/19.

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December 17, 2019 Filed Jan 9, 2020 20:56 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 1,231 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000014 · wf-form5_157860335996510.xml · nonDerivative · entry 7

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,578

F1 · price: By gift

F2 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

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December 03, 2019 Filed Dec 5, 2019 21:27 UTC PurchaseCommon Shares 1,000 $23.32 $23,322.20
Disclosure

SEC source: 0001120437-19-000103 · wf-form4_157558124785906.xml · nonDerivative · entry 1

Davis Clarence A · CIK 0001335628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

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September 30, 2019 Filed Jan 9, 2020 20:56 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 300 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000014 · wf-form5_157860335996510.xml · nonDerivative · entry 6

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,809

F1 · price: By gift

F2 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

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August 28, 2019 Filed Aug 30, 2019 15:58 UTC SaleCommon 3,510 $24.96 $87,609.60
Disclosure

SEC source: 0001120437-19-000102 · wf-form4_156718071170012.xml · nonDerivative · entry 1

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,722

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August 19, 2019 Filed Aug 20, 2019 12:06 UTC PurchaseCommon Shares 5,000 $24.88 $124,400.00
Disclosure

SEC source: 0001120437-19-000100 · edgar.xml · nonDerivative · entry 1

Oosterman Wade · CIK 0001587270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

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July 26, 2019 Filed Jan 9, 2020 20:56 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 400 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000014 · wf-form5_157860335996510.xml · nonDerivative · entry 5

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,109

F1 · price: By gift

F2 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

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July 25, 2019 Filed Jan 7, 2020 10:17 UTC
VOTING TRUST10% owner
OtherSeries A Common Shares · Derivative 5,307 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000008 · wf-form5_157841023393618.xml · derivative · entry 4

VOTING TRUST · CIK 0000713753 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Voting Trust

Disclosed balance after: 6,926,300

Underlying: Common Shares · 5,307 shares

Expires not disclosed

F4 · derivative.exercise_price: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F1 · kind: Withdraw of shares by voting trust holder

F1 · price: Withdraw of shares by voting trust holder

F4 · derivative.exercise_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F4 · derivative.expiration_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F2 · balance_after: The trustees of the Voting Trust are Walter C. D. Carlson, LeRoy T. Carlson, Jr., Letitia G. Carlson, and Prudence Carlson. The Voting Trust entered into as of June 30, 1989 expires on June 30, 2035. The Voting Trust was created to facilitate long-standing relationships among the trusts certificate holders. In addition, the trustees of the Voting Trust, from time to time, commit on behalf of certain depositors in the Voting Trust dividends which would otherwise be paid to the Voting trustees and distributed to such depositors to the purchase of shares of the Company's Series A or common stock under the dividend reinvestment plan. The shares so purchased are held for the account of the Voting trustees on behalf of such depositors and are included herein. The filing of this statement shall not be construed as an admission that any voting trustee is for the purpose of Section 16 of the Act, the beneficial owner of any equity securities covered hereby.

F5 · balance_after: Includes 658,476 Series A Common shares acquired pursuant to a dividend reinvestment plan.

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July 25, 2019 Filed Jan 7, 2020 10:17 UTC
VOTING TRUST10% owner
OtherCommon 3,693 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000008 · wf-form5_157841023393618.xml · nonDerivative · entry 2

VOTING TRUST · CIK 0000713753 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Voting Trust

Disclosed balance after: 6,226,808

F1 · kind: Withdraw of shares by voting trust holder

F1 · price: Withdraw of shares by voting trust holder

F2 · balance_after: The trustees of the Voting Trust are Walter C. D. Carlson, LeRoy T. Carlson, Jr., Letitia G. Carlson, and Prudence Carlson. The Voting Trust entered into as of June 30, 1989 expires on June 30, 2035. The Voting Trust was created to facilitate long-standing relationships among the trusts certificate holders. In addition, the trustees of the Voting Trust, from time to time, commit on behalf of certain depositors in the Voting Trust dividends which would otherwise be paid to the Voting trustees and distributed to such depositors to the purchase of shares of the Company's Series A or common stock under the dividend reinvestment plan. The shares so purchased are held for the account of the Voting trustees on behalf of such depositors and are included herein. The filing of this statement shall not be construed as an admission that any voting trustee is for the purpose of Section 16 of the Act, the beneficial owner of any equity securities covered hereby.

F3 · balance_after: Includes 458,645 Common shares acquired pursuant to a dividend reinvestment plan.

Read SEC document
July 12, 2019 Filed Jan 9, 2020 20:56 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 3,800 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000014 · wf-form5_157860335996510.xml · nonDerivative · entry 4

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,509

F1 · price: By gift

F2 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

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July 09, 2019 Filed Jan 9, 2020 20:56 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 5,000 $0.00 $0.00
Disclosure

SEC source: 0001120437-20-000014 · wf-form5_157860335996510.xml · nonDerivative · entry 3

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,309

F1 · price: By gift

F2 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.