TDS

SEC source: 0001120437-21-000090 · wf-form4_162162255579128.xml · nonDerivative · entry 1

Davis Clarence A · CIK 0001335628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

SEC source: 0001120437-21-000076 · wf-form4_162154128174916.xml · derivative · entry 7

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,827

Underlying: Common Shares · 136,827 shares

Expires not disclosed

F5 · derivative.exercise_price: Restricted stock unit award pursuant to the 2020 Long Term Incentive Plan. Stock units will become vested on third anniversary.

F5 · price: Restricted stock unit award pursuant to the 2020 Long Term Incentive Plan. Stock units will become vested on third anniversary.

F5 · derivative.exercise_date: Restricted stock unit award pursuant to the 2020 Long Term Incentive Plan. Stock units will become vested on third anniversary.

F5 · derivative.expiration_date: Restricted stock unit award pursuant to the 2020 Long Term Incentive Plan. Stock units will become vested on third anniversary.

SEC source: 0001120437-21-000076 · wf-form4_162154128174916.xml · derivative · entry 6

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,390

Underlying: Common Shares · 104,390 shares

Expires 2031-05-19

F4 · price: Options granted pursuant to the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

F4 · derivative.exercise_date: Options granted pursuant to the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

SEC source: 0001120437-21-000074 · wf-form4_162153930341371.xml · derivative · entry 2

Butman James W · CIK 0001725739 · Director · President & CEO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,961

Underlying: Common Shares · 32,961 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 19, 2024.

F2 · price: Restricted stock units awarded pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 19, 2024.

F2 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 19, 2024.

F2 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 19, 2024.

SEC source: 0001120437-21-000074 · wf-form4_162153930341371.xml · derivative · entry 1

Butman James W · CIK 0001725739 · Director · President & CEO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,470

Underlying: Common Shares · 26,470 shares

Expires 2031-05-19

F1 · price: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

F1 · derivative.exercise_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

F1 · derivative.expiration_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

SEC source: 0001120437-21-000088 · wf-form4_162162069285336.xml · derivative · entry 2

DeWitt Daniel J. · CIK 0001694587 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,131

Underlying: Common Shares · 9,131 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units become vested on May 19, 2024.

F2 · price: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units become vested on May 19, 2024.

F2 · derivative.exercise_date: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units become vested on May 19, 2024.

F2 · derivative.expiration_date: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units become vested on May 19, 2024.

SEC source: 0001120437-21-000088 · wf-form4_162162069285336.xml · derivative · entry 1

DeWitt Daniel J. · CIK 0001694587 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,908

Underlying: Common Shares · 7,908 shares

Expires 2031-05-19

F1 · price: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

F1 · derivative.exercise_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

F1 · derivative.expiration_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

SEC source: 0001120437-21-000086 · wf-form4_162162050168384.xml · derivative · entry 2

McCahon Jane W · CIK 0001669889 · SVP Corp Relations & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,518

Underlying: Common Shares · 8,518 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Stock units will become vested on May 19, 2024.

F2 · price: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Stock units will become vested on May 19, 2024.

F2 · derivative.exercise_date: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Stock units will become vested on May 19, 2024.

F2 · derivative.expiration_date: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Stock units will become vested on May 19, 2024.

SEC source: 0001120437-21-000086 · wf-form4_162162050168384.xml · derivative · entry 1

McCahon Jane W · CIK 0001669889 · SVP Corp Relations & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,136

Underlying: Common Shares · 7,136 shares

Expires 2031-05-19

F1 · price: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

F1 · derivative.exercise_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

SEC source: 0001120437-21-000082 · wf-form4_162162010741900.xml · derivative · entry 2

THAUS KURT B · CIK 0001275931 · Senior VP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,605

Underlying: Common Shares · 9,605 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Stock units become vested on May 19, 2024.

F2 · price: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Stock units become vested on May 19, 2024.

F2 · derivative.exercise_date: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Stock units become vested on May 19, 2024.

F2 · derivative.expiration_date: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Stock units become vested on May 19, 2024.

SEC source: 0001120437-21-000082 · wf-form4_162162010741900.xml · derivative · entry 1

THAUS KURT B · CIK 0001275931 · Senior VP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,705

Underlying: Common Shares · 7,705 shares

Expires 2031-05-19

F1 · price: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

F1 · derivative.exercise_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

SEC source: 0001120437-21-000084 · wf-form4_162162031098270.xml · derivative · entry 2

Kroll Anita J · CIK 0001779547 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

Underlying: Common · 2,855 shares

Expires not disclosed

F2 · price: Restricted stock units awarded pursuant to the 2020 Long-Term Incentive Plan. Restricted stock units vest on May 19, 2024.

F2 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2020 Long-Term Incentive Plan. Restricted stock units vest on May 19, 2024.

F2 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2020 Long-Term Incentive Plan. Restricted stock units vest on May 19, 2024.

SEC source: 0001120437-21-000084 · wf-form4_162162031098270.xml · derivative · entry 1

Kroll Anita J · CIK 0001779547 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432

Underlying: Common · 2,432 shares

Expires 2031-05-19

F1 · price: Options granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

F1 · derivative.exercise_date: Options granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

SEC source: 0001120437-21-000080 · wf-form4_162161991280733.xml · derivative · entry 2

SEREDA PETER L · CIK 0001141275 · Senior VP-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,106

Underlying: Common Shares · 20,106 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units award pursuant to the 2020 Long Term Incentive Plan. Restricted Stock units will vest on May 19, 2024.

F2 · price: Restricted stock units award pursuant to the 2020 Long Term Incentive Plan. Restricted Stock units will vest on May 19, 2024.

F2 · derivative.exercise_date: Restricted stock units award pursuant to the 2020 Long Term Incentive Plan. Restricted Stock units will vest on May 19, 2024.

F2 · derivative.expiration_date: Restricted stock units award pursuant to the 2020 Long Term Incentive Plan. Restricted Stock units will vest on May 19, 2024.

SEC source: 0001120437-21-000080 · wf-form4_162161991280733.xml · derivative · entry 1

SEREDA PETER L · CIK 0001141275 · Senior VP-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,985

Underlying: Common Shares · 17,985 shares

Expires 2031-05-19

F1 · price: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

F1 · derivative.exercise_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

SEC source: 0001120437-21-000078 · wf-form4_162161968251919.xml · derivative · entry 2

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,249

Underlying: Common Shares · 9,249 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 19, 2024.

F2 · price: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 19, 2024.

F2 · derivative.exercise_date: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 19, 2024.

F2 · derivative.expiration_date: Restricted stock unit award pursuant to the 2020 Long-Term Incentive Plan. Restricted Stock units will become vested on May 19, 2024.

SEC source: 0001120437-21-000078 · wf-form4_162161968251919.xml · derivative · entry 1

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,748

Underlying: Common Shares · 7,748 shares

Expires 2031-05-19

F1 · price: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

F1 · derivative.exercise_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

F1 · derivative.expiration_date: Granted under the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024.

SEC source: 0001120437-21-000076 · wf-form4_162154128174916.xml · nonDerivative · entry 4

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,110

F1 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

SEC source: 0001120437-21-000072 · wf-form4_162084890126696.xml · nonDerivative · entry 1

Sugarman Gary L · CIK 0001464421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,661

F1 · shares: The reporting person's sale of TDS Common Shares reported herein was matchable under Section 16(b) of the Securities Exchange Act to the extent of 300 shares with the reporting person's purchase of 300 TDS Common Shares at a price of $17.93 on February 22, 2021. The reporting person disgorged $2,364 to TDS on May 11, 2021, representing the full amount of the profit realized in connection with the short-swing transaction.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.80 and $25.81. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.

SEC source: 0001120437-21-000076 · wf-form4_162154128174916.xml · nonDerivative · entry 3

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,110

F1 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

SEC source: 0001120437-21-000076 · wf-form4_162154128174916.xml · nonDerivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,110

F1 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

SEC source: 0001120437-21-000076 · wf-form4_162154128174916.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,610

F1 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

SEC source: 0001120437-21-000068 · wf-form4_161592449736747.xml · nonDerivative · entry 1

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,771

SEC source: 0001120437-21-000076 · wf-form4_162154128174916.xml · derivative · entry 8

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Voting Trust

Disclosed balance after: 2,042,841

Underlying: Common Shares · 9,218 shares

Expires not disclosed

F6 · derivative.exercise_price: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F6 · derivative.exercise_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F6 · derivative.expiration_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F7 · balance_after: Reporting person is one of four trustees which is record owner of these shares and files its holdings on forms 4. Of these Series A Common Shares, shares are held by respective reporting person and his family members.

F8 · balance_after: On March 8, 2021, the reporting person's spouse individually transferred 9,218 Series A common Shares to a trust, the trustee of which is a family member. The reporting person previously reported all securities held by spouse. Accordingly, the transfer did not result in the change in the number of securities reported as beneficially owned by reporting person.

SEC source: 0001120437-21-000076 · wf-form4_162154128174916.xml · nonDerivative · entry 5

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Voting Trust

Disclosed balance after: 1,874,514

F2 · balance_after: On March 8, 2021 the reporting person's spouse individually transferred 162,314 Common Shares and 89,679 Common Shares from her Marital Trust to a trust, the trustee of which is a family member. The reporting person previous reported all securities held by spouse and spouse's Marital Trust. Accordingly, the transfer did not result in the change in the number of securities reported as beneficially owned by reporting person.

F3 · balance_after: Reporting person is one of four trustees which is record owner of these shares and files its holdings on forms 4. Of these Common shares, shares are held by respective reporting person and his family members.

SEC source: 0001120437-21-000066 · wf-form4_161529340082567.xml · derivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,058

Underlying: Common Shares · 16,202 shares

Expires not disclosed

F1 · derivative.exercise_price: Reporting person deferred a portion of his bonus into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33% and 34% per year over a 3 year period. A total of 65,664 are vested.

F1 · price: Reporting person deferred a portion of his bonus into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33% and 34% per year over a 3 year period. A total of 65,664 are vested.

F1 · derivative.exercise_date: Reporting person deferred a portion of his bonus into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33% and 34% per year over a 3 year period. A total of 65,664 are vested.

F1 · derivative.expiration_date: Reporting person deferred a portion of his bonus into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33% and 34% per year over a 3 year period. A total of 65,664 are vested.

SEC source: 0001120437-21-000050 · wf-form4_161470880934811.xml · nonDerivative · entry 1

OFF GEORGE W · CIK 0001020127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,836

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

SEC source: 0001120437-21-000058 · wf-form4_161470951311887.xml · nonDerivative · entry 1

CARLSON WALTER CD · CIK 0001230118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,625

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

SEC source: 0001120437-21-000056 · wf-form4_161470936893658.xml · nonDerivative · entry 1

Sugarman Gary L · CIK 0001464421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,074

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

SEC source: 0001120437-21-000048 · wf-form4_161470866255980.xml · nonDerivative · entry 1

Dixon Kimberly D · CIK 0001707051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,757

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

SEC source: 0001120437-21-000054 · wf-form4_161470916841991.xml · nonDerivative · entry 1

CARLSON LETITIA G C · CIK 0001233915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,308

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

SEC source: 0001120437-21-000046 · wf-form4_161470854965371.xml · nonDerivative · entry 1

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,850

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

SEC source: 0001120437-21-000044 · wf-form4_161470844942624.xml · nonDerivative · entry 1

Davis Clarence A · CIK 0001335628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,842

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

SEC source: 0001120437-21-000040 · wf-form4_161470806242925.xml · nonDerivative · entry 1

Oosterman Wade · CIK 0001587270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,252

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

SEC source: 0001120437-21-000034 · wf-form4_161470751071820.xml · nonDerivative · entry 1

OLeary Christopher D · CIK 0001362601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,117

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

SEC source: 0001120437-21-000018 · wf-form4_161403394413772.xml · nonDerivative · entry 1

Sugarman Gary L · CIK 0001464421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,537

SEC source: 0001120437-21-000024 · wf-form4_161417878616520.xml · nonDerivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,917

F3 · kind: Shares withheld to taxes

F2 · balance_after: Includes 3,768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

SEC source: 0001120437-21-000024 · wf-form4_161417878616520.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 23, 2018, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three period ending on December 31, 2020, the Compensation Committee certified on February 22, 2021 that the reporting person was entitled to 99.7% of his target opportunity.

F2 · balance_after: Includes 3,768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

SEC source: 0001120437-21-000032 · wf-form4_161417929437551.xml · nonDerivative · entry 2

McCahon Jane W · CIK 0001669889 · SVP Corp Relations & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,156

F2 · kind: Shares withheld to pay taxes

SEC source: 0001120437-21-000032 · wf-form4_161417929437551.xml · nonDerivative · entry 1

McCahon Jane W · CIK 0001669889 · SVP Corp Relations & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 23, 2018, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three period ending on December 31, 2020, the Compensation Committee certified on February 22, 2021 that the reporting person was entitled to 99.7% of his target opportunity.

SEC source: 0001120437-21-000030 · wf-form4_161417917898859.xml · nonDerivative · entry 2

WILLIAMSON SCOTT H · CIK 0001128028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,719

F2 · kind: Shares withheld to pay taxes

SEC source: 0001120437-21-000030 · wf-form4_161417917898859.xml · nonDerivative · entry 1

WILLIAMSON SCOTT H · CIK 0001128028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 23, 2018, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three period ending on December 31, 2020, the Compensation Committee certified on February 22, 2021 that the reporting person was entitled to 99.7% of his target opportunity.

SEC source: 0001120437-21-000026 · wf-form4_161417892881942.xml · nonDerivative · entry 2

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,651

F2 · kind: Shares withheld to pay taxes

SEC source: 0001120437-21-000026 · wf-form4_161417892881942.xml · nonDerivative · entry 1

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 23, 2018, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three period ending on December 31, 2020, the Compensation Committee certified on February 22, 2021 that the reporting person was entitled to 99.7% of his target opportunity.

SEC source: 0001120437-21-000028 · wf-form4_161417905807845.xml · nonDerivative · entry 2

SEREDA PETER L · CIK 0001141275 · Senior VP-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,049

F2 · kind: Shares withheld to pay taxes

SEC source: 0001120437-21-000028 · wf-form4_161417905807845.xml · nonDerivative · entry 1

SEREDA PETER L · CIK 0001141275 · Senior VP-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 23, 2018, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three period ending on December 31, 2020, the Compensation Committee certified on February 22, 2021 that the reporting person was entitled to 99.7% of his target opportunity.

SEC source: 0001120437-21-000022 · wf-form4_161417866999659.xml · nonDerivative · entry 2

THAUS KURT B · CIK 0001275931 · Senior VP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,579

F2 · kind: Shares withheld to pay taxes

SEC source: 0001120437-21-000022 · wf-form4_161417866999659.xml · nonDerivative · entry 1

THAUS KURT B · CIK 0001275931 · Senior VP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 23, 2018, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three period ending on December 31, 2020, the Compensation Committee certified on February 22, 2021 that the reporting person was entitled to 99.7% of his target opportunity.

SEC source: 0001120437-21-000020 · wf-form4_161417839304800.xml · nonDerivative · entry 2

DeWitt Daniel J. · CIK 0001694587 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,046

F2 · kind: Shares withheld to pay taxes

SEC source: 0001120437-21-000020 · wf-form4_161417839304800.xml · nonDerivative · entry 1

DeWitt Daniel J. · CIK 0001694587 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 23, 2018, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three period ending on December 31, 2020, the Compensation Committee certified on February 22, 2021 that the reporting person was entitled to 99.7% of his target opportunity.