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TUCOWS INC /PA/

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6660
SEC CIK
0000909494
Parsed reports
369

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2020 Filed Jun 1, 2020 21:14 UTC GrantStock Option (Right to Buy) · Derivative 2,250 $60.01 Strike: $60.01 $135,022.50
Disclosure

SEC source: 0001437749-20-012229 · rdgdoc.xml · derivative · entry 1

Reilly Justin · CIK 0001788937 · CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2027-05-27

F1 · derivative.exercise_date: Stock Options granted under the 2006 Equity Compensation Plan vest in four equal installments of 25% each starting on the first anniversary of the grant date.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:11 UTC
Goldstein MichaelVP Marketing
GrantStock Option (Right to Buy) · Derivative 2,250 $60.01 Strike: $60.01 $135,022.50
Disclosure

SEC source: 0001437749-20-012228 · rdgdoc.xml · derivative · entry 3

Goldstein Michael · CIK 0001645312 · VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2027-05-27

F1 · derivative.exercise_date: Stock Options granted under the 2006 Equity Compensation Plan vest in four equal installments of 25% each starting on the first anniversary of the grant date.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:11 UTC
Rader Rossvp Customer Experience
GrantStock Option (Right to Buy) · Derivative 2,250 $60.01 Strike: $60.01 $135,022.50
Disclosure

SEC source: 0001437749-20-012227 · rdgdoc.xml · derivative · entry 2

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2027-05-27

F1 · derivative.exercise_date: Stock Options granted under the 2006 Equity Compensation Plan vest in four equal installments of 25% each starting on the first anniversary of the grant date.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 15:52 UTC
NOSS ELLIOTDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 4,500 $60.01 Strike: $60.01 $270,045.00
Disclosure

SEC source: 0001437749-20-012172 · rdgdoc.xml · derivative · entry 6

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2027-05-27

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
May 05, 2020 Filed May 6, 2020 17:46 UTC
NOSS ELLIOTDirector · Chief Executive Officer
SaleCommon Stock 2,000 $52.90 $105,800.00
Disclosure

SEC source: 0001437749-20-009570 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,161

F1 · shares: These shares were sold by the filers broker under Rule 10b5-1.

F2 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighted average of $74.32 CAD. The exchange rate for May 5, 2020 was 0.71175 giving a USD price of $52.90. These shares were sold in multiple transactions at prices ranging from CAD 73.87 to CAD 74.61. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
May 04, 2020 Filed May 5, 2020 14:00 UTC
NOSS ELLIOTDirector · Chief Executive Officer
SaleCommon Stock 1,000 $52.14 $52,140.00
Disclosure

SEC source: 0001437749-20-009382 · rdgdoc.xml · nonDerivative · entry 2

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,161

F1 · shares: These shares were sold by the filers broker under Rule 10b5-1.

F3 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a price of $73.50 CAD. The exchange rate for May 4, 2020 was 0.70944 giving a USD price of $52.1440 which has been rounded to USD 52.14.

Read SEC document
May 04, 2020 Filed May 5, 2020 14:00 UTC
NOSS ELLIOTDirector · Chief Executive Officer
SaleCommon Stock 2,000 $51.97 $103,940.00
Disclosure

SEC source: 0001437749-20-009382 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,161

F1 · shares: These shares were sold by the filers broker under Rule 10b5-1.

F2 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a price of $73.25 CAD. The exchange rate for May 4, 2020 was 0.70944 giving a USD price of $51.9667 which has been rounded to USD 51.97.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 13:26 UTC
Goldstein MichaelVP Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 782 $8.56 Strike: $8.56 $6,693.92
Disclosure

SEC source: 0001437749-20-007752 · rdgdoc.xml · derivative · entry 3

Goldstein Michael · CIK 0001645312 · VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 782 shares

Expires 2020-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 13:26 UTC
Goldstein MichaelVP Marketing
Exercise / conversionCommon Stock 782 $8.56 $6,693.92
Disclosure

SEC source: 0001437749-20-007752 · rdgdoc.xml · nonDerivative · entry 1

Goldstein Michael · CIK 0001645312 · VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 1, 2020 15:16 UTC
NOSS ELLIOTDirector · Chief Executive Officer
SaleCommon Stock 1,500 $46.06 $69,090.00
Disclosure

SEC source: 0001437749-20-006735 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,161

F1 · shares: These shares were sold by the filers broker under Rule 10b5-1.

F2 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $65.28 CAD. The exchange rate for April 1, 2020 was 0.70557 giving a USD price of $46.0599 which has been rounded to USD 46.06. These shares were sold in multiple transactions at prices ranging from CAD 64.73 to 67.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
March 23, 2020 Filed Mar 23, 2020 15:57 UTC
Rader Rossvp Customer Experience
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $21.10 Strike: $21.10 $105,500.00
Disclosure

SEC source: 0001437749-20-005863 · rdgdoc.xml · derivative · entry 12

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
March 23, 2020 Filed Mar 23, 2020 15:57 UTC
Rader Rossvp Customer Experience
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $19.41 Strike: $19.41 $97,050.00
Disclosure

SEC source: 0001437749-20-005863 · rdgdoc.xml · derivative · entry 11

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
March 23, 2020 Filed Mar 23, 2020 15:57 UTC
Rader Rossvp Customer Experience
Exercise / conversionStock Option (Right to Buy) · Derivative 1,725 $15.93 Strike: $15.93 $27,479.25
Disclosure

SEC source: 0001437749-20-005863 · rdgdoc.xml · derivative · entry 10

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,725 shares

Expires 2021-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
March 23, 2020 Filed Mar 23, 2020 15:57 UTC
Rader Rossvp Customer Experience
Exercise / conversionStock Option (Right to Buy) · Derivative 1,563 $8.56 Strike: $8.56 $13,379.28
Disclosure

SEC source: 0001437749-20-005863 · rdgdoc.xml · derivative · entry 9

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,563 shares

Expires 2020-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
March 23, 2020 Filed Mar 23, 2020 15:57 UTC
Rader Rossvp Customer Experience
Tax withholdingCommon Stock 2,949 $48.00 $141,552.00
Disclosure

SEC source: 0001437749-20-005863 · rdgdoc.xml · nonDerivative · entry 8

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,769

F2 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
March 23, 2020 Filed Mar 23, 2020 15:57 UTC
Rader Rossvp Customer Experience
Exercise / conversionCommon Stock 5,000 $21.10 $105,500.00
Disclosure

SEC source: 0001437749-20-005863 · rdgdoc.xml · nonDerivative · entry 7

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2020 Filed Mar 23, 2020 15:57 UTC
Rader Rossvp Customer Experience
Tax withholdingCommon Stock 2,819 $48.00 $135,312.00
Disclosure

SEC source: 0001437749-20-005863 · rdgdoc.xml · nonDerivative · entry 6

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,718

F2 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
March 23, 2020 Filed Mar 23, 2020 15:57 UTC
Rader Rossvp Customer Experience
Exercise / conversionCommon Stock 5,000 $19.41 $97,050.00
Disclosure

SEC source: 0001437749-20-005863 · rdgdoc.xml · nonDerivative · entry 5

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2020 Filed Mar 23, 2020 15:57 UTC
Rader Rossvp Customer Experience
Tax withholdingCommon Stock 881 $48.00 $42,288.00
Disclosure

SEC source: 0001437749-20-005863 · rdgdoc.xml · nonDerivative · entry 4

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,537

F2 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
March 23, 2020 Filed Mar 23, 2020 15:57 UTC
Rader Rossvp Customer Experience
Exercise / conversionCommon Stock 1,725 $15.93 $27,479.25
Disclosure

SEC source: 0001437749-20-005863 · rdgdoc.xml · nonDerivative · entry 3

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2020 Filed Mar 23, 2020 15:57 UTC
Rader Rossvp Customer Experience
Tax withholdingCommon Stock 622 $48.00 $29,856.00
Disclosure

SEC source: 0001437749-20-005863 · rdgdoc.xml · nonDerivative · entry 2

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,693

F2 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
March 23, 2020 Filed Mar 23, 2020 15:57 UTC
Rader Rossvp Customer Experience
Exercise / conversionCommon Stock 1,563 $8.56 $13,379.28
Disclosure

SEC source: 0001437749-20-005863 · rdgdoc.xml · nonDerivative · entry 1

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 15:24 UTC
NOSS ELLIOTDirector · Chief Executive Officer
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-005853 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,661

F1 · price: These shares were donated as a bona fide gift to charity by the filer for no remuneration.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 12:21 UTC
Fausett BretChief Legal Officer & VP
PurchaseCommon Stock 27,777 $45.00 $1,249,965.00
Disclosure

SEC source: 0001437749-20-005055 · rdgdoc.xml · nonDerivative · entry 1

Fausett Bret · CIK 0001734385 · Chief Legal Officer & VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,777

Read SEC document
February 26, 2020 Filed Feb 27, 2020 13:44 UTC
Goldstein MichaelVP Marketing
PurchaseCommon Stock 200 $50.05 $10,010.00
Disclosure

SEC source: 0001437749-20-003669 · rdgdoc.xml · nonDerivative · entry 1

Goldstein Michael · CIK 0001645312 · VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F1 · price: These shares were purchased on the TSX and the price reported in Column 4 is derived from a price of $66.50 CAD. The exchange rate for February 26, 2020 was 0.75256 giving a USD price of $50.05

Read SEC document
January 08, 2020 Filed Jan 9, 2020 13:34 UTC
NOSS ELLIOTDirector · Chief Executive Officer
SaleCommon Stock 1,500 $61.79 $92,685.00
Disclosure

SEC source: 0001437749-20-000372 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,161

F1 · shares: These shares were sold by the filers broker under Rule 10b5-1.

F2 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $80.25 CAD. The Bank of Canada rate for January 8, 2020 was 1.29859 giving a USD price of $61.79. These shares were sold in multiple transactions at prices ranging from CAD 80.24 to CAD 80.25. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 16:38 UTC
NOSS ELLIOTDirector · Chief Executive Officer
GiftCommon Stock 849 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-024869 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,661

F1 · price: These shares were donated as a bona fide gift to charity by the filer for no remuneration.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 15:52 UTC
Karp AllenDirector
GiftCommon Stock 645 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-023777 · rdgdoc.xml · nonDerivative · entry 1

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Per Karpkorp #1

Disclosed balance after: 12,142

F1 · price: These shares were donated as a bona fide gift to charity by the filer for no remuneration.

Read SEC document
November 28, 2019 Filed Nov 29, 2019 20:10 UTC
Woroch David JohnEVP Wholesale
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $5.76 Strike: $5.76 $36,000.00
Disclosure

SEC source: 0001437749-19-023704 · rdgdoc.xml · derivative · entry 4

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2019 Filed Nov 29, 2019 20:10 UTC
Woroch David JohnEVP Wholesale
Exercise / conversionCommon Stock 6,250 $5.76 $36,000.00
Disclosure

SEC source: 0001437749-19-023704 · rdgdoc.xml · nonDerivative · entry 1

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 20:53 UTC
NOSS ELLIOTDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $5.76 Strike: $5.76 $36,000.00
Disclosure

SEC source: 0001437749-19-023707 · rdgdoc.xml · derivative · entry 6

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 15:34 UTC
NOSS ELLIOTDirector · Chief Executive Officer
SaleCommon Stock 1,500 $51.24 $76,860.00
Disclosure

SEC source: 0001437749-19-019820 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,260

F1 · shares: These shares were sold by the filers broker under Rule 10b5-1.

F2 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $68.23 CAD. The Bank of Canada rate for October 7, 2019 was 1.3306 giving a USD price of $51.24. These shares were sold in multiple transactions at prices ranging from CAD 68.00 to CAD 68.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
September 27, 2019 Filed Nov 29, 2019 20:53 UTC
NOSS ELLIOTDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,250 $5.76 $36,000.00
Disclosure

SEC source: 0001437749-19-023707 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2019 Filed Sep 11, 2019 14:08 UTC
NOSS ELLIOTDirector · Chief Executive Officer
GiftCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-018182 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,760

F1 · price: These shares were donated as a bona fide gift to charity by the filer for no remuneration.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 13:53 UTC
Karp AllenDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $53.93 Strike: $53.93 $202,237.50
Disclosure

SEC source: 0001437749-19-018118 · rdgdoc.xml · derivative · entry 3

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2024-09-08

Read SEC document
September 09, 2019 Filed Sep 10, 2019 13:35 UTC
Burnham BradDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $53.93 Strike: $53.93 $202,237.50
Disclosure

SEC source: 0001437749-19-018112 · rdgdoc.xml · derivative · entry 3

Burnham Brad · CIK 0001640018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2024-09-08

F2 · ownership.direct: In December 1, 2017, Mr. Burnham, who is also a member of Union Square Ventures, LLC ("USV LLC"), entered into a fee compensation agreement with USV LLC, under which Mr. Burnham agreed to hold the Issuer's stock option grants to him in his individual capacity, and upon the exercise of such options, Mr. Burnham will transfer to USV LLC the shares acquired in the option exercise or, with the consent of USV LLC, a cash payment equal to the fair market value of such shares. In connection with such option exercise and transfer, USV LLC will extend to Mr. Burnham an interest-free loan in an amount equal to the exercise price of the option, and any transfer of acquired shares or cash payment will, to the extent not in excess of the amount of the loan (if any), first be deemed as repayment of the loan.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 14:09 UTC GrantStock Option (Right to Buy) · Derivative 3,750 $53.93 Strike: $53.93 $202,237.50
Disclosure

SEC source: 0001437749-19-018122 · rdgdoc.xml · derivative · entry 2

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2024-09-08

Read SEC document
September 09, 2019 Filed Sep 10, 2019 14:02 UTC GrantStock Option (Right to Buy) · Derivative 3,750 $53.93 Strike: $53.93 $202,237.50
Disclosure

SEC source: 0001437749-19-018120 · rdgdoc.xml · derivative · entry 2

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2024-09-08

Read SEC document
September 09, 2019 Filed Sep 10, 2019 13:41 UTC
Chase RobinDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $53.93 Strike: $53.93 $202,237.50
Disclosure

SEC source: 0001437749-19-018114 · rdgdoc.xml · derivative · entry 2

Chase Robin · CIK 0001623614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2024-09-08

Read SEC document
September 09, 2019 Filed Sep 10, 2019 13:47 UTC
GISSIN EREZDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $53.93 Strike: $53.93 $202,237.50
Disclosure

SEC source: 0001437749-19-018116 · rdgdoc.xml · derivative · entry 2

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2024-09-08

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August 29, 2019 Filed Aug 29, 2019 13:29 UTC
GISSIN EREZDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $15.51 Strike: $15.51 $116,325.00
Disclosure

SEC source: 0001437749-19-017599 · rdgdoc.xml · derivative · entry 2

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 29, 2019 Filed Aug 29, 2019 13:29 UTC
GISSIN EREZDirector
Exercise / conversionCommon Stock 7,500 $15.51 $116,325.00
Disclosure

SEC source: 0001437749-19-017599 · rdgdoc.xml · nonDerivative · entry 1

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 21, 2019 Filed Aug 22, 2019 15:39 UTC
Karp AllenDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $15.51 Strike: $15.51 $58,162.50
Disclosure

SEC source: 0001437749-19-017277 · rdgdoc.xml · derivative · entry 4

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2019-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 21, 2019 Filed Aug 22, 2019 15:39 UTC
Karp AllenDirector
Tax withholdingCommon Stock 1,541 $50.55 $77,897.55
Disclosure

SEC source: 0001437749-19-017277 · rdgdoc.xml · nonDerivative · entry 2

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Karpkorp #1

Disclosed balance after: 12,787

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

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August 21, 2019 Filed Aug 22, 2019 15:39 UTC
Karp AllenDirector
Exercise / conversionCommon Stock 3,750 $15.51 $58,162.50
Disclosure

SEC source: 0001437749-19-017277 · rdgdoc.xml · nonDerivative · entry 1

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Karpkorp #1

Disclosed balance after: 14,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 16, 2019 Filed Aug 19, 2019 13:22 UTC
NOSS ELLIOTDirector · Chief Executive Officer
GiftCommon Stock 225 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-017071 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,910

F1 · price: These shares were donated as a bona fide gift to charity by the filer for no remuneration.

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July 15, 2019 Filed Jul 16, 2019 12:36 UTC
NOSS ELLIOTDirector · Chief Executive Officer
SaleCommon Stock 1,500 $49.13 $73,690.05
Disclosure

SEC source: 0001437749-19-014025 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,135

F1 · shares: These shares were sold by the filers broker under Rule 10b5-1.

F2 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $64.03 CAD. The Oanda rate for July 15, 2019 was 1.3024 giving a USD price of $49.1267. These shares were sold in multiple transactions at prices ranging from CAD 64.00 to CAD 64.08. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

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June 14, 2019 Filed Jun 17, 2019 13:26 UTC
Woroch David JohnEVP Wholesale
SaleCommon Stock 6,000 $60.68 $364,065.00
Disclosure

SEC source: 0001437749-19-012155 · rdgdoc.xml · nonDerivative · entry 1

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,872

F1 · price: The sale price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $60.57 to $60.72. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

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May 28, 2019 Filed May 30, 2019 14:13 UTC
Goldstein MichaelVP Marketing
GrantStock Option (Right to Buy) · Derivative 2,250 $62.12 Strike: $62.12 $139,770.00
Disclosure

SEC source: 0001437749-19-011030 · rdgdoc.xml · derivative · entry 3

Goldstein Michael · CIK 0001645312 · VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2026-05-27

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

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May 28, 2019 Filed May 30, 2019 13:17 UTC
Rader Rossvp Customer Experience
GrantStock Option (Right to Buy) · Derivative 2,250 $62.12 Strike: $62.12 $139,770.00
Disclosure

SEC source: 0001437749-19-011013 · rdgdoc.xml · derivative · entry 2

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2026-05-27

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.