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TUCOWS INC /PA/

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0000909494
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369

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2017 Filed Aug 17, 2017 13:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $4.48 Strike: $4.48 $11,200.00
Disclosure

SEC source: 0001437749-17-014934 · rdgdoc.xml · derivative · entry 6

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2017-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 13:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $5.52 Strike: $5.52 $27,600.00
Disclosure

SEC source: 0001437749-17-014934 · rdgdoc.xml · derivative · entry 5

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 13:22 UTC Tax withholdingCommon Stock 210 $53.35 $11,203.50
Disclosure

SEC source: 0001437749-17-014934 · rdgdoc.xml · nonDerivative · entry 4

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,469

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 13:22 UTC Exercise / conversionCommon Stock 2,500 $4.48 $11,200.00
Disclosure

SEC source: 0001437749-17-014934 · rdgdoc.xml · nonDerivative · entry 3

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 13:22 UTC Tax withholdingCommon Stock 518 $53.35 $27,635.30
Disclosure

SEC source: 0001437749-17-014934 · rdgdoc.xml · nonDerivative · entry 2

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,179

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 13:22 UTC Exercise / conversionCommon Stock 5,000 $5.52 $27,600.00
Disclosure

SEC source: 0001437749-17-014934 · rdgdoc.xml · nonDerivative · entry 1

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:54 UTC SaleCommon Stock 1,851 $56.30 $104,211.30
Disclosure

SEC source: 0001209191-17-049001 · doc4.xml · nonDerivative · entry 2

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,697

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.20 to $56.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:54 UTC SaleCommon Stock 11,807 $55.58 $656,233.06
Disclosure

SEC source: 0001209191-17-049001 · doc4.xml · nonDerivative · entry 1

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,548

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.15 to $56.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
July 24, 2017 Filed Jul 24, 2017 18:17 UTC
Stocks JodyVP Engineering
GrantStock Option (Right to Buy) · Derivative 10,000 $55.65 Strike: $55.65 $556,500.00
Disclosure

SEC source: 0001437749-17-012970 · rdgdoc.xml · derivative · entry 4

Stocks Jody · CIK 0001645311 · VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-07-23

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
July 24, 2017 Filed Jul 24, 2017 16:06 UTC
Goldstein MichaelVP Marketing
GrantStock Option (Right to Buy) · Derivative 10,000 $55.65 Strike: $55.65 $556,500.00
Disclosure

SEC source: 0001437749-17-012962 · rdgdoc.xml · derivative · entry 2

Goldstein Michael · CIK 0001645312 · VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-07-23

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
July 24, 2017 Filed Jul 24, 2017 15:59 UTC
Rader Rossvp Customer Experience
GrantStock Option (Right to Buy) · Derivative 10,000 $55.65 Strike: $55.65 $556,500.00
Disclosure

SEC source: 0001437749-17-012960 · rdgdoc.xml · derivative · entry 2

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-07-23

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
July 24, 2017 Filed Jul 24, 2017 15:25 UTC GrantStock Option (Right to Buy) · Derivative 2,000 $55.65 Strike: $55.65 $111,300.00
Disclosure

SEC source: 0001437749-17-012958 · rdgdoc.xml · derivative · entry 2

Singh Davinder · CIK 0001702323 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2024-07-23

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
June 28, 2017 Filed Jun 29, 2017 22:51 UTC SaleCommon Stock 5,000 $56.45 $282,235.00
Disclosure

SEC source: 0001209191-17-042391 · doc4.xml · nonDerivative · entry 5

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kate Ralls IRA

Disclosed balance after: 0

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.20 to $56.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 28, 2017 Filed Jun 29, 2017 22:51 UTC SaleCommon Stock 7,500 $56.61 $424,608.75
Disclosure

SEC source: 0001209191-17-042391 · doc4.xml · nonDerivative · entry 4

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kate Ralls, spouse

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.55 to $56.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 28, 2017 Filed Jun 29, 2017 22:51 UTC SaleCommon Stock 15,800 $56.73 $896,324.52
Disclosure

SEC source: 0001209191-17-042391 · doc4.xml · nonDerivative · entry 3

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Rawleigh Ralls IRA

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.55 to $57.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 22:51 UTC SaleCommon Stock 4,200 $56.85 $238,752.36
Disclosure

SEC source: 0001209191-17-042391 · doc4.xml · nonDerivative · entry 2

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Rawleigh Ralls IRA

Disclosed balance after: 15,800

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.825 to $59.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 22:51 UTC SaleCommon Stock 20,000 $56.97 $1,139,354.00
Disclosure

SEC source: 0001209191-17-042391 · doc4.xml · nonDerivative · entry 1

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,355

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.65 to $57.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 18:13 UTC
Karp AllenDirector
SaleCommon Stock 1,900 $59.92 $113,848.00
Disclosure

SEC source: 0001437749-17-011799 · rdgdoc.xml · nonDerivative · entry 1

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Per Karpkorp #1

Disclosed balance after: 8,238

F1 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $79.34 CAD. The Bank of Canada rate for June 22, 2017 was 1.3421 giving a USD price of $59.92. These shares were sold in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 13, 2017 Filed Jun 13, 2017 22:14 UTC SaleCommon Stock 16,342 $57.52 $939,919.94
Disclosure

SEC source: 0001209191-17-039646 · doc4.xml · nonDerivative · entry 5

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,355

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.15 to $58.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 22:14 UTC SaleCommon Stock 1,700 $57.88 $98,387.50
Disclosure

SEC source: 0001209191-17-039646 · doc4.xml · nonDerivative · entry 9

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kate Ralls, spouse

Disclosed balance after: 7,500

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.40 to $58.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 22:14 UTC SaleCommon Stock 800 $58.58 $46,867.52
Disclosure

SEC source: 0001209191-17-039646 · doc4.xml · nonDerivative · entry 8

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kate Ralls, spouse

Disclosed balance after: 9,200

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.50 to $58.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 22:14 UTC SaleCommon Stock 10,000 $58.19 $581,870.00
Disclosure

SEC source: 0001209191-17-039646 · doc4.xml · nonDerivative · entry 4

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,697

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.92 to $58.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 22:14 UTC SaleCommon Stock 225 $56.93 $12,809.50
Disclosure

SEC source: 0001209191-17-039646 · doc4.xml · nonDerivative · entry 3

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,697

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.86 to $57.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 22:14 UTC SaleCommon Stock 1,683 $58.93 $99,185.75
Disclosure

SEC source: 0001209191-17-039646 · doc4.xml · nonDerivative · entry 7

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kate Ralls, spouse

Disclosed balance after: 10,000

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.65 to $59.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 22:14 UTC SaleCommon Stock 8,317 $60.61 $504,066.76
Disclosure

SEC source: 0001209191-17-039646 · doc4.xml · nonDerivative · entry 6

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kate Ralls, spouse

Disclosed balance after: 11,683

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $61.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 22:14 UTC SaleCommon Stock 4,775 $58.60 $279,812.14
Disclosure

SEC source: 0001209191-17-039646 · doc4.xml · nonDerivative · entry 2

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,922

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.45 to $58.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 22:14 UTC SaleCommon Stock 10,000 $61.95 $619,523.00
Disclosure

SEC source: 0001209191-17-039646 · doc4.xml · nonDerivative · entry 1

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,697

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.55 to $62.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 13:29 UTC SaleCommon Stock 1,236 $60.00 $74,160.00
Disclosure

SEC source: 0001437749-17-011034 · rdgdoc.xml · nonDerivative · entry 1

Singh Davinder · CIK 0001702323 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,764

Read SEC document
June 07, 2017 Filed Jun 8, 2017 13:58 UTC
GISSIN EREZDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 863 $8.92 Strike: $8.92 $7,697.96
Disclosure

SEC source: 0001437749-17-010931 · rdgdoc.xml · derivative · entry 4

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887

Underlying: Common Stock · 863 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 13:58 UTC
GISSIN EREZDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 850 $5.52 Strike: $5.52 $4,692.00
Disclosure

SEC source: 0001437749-17-010931 · rdgdoc.xml · derivative · entry 3

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 850 shares

Expires 2017-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 13:58 UTC
GISSIN EREZDirector
Exercise / conversionCommon Stock 863 $8.92 $7,697.96
Disclosure

SEC source: 0001437749-17-010931 · rdgdoc.xml · nonDerivative · entry 2

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 13:58 UTC
GISSIN EREZDirector
Exercise / conversionCommon Stock 850 $5.52 $4,692.00
Disclosure

SEC source: 0001437749-17-010931 · rdgdoc.xml · nonDerivative · entry 1

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 22:04 UTC SaleCommon Stock 5,000 $57.18 $285,912.00
Disclosure

SEC source: 0001209191-17-036889 · doc4.xml · nonDerivative · entry 2

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,697

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 22:04 UTC SaleCommon Stock 15,000 $57.78 $866,697.00
Disclosure

SEC source: 0001209191-17-036889 · doc4.xml · nonDerivative · entry 1

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,697

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.50 to $58.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
May 18, 2017 Filed May 18, 2017 18:48 UTC SaleCommon Stock 4,962 $57.05 $283,102.44
Disclosure

SEC source: 0001437749-17-009557 · rdgdoc.xml · nonDerivative · entry 1

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,625

F1 · price: The sale price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
May 17, 2017 Filed May 18, 2017 12:42 UTC SaleCommon Stock 7,222 $57.00 $411,654.00
Disclosure

SEC source: 0001437749-17-009524 · rdgdoc.xml · nonDerivative · entry 1

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,587

Read SEC document
May 16, 2017 Filed May 16, 2017 22:10 UTC SaleCommon Stock 469 $56.90 $26,686.10
Disclosure

SEC source: 0001209191-17-032855 · doc4.xml · nonDerivative · entry 4

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Rawleigh Ralls IRA

Disclosed balance after: 20,000

Read SEC document
May 16, 2017 Filed May 17, 2017 11:59 UTC
Goldstein MichaelVP Marketing
SaleCommon Stock 4,163 $56.83 $236,583.29
Disclosure

SEC source: 0001437749-17-009433 · rdgdoc.xml · nonDerivative · entry 1

Goldstein Michael · CIK 0001645312 · VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $77.27 CAD. The Bank of Canada rate for May 16, 2017 was 1.3596 giving a USD price of $56.83. These shares were sold in multiple transactions at prices ranging from CAD 77.18 to CAD 77.34. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
May 15, 2017 Filed May 16, 2017 22:10 UTC SaleCommon Stock 9,531 $58.27 $555,333.25
Disclosure

SEC source: 0001209191-17-032855 · doc4.xml · nonDerivative · entry 3

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Rawleigh Ralls IRA

Disclosed balance after: 20,469

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
May 15, 2017 Filed May 16, 2017 18:10 UTC
Chase RobinDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 4,375 $14.67 Strike: $14.67 $64,181.25
Disclosure

SEC source: 0001437749-17-009379 · rdgdoc.xml · derivative · entry 2

Chase Robin · CIK 0001623614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,375 shares

Expires 2019-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 16, 2017 18:10 UTC
Chase RobinDirector
Exercise / conversionCommon Stock 4,375 $14.67 $64,181.25
Disclosure

SEC source: 0001437749-17-009379 · rdgdoc.xml · nonDerivative · entry 1

Chase Robin · CIK 0001623614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 12, 2017 Filed May 15, 2017 13:56 UTC
Goldstein MichaelVP Marketing
SaleCommon Stock 9,876 $58.76 $580,352.28
Disclosure

SEC source: 0001437749-17-009088 · rdgdoc.xml · nonDerivative · entry 1

Goldstein Michael · CIK 0001645312 · VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,163

F1 · price: The share sale price is an aggregate amount with sales between $58.50 and $59.30. Individual sale prices can be provided upon request.

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May 12, 2017 Filed May 16, 2017 22:10 UTC SaleCommon Stock 300 $59.30 $17,790.00
Disclosure

SEC source: 0001209191-17-032855 · doc4.xml · nonDerivative · entry 2

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,697

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May 12, 2017 Filed May 16, 2017 22:10 UTC SaleCommon Stock 19,700 $58.74 $1,157,079.50
Disclosure

SEC source: 0001209191-17-032855 · doc4.xml · nonDerivative · entry 1

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,997

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.25 to $59.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

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May 11, 2017 Filed May 12, 2017 17:19 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $15.51 Strike: $15.51 $58,162.50
Disclosure

SEC source: 0001437749-17-008884 · rdgdoc.xml · derivative · entry 9

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2019-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 11, 2017 Filed May 12, 2017 17:19 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $8.92 Strike: $8.92 $33,450.00
Disclosure

SEC source: 0001437749-17-008884 · rdgdoc.xml · derivative · entry 8

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2017 Filed May 12, 2017 17:19 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 9,375 $5.52 Strike: $5.52 $51,750.00
Disclosure

SEC source: 0001437749-17-008884 · rdgdoc.xml · derivative · entry 7

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,375 shares

Expires 2017-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 11, 2017 Filed May 12, 2017 17:19 UTC Tax withholdingCommon Stock 1,434 $57.05 $81,809.70
Disclosure

SEC source: 0001437749-17-008884 · rdgdoc.xml · nonDerivative · entry 6

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,809

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

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May 11, 2017 Filed May 12, 2017 17:19 UTC Exercise / conversionCommon Stock 3,750 $15.51 $58,162.50
Disclosure

SEC source: 0001437749-17-008884 · rdgdoc.xml · nonDerivative · entry 5

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 11, 2017 Filed May 12, 2017 17:19 UTC Tax withholdingCommon Stock 1,066 $57.05 $60,815.30
Disclosure

SEC source: 0001437749-17-008884 · rdgdoc.xml · nonDerivative · entry 4

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,493

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.