Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 00:45 UTC |
ZDRAVESKI ZORANSee Remarks
|
GrantVoting Common Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-412518 · ownership.xml · nonDerivative · entry 1 ZDRAVESKI ZORAN · CIK 0001741285 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,716 F1 · kind: 25% of the restricted stock units ("RSUs") shall vest on September 30, 2028, with the remaining 75% of the RSUs vesting on the earlier of (i) reporting of completion of the pivotal trial of TSC-101, or (ii) September 30, 2030, subject to continued service with the Issuer through the applicable vesting dates and the terms of the Issuer's Amended and Restated 2021 Equity Incentive Plan and the applicable award agreement. Read SEC document |
| October 01, 2026 Filed Oct 3, 2026 00:46 UTC |
MacBeath GavinDirector · Chief Executive Officer
|
GrantVoting Common Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-412521 · ownership.xml · nonDerivative · entry 1 MacBeath Gavin · CIK 0001738082 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,049,767 F1 · kind: 25% of the restricted stock units ("RSUs") shall vest on September 30, 2028, with the remaining 75% of the RSUs vesting on the earlier of (i) reporting of completion of the pivotal trial of TSC-101, or (ii) September 30, 2030, subject to continued service with the Issuer through the applicable vesting dates and the terms of the Issuer's Amended and Restated 2021 Equity Incentive Plan and the applicable award agreement. Read SEC document |
| May 20, 2026 Filed May 22, 2026 20:08 UTC |
BAKER BROS. ADVISORS LPDirector
667, L.P.Director
Baker Bros. Advisors (GP) LLCDirector
Baker Brothers Life Sciences LPDirector
BAKER FELIXDirector
BAKER JULIANDirector
|
GrantNon- Qualified Stock Option (right to buy) · Derivative | 67,000 | $0.00 Strike: $0.99 | $0.00 |
DisclosureSEC source: 0001193125-26-236870 · ownership.xml · derivative · entry 2 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director 667, L.P. · CIK 0001551139 · Director Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director Baker Brothers Life Sciences LP · CIK 0001363364 · Director BAKER FELIX · CIK 0001087940 · Director BAKER JULIAN · CIK 0001087939 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 67,000 Underlying: Common Stock · 67,000 shares Expires 2036-05-19 F1 · shares: Includes 67,000 non-qualified stock options ("Stock Options") exercisable solely into common stock ("Common Stock") of TScan Therapeutics, Inc. (the "Issuer") granted by the Issuer to Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP (the "Adviser"), on May 20, 2026, in his capacity as a director of the Issuer, pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan (the "Incentive Plan"). The Stock Options have a strike price of $0.9946 per share, and vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders of the Issuer, subject to Dr. Biggar's continued service on the board of directors of the Issuer (the "Board") through the vesting date. The Stock Options expire on May 19, 2036. F1 · derivative.exercise_date: Includes 67,000 non-qualified stock options ("Stock Options") exercisable solely into common stock ("Common Stock") of TScan Therapeutics, Inc. (the "Issuer") granted by the Issuer to Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP (the "Adviser"), on May 20, 2026, in his capacity as a director of the Issuer, pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan (the "Incentive Plan"). The Stock Options have a strike price of $0.9946 per share, and vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders of the Issuer, subject to Dr. Biggar's continued service on the board of directors of the Issuer (the "Board") through the vesting date. The Stock Options expire on May 19, 2036. F2 · ownership.nature: Dr. Biggar serves on the Board as a representative of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") and their affiliates and control persons. F4 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held for the benefit of the Funds. Baker Bros. Advisors (GP) LLC ("the Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held for the benefit of the Funds. F5 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F6 · ownership.nature: Pursuant to the policies of the Adviser, Dr. Biggar does not have a right to any of the Issuer's securities issued as compensation for his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in such securities. The Funds each own an indirect proportionate pecuniary interest in such securities. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the shares of Common Stock, Stock Options and Common Stock issued upon exercise of Stock Options (i.e. no direct pecuniary interest) issued as compensation for such Board service. F7 · ownership.nature: Pursuant to the policies of the Adviser, the Adviser has voting and dispositive power over the Stock Options and any Common Stock received as a result of the exercise of Stock Options. F8 · ownership.nature: The acquisition of Stock Options reported on this form represents a single grant to Dr. Biggar of 67,000 Stock Options on Table II. This grant of 67,000 Stock Options for Dr. Biggar is reported for each of the Funds as each has an indirect pecuniary interest in such securities. F9 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the Stock Options reported in column 9 of Table II held for the benefit of Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| May 20, 2026 Filed May 22, 2026 20:08 UTC |
BAKER BROS. ADVISORS LPDirector
667, L.P.Director
Baker Bros. Advisors (GP) LLCDirector
Baker Brothers Life Sciences LPDirector
BAKER FELIXDirector
BAKER JULIANDirector
|
GrantNon- Qualified Stock Option (right to buy) · Derivative | 67,000 | $0.00 Strike: $0.99 | $0.00 |
DisclosureSEC source: 0001193125-26-236870 · ownership.xml · derivative · entry 1 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director 667, L.P. · CIK 0001551139 · Director Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director Baker Brothers Life Sciences LP · CIK 0001363364 · Director BAKER FELIX · CIK 0001087940 · Director BAKER JULIAN · CIK 0001087939 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 67,000 Underlying: Common Stock · 67,000 shares Expires 2036-05-19 F1 · shares: Includes 67,000 non-qualified stock options ("Stock Options") exercisable solely into common stock ("Common Stock") of TScan Therapeutics, Inc. (the "Issuer") granted by the Issuer to Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP (the "Adviser"), on May 20, 2026, in his capacity as a director of the Issuer, pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan (the "Incentive Plan"). The Stock Options have a strike price of $0.9946 per share, and vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders of the Issuer, subject to Dr. Biggar's continued service on the board of directors of the Issuer (the "Board") through the vesting date. The Stock Options expire on May 19, 2036. F1 · derivative.exercise_date: Includes 67,000 non-qualified stock options ("Stock Options") exercisable solely into common stock ("Common Stock") of TScan Therapeutics, Inc. (the "Issuer") granted by the Issuer to Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP (the "Adviser"), on May 20, 2026, in his capacity as a director of the Issuer, pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan (the "Incentive Plan"). The Stock Options have a strike price of $0.9946 per share, and vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders of the Issuer, subject to Dr. Biggar's continued service on the board of directors of the Issuer (the "Board") through the vesting date. The Stock Options expire on May 19, 2036. F2 · ownership.nature: Dr. Biggar serves on the Board as a representative of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") and their affiliates and control persons. F3 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the Stock Options reported in column 9 of Table II held for the benefit of 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F4 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held for the benefit of the Funds. Baker Bros. Advisors (GP) LLC ("the Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held for the benefit of the Funds. F5 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F6 · ownership.nature: Pursuant to the policies of the Adviser, Dr. Biggar does not have a right to any of the Issuer's securities issued as compensation for his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in such securities. The Funds each own an indirect proportionate pecuniary interest in such securities. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the shares of Common Stock, Stock Options and Common Stock issued upon exercise of Stock Options (i.e. no direct pecuniary interest) issued as compensation for such Board service. F7 · ownership.nature: Pursuant to the policies of the Adviser, the Adviser has voting and dispositive power over the Stock Options and any Common Stock received as a result of the exercise of Stock Options. F8 · ownership.nature: The acquisition of Stock Options reported on this form represents a single grant to Dr. Biggar of 67,000 Stock Options on Table II. This grant of 67,000 Stock Options for Dr. Biggar is reported for each of the Funds as each has an indirect pecuniary interest in such securities. Read SEC document |
| May 20, 2026 Filed May 22, 2026 20:05 UTC |
Gruia GabrielaDirector
|
GrantStock Option (Right to Buy) · Derivative | 67,000 | $0.00 Strike: $0.99 | $0.00 |
DisclosureSEC source: 0001193125-26-236848 · ownership.xml · derivative · entry 1 Gruia Gabriela · CIK 0001860326 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,000 Underlying: Voting Common Stock · 67,000 shares Expires 2036-05-20 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) May 20, 2027 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service at such time. Read SEC document |
| May 20, 2026 Filed May 22, 2026 20:05 UTC |
Woods KeithDirector
|
GrantStock Option (Right to Buy) · Derivative | 67,000 | $0.00 Strike: $0.99 | $0.00 |
DisclosureSEC source: 0001193125-26-236855 · ownership.xml · derivative · entry 1 Woods Keith · CIK 0001996804 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,000 Underlying: Voting Common Stock · 67,000 shares Expires 2036-05-20 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) May 20, 2027 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service at such time. Read SEC document |
| May 20, 2026 Filed May 22, 2026 20:05 UTC |
Nicholson Garry ADirector
|
GrantStock Option (Right to Buy) · Derivative | 67,000 | $0.00 Strike: $0.99 | $0.00 |
DisclosureSEC source: 0001193125-26-236854 · ownership.xml · derivative · entry 1 Nicholson Garry A · CIK 0001640861 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,000 Underlying: Voting Common Stock · 67,000 shares Expires 2036-05-20 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) May 20, 2027 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service at such time. Read SEC document |
| May 20, 2026 Filed May 22, 2026 20:05 UTC |
Klencke BarbaraDirector
|
GrantStock Option (Right to Buy) · Derivative | 67,000 | $0.00 Strike: $0.99 | $0.00 |
DisclosureSEC source: 0001193125-26-236841 · ownership.xml · derivative · entry 1 Klencke Barbara · CIK 0001647647 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,000 Underlying: Voting Common Stock · 67,000 shares Expires 2036-05-20 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) May 20, 2027 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service at such time. Read SEC document |
| May 20, 2026 Filed May 22, 2026 20:05 UTC |
Dorton KatinaDirector
|
GrantStock Option (Right to Buy) · Derivative | 67,000 | $0.00 Strike: $0.99 | $0.00 |
DisclosureSEC source: 0001193125-26-236844 · ownership.xml · derivative · entry 1 Dorton Katina · CIK 0001617541 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,000 Underlying: Voting Common Stock · 67,000 shares Expires 2036-05-20 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) May 20, 2027 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service at such time. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 22:52 UTC |
Amello JasonChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 350,000 | $0.00 Strike: $1.12 | $0.00 |
DisclosureSEC source: 0001193125-26-019729 · ownership.xml · derivative · entry 1 Amello Jason · CIK 0001451805 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,000 Underlying: Voting Common Stock · 350,000 shares Expires 2036-01-20 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable with respect to 25% of the shares on the one-year anniversary of January 20, 2026, with the balance vesting thereafter in equal monthly installments over the next 36 months, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 22:30 UTC |
Dworak LeidenSee Remarks
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.12 | $0.00 |
DisclosureSEC source: 0001193125-26-019702 · ownership.xml · derivative · entry 1 Dworak Leiden · CIK 0001986012 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2036-01-20 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable with respect to 25% of the shares on the one-year anniversary of January 20, 2026, with the balance vesting thereafter in equal monthly installments over the next 36 months, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 22:48 UTC |
MacBeath GavinDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 1,165,000 | $0.00 Strike: $1.12 | $0.00 |
DisclosureSEC source: 0001193125-26-019723 · ownership.xml · derivative · entry 1 MacBeath Gavin · CIK 0001738082 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,165,000 Underlying: Voting Common Stock · 1,165,000 shares Expires 2036-01-20 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable with respect to 25% of the shares on the one-year anniversary of January 20, 2026, with the balance vesting thereafter in equal monthly installments over the next 36 months, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 22:27 UTC |
Louis ChrystalChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 420,000 | $0.00 Strike: $1.12 | $0.00 |
DisclosureSEC source: 0001193125-26-019697 · ownership.xml · derivative · entry 1 Louis Chrystal · CIK 0002018696 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 420,000 Underlying: Voting Common Stock · 420,000 shares Expires 2036-01-20 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable with respect to 25% of the shares on the one-year anniversary of January 20, 2026, with the balance vesting thereafter in equal monthly installments over the next 36 months, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 22:19 UTC |
ZDRAVESKI ZORANSee Remarks
|
GrantStock Option (Right to Buy) · Derivative | 350,000 | $0.00 Strike: $1.12 | $0.00 |
DisclosureSEC source: 0001193125-26-019674 · ownership.xml · derivative · entry 1 ZDRAVESKI ZORAN · CIK 0001741285 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,000 Underlying: Voting Common Stock · 350,000 shares Expires 2036-01-20 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable with respect to 25% of the shares on the one-year anniversary of January 20, 2026, with the balance vesting thereafter in equal monthly installments over the next 36 months, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| December 23, 2025 Filed Dec 23, 2025 23:17 UTC |
Lynx1 Capital Management LP10% owner
Nichols Weston10% owner
|
PurchaseCommon Stock | 6,232 | $0.90 | $5,601.94 |
DisclosureSEC source: 0000902664-25-005396 · ownership.xml · nonDerivative · entry 3 Lynx1 Capital Management LP · CIK 0001910456 · 10% owner Nichols Weston · CIK 0001746376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,019,148 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.8958 to $0.90, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Lynx1 Master Fund LP and a managed account to which Lynx1 Capital Management LP (the "Investment Manager") serves as investment manager. Weston Nichols ("Mr. Nichols") is the sole member of Lynx1 Capital Management GP LLC, the general partner of the Investment Manager. Each of the Investment Manager and Mr. Nichols disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| December 22, 2025 Filed Dec 23, 2025 23:17 UTC |
Lynx1 Capital Management LP10% owner
Nichols Weston10% owner
|
PurchaseCommon Stock | 75,500 | $0.90 | $67,950.00 |
DisclosureSEC source: 0000902664-25-005396 · ownership.xml · nonDerivative · entry 2 Lynx1 Capital Management LP · CIK 0001910456 · 10% owner Nichols Weston · CIK 0001746376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,012,916 F2 · ownership.nature: The securities to which this filing relates are held directly by Lynx1 Master Fund LP and a managed account to which Lynx1 Capital Management LP (the "Investment Manager") serves as investment manager. Weston Nichols ("Mr. Nichols") is the sole member of Lynx1 Capital Management GP LLC, the general partner of the Investment Manager. Each of the Investment Manager and Mr. Nichols disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:17 UTC |
Lynx1 Capital Management LP10% owner
Nichols Weston10% owner
|
PurchaseCommon stock, $0.0001 par value per share ("Common Stock") | 80,069 | $0.90 | $71,974.02 |
DisclosureSEC source: 0000902664-25-005396 · ownership.xml · nonDerivative · entry 1 Lynx1 Capital Management LP · CIK 0001910456 · 10% owner Nichols Weston · CIK 0001746376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,937,416 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.8862 to $0.90, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Lynx1 Master Fund LP and a managed account to which Lynx1 Capital Management LP (the "Investment Manager") serves as investment manager. Weston Nichols ("Mr. Nichols") is the sole member of Lynx1 Capital Management GP LLC, the general partner of the Investment Manager. Each of the Investment Manager and Mr. Nichols disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 21:20 UTC |
BAKER BROS. ADVISORS LPDirector
667, L.P.Director
Baker Bros. Advisors (GP) LLCDirector
Baker Brothers Life Sciences LPDirector
BAKER FELIXDirector
BAKER JULIANDirector
|
GrantNon- Qualified Stock Option (right to buy) · Derivative | 67,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0000950170-25-093232 · ownership.xml · derivative · entry 2 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director 667, L.P. · CIK 0001551139 · Director Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director Baker Brothers Life Sciences LP · CIK 0001363364 · Director BAKER FELIX · CIK 0001087940 · Director BAKER JULIAN · CIK 0001087939 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 67,000 Underlying: Common Stock · 67,000 shares Expires 2035-06-29 F1 · shares: Includes 67,000 non-qualified stock options ("Stock Options") exercisable solely into common stock ("Common Stock") of TScan Therapeutics, Inc. (the "Issuer") granted by the Issuer to Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP (the "Adviser"), on June 30, 2025, in his capacity as a director of the Issuer, pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan (the "Incentive Plan"). The Stock Options have a strike price of $1.45 per share, and vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders of the Issuer, subject to Dr. Biggar's continued service on the board of directors of the Issuer (the "Board") through the vesting date. The Stock Options expire on June 29, 2035. F1 · derivative.exercise_date: Includes 67,000 non-qualified stock options ("Stock Options") exercisable solely into common stock ("Common Stock") of TScan Therapeutics, Inc. (the "Issuer") granted by the Issuer to Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP (the "Adviser"), on June 30, 2025, in his capacity as a director of the Issuer, pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan (the "Incentive Plan"). The Stock Options have a strike price of $1.45 per share, and vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders of the Issuer, subject to Dr. Biggar's continued service on the board of directors of the Issuer (the "Board") through the vesting date. The Stock Options expire on June 29, 2035. F2 · ownership.nature: Dr. Biggar serves on the Board as a representative of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") and their affiliates and control persons. F4 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held for the benefit of the Funds. Baker Bros. Advisors (GP) LLC ("the Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held for the benefit of the Funds. F5 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F6 · ownership.nature: Pursuant to the policies of the Adviser, Dr. Biggar does not have a right to any of the Issuer's securities issued as compensation for his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in such securities. The Funds each own an indirect proportionate pecuniary interest in such securities. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the shares of Common Stock, Stock Options and Common Stock issued upon exercise of Stock Options (i.e. no direct pecuniary interest) issued as compensation for such Board service. F7 · ownership.nature: Pursuant to the policies of the Adviser, the Adviser has voting and dispositive power over the Stock Options and any Common Stock received as a result of the exercise of Stock Options. F8 · ownership.nature: The acquisition of Stock Options reported on this form represents a single grant to Dr. Biggar of 67,000 Stock Options on Table II. This grant of 67,000 Stock Options for Dr. Biggar is reported for each of the Funds as each has an indirect pecuniary interest in such securities. F9 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the Stock Options reported in column 9 of Table II held for the benefit of Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 21:20 UTC |
BAKER BROS. ADVISORS LPDirector
667, L.P.Director
Baker Bros. Advisors (GP) LLCDirector
Baker Brothers Life Sciences LPDirector
BAKER FELIXDirector
BAKER JULIANDirector
|
GrantNon- Qualified Stock Option (right to buy) · Derivative | 67,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0000950170-25-093232 · ownership.xml · derivative · entry 1 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director 667, L.P. · CIK 0001551139 · Director Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director Baker Brothers Life Sciences LP · CIK 0001363364 · Director BAKER FELIX · CIK 0001087940 · Director BAKER JULIAN · CIK 0001087939 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 67,000 Underlying: Common Stock · 67,000 shares Expires 2035-06-29 F1 · shares: Includes 67,000 non-qualified stock options ("Stock Options") exercisable solely into common stock ("Common Stock") of TScan Therapeutics, Inc. (the "Issuer") granted by the Issuer to Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP (the "Adviser"), on June 30, 2025, in his capacity as a director of the Issuer, pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan (the "Incentive Plan"). The Stock Options have a strike price of $1.45 per share, and vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders of the Issuer, subject to Dr. Biggar's continued service on the board of directors of the Issuer (the "Board") through the vesting date. The Stock Options expire on June 29, 2035. F1 · derivative.exercise_date: Includes 67,000 non-qualified stock options ("Stock Options") exercisable solely into common stock ("Common Stock") of TScan Therapeutics, Inc. (the "Issuer") granted by the Issuer to Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP (the "Adviser"), on June 30, 2025, in his capacity as a director of the Issuer, pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan (the "Incentive Plan"). The Stock Options have a strike price of $1.45 per share, and vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders of the Issuer, subject to Dr. Biggar's continued service on the board of directors of the Issuer (the "Board") through the vesting date. The Stock Options expire on June 29, 2035. F2 · ownership.nature: Dr. Biggar serves on the Board as a representative of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") and their affiliates and control persons. F3 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the Stock Options reported in column 9 of Table II held for the benefit of 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F4 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held for the benefit of the Funds. Baker Bros. Advisors (GP) LLC ("the Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held for the benefit of the Funds. F5 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F6 · ownership.nature: Pursuant to the policies of the Adviser, Dr. Biggar does not have a right to any of the Issuer's securities issued as compensation for his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in such securities. The Funds each own an indirect proportionate pecuniary interest in such securities. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the shares of Common Stock, Stock Options and Common Stock issued upon exercise of Stock Options (i.e. no direct pecuniary interest) issued as compensation for such Board service. F7 · ownership.nature: Pursuant to the policies of the Adviser, the Adviser has voting and dispositive power over the Stock Options and any Common Stock received as a result of the exercise of Stock Options. F8 · ownership.nature: The acquisition of Stock Options reported on this form represents a single grant to Dr. Biggar of 67,000 Stock Options on Table II. This grant of 67,000 Stock Options for Dr. Biggar is reported for each of the Funds as each has an indirect pecuniary interest in such securities. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:26 UTC |
Gruia GabrielaDirector
|
GrantStock Option (Right to Buy) · Derivative | 67,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0000950170-25-093020 · ownership.xml · derivative · entry 1 Gruia Gabriela · CIK 0001860326 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,000 Underlying: Voting Common Stock · 67,000 shares Expires 2035-06-30 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 30, 2026 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service at such time. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:32 UTC |
Klencke BarbaraDirector
|
GrantStock Option (Right to Buy) · Derivative | 67,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0000950170-25-093058 · ownership.xml · derivative · entry 1 Klencke Barbara · CIK 0001647647 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,000 Underlying: Voting Common Stock · 67,000 shares Expires 2035-06-30 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 30, 2026 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service at such time. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:32 UTC |
Nicholson Garry ADirector
|
GrantStock Option (Right to Buy) · Derivative | 67,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0000950170-25-093057 · ownership.xml · derivative · entry 1 Nicholson Garry A · CIK 0001640861 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,000 Underlying: Voting Common Stock · 67,000 shares Expires 2035-06-30 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 30, 2026 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service at such time. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:30 UTC |
Woods KeithDirector
|
GrantStock Option (Right to Buy) · Derivative | 67,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0000950170-25-093047 · ownership.xml · derivative · entry 1 Woods Keith · CIK 0001996804 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,000 Underlying: Voting Common Stock · 67,000 shares Expires 2035-06-30 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 30, 2026 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service at such time. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:26 UTC |
Dorton KatinaDirector
|
GrantStock Option (Right to Buy) · Derivative | 67,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0000950170-25-093021 · ownership.xml · derivative · entry 1 Dorton Katina · CIK 0001617541 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,000 Underlying: Voting Common Stock · 67,000 shares Expires 2035-06-30 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 30, 2026 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service at such time. Read SEC document |
| May 20, 2025 Filed May 21, 2025 20:49 UTC |
Lynx1 Capital Management LP10% owner
Nichols Weston10% owner
|
PurchaseCommon Stock | 1,200,000 | $1.20 | $1,440,000.00 |
DisclosureSEC source: 0000902664-25-002511 · ownership.xml · nonDerivative · entry 2 Lynx1 Capital Management LP · CIK 0001910456 · 10% owner Nichols Weston · CIK 0001746376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,946,141 F1 · ownership.nature: The securities to which this filing relates are held directly by Lynx1 Master Fund LP and a managed account to which Lynx1 Capital Management LP (the "Investment Manager") serves as investment manager. Weston Nichols ("Mr. Nichols") is the sole member of Lynx1 Capital Management GP LLC, the general partner of the Investment Manager. Each of the Investment Manager and Mr. Nichols disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 19, 2025 Filed May 21, 2025 20:49 UTC |
Lynx1 Capital Management LP10% owner
Nichols Weston10% owner
|
PurchaseCommon stock, $0.0001 par value per share ("Common Stock") | 1,388,794 | $1.20 | $1,666,552.80 |
DisclosureSEC source: 0000902664-25-002511 · ownership.xml · nonDerivative · entry 1 Lynx1 Capital Management LP · CIK 0001910456 · 10% owner Nichols Weston · CIK 0001746376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,746,141 F1 · ownership.nature: The securities to which this filing relates are held directly by Lynx1 Master Fund LP and a managed account to which Lynx1 Capital Management LP (the "Investment Manager") serves as investment manager. Weston Nichols ("Mr. Nichols") is the sole member of Lynx1 Capital Management GP LLC, the general partner of the Investment Manager. Each of the Investment Manager and Mr. Nichols disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| January 03, 2025 Filed Feb 11, 2025 22:54 UTC |
ZDRAVESKI ZORANSee Remarks
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0000950170-25-018131 · ownership.xml · derivative · entry 2 ZDRAVESKI ZORAN · CIK 0001741285 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Voting Common Stock · 250,000 shares Expires 2035-01-03 F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable with respect to 25% of the shares on the one-year anniversary of January 3, 2025, with the balance vesting thereafter in equal monthly installments over the next 36 months of continuous service to the Issuer. Read SEC document |
| January 03, 2025 Filed Feb 11, 2025 22:52 UTC |
MacBeath GavinDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 800,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0000950170-25-018125 · ownership.xml · derivative · entry 2 MacBeath Gavin · CIK 0001738082 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800,000 Underlying: Voting Common Stock · 800,000 shares Expires 2035-01-03 F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable with respect to 25% of the shares on the one-year anniversary of January 3, 2025, with the balance vesting thereafter in equal monthly installments over the next 36 months of continuous service to the Issuer. Read SEC document |
| January 03, 2025 Filed Feb 11, 2025 22:47 UTC |
Amello JasonChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 270,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0000950170-25-018120 · ownership.xml · derivative · entry 1 Amello Jason · CIK 0001451805 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,000 Underlying: Voting Common Stock · 270,000 shares Expires 2035-01-03 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable with respect to 25% of the shares on the one-year anniversary of January 3, 2025, with the balance vesting thereafter in equal monthly installments over the next 36 months of continuous service to the Issuer. Read SEC document |
| January 03, 2025 Filed Feb 11, 2025 22:47 UTC |
Louis ChrystalChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0000950170-25-018119 · ownership.xml · derivative · entry 1 Louis Chrystal · CIK 0002018696 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Underlying: Voting Common Stock · 400,000 shares Expires 2035-01-03 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable with respect to 25% of the shares on the one-year anniversary of January 3, 2025, with the balance vesting thereafter in equal monthly installments over the next 36 months of continuous service to the Issuer. Read SEC document |
| December 26, 2024 Filed Dec 30, 2024 21:15 UTC |
Lynx1 Capital Management LP10% owner
Nichols Weston10% owner
|
PurchasePre-funded Warrant (right to buy) · Derivative | 7,500,000 | $4.00 Strike: $0.00 | $30,000,000.00 |
DisclosureSEC source: 0000902664-24-007064 · ownership.xml · derivative · entry 1 Lynx1 Capital Management LP · CIK 0001910456 · 10% owner Nichols Weston · CIK 0001746376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,500,000 Underlying: Common Stock · 7,500,000 shares Expires not disclosed F1 · derivative.exercise_date: Subject to the terms and conditions set forth in the Pre-funded Warrant, the holder thereof may, at any time and from time to time on or after December 27, 2024, exercise the Pre-funded Warrant until it has been exercised in full. The Pre-funded Warrants reported herein contain an exercise limitation prohibiting the holder from exercising the Pre-Funded Warrants until such time as the holder, together with the Reporting Persons and certain other related parties, would not beneficially own after any such exercise more than 9.99% of the then issued and outstanding Common Stock (the "Blocker"). Due to the Blocker, the Pre-funded Warrants beneficially owned by the Reporting Persons are not presently exercisable. F1 · derivative.expiration_date: Subject to the terms and conditions set forth in the Pre-funded Warrant, the holder thereof may, at any time and from time to time on or after December 27, 2024, exercise the Pre-funded Warrant until it has been exercised in full. The Pre-funded Warrants reported herein contain an exercise limitation prohibiting the holder from exercising the Pre-Funded Warrants until such time as the holder, together with the Reporting Persons and certain other related parties, would not beneficially own after any such exercise more than 9.99% of the then issued and outstanding Common Stock (the "Blocker"). Due to the Blocker, the Pre-funded Warrants beneficially owned by the Reporting Persons are not presently exercisable. F2 · ownership.nature: The securities to which this filing relates are held directly by Lynx1 Master Fund LP and a managed account to which Lynx1 Capital Management LP (the "Investment Manager") serves as investment manager. Weston Nichols ("Mr. Nichols") is the sole member of Lynx1 Capital Management GP LLC, the general partner of the Investment Manager. Each of the Investment Manager and Mr. Nichols disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 21:26 UTC |
Lynx1 Capital Management LP10% owner
Nichols Weston10% owner
|
PurchaseCommon Stock | 100,000 | $2.90 | $290,140.00 |
DisclosureSEC source: 0000902664-24-006934 · ownership.xml · nonDerivative · entry 2 Lynx1 Capital Management LP · CIK 0001910456 · 10% owner Nichols Weston · CIK 0001746376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,357,347 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.855 to $3.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Lynx1 Master Fund LP to which Lynx1 Capital Management LP (the "Investment Manager") serves as investment manager. Weston Nichols ("Mr. Nichols") is the sole member of Lynx1 Capital Management GP LLC, the general partner of the Investment Manager. Each of the Investment Manager and Mr. Nichols disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:26 UTC |
Lynx1 Capital Management LP10% owner
Nichols Weston10% owner
|
PurchaseCommon stock, $0.0001 par value per share ("Common Stock") | 31,800 | $3.01 | $95,628.96 |
DisclosureSEC source: 0000902664-24-006934 · ownership.xml · nonDerivative · entry 1 Lynx1 Capital Management LP · CIK 0001910456 · 10% owner Nichols Weston · CIK 0001746376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,257,347 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.99 to $3.03, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Lynx1 Master Fund LP to which Lynx1 Capital Management LP (the "Investment Manager") serves as investment manager. Weston Nichols ("Mr. Nichols") is the sole member of Lynx1 Capital Management GP LLC, the general partner of the Investment Manager. Each of the Investment Manager and Mr. Nichols disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:26 UTC |
Lynx1 Capital Management LP10% owner
Nichols Weston10% owner
|
PurchaseCommon stock, $0.0001 par value per share | 947 | $4.34 | $4,113.96 |
DisclosureSEC source: 0000902664-24-006718 · ownership.xml · nonDerivative · entry 1 Lynx1 Capital Management LP · CIK 0001910456 · 10% owner Nichols Weston · CIK 0001746376 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,225,547 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.335 to $4.350, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Lynx1 Master Fund LP to which Lynx1 Capital Management LP (the "Investment Manager") serves as investment manager. Weston Nichols ("Mr. Nichols") is the sole member of Lynx1 Capital Management GP LLC, the general partner of the Investment Manager. Each of the Investment Manager and Mr. Nichols disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 23, 2024 Filed Sep 24, 2024 21:26 UTC |
Klencke BarbaraDirector
|
PurchaseVoting Common Stock | 5,000 | $5.29 | $26,450.00 |
DisclosureSEC source: 0000950170-24-109133 · ownership.xml · nonDerivative · entry 1 Klencke Barbara · CIK 0001647647 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Read SEC document |
| August 26, 2024 Filed Aug 27, 2024 22:57 UTC |
Klencke BarbaraDirector
|
PurchaseVoting Common Stock | 5,000 | $5.53 | $27,650.00 |
DisclosureSEC source: 0000950170-24-101166 · ownership.xml · nonDerivative · entry 2 Klencke Barbara · CIK 0001647647 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:57 UTC |
Klencke BarbaraDirector
|
PurchaseVoting Common Stock | 5,000 | $5.69 | $28,450.00 |
DisclosureSEC source: 0000950170-24-101166 · ownership.xml · nonDerivative · entry 1 Klencke Barbara · CIK 0001647647 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:46 UTC |
ZDRAVESKI ZORANSee Remarks
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 64,166 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0000950170-24-101161 · ownership.xml · derivative · entry 9 ZDRAVESKI ZORAN · CIK 0001741285 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,834 Underlying: Voting Common Stock · 64,166 shares Expires 2033-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 220,000 shares subject to this option shall vest and become exercisable with respect to 25% of the shares on the one-year anniversary of May 24, 2023, with the balance vesting thereafter in equal monthly installments over the next 36 months of continuous service to the Issuer. The remaining 210,000 shares subject to this option shall vest and become exercisable with respect to 25% of the shares on February 2, 2025, with the balance vesting thereafter in equal monthly installments over the next 36 months of continuous service to the Issuer, in each case subject to the Reporting Person's continued service at such time. This option was granted on May 24, 2023 subject to the approval of the Issuers' stockholders of an amendment to the TScan Therapeutics, Inc. 2021 Equity Incentive Plan, which was obtained on June 13, 2023. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:46 UTC |
ZDRAVESKI ZORANSee Remarks
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 13,125 | $0.00 Strike: $1.81 | $0.00 |
DisclosureSEC source: 0000950170-24-101161 · ownership.xml · derivative · entry 8 ZDRAVESKI ZORAN · CIK 0001741285 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,875 Underlying: Voting Common Stock · 13,125 shares Expires 2033-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to this option vest over 4 years of service following February 2, 2023, with 25% vesting upon completion of 1 year of continuous service to the Issuer and the balance vesting in 36 equal monthly installments thereafter. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:46 UTC |
ZDRAVESKI ZORANSee Remarks
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0000950170-24-101161 · ownership.xml · derivative · entry 7 ZDRAVESKI ZORAN · CIK 0001741285 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Voting Common Stock · 25,000 shares Expires 2032-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to this option vest over 4 years of service following July 25, 2022, with 25% vesting upon completion of 1 year of continuous service to the Issuer and the balance vesting in 36 equal monthly installments thereafter. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:46 UTC |
ZDRAVESKI ZORANSee Remarks
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 54,895 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0000950170-24-101161 · ownership.xml · derivative · entry 6 ZDRAVESKI ZORAN · CIK 0001741285 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,105 Underlying: Voting Common Stock · 54,895 shares Expires 2032-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to this option vest over 4 years of service following January 18, 2022, with 25% vesting upon completion of 1 year of continuous service to the Issuer and the balance vesting in 36 equal monthly installments thereafter. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:46 UTC |
ZDRAVESKI ZORANSee Remarks
|
SaleVoting Common Stock | 164,686 | $5.78 | $952,115.64 |
DisclosureSEC source: 0000950170-24-101161 · ownership.xml · nonDerivative · entry 5 ZDRAVESKI ZORAN · CIK 0001741285 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,716 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.56 to $5.91, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the Issuer, any security holder of the Issuer, or the SEC staff upon request. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:46 UTC |
ZDRAVESKI ZORANSee Remarks
|
Exercise / conversionVoting Common Stock | 64,166 | $2.49 | $159,773.34 |
DisclosureSEC source: 0000950170-24-101161 · ownership.xml · nonDerivative · entry 4 ZDRAVESKI ZORAN · CIK 0001741285 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:46 UTC |
ZDRAVESKI ZORANSee Remarks
|
Exercise / conversionVoting Common Stock | 13,125 | $1.81 | $23,756.25 |
DisclosureSEC source: 0000950170-24-101161 · ownership.xml · nonDerivative · entry 3 ZDRAVESKI ZORAN · CIK 0001741285 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:46 UTC |
ZDRAVESKI ZORANSee Remarks
|
Exercise / conversionVoting Common Stock | 25,000 | $3.27 | $81,750.00 |
DisclosureSEC source: 0000950170-24-101161 · ownership.xml · nonDerivative · entry 2 ZDRAVESKI ZORAN · CIK 0001741285 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:46 UTC |
ZDRAVESKI ZORANSee Remarks
|
Exercise / conversionVoting Common Stock | 54,895 | $4.85 | $266,240.75 |
DisclosureSEC source: 0000950170-24-101161 · ownership.xml · nonDerivative · entry 1 ZDRAVESKI ZORAN · CIK 0001741285 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 7,500 shares of Voting Common Stock acquired under the TScan Therapeutics, Inc. 2021 Employee Stock Purchase Plan on December 31, 2022. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 20:13 UTC |
BAKER BROS. ADVISORS LPDirector
667, L.P.Director
Baker Bros. Advisors (GP) LLCDirector
Baker Brothers Life Sciences LPDirector
BAKER FELIXDirector
BAKER JULIANDirector
|
GrantNon- Qualified Stock Option (right to buy) · Derivative | 47,500 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0000950170-24-073658 · ownership.xml · derivative · entry 2 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director 667, L.P. · CIK 0001551139 · Director Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director Baker Brothers Life Sciences LP · CIK 0001363364 · Director BAKER FELIX · CIK 0001087940 · Director BAKER JULIAN · CIK 0001087939 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 47,500 Underlying: Common Stock · 47,500 shares Expires 2034-06-11 F1 · shares: Includes 47,500 non-qualified stock options ("Stock Options") exercisable solely into common stock ("Common Stock") of TScan Therapeutics, Inc. (the "Issuer") granted by the Issuer to Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP (the "Adviser"), on June 12, 2024, in his capacity as a director of the Issuer, pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan (the "Incentive Plan"). The Stock Options have a strike price of $8.88 per share, and vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders of the Issuer, subject to Dr. Biggar's continued service on the board of directors of the Issuer (the "Board") through the vesting date. The Stock Options expire on June 11, 2034. F1 · derivative.exercise_date: Includes 47,500 non-qualified stock options ("Stock Options") exercisable solely into common stock ("Common Stock") of TScan Therapeutics, Inc. (the "Issuer") granted by the Issuer to Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP (the "Adviser"), on June 12, 2024, in his capacity as a director of the Issuer, pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan (the "Incentive Plan"). The Stock Options have a strike price of $8.88 per share, and vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders of the Issuer, subject to Dr. Biggar's continued service on the board of directors of the Issuer (the "Board") through the vesting date. The Stock Options expire on June 11, 2034. F2 · ownership.nature: Dr. Biggar serves on the Board as a representative of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") and their affiliates and control persons. F4 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held for the benefit of the Funds. Baker Bros. Advisors (GP) LLC ("the Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held for the benefit of the Funds. F5 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F6 · ownership.nature: Pursuant to the policies of the Adviser, Dr. Biggar does not have a right to any of the Issuer's securities issued as compensation for his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in such securities. The Funds each own an indirect proportionate pecuniary interest in such securities. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the shares of Common Stock, Stock Options and Common Stock issued upon exercise of Stock Options (i.e. no direct pecuniary interest) issued as compensation for such Board service. F7 · ownership.nature: Pursuant to the policies of the Adviser, the Adviser has voting and dispositive power over the Stock Options and any Common Stock received as a result of the exercise of Stock Options. F8 · ownership.nature: The acquisition of Stock Options reported on this form represents a single grant to Dr. Biggar of 47,500 Stock Options on Table II. This grant of 47,500 Stock Options for Dr. Biggar is reported for each of the Funds as each has an indirect pecuniary interest in such securities. F9 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the Stock Options reported in column 9 of Table II held for the benefit of Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 20:13 UTC |
BAKER BROS. ADVISORS LPDirector
667, L.P.Director
Baker Bros. Advisors (GP) LLCDirector
Baker Brothers Life Sciences LPDirector
BAKER FELIXDirector
BAKER JULIANDirector
|
GrantNon- Qualified Stock Option (right to buy) · Derivative | 47,500 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0000950170-24-073658 · ownership.xml · derivative · entry 1 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director 667, L.P. · CIK 0001551139 · Director Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director Baker Brothers Life Sciences LP · CIK 0001363364 · Director BAKER FELIX · CIK 0001087940 · Director BAKER JULIAN · CIK 0001087939 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 47,500 Underlying: Common Stock · 47,500 shares Expires 2034-06-11 F1 · shares: Includes 47,500 non-qualified stock options ("Stock Options") exercisable solely into common stock ("Common Stock") of TScan Therapeutics, Inc. (the "Issuer") granted by the Issuer to Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP (the "Adviser"), on June 12, 2024, in his capacity as a director of the Issuer, pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan (the "Incentive Plan"). The Stock Options have a strike price of $8.88 per share, and vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders of the Issuer, subject to Dr. Biggar's continued service on the board of directors of the Issuer (the "Board") through the vesting date. The Stock Options expire on June 11, 2034. F1 · derivative.exercise_date: Includes 47,500 non-qualified stock options ("Stock Options") exercisable solely into common stock ("Common Stock") of TScan Therapeutics, Inc. (the "Issuer") granted by the Issuer to Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP (the "Adviser"), on June 12, 2024, in his capacity as a director of the Issuer, pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan (the "Incentive Plan"). The Stock Options have a strike price of $8.88 per share, and vest on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders of the Issuer, subject to Dr. Biggar's continued service on the board of directors of the Issuer (the "Board") through the vesting date. The Stock Options expire on June 11, 2034. F2 · ownership.nature: Dr. Biggar serves on the Board as a representative of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") and their affiliates and control persons. F3 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the Stock Options reported in column 9 of Table II held for the benefit of 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F4 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held for the benefit of the Funds. Baker Bros. Advisors (GP) LLC ("the Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held for the benefit of the Funds. F5 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F6 · ownership.nature: Pursuant to the policies of the Adviser, Dr. Biggar does not have a right to any of the Issuer's securities issued as compensation for his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in such securities. The Funds each own an indirect proportionate pecuniary interest in such securities. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the shares of Common Stock, Stock Options and Common Stock issued upon exercise of Stock Options (i.e. no direct pecuniary interest) issued as compensation for such Board service. F7 · ownership.nature: Pursuant to the policies of the Adviser, the Adviser has voting and dispositive power over the Stock Options and any Common Stock received as a result of the exercise of Stock Options. F8 · ownership.nature: The acquisition of Stock Options reported on this form represents a single grant to Dr. Biggar of 47,500 Stock Options on Table II. This grant of 47,500 Stock Options for Dr. Biggar is reported for each of the Funds as each has an indirect pecuniary interest in such securities. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 20:20 UTC |
Gruia GabrielaDirector
|
GrantStock Option (Right to Buy) · Derivative | 47,500 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0000950170-24-073693 · ownership.xml · derivative · entry 1 Gruia Gabriela · CIK 0001860326 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,500 Underlying: Voting Common Stock · 47,500 shares Expires 2034-06-11 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 12, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service at such time. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 20:20 UTC |
Woods KeithDirector
|
GrantStock Option (Right to Buy) · Derivative | 47,500 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0000950170-24-073696 · ownership.xml · derivative · entry 1 Woods Keith · CIK 0001996804 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,500 Underlying: Voting Common Stock · 47,500 shares Expires 2034-06-11 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 12, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service at such time. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.