Tapewire

Nasdaq · USD

TCRT

Alaunos Therapeutics, Inc.

Export transactions ↓
Tapewire entity
8339
SEC CIK
0001107421
Parsed reports
229

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2024 Filed Jun 10, 2024 21:00 UTC GrantEmployee Stock Option (right to buy) · Derivative 12,800 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0000950170-24-071396 · ownership.xml · derivative · entry 1

Hofmeister Robert · CIK 0001760102 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,800

Underlying: Common Stock · 12,800 shares

Expires 2034-06-05

F1 · derivative.exercise_date: One-twelfth of the Option vests each month on the monthly anniversary of June 6, 2024, with any amount that remains unvested on the date immediately preceding the Company's 2025 annual general meeting of stockholders vesting thereon.

Read SEC document
January 20, 2024 Filed Jan 23, 2024 22:47 UTC
Hogue Dale Curtis Jr.Director · Interim CEO
GrantEmployee Stock Option (right to buy) · Derivative 600,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0000950170-24-006700 · ownership.xml · derivative · entry 1

Hogue Dale Curtis Jr. · CIK 0002006649 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2034-01-19

F1 · derivative.exercise_date: In twelve equal monthly installments measured from January 20, 2024, with the first vesting occurring on February 20, 2024, subject to the Reporting Person's continued service through each such date.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 22:30 UTC GrantEmployee Stock Option (right to buy) · Derivative 41,667 $0.00 Strike: $0.07 $0.00
Disclosure

SEC source: 0000950170-24-001195 · ownership.xml · derivative · entry 2

Hogue Dale Curtis Jr. · CIK 0002006649 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2033-12-28

F2 · derivative.exercise_date: In five equal monthly installments measured from December 29, 2023, with the first vesting occurring on January 29, 2024, subject to the Reporting Person's continued service through each such date.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 22:30 UTC GrantEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $0.07 $0.00
Disclosure

SEC source: 0000950170-24-001195 · ownership.xml · derivative · entry 1

Hogue Dale Curtis Jr. · CIK 0002006649 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-12-28

F1 · derivative.exercise_date: One-thirty sixth of the shares underlying the option vest in equal monthly installments measured from December 29, 2023, with the first vesting occurring on January 29, 2024, subject to the Reporting Person's continued service through each such date.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:34 UTC
Boyle Kevin S. Sr.Director · Chief Executive Officer
SaleCommon Stock 68,014 $0.14 $9,542.36
Disclosure

SEC source: 0000950170-23-046504 · ownership.xml · nonDerivative · entry 1

Boyle Kevin S. Sr. · CIK 0001880600 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 798,236

F1 · shares: Represents the sale of shares of Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of shares of restricted stock previously granted to the Reporting Person. This sale was effected pursuant to a plan adopted on November 17, 2022 in accordance with Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.14 to $0.1424, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:27 UTC GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0000899243-23-014923 · doc4.xml · derivative · entry 1

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-06-05

F1 · derivative.exercise_date: One-twelfth of the shares underlying the option vest in equal monthly installments measured from June 6, 2023, with the first vesting occurring on July 6, 2023, subject to the Reporting Person's continued service through each such date.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:24 UTC GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0000899243-23-014920 · doc4.xml · derivative · entry 1

Hofmeister Robert · CIK 0001760102 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-06-05

F1 · derivative.exercise_date: One-twelfth of the shares underlying the option vest in equal monthly installments measured from June 6, 2023, with the first vesting occurring on July 6, 2023, subject to the Reporting Person's continued service through each such date.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:23 UTC
Thistle MaryDirector
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0000899243-23-014918 · doc4.xml · derivative · entry 1

Thistle Mary · CIK 0001317917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-06-05

F1 · derivative.exercise_date: One-twelfth of the shares underlying the option vest in equal monthly installments measured from June 6, 2023, with the first vesting occurring on July 6, 2023, subject to the Reporting Person's continued service through each such date.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:17 UTC
Vieser JaimeDirector
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0000899243-23-014913 · doc4.xml · derivative · entry 1

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-06-05

F1 · derivative.exercise_date: One-twelfth of the shares underlying the option vest in equal monthly installments measured from June 6, 2023, with the first vesting occurring on July 6, 2023, subject to the Reporting Person's continued service through each such date.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:22 UTC
Huang JamesDirector
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0000899243-23-014916 · doc4.xml · derivative · entry 1

Huang James · CIK 0001573160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-06-05

F1 · derivative.exercise_date: One-twelfth of the shares underlying the option vest in equal monthly installments measured from June 6, 2023, with the first vesting occurring on July 6, 2023, subject to the Reporting Person's continued service through each such date.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:10 UTC
Weis HolgerDirector
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0000899243-23-014910 · doc4.xml · derivative · entry 1

Weis Holger · CIK 0001846984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-06-05

F1 · derivative.exercise_date: One-twelfth of the shares underlying the option vest in equal monthly installments measured from June 6, 2023, with the first vesting occurring on July 6, 2023, subject to the Reporting Person's continued service through each such date.

Read SEC document
March 30, 2023 Filed Apr 19, 2023 21:00 UTC GrantEmployee Stock Option (right to buy) · Derivative 16,667 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0000899243-23-011453 · doc4.xml · derivative · entry 2

Hofmeister Robert · CIK 0001760102 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 16,667 shares

Expires 2033-03-29

F2 · derivative.exercise_date: In equal installments on April 30, 2023 and May 30, 2023, subject to the Reporting Person's continued service through each such date.

Read SEC document
March 30, 2023 Filed Apr 19, 2023 21:00 UTC GrantEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0000899243-23-011453 · doc4.xml · derivative · entry 1

Hofmeister Robert · CIK 0001760102 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-03-29

F1 · derivative.exercise_date: One-thirty sixth of the shares underlying the option vest in equal monthly installments measured from March 30, 2023, with the first vesting occuring on April 30, 2023, subject to the Reporting Person's continued service through each such date.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:30 UTC GrantEmployee Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0000899243-23-009002 · doc4.xml · derivative · entry 1

Srivastava Abhishek K · CIK 0001941863 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2033-03-14

F1 · derivative.exercise_date: One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from March 15, 2023, with the first vesting occuring on on June 15, 2023, subject to the Reporting Person's continued service through each such date.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:30 UTC
Wong MichaelVice President, Finance
GrantEmployee Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0000899243-23-009001 · doc4.xml · derivative · entry 1

Wong Michael · CIK 0001895407 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2033-03-14

F1 · derivative.exercise_date: One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from March 15, 2023, with the first vesting occuring on June 15, 2023, subject to the Reporting Person's continued service through each such date.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:30 UTC
Deniger DrewSee Remarks
GrantEmployee Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0000899243-23-008999 · doc4.xml · derivative · entry 1

Deniger Drew · CIK 0001921961 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2033-03-14

F1 · derivative.exercise_date: One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from March 15, 2023, with the first vesting occuring on June 15, 2023, subject to the Reporting Person's continued service through each such date.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:30 UTC
Boyle Kevin S. Sr.Director · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 1,800,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0000899243-23-009000 · doc4.xml · derivative · entry 1

Boyle Kevin S. Sr. · CIK 0001880600 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800,000

Underlying: Common Stock · 1,800,000 shares

Expires 2033-03-14

F1 · derivative.exercise_date: One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from January 1, 2023, with the first vesting occuring on April 1, 2023, subject to the Reporting Person's continued service through each such date.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:30 UTC
Lackey MelindaSee Remarks
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0000899243-23-008998 · doc4.xml · derivative · entry 1

Lackey Melinda · CIK 0001898184 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-03-14

F1 · derivative.exercise_date: One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from March 15, 2023, with the first vesting occuring on June 15, 2023, subject to the Reporting Person's continued service through each such date.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:05 UTC PurchaseCommon Stock 750,000 $0.65 $487,500.00
Disclosure

SEC source: 0000899243-22-037275 · doc4.xml · nonDerivative · entry 1

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WaterMill Asset Management Corp.

Disclosed balance after: 5,000,000

F1 · shares: The shares are directly held by WaterMill Asset Management Corp. The Reporting Person serves as the principal of WaterMill Asset Management Corp.

F2 · price: The shares were purchased in a registered underwritten offering on November 29, 2022.

F1 · balance_after: The shares are directly held by WaterMill Asset Management Corp. The Reporting Person serves as the principal of WaterMill Asset Management Corp.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:05 UTC
Vieser JaimeDirector
PurchaseCommon Stock 1,250,000 $0.65 $812,500.00
Disclosure

SEC source: 0000899243-22-037274 · doc4.xml · nonDerivative · entry 1

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brushwood LLC

Disclosed balance after: 1,250,000

F2 · price: The shares were purchased in a registered underwritten offering on November 29, 2022.

F1 · balance_after: The shares are directly held by Brushwood LLC. The Reporting Person is the Manager of Brushwood LLC.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:30 UTC
Lackey MelindaSenior Vice President, Legal
GrantEmployee Stock Option (right to buy) · Derivative 185,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000899243-22-031459 · doc4.xml · derivative · entry 1

Lackey Melinda · CIK 0001898184 · Senior Vice President, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

Underlying: Common Stock · 185,000 shares

Expires 2032-09-14

F1 · derivative.exercise_date: The options will vest in a series of sixteen equal quarterly installments measured from September 15, 2022, with the first vesting occurring on December 15, 2022, subject to the Reporting Person's continuous service through each such date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:30 UTC
Deniger DrewVP, Research and Development
GrantEmployee Stock Option (right to buy) · Derivative 305,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000899243-22-031464 · doc4.xml · derivative · entry 1

Deniger Drew · CIK 0001921961 · VP, Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,000

Underlying: Common Stock · 305,000 shares

Expires 2032-09-14

F1 · derivative.exercise_date: The options will vest in a series of sixteen equal quarterly installments measured from September 15, 2022, with the first vesting occurring on December 15, 2022, subject to the Reporting Person's continuous service through each such date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:30 UTC GrantEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000899243-22-031462 · doc4.xml · derivative · entry 1

Srivastava Abhishek K · CIK 0001941863 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-09-14

F1 · derivative.exercise_date: The options will vest in a series of sixteen equal quarterly installments measured from September 15, 2022, with the first vesting occurring on December 15, 2022, subject to the Reporting Person's continuous service through each such date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:30 UTC
Wong MichaelVP, Finance
GrantEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000899243-22-031460 · doc4.xml · derivative · entry 1

Wong Michael · CIK 0001895407 · VP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-09-14

F1 · derivative.exercise_date: The options will vest in a series of sixteen equal quarterly installments measured from September 15, 2022, with the first vesting occurring on December 15, 2022, subject to the Reporting Person's continuous service through each such date.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 20:30 UTC
Boyle Kevin S. Sr.Director · Chief Executive Officer
Tax withholdingCommon Stock 18,750 $2.41 $45,187.50
Disclosure

SEC source: 0000899243-22-030186 · doc4.xml · nonDerivative · entry 1

Boyle Kevin S. Sr. · CIK 0001880600 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,250

F1 · shares: Represents shares withheld by the Issuer to satisfy a portion of the tax withholding obligations in connection with the vesting of shares of restricted stock previously granted to the Reporting Person.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:00 UTC GrantEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0000899243-22-028813 · doc4.xml · derivative · entry 1

Srivastava Abhishek K · CIK 0001941863 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2032-08-02

F1 · derivative.exercise_date: One-fourth of the shares underlying the options vest on August 3, 2023, and with respect to the remainder, in twelve successive equal quarterly installments measured from August 3, 2023, subject to the Reporting Person's continued service through each such date.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:35 UTC
Thistle MaryDirector
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0000899243-22-024011 · doc4.xml · derivative · entry 2

Thistle Mary · CIK 0001317917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-06-21

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments beginning on July 13, 2022.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:35 UTC
Thistle MaryDirector
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024011 · doc4.xml · nonDerivative · entry 1

Thistle Mary · CIK 0001317917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:35 UTC
Huang JamesDirector
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0000899243-22-024006 · doc4.xml · derivative · entry 2

Huang James · CIK 0001573160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-06-21

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments beginning on July 13, 2022.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:35 UTC
Huang JamesDirector
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024006 · doc4.xml · nonDerivative · entry 1

Huang James · CIK 0001573160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,333

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:35 UTC GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0000899243-22-024005 · doc4.xml · derivative · entry 4

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-06-21

F3 · derivative.exercise_date: The option vests in twelve equal monthly installments beginning on July 13, 2022.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:35 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024005 · doc4.xml · nonDerivative · entry 1

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,870

F1 · balance_after: Includes 946,970 shares of common stock underlying units of the Issuer (the "Units"). Each Unit is comprised of one share of common stock and one warrant to acquire one share of common stock. The Reporting Person previously purchased 946,970 Units in a private placement transaction with the Issuer.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:32 UTC
Thistle MaryDirector
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0000899243-22-023997 · doc4.xml · derivative · entry 2

Thistle Mary · CIK 0001317917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-06-21

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments beginning on July 13, 2022.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:32 UTC
Thistle MaryDirector
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023997 · doc4.xml · nonDerivative · entry 1

Thistle Mary · CIK 0001317917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:31 UTC
Huang JamesDirector
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0000899243-22-023988 · doc4.xml · derivative · entry 2

Huang James · CIK 0001573160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-06-21

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments beginning on July 13, 2022.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:31 UTC
Huang JamesDirector
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023988 · doc4.xml · nonDerivative · entry 1

Huang James · CIK 0001573160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,333

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:31 UTC GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0000899243-22-023987 · doc4.xml · derivative · entry 4

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-06-21

F3 · derivative.exercise_date: The option vests in twelve equal monthly installments beginning on July 13, 2022.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:31 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023987 · doc4.xml · nonDerivative · entry 1

Postma Robert W · CIK 0001827847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,870

F1 · balance_after: Includes 946,970 shares of common stock underlying units of the Issuer (the "Units"). Each Unit is comprised of one share of common stock and one warrant to acquire one share of common stock. The Reporting Person previously purchased 946,970 Units in a private placement transaction with the Issuer.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:31 UTC
Vieser JaimeDirector
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0000899243-22-023985 · doc4.xml · derivative · entry 6

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-06-21

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments beginning on July 13, 2022.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:31 UTC
Vieser JaimeDirector
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023985 · doc4.xml · nonDerivative · entry 1

Vieser Jaime · CIK 0001846045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,321

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:31 UTC GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0000899243-22-023978 · doc4.xml · derivative · entry 2

Bowden Christopher · CIK 0001608601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-06-21

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments beginning on July 13, 2022.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:31 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023978 · doc4.xml · nonDerivative · entry 1

Bowden Christopher · CIK 0001608601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,167

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:30 UTC
Weis HolgerDirector
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0000899243-22-023977 · doc4.xml · derivative · entry 6

Weis Holger · CIK 0001846984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-06-21

F2 · derivative.exercise_date: The option vests in twelve equal monthly installments beginning on July 13, 2022.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:30 UTC
Weis HolgerDirector
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023977 · doc4.xml · nonDerivative · entry 1

Weis Holger · CIK 0001846984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,167

F1 · balance_after: Includes 30,000 shares held in a joint account by the Reporting Person and his spouse.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:30 UTC
De Groot EleanorEVP, Operations
GrantEmployee Stock Option (right to buy) · Derivative 350,000 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0000899243-22-013117 · doc4.xml · derivative · entry 1

De Groot Eleanor · CIK 0001780420 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2032-03-29

F1 · derivative.exercise_date: One-sixteenth of the shares underlying the option vest in equal quarterly installments commencing three months after January 1, 2022, subject to the Reporting Person's continued service through each such date.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:30 UTC
Boyle Kevin S. Sr.Director · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 2,000,000 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0000899243-22-013119 · doc4.xml · derivative · entry 1

Boyle Kevin S. Sr. · CIK 0001880600 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2032-03-29

F1 · derivative.exercise_date: One-sixteenth of the shares underlying the option vest in equal quarterly installments commencing three months after January 1, 2022, subject to the Reporting Person's continued service through each such date.

Read SEC document
December 22, 2021 Filed Dec 27, 2021 17:20 UTC
De Groot EleanorEVP, Operations
SaleCommon Stock 20,132 $1.27 $25,567.64
Disclosure

SEC source: 0000899243-21-049739 · doc4.xml · nonDerivative · entry 1

De Groot Eleanor · CIK 0001780420 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,106

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person to satisfy withholding tax obligations upon the vesting of restricted stock grants.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 11:06 UTC
Lackey MelindaSenior Vice President, Legal
GrantEmployee Stock Option (Right to Buy) · Derivative 370,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-21-047850 · doc4.xml · derivative · entry 1

Lackey Melinda · CIK 0001898184 · Senior Vice President, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,000

Underlying: Common Stock · 370,000 shares

Expires 2031-12-09

F1 · derivative.exercise_date: One-fourth of the shares underlying the options vest on November 29, 2022, and with respect to the remainder, in twelve succesive equal quarterly installments measured from November 29, 2022, subject to the Reporting Person's continued service through each such date.

Read SEC document
November 17, 2021 Filed Nov 17, 2021 21:53 UTC
Boyle Kevin S. Sr.Director · Chief Executive Officer
PurchaseCommon Stock 9,116 $1.40 $12,762.40
Disclosure

SEC source: 0001209191-21-065138 · doc4.xml · nonDerivative · entry 2

Boyle Kevin S. Sr. · CIK 0001880600 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,000

Read SEC document
November 16, 2021 Filed Nov 17, 2021 21:53 UTC
Boyle Kevin S. Sr.Director · Chief Executive Officer
PurchaseCommon Stock 884 $1.40 $1,237.60
Disclosure

SEC source: 0001209191-21-065138 · doc4.xml · nonDerivative · entry 1

Boyle Kevin S. Sr. · CIK 0001880600 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,884

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.