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TACTILE SYSTEMS TECHNOLOGY INC

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Tapewire entity
5451
SEC CIK
0001027838
Parsed reports
468

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202609
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2017 Filed Jun 5, 2017 21:05 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 931 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001437749-17-010650 · rdgdoc.xml · derivative · entry 9

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 931 shares

Expires 2019-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 21:05 UTC
Anderson Mary E.Vice President, Reimbursement
SaleCommon Stock 12,883 $26.07 $335,899.75
Disclosure

SEC source: 0001437749-17-010650 · rdgdoc.xml · nonDerivative · entry 6

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,555

F2 · price: Reflects the weighted average price of 12,883 shares of common stock of Tactile Systems Technology, Inc. sold by the reporting person in multiple transactions on June 2, 2017 with sale prices ranging from $25.65 to $26.63 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 21:05 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionCommon Stock 11,952 $0.73 $8,724.96
Disclosure

SEC source: 0001437749-17-010650 · rdgdoc.xml · nonDerivative · entry 5

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 21:05 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionCommon Stock 931 $0.51 $474.81
Disclosure

SEC source: 0001437749-17-010650 · rdgdoc.xml · nonDerivative · entry 4

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:09 UTC SaleCommon Stock 200,000 $25.00 $5,000,000.00
Disclosure

SEC source: 0001209191-17-037171 · doc4.xml · nonDerivative · entry 1

Galen Partners V LP · CIK 0001409103 · 10% owner

Galen Partners International V LP · CIK 0001409104 · 10% owner

Galen Management, LLC · CIK 0001421162 · 10% owner

Galen Partners V, L.L.C. · CIK 0001605684 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,280,688

F1 · shares: The shares were sold as follows: 181,886 shares by Galen Partners V, L.P. ("Galen V"), 15,532 shares by Galen Partners International V, L.P. ("Galen International V") and 2,582 shares by Galen Management, LLC ("Galen Management").

F2 · ownership.nature: Galen Partners V, L.L.C. serves as the sole general partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

F3 · ownership.nature: Includes 3,892,980 shares held of record by Galen V, 332,432 shares held of record by Galen International V and 55,276 shares held of record by Galen Management.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 21:05 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,253 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001437749-17-010650 · rdgdoc.xml · derivative · entry 8

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931

Underlying: Common Stock · 13,253 shares

Expires 2019-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 21:05 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,106 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001437749-17-010650 · rdgdoc.xml · derivative · entry 7

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,106 shares

Expires 2018-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 21:05 UTC
Anderson Mary E.Vice President, Reimbursement
SaleCommon Stock 27,359 $25.90 $708,472.25
Disclosure

SEC source: 0001437749-17-010650 · rdgdoc.xml · nonDerivative · entry 3

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,555

F1 · price: Reflects the weighted average price of 27,359 shares of common stock of Tactile Systems Technology, Inc. sold by the reporting person in multiple transactions on June 1, 2017 with sale prices ranging from $25.61 to $26.13 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 21:05 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionCommon Stock 13,253 $0.51 $6,759.03
Disclosure

SEC source: 0001437749-17-010650 · rdgdoc.xml · nonDerivative · entry 2

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 21:05 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionCommon Stock 14,106 $0.51 $7,194.06
Disclosure

SEC source: 0001437749-17-010650 · rdgdoc.xml · nonDerivative · entry 1

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2017 Filed May 30, 2017 20:12 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,467 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001437749-17-010301 · rdgdoc.xml · derivative · entry 6

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,106

Underlying: Common Stock · 4,467 shares

Expires 2018-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
May 26, 2017 Filed May 30, 2017 20:12 UTC
Anderson Mary E.Vice President, Reimbursement
SaleCommon Stock 4,467 $23.10 $103,203.33
Disclosure

SEC source: 0001437749-17-010301 · rdgdoc.xml · nonDerivative · entry 4

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,555

F2 · price: Reflects the weighted average price of 4,467 shares of common stock of Tactile Systems Technology, Inc. sold by the reporting person in multiple transactions on May 26, 2017 with sale prices ranging from $23.00 to $23.45 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 26, 2017 Filed May 30, 2017 20:12 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionCommon Stock 4,467 $0.51 $2,278.17
Disclosure

SEC source: 0001437749-17-010301 · rdgdoc.xml · nonDerivative · entry 3

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2017 Filed May 30, 2017 20:12 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,301 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001437749-17-010301 · rdgdoc.xml · derivative · entry 5

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,573

Underlying: Common Stock · 3,301 shares

Expires 2018-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
May 25, 2017 Filed May 30, 2017 20:12 UTC
Anderson Mary E.Vice President, Reimbursement
SaleCommon Stock 3,301 $23.04 $76,051.41
Disclosure

SEC source: 0001437749-17-010301 · rdgdoc.xml · nonDerivative · entry 2

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,555

F1 · price: Reflects the weighted average price of 3,301 shares of common stock of Tactile Systems Technology, Inc. sold by the reporting person in multiple transactions on May 25, 2017 with sale prices ranging from $23.00 to $23.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 25, 2017 Filed May 30, 2017 20:12 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionCommon Stock 3,301 $0.51 $1,683.51
Disclosure

SEC source: 0001437749-17-010301 · rdgdoc.xml · nonDerivative · entry 1

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2017 Filed May 25, 2017 20:32 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,100 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001437749-17-010104 · rdgdoc.xml · derivative · entry 6

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,874

Underlying: Common Stock · 9,100 shares

Expires 2018-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
May 24, 2017 Filed May 25, 2017 20:32 UTC
Anderson Mary E.Vice President, Reimbursement
SaleCommon Stock 9,100 $23.69 $215,572.63
Disclosure

SEC source: 0001437749-17-010104 · rdgdoc.xml · nonDerivative · entry 4

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,555

F2 · price: Reflects the weighted average price of 9,100 shares of common stock of Tactile Systems Technology, Inc. sold by the reporting person in multiple transactions on May 24, 2017 with sale prices ranging from $23.50 to $23.91 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 24, 2017 Filed May 25, 2017 20:32 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionCommon Stock 9,100 $0.51 $4,641.00
Disclosure

SEC source: 0001437749-17-010104 · rdgdoc.xml · nonDerivative · entry 3

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2017 Filed May 25, 2017 20:32 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,486 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001437749-17-010104 · rdgdoc.xml · derivative · entry 5

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,974

Underlying: Common Stock · 4,486 shares

Expires 2018-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
May 23, 2017 Filed May 25, 2017 20:32 UTC
Anderson Mary E.Vice President, Reimbursement
SaleCommon Stock 4,486 $23.78 $106,683.36
Disclosure

SEC source: 0001437749-17-010104 · rdgdoc.xml · nonDerivative · entry 2

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,555

F1 · price: Reflects the weighted average price of 4,486 shares of common stock of Tactile Systems Technology, Inc. sold by the reporting person in multiple transactions on May 23, 2017 with sale prices ranging from $23.72 to $23.84 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 23, 2017 Filed May 25, 2017 20:32 UTC
Anderson Mary E.Vice President, Reimbursement
Exercise / conversionCommon Stock 4,486 $0.51 $2,287.86
Disclosure

SEC source: 0001437749-17-010104 · rdgdoc.xml · nonDerivative · entry 1

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2017 Filed May 23, 2017 21:00 UTC
Mattys Gerald R.Director · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001437749-17-009921 · rdgdoc.xml · derivative · entry 5

Mattys Gerald R. · CIK 0001649528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,294

Underlying: Common Stock · 20,000 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
May 19, 2017 Filed May 23, 2017 21:00 UTC
Mattys Gerald R.Director · Chief Executive Officer
SaleCommon Stock 5,259 $24.86 $130,725.59
Disclosure

SEC source: 0001437749-17-009921 · rdgdoc.xml · nonDerivative · entry 4

Mattys Gerald R. · CIK 0001649528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,400

F2 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2017.

F5 · price: Reflects the weighted average price of 5,259 shares of common stock of Tactile Systems Technology, Inc. sold by the reporting person in multiple transactions on May 19, 2017 with sale prices ranging from $24.59 to $25.02 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 19, 2017 Filed May 23, 2017 21:00 UTC
Mattys Gerald R.Director · Chief Executive Officer
SaleCommon Stock 8,056 $24.03 $193,584.07
Disclosure

SEC source: 0001437749-17-009921 · rdgdoc.xml · nonDerivative · entry 3

Mattys Gerald R. · CIK 0001649528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,659

F2 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2017.

F4 · price: Reflects the weighted average price of 8,056 shares of common stock of Tactile Systems Technology, Inc. sold by the reporting person in multiple transactions on May 19, 2017 with sale prices ranging from $23.57 to $24.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 19, 2017 Filed May 23, 2017 21:00 UTC
Mattys Gerald R.Director · Chief Executive Officer
SaleCommon Stock 6,685 $23.28 $155,649.53
Disclosure

SEC source: 0001437749-17-009921 · rdgdoc.xml · nonDerivative · entry 2

Mattys Gerald R. · CIK 0001649528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,715

F2 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2017.

F3 · price: Reflects the weighted average price of 6,685 shares of common stock of Tactile Systems Technology, Inc. sold by the reporting person in multiple transactions on May 19, 2017 with sale prices ranging from $22.56 to $23.56 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 19, 2017 Filed May 23, 2017 21:00 UTC
Mattys Gerald R.Director · Chief Executive Officer
Exercise / conversionCommon Stock 20,000 $0.51 $10,200.00
Disclosure

SEC source: 0001437749-17-009921 · rdgdoc.xml · nonDerivative · entry 1

Mattys Gerald R. · CIK 0001649528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 5,000 shares acquired on May 15, 2017 pursuant to the issuer's employee stock purchase plan.

Read SEC document
May 11, 2017 Filed May 11, 2017 21:05 UTC SaleCommon Stock 30,000 $21.53 $645,858.00
Disclosure

SEC source: 0001437749-17-008819 · rdgdoc.xml · nonDerivative · entry 2

ROCHE KEVIN H · CIK 0001024356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,784

F3 · price: Reflects the weighted average price of 30,000 shares of common stock of Tactile Systems Technology, Inc. sold by the reporting person in multiple transactions on May 11, 2017 with sale prices ranging from $21.40 to $21.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2017 Filed May 15, 2017 21:06 UTC
Davis JordanDirector
SaleCommon Stock 2,300 $21.50 $49,450.00
Disclosure

SEC source: 0001437749-17-009275 · rdgdoc.xml · nonDerivative · entry 1

Davis Jordan · CIK 0001328592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,006

Read SEC document
May 11, 2017 Filed May 15, 2017 21:00 UTC SaleCommon Stock 325,000 $21.25 $6,906,250.00
Disclosure

SEC source: 0001209191-17-032368 · doc4.xml · nonDerivative · entry 1

Galen Partners V LP · CIK 0001409103 · 10% owner

Galen Partners International V LP · CIK 0001409104 · 10% owner

Galen Management, LLC · CIK 0001421162 · 10% owner

Galen Partners V, L.L.C. · CIK 0001605684 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,480,688

F1 · shares: The shares were sold as follows: 295,564 shares by Galen Partners V, L.P. ("Galen V"), 25,236 shares by Galen Partners International V, L.P. ("Galen International V") and 4,197 shares by Galen Management, LLC ("Galen Management").

F2 · ownership.nature: Galen Partners V, L.L.C. serves as the sole general partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

F3 · ownership.nature: Includes 4,074,866 shares held of record by Galen V, 347,964 shares held of record by Galen International V and 57,858 shares held of record by Galen Management.

Read SEC document
May 11, 2017 Filed May 16, 2017 14:04 UTC Amendment SaleCommon Stock 325,000 $21.25 $6,906,250.00
Disclosure

SEC source: 0001209191-17-032529 · doc4a.xml · nonDerivative · entry 1

Galen Partners V LP · CIK 0001409103 · 10% owner

Galen Partners International V LP · CIK 0001409104 · 10% owner

Galen Management, LLC · CIK 0001421162 · 10% owner

Galen Partners V, L.L.C. · CIK 0001605684 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,480,688

F1 · shares: The shares were sold as follows: 295,564 shares by Galen Partners V, L.P. ("Galen V"), 25,236 shares by Galen Partners International V, L.P. ("Galen International V") and 4,197 shares by Galen Management, LLC ("Galen Management").

F2 · ownership.nature: Galen Partners V, L.L.C. serves as the sole general partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

F3 · ownership.nature: Includes 4,074,866 shares held of record by Galen V, 347,964 shares held of record by Galen International V and 57,858 shares held of record by Galen Management.

Read SEC document
May 10, 2017 Filed May 12, 2017 20:31 UTC
Folkes Robert J.Chief Operating Officer
SaleCommon Stock 1,500 $21.41 $32,115.00
Disclosure

SEC source: 0001437749-17-008950 · rdgdoc.xml · nonDerivative · entry 2

Folkes Robert J. · CIK 0001649532 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,837

F2 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2017.

Read SEC document
May 10, 2017 Filed May 12, 2017 20:31 UTC
Folkes Robert J.Chief Operating Officer
GrantCommon Stock 11,441 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-008950 · rdgdoc.xml · nonDerivative · entry 1

Folkes Robert J. · CIK 0001649532 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,337

F1 · shares: The restricted stock units ("RSUs") vest as follows: one-third of the RSUs vest on each of the first three anniversaries of the grant date.

Read SEC document
May 10, 2017 Filed May 12, 2017 20:31 UTC
Blake Lynn LarsonChief Financial Officer
GrantCommon Stock 11,441 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-008949 · rdgdoc.xml · nonDerivative · entry 1

Blake Lynn Larson · CIK 0001485478 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,660

F1 · shares: The restricted stock units ("RSUs") vest as follows: one-third of the RSUs vest on each of the first three anniversaries of the grant date.

Read SEC document
May 10, 2017 Filed May 12, 2017 20:31 UTC
Mattys Gerald R.Director · Chief Executive Officer
GrantCommon Stock 27,459 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-008948 · rdgdoc.xml · nonDerivative · entry 1

Mattys Gerald R. · CIK 0001649528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,400

F1 · shares: The restricted stock units ("RSUs") vest as follows: one-third of the RSUs vest on each of the first three anniversaries of the grant date.

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May 10, 2017 Filed May 12, 2017 20:30 UTC
Anderson Mary E.Vice President, Reimbursement
GrantCommon Stock 9,153 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-008946 · rdgdoc.xml · nonDerivative · entry 1

Anderson Mary E. · CIK 0001649554 · Vice President, Reimbursement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,555

F1 · shares: The restricted stock units ("RSUs") vest as follows: one-third of the RSUs vest on each of the first three anniversaries of the grant date.

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May 10, 2017 Filed May 12, 2017 20:31 UTC
Rishe BryanVice President, Sales
GrantCommon Stock 12,585 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-008947 · rdgdoc.xml · nonDerivative · entry 1

Rishe Bryan · CIK 0001649328 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,307

F1 · shares: The restricted stock units ("RSUs") vest as follows: one-third of the RSUs vest on each of the first three anniversaries of the grant date.

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May 10, 2017 Filed May 12, 2017 20:29 UTC
Thompson MaggieVP Payer Rltns & Govt Affr
GrantCommon Stock 9,153 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-008944 · rdgdoc.xml · nonDerivative · entry 1

Thompson Maggie · CIK 0001649687 · VP Payer Rltns & Govt Affr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,700

F1 · shares: The restricted stock units ("RSUs") vest as follows: one-third of the RSUs vest on each of the first three anniversaries of the grant date.

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May 09, 2017 Filed May 11, 2017 21:05 UTC GrantStock Option (right to buy) · Derivative 6,391 $0.00 Strike: $21.68 $0.00
Disclosure

SEC source: 0001437749-17-008819 · rdgdoc.xml · derivative · entry 3

ROCHE KEVIN H · CIK 0001024356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Underlying: Common Stock · 6,391 shares

Expires 2024-05-07

F4 · derivative.exercise_date: The options will vest in full on the earlier of one year from the grant date or the date of the next year's annual meeting of the stockholders.

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May 09, 2017 Filed May 11, 2017 21:05 UTC GrantCommon Stock 2,306 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-008819 · rdgdoc.xml · nonDerivative · entry 1

ROCHE KEVIN H · CIK 0001024356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,784

F1 · shares: The restricted stock units will vest in full on the earlier of one year from the grant date or the date of the next year's annual meeting of the stockholders.

F2 · balance_after: The reported number of shares differs slightly from that previously reported as a result of the correction of a rounding error in connection with the Issuer's reverse stock split.

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May 09, 2017 Filed May 12, 2017 01:08 UTC GrantStock Option (right to buy) · Derivative 6,391 $0.00 Strike: $21.68 $0.00
Disclosure

SEC source: 0001437749-17-008824 · rdgdoc.xml · derivative · entry 3

SODERBERG PETER H · CIK 0001192977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Underlying: Common Stock · 6,391 shares

Expires 2024-05-07

F3 · derivative.exercise_date: The options will vest in full on the earlier of one year from the grant date or the date of the next year's annual meeting of the stockholders.

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May 09, 2017 Filed May 12, 2017 01:08 UTC GrantCommon Stock 2,306 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-008824 · rdgdoc.xml · nonDerivative · entry 1

SODERBERG PETER H · CIK 0001192977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,306

F1 · shares: The restricted stock units will vest in full on the earlier of one year from the grant date or the date of the next year's annual meeting of the stockholders.

Read SEC document
May 09, 2017 Filed May 12, 2017 01:07 UTC GrantStock Option (right to buy) · Derivative 6,391 $0.00 Strike: $21.68 $0.00
Disclosure

SEC source: 0001437749-17-008823 · rdgdoc.xml · derivative · entry 2

BURKE WILLIAM W · CIK 0001200612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Underlying: Common Stock · 6,391 shares

Expires 2024-05-07

F2 · derivative.exercise_date: The options will vest in full on the earlier of one year from the grant date or the date of the next year's annual meeting of the stockholders.

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May 09, 2017 Filed May 12, 2017 01:07 UTC GrantCommon Stock 2,306 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-008823 · rdgdoc.xml · nonDerivative · entry 1

BURKE WILLIAM W · CIK 0001200612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,806

F1 · shares: The restricted stock units will vest in full on the earlier of one year from the grant date or the date of the next year's annual meeting of the stockholders.

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May 09, 2017 Filed May 12, 2017 01:07 UTC
Davis JordanDirector
GrantStock Option (right to buy) · Derivative 6,391 $0.00 Strike: $21.68 $0.00
Disclosure

SEC source: 0001437749-17-008822 · rdgdoc.xml · derivative · entry 5

Davis Jordan · CIK 0001328592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Underlying: Common Stock · 6,391 shares

Expires 2024-05-07

F5 · derivative.exercise_date: The options will vest in full on the earlier of one year from the grant date or the date of the next year's annual meeting of the stockholders.

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May 09, 2017 Filed May 12, 2017 01:07 UTC
Davis JordanDirector
GrantCommon Stock 2,306 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-008822 · rdgdoc.xml · nonDerivative · entry 1

Davis Jordan · CIK 0001328592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,306

F1 · shares: The restricted stock units will vest in full on the earlier of one year from the grant date or the date of the next year's annual meeting of the stockholders.

Read SEC document
May 09, 2017 Filed May 12, 2017 01:06 UTC GrantStock Option (right to buy) · Derivative 6,391 $0.00 Strike: $21.68 $0.00
Disclosure

SEC source: 0001437749-17-008821 · rdgdoc.xml · derivative · entry 6

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Underlying: Common Stock · 6,391 shares

Expires 2024-05-07

F6 · derivative.exercise_date: The options will vest in full on the earlier of one year from the grant date or the date of the next year's annual meeting of the stockholders.

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May 09, 2017 Filed May 12, 2017 01:06 UTC GrantCommon Stock 2,306 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-008821 · rdgdoc.xml · nonDerivative · entry 1

NIGON RICHARD · CIK 0001213869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,055

F1 · shares: The restricted stock units will vest in full on the earlier of one year from the grant date or the date of the next year's annual meeting of the stockholders.

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May 09, 2017 Filed May 12, 2017 01:05 UTC GrantCommon Stock 170 $21.68 $3,685.60
Disclosure

SEC source: 0001437749-17-008818 · rdgdoc.xml · nonDerivative · entry 1

SHROFF ZUBEEN · CIK 0001056630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,494

F1 · shares: On May 9, 2017, the reporting person was granted 170 restricted stock units ("RSUs") in lieu of a prorated cash compensation amount of $3,694.44 for the amount of time the reporting person served as director during the second quarter. The RSUs are 100% immediately vested and may only be settled in shares of common stock on a one-for-one basis.

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May 03, 2017 Filed May 5, 2017 20:30 UTC
Rishe BryanVice President, Sales
SaleCommon Stock 1,500 $18.62 $27,930.00
Disclosure

SEC source: 0001437749-17-008164 · rdgdoc.xml · nonDerivative · entry 1

Rishe Bryan · CIK 0001649328 · Vice President, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,722

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.