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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 09, 2024 Filed Apr 11, 2024 21:23 UTC
Giem JudiChief Human Resources Officer
Tax withholdingCommon Stock 577 $34.49 $19,900.73
Disclosure

SEC source: 0001620863-24-000012 · primary_doc.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,991

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:23 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionCommon Stock 988 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000012 · primary_doc.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 941 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:06 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionPerformance Stock Unit · Derivative 1,744 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000011 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,988

Underlying: Common Stock · 1,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1744 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1744 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1744 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:06 UTC
Gehlmann Gregory ASVP General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000011 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 1,422.82

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:06 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionCommon Stock 1,832 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000011 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,541.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1744 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 20:58 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionPerformance Stock Unit · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000010 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,347

Underlying: Common Stock · 3,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3869 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3869 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3869 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 20:58 UTC
Fleshood JohnEVP Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000010 · primary_doc.xml · nonDerivative · entry 3

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 1,509.25

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 20:58 UTC
Fleshood JohnEVP Chief Operating Officer
Tax withholdingCommon Stock 2,375 $34.49 $81,913.75
Disclosure

SEC source: 0001620863-24-000010 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,709.18

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 20:58 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionCommon Stock 4,065 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000010 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,084.18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3869 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 20:44 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionPerformance Stock Unit · Derivative 2,795 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000009 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,122

Underlying: Common Stock · 2,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2795 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2795 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2795 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 20:44 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000009 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By daughter

Disclosed balance after: 156.17

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 20:44 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000009 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 18,262.5

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 20:44 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 1,736 $34.49 $59,874.64
Disclosure

SEC source: 0001620863-24-000009 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,082

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 20:44 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 2,936 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000009 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2795 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 20:24 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionPerformance Stock Unit · Derivative 2,795 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000008 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,690

Underlying: Common Stock · 2,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2795 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2795 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2795 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 20:24 UTC
BAILEY DANIEL KEVP Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000008 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 10,008.94

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 20:24 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Tax withholdingCommon Stock 1,716 $34.49 $59,184.84
Disclosure

SEC source: 0001620863-24-000008 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,535.41

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 20:24 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionCommon Stock 2,936 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000008 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,251.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2795 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:28 UTC
Wiese Peter GEVP Chief Financial Officer
GrantRestricted stock unit · Derivative 5,530 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000007 · primary_doc.xml · derivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,184

Underlying: Common Stock · 5,530 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:28 UTC
Wiese Peter GEVP Chief Financial Officer
GrantPerformance Stock Unit · Derivative 5,530 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000007 · primary_doc.xml · derivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,397

Underlying: Common Stock · 5,530 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:22 UTC
SMITH RICHARD PDirector · CEO & President
GrantRestricted stock unit · Derivative 12,805 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000006 · primary_doc.xml · derivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,130

Underlying: Common Stock · 12,805 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:22 UTC
SMITH RICHARD PDirector · CEO & President
GrantPerformance Stock Unit · Derivative 12,805 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000006 · primary_doc.xml · derivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,897

Underlying: Common Stock · 12,805 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:16 UTC
Giem JudiChief Human Resources Officer
GrantRestricted stock unit · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000005 · primary_doc.xml · derivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,885

Underlying: Common Stock · 1,220 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:16 UTC
Giem JudiChief Human Resources Officer
GrantPerformance Stock Unit · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000005 · primary_doc.xml · derivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,174

Underlying: Common Stock · 1,220 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:10 UTC
Gehlmann Gregory ASVP General Counsel
GrantRestricted stock unit · Derivative 2,537 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000004 · primary_doc.xml · derivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,078

Underlying: Common Stock · 2,537 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:10 UTC
Gehlmann Gregory ASVP General Counsel
GrantPerformance Stock Unit · Derivative 2,537 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000004 · primary_doc.xml · derivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,732

Underlying: Common Stock · 2,537 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:03 UTC
Fleshood JohnEVP Chief Operating Officer
GrantRestricted stock unit · Derivative 5,193 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000003 · primary_doc.xml · derivative · entry 2

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,994

Underlying: Common Stock · 5,193 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:03 UTC
Fleshood JohnEVP Chief Operating Officer
GrantPerformance Stock Unit · Derivative 5,193 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000003 · primary_doc.xml · derivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,216

Underlying: Common Stock · 5,193 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:57 UTC
CARNEY CRAIG BEVP Chief Credit Officer
GrantRestricted stock unit · Derivative 4,027 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000002 · primary_doc.xml · derivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,923

Underlying: Common Stock · 4,027 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:57 UTC
CARNEY CRAIG BEVP Chief Credit Officer
GrantPerformance Stock Unit · Derivative 4,027 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000002 · primary_doc.xml · derivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,917

Underlying: Common Stock · 4,027 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:41 UTC
BAILEY DANIEL KEVP Chief Banking Officer
GrantRestricted stock unit · Derivative 4,219 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000001 · primary_doc.xml · derivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,443

Underlying: Common Stock · 4,219 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

F2 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $35.67 (based on the 30-day average closing price of Issuers common stock ending 03/01/2024).

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:41 UTC
BAILEY DANIEL KEVP Chief Banking Officer
GrantPerformance Stock Unit · Derivative 4,219 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000001 · primary_doc.xml · derivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,485

Underlying: Common Stock · 4,219 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:51 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
Exercise / conversionRestricted stock unit · Derivative 3,231 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000056 · primary_doc.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,465

Underlying: Common Stock · 3,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:51 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000056 · primary_doc.xml · nonDerivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,100,478

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:51 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000056 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 256.06

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:51 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000056 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 38,299.26

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:51 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
Tax withholdingCommon Stock 1,852 $30.74 $56,930.48
Disclosure

SEC source: 0001620863-23-000056 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,960

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:51 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
Exercise / conversionCommon Stock 3,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000056 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:28 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionRestricted stock unit · Derivative 1,380 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000055 · primary_doc.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,764

Underlying: Common Stock · 1,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:28 UTC
Wiese Peter GEVP Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000055 · primary_doc.xml · nonDerivative · entry 4

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By family trust

Disclosed balance after: 2,700

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:28 UTC
Wiese Peter GEVP Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000055 · primary_doc.xml · nonDerivative · entry 3

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 903.44

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:28 UTC
Wiese Peter GEVP Chief Financial Officer
Tax withholdingCommon Stock 280 $30.74 $8,607.20
Disclosure

SEC source: 0001620863-23-000055 · primary_doc.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,700

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:28 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionCommon Stock 1,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000055 · primary_doc.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:49 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionRestricted stock unit · Derivative 286 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000054 · primary_doc.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576

Underlying: Common Stock · 286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:49 UTC
Giem JudiChief Human Resources Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000054 · primary_doc.xml · nonDerivative · entry 3

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 414.25

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:49 UTC
Giem JudiChief Human Resources Officer
Tax withholdingCommon Stock 164 $30.74 $5,041.36
Disclosure

SEC source: 0001620863-23-000054 · primary_doc.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,580

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:49 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionCommon Stock 286 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000054 · primary_doc.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:38 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionRestricted stock unit · Derivative 626 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000053 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,254

Underlying: Common Stock · 626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:38 UTC
Gehlmann Gregory ASVP General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000053 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 1,422.82

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:38 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionCommon Stock 626 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000053 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,554.07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.