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TRICO BANCSHARES /

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SEC CIK
0000356171
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655

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2024 Filed Oct 23, 2024 19:16 UTC Amendment
Giem JudiChief Human Resources Officer
Exercise / conversionRestricted Stock Unit · Derivative 405 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000124 · wk-form4a_1729710979.xml · derivative · entry 5

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,888

Underlying: Common Stock · 405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

F1 · derivative.exercise_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

F1 · derivative.expiration_date: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

Read SEC document
June 12, 2024 Filed Oct 23, 2024 19:16 UTC Amendment
Giem JudiChief Human Resources Officer
Exercise / conversionCommon Stock 28 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000124 · wk-form4a_1729710979.xml · nonDerivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023 to spouse of reporting person (employee of Tri Counties Bank, subsidiary of TriCo Bancshares). The price per share on vesting date (6/12/2024) was $37.80. This transaction was inadvertently left off the Form 4 filed by reporting person on 6/13/2024.

Read SEC document
June 12, 2024 Filed Oct 23, 2024 19:16 UTC Amendment
Giem JudiChief Human Resources Officer
Tax withholdingCommon Stock 236 $37.80 $8,920.80
Disclosure

SEC source: 0000356171-24-000124 · wk-form4a_1729710979.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,422

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
June 12, 2024 Filed Oct 23, 2024 19:16 UTC Amendment
Giem JudiChief Human Resources Officer
Exercise / conversionCommon Stock 405 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000124 · wk-form4a_1729710979.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.

Read SEC document
June 11, 2024 Filed Jun 11, 2024 18:32 UTC GiftCommon Stock 5,985 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000082 · wk-form4_1718130765.xml · nonDerivative · entry 1

Leggio Anthony L. · CIK 0001441799 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · In trusts for family members

Disclosed balance after: 27,780

F1 · shares: Reflects the gift of common shares of beneficial interest $0.01 par value ("Common Stock") to an adult son's trust.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:00 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,601 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000080 · wk-form4_1717704022.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,504

Underlying: Common Stock · 1,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:00 UTC
Fleshood JohnEVP Chief Operating Officer
Tax withholdingCommon Stock 935 $37.39 $34,959.65
Disclosure

SEC source: 0000356171-24-000080 · wk-form4_1717704022.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,812.18

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:00 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionCommon Stock 1,601 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000080 · wk-form4_1717704022.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,747.18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:00 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionRestricted Stock Unit · Derivative 374 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000079 · wk-form4_1717704010.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,293

Underlying: Common Stock · 374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:00 UTC
Giem JudiChief Human Resources Officer
Tax withholdingCommon Stock 218 $37.39 $8,151.02
Disclosure

SEC source: 0000356171-24-000079 · wk-form4_1717704010.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,253

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:00 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionCommon Stock 374 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000079 · wk-form4_1717704010.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:00 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,097 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000078 · wk-form4_1717703993.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,189

Underlying: Common Stock · 1,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:00 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 641 $37.39 $23,966.99
Disclosure

SEC source: 0000356171-24-000078 · wk-form4_1717703993.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,097

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:00 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 1,097 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000078 · wk-form4_1717703993.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 19:59 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 648 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000077 · wk-form4_1717703983.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,034

Underlying: Common Stock · 648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 19:59 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionCommon Stock 648 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000077 · wk-form4_1717703983.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,662.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 19:59 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,795 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000076 · wk-form4_1717703969.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,440

Underlying: Common Stock · 1,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 19:59 UTC
Wiese Peter GEVP Chief Financial Officer
Tax withholdingCommon Stock 45 $37.39 $1,682.55
Disclosure

SEC source: 0000356171-24-000076 · wk-form4_1717703969.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,850

F2 · shares: Reflects shares withheld to pay partial tax liability.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 19:59 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionCommon Stock 1,795 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000076 · wk-form4_1717703969.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 19:59 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,097 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000075 · wk-form4_1717703957.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,715

Underlying: Common Stock · 1,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 19:59 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Tax withholdingCommon Stock 641 $37.39 $23,966.99
Disclosure

SEC source: 0000356171-24-000075 · wk-form4_1717703957.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,307.41

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 19:59 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionCommon Stock 1,097 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000075 · wk-form4_1717703957.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,948.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 19:59 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 3,704 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000074 · wk-form4_1717703944.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,526

Underlying: Common Stock · 3,704 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 19:59 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 2,164 $37.39 $80,911.96
Disclosure

SEC source: 0000356171-24-000074 · wk-form4_1717703944.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,129

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 19:59 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 3,704 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000074 · wk-form4_1717703944.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/5/2020. Price per share on vesting date (6/5/2024) is $37.39.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:08 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,121 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000066 · wk-form4_1717016876.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,235

Underlying: Common Stock · 1,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:08 UTC
Wiese Peter GEVP Chief Financial Officer
Tax withholdingCommon Stock 21 $37.56 $788.76
Disclosure

SEC source: 0000356171-24-000066 · wk-form4_1717016876.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,100

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:08 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionCommon Stock 1,121 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000066 · wk-form4_1717016876.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,050 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000065 · wk-form4_1717016863.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,105

Underlying: Common Stock · 1,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
Fleshood JohnEVP Chief Operating Officer
Tax withholdingCommon Stock 613 $37.56 $23,024.28
Disclosure

SEC source: 0000356171-24-000065 · wk-form4_1717016863.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,146.18

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionCommon Stock 1,050 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000065 · wk-form4_1717016863.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,759.18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 2,288 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000063 · wk-form4_1717016838.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,230

Underlying: Common Stock · 2,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 1,337 $37.56 $50,217.72
Disclosure

SEC source: 0000356171-24-000063 · wk-form4_1717016838.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,589

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 2,288 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000063 · wk-form4_1717016838.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 759 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000064 · wk-form4_1717016851.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,286

Underlying: Common Stock · 759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 443 $37.56 $16,639.08
Disclosure

SEC source: 0000356171-24-000064 · wk-form4_1717016851.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,641

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 759 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000064 · wk-form4_1717016851.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionRestricted Stock Unit · Derivative 255 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000062 · wk-form4_1717016826.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,667

Underlying: Common Stock · 255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
Giem JudiChief Human Resources Officer
Tax withholdingCommon Stock 149 $37.56 $5,596.44
Disclosure

SEC source: 0000356171-24-000062 · wk-form4_1717016826.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,097

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionCommon Stock 255 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000062 · wk-form4_1717016826.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionRestricted Stock Unit · Derivative 759 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000061 · wk-form4_1717016813.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,812

Underlying: Common Stock · 759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Tax withholdingCommon Stock 443 $37.56 $16,639.08
Disclosure

SEC source: 0000356171-24-000061 · wk-form4_1717016813.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,851.41

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:07 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionCommon Stock 759 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000061 · wk-form4_1717016813.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,294.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:06 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 473 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000060 · wk-form4_1717016801.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,682

Underlying: Common Stock · 473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:06 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionCommon Stock 473 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-24-000060 · wk-form4_1717016801.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,014.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 05/27/2021. Price per share on vesting date (05/28/2024) is $37.56.

Read SEC document
May 23, 2024 Filed May 24, 2024 21:05 UTC GrantRestricted Stock Unit · Derivative 2,087 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000047 · wk-form4_1716584726.xml · derivative · entry 1

Kane Margaret L · CIK 0001804875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,087

Underlying: Common Stock · 2,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

Read SEC document
May 23, 2024 Filed May 24, 2024 21:05 UTC GrantRestricted Stock Unit · Derivative 2,087 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000048 · wk-form4_1716584737.xml · derivative · entry 1

MCGRAW THOMAS C · CIK 0001225403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,087

Underlying: Common Stock · 2,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

Read SEC document
May 23, 2024 Filed May 24, 2024 21:05 UTC GrantRestricted Stock Unit · Derivative 2,087 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000046 · wk-form4_1716584714.xml · derivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,087

Underlying: Common Stock · 2,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

Read SEC document
May 23, 2024 Filed May 24, 2024 21:05 UTC
Giese Cory WDirector
GrantRestricted Stock Unit · Derivative 2,087 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000045 · wk-form4_1716584698.xml · derivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,087

Underlying: Common Stock · 2,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

Read SEC document
May 23, 2024 Filed May 24, 2024 21:04 UTC
Nakamura JonDirector
GrantRestricted Stock Unit · Derivative 2,087 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000044 · wk-form4_1716584683.xml · derivative · entry 1

Nakamura Jon · CIK 0001907186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,087

Underlying: Common Stock · 2,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.