Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2017 Filed Jun 5, 2017 19:17 UTC Amendment |
CASEY WILLIAM JDirector
|
GrantRestricted Stock Units · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000058 · primary_doc.xml · derivative · entry 3 CASEY WILLIAM J · CIK 0001198474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2018-05-23 F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the share vest on 05/18/2018 Read SEC document |
| May 23, 2017 Filed Jun 5, 2017 19:17 UTC Amendment |
CASEY WILLIAM JDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000058 · primary_doc.xml · nonDerivative · entry 1 CASEY WILLIAM J · CIK 0001198474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,251 F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. F3 · balance_after: This amended form is filed solely to report the correct amount of shares beneficially owned in Table I Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:15 UTC |
BAILEY DANIEL KEVP Retail Banking
|
Exercise / conversionRestricted Stock Unit · Derivative | 393 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000033 · primary_doc.xml · derivative · entry 4 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,854 Underlying: Common Stock · 393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:15 UTC |
BAILEY DANIEL KEVP Retail Banking
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000033 · primary_doc.xml · nonDerivative · entry 3 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 7,128.84 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:15 UTC |
BAILEY DANIEL KEVP Retail Banking
|
Tax withholdingCommon Stock | 138 | $34.84 | $4,807.92 |
DisclosureSEC source: 0001620863-17-000033 · primary_doc.xml · nonDerivative · entry 2 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,158.57 Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:15 UTC |
BAILEY DANIEL KEVP Retail Banking
|
Exercise / conversionCommon Stock | 393 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000033 · primary_doc.xml · nonDerivative · entry 1 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,296.57 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed May 22, 2017 21:38 UTC |
REDDISH THOMAS JEVP/Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 461 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000036 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,370 Underlying: Common Stock · 461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed May 22, 2017 21:38 UTC |
REDDISH THOMAS JEVP/Chief Financial Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000036 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,482.62 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 19, 2017 Filed May 22, 2017 21:38 UTC |
REDDISH THOMAS JEVP/Chief Financial Officer
|
Tax withholdingCommon Stock | 169 | $34.84 | $5,887.96 |
DisclosureSEC source: 0001620863-17-000036 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,572 Read SEC document |
| May 19, 2017 Filed May 22, 2017 21:38 UTC |
REDDISH THOMAS JEVP/Chief Financial Officer
|
Exercise / conversionCommon Stock | 461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000036 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed May 22, 2017 21:12 UTC |
Hunter Glenn CChief Human Resource Officer
|
PurchaseRestricted Stock Units · Derivative | 290 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000034 · primary_doc.xml · derivative · entry 4 Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,085 Underlying: Common Stock · 290 shares Expires not disclosed F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed May 22, 2017 21:12 UTC |
Hunter Glenn CChief Human Resource Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000034 · primary_doc.xml · nonDerivative · entry 3 Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 820.65 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 19, 2017 Filed May 22, 2017 21:12 UTC |
Hunter Glenn CChief Human Resource Officer
|
Tax withholdingCommon Stock | 97 | $34.84 | $3,379.48 |
DisclosureSEC source: 0001620863-17-000034 · primary_doc.xml · nonDerivative · entry 2 Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033 Read SEC document |
| May 19, 2017 Filed May 22, 2017 21:12 UTC |
Hunter Glenn CChief Human Resource Officer
|
Exercise / conversionCommon Stock | 290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000034 · primary_doc.xml · nonDerivative · entry 1 Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:00 UTC |
CARNEY CRAIG BEVP & Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000032 · primary_doc.xml · derivative · entry 4 CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,919 Underlying: Common Stock · 403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:00 UTC |
CARNEY CRAIG BEVP & Chief Credit Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000032 · primary_doc.xml · nonDerivative · entry 3 CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 14,993.52 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:00 UTC |
CARNEY CRAIG BEVP & Chief Credit Officer
|
Tax withholdingCommon Stock | 134 | $34.84 | $4,668.56 |
DisclosureSEC source: 0001620863-17-000032 · primary_doc.xml · nonDerivative · entry 2 CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,307 Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:00 UTC |
CARNEY CRAIG BEVP & Chief Credit Officer
|
Exercise / conversionCommon Stock | 403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000032 · primary_doc.xml · nonDerivative · entry 1 CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed May 22, 2017 19:39 UTC |
OSULLIVAN RICHARD BEVP Wholesale Banking
|
Exercise / conversionRestricted Stock Unit · Derivative | 382 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000031 · primary_doc.xml · derivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,943 Underlying: Common Stock · 382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed May 22, 2017 19:39 UTC |
OSULLIVAN RICHARD BEVP Wholesale Banking
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000031 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 45,065.33 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 19, 2017 Filed May 22, 2017 19:39 UTC |
OSULLIVAN RICHARD BEVP Wholesale Banking
|
Exercise / conversionCommon Stock | 382 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000031 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,499.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed May 22, 2017 17:51 UTC |
Hasbrook John S ADirector
|
Exercise / conversionOption Common Stock · Derivative | 4,000 | $22.54 Strike: $22.54 | $90,160.00 |
DisclosureSEC source: 0001620863-17-000030 · primary_doc.xml · derivative · entry 3 Hasbrook John S A · CIK 0001293098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 4,000 shares Expires 2017-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2017 Filed May 22, 2017 17:51 UTC |
Hasbrook John S ADirector
|
Tax withholdingCommon Stock | 1,152 | $34.84 | $40,135.68 |
DisclosureSEC source: 0001620863-17-000030 · primary_doc.xml · nonDerivative · entry 2 Hasbrook John S A · CIK 0001293098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,748.84 Read SEC document |
| May 19, 2017 Filed May 22, 2017 17:51 UTC |
Hasbrook John S ADirector
|
Exercise / conversionCommon Stock | 4,000 | $22.54 | $90,160.00 |
DisclosureSEC source: 0001620863-17-000030 · primary_doc.xml · nonDerivative · entry 1 Hasbrook John S A · CIK 0001293098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,900.84 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2017 Filed May 22, 2017 17:35 UTC |
COMPTON CRAIG SDirector
|
Exercise / conversionOption Common Stock · Derivative | 4,000 | $22.54 Strike: $22.54 | $90,160.00 |
DisclosureSEC source: 0001620863-17-000029 · primary_doc.xml · derivative · entry 2 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 4,000 shares Expires 2017-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2017 Filed May 22, 2017 17:35 UTC |
COMPTON CRAIG SDirector
|
Exercise / conversionCommon Stock | 4,000 | $22.54 | $90,160.00 |
DisclosureSEC source: 0001620863-17-000029 · primary_doc.xml · nonDerivative · entry 1 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:58 UTC |
SMITH RICHARD PDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000037 · primary_doc.xml · derivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,602 Underlying: Common Stock · 1,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.exercise_date: Result of vesting of an RSU granted May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.expiration_date: Result of vesting of an RSU granted May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:58 UTC |
SMITH RICHARD PDirector · President & CEO
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000037 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,197.17 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:58 UTC |
SMITH RICHARD PDirector · President & CEO
|
Tax withholdingCommon Stock | 643 | $34.84 | $22,402.12 |
DisclosureSEC source: 0001620863-17-000037 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,665 Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:58 UTC |
SMITH RICHARD PDirector · President & CEO
|
Exercise / conversionCommon Stock | 1,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000037 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed Jun 5, 2017 20:47 UTC Amendment |
REDDISH THOMAS JEVP/Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 461 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000060 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,370 Underlying: Common Stock · 461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 19th, 2017 F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 19th, 2017 F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 19th, 2017 Read SEC document |
| May 19, 2017 Filed Jun 5, 2017 20:47 UTC Amendment |
REDDISH THOMAS JEVP/Chief Financial Officer
|
Tax withholdingCommon Stock | 169 | $34.84 | $5,887.96 |
DisclosureSEC source: 0001620863-17-000060 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,886 F3 · balance_after: This amendment to the reporting person's form 4 filed on May 22nd, 2017 corrects the number of shares beneficially owned in Table 1 Read SEC document |
| May 19, 2017 Filed Jun 5, 2017 20:47 UTC Amendment |
REDDISH THOMAS JEVP/Chief Financial Officer
|
Exercise / conversionCommon Stock | 461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000060 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 19th, 2017 F3 · balance_after: This amendment to the reporting person's form 4 filed on May 22nd, 2017 corrects the number of shares beneficially owned in Table 1 Read SEC document |
| May 18, 2017 Filed May 18, 2017 23:21 UTC |
CASEY WILLIAM JDirector
|
Exercise / conversionOption Common Stock · Derivative | 5,000 | $22.54 Strike: $22.54 | $112,700.00 |
DisclosureSEC source: 0001620863-17-000024 · primary_doc.xml · derivative · entry 4 CASEY WILLIAM J · CIK 0001198474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,232 Underlying: Common Stock · 5,000 shares Expires 2017-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 18, 2017 23:21 UTC |
CASEY WILLIAM JDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000024 · primary_doc.xml · nonDerivative · entry 3 CASEY WILLIAM J · CIK 0001198474 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Casey Family LLC of which I am a manager Disclosed balance after: 133,324 F1 · kind: No transaction occurred among these shares, intended only to reflect number of shares beneficially owned. Read SEC document |
| May 18, 2017 Filed May 18, 2017 23:21 UTC |
CASEY WILLIAM JDirector
|
Tax withholdingCommon Stock | 3,216 | $35.04 | $112,688.64 |
DisclosureSEC source: 0001620863-17-000024 · primary_doc.xml · nonDerivative · entry 2 CASEY WILLIAM J · CIK 0001198474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,232 Read SEC document |
| May 18, 2017 Filed May 18, 2017 23:21 UTC |
CASEY WILLIAM JDirector
|
Exercise / conversionCommon Stock | 5,000 | $22.54 | $112,700.00 |
DisclosureSEC source: 0001620863-17-000024 · primary_doc.xml · nonDerivative · entry 1 CASEY WILLIAM J · CIK 0001198474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 19, 2017 23:45 UTC |
REDDISH THOMAS JEVP/Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000025 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,831 Underlying: Common Stock · 670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 18, 2017. F1 · derivative.exercise_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 18, 2017. F1 · derivative.expiration_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 18, 2017. Read SEC document |
| May 18, 2017 Filed May 19, 2017 23:45 UTC |
REDDISH THOMAS JEVP/Chief Financial Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000025 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,482.62 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 18, 2017 Filed May 19, 2017 23:45 UTC |
REDDISH THOMAS JEVP/Chief Financial Officer
|
Tax withholdingCommon Stock | 598 | $35.04 | $20,953.92 |
DisclosureSEC source: 0001620863-17-000025 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,280 Read SEC document |
| May 18, 2017 Filed May 19, 2017 23:45 UTC |
REDDISH THOMAS JEVP/Chief Financial Officer
|
Exercise / conversionCommon Stock | 670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000025 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 18, 2017. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:28 UTC Amendment |
REDDISH THOMAS JEVP/Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000035 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,831 Underlying: Common Stock · 1,268 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 18th, 2016 that was vested on May 19th, 2017. F3 · shares: This amendment to the reporting person's form 4 filed on May 19th, 2017 corrects the number of restricted stock units that converted on May 18, 2017 (reported in Table II) and the number of shares of common stock acquired as a result (Reported in Table I). No other changes made to the original form 4. F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 18th, 2016 that was vested on May 19th, 2017. F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 18th, 2016 that was vested on May 19th, 2017. F3 · derivative.underlying_shares: This amendment to the reporting person's form 4 filed on May 19th, 2017 corrects the number of restricted stock units that converted on May 18, 2017 (reported in Table II) and the number of shares of common stock acquired as a result (Reported in Table I). No other changes made to the original form 4. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:28 UTC Amendment |
REDDISH THOMAS JEVP/Chief Financial Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000035 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,482.62 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:28 UTC Amendment |
REDDISH THOMAS JEVP/Chief Financial Officer
|
Tax withholdingCommon Stock | 598 | $35.04 | $20,953.92 |
DisclosureSEC source: 0001620863-17-000035 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,280 Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:28 UTC Amendment |
REDDISH THOMAS JEVP/Chief Financial Officer
|
Exercise / conversionCommon Stock | 1,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000035 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This amendment to the reporting person's form 4 filed on May 19th, 2017 corrects the number of restricted stock units that converted on May 18, 2017 (reported in Table II) and the number of shares of common stock acquired as a result (Reported in Table I). No other changes made to the original form 4. F1 · price: Result of vesting of an RSU granted on May 18th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:00 UTC |
BAILEY DANIEL KEVP Retail Banking
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Exercise / conversionRestricted Stock Units · Derivative | 1,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000028 · primary_doc.xml · derivative · entry 4 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247 Underlying: Common Stock · 1,102 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 18, 2017. F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 18, 2017. F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 18, 2017. Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:00 UTC |
BAILEY DANIEL KEVP Retail Banking
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000028 · primary_doc.xml · nonDerivative · entry 3 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 7,128.84 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:00 UTC |
BAILEY DANIEL KEVP Retail Banking
|
Tax withholdingCommon Stock | 507 | $35.04 | $17,765.28 |
DisclosureSEC source: 0001620863-17-000028 · primary_doc.xml · nonDerivative · entry 2 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,903.57 Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:00 UTC |
BAILEY DANIEL KEVP Retail Banking
|
Exercise / conversionCommon Stock | 1,102 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000028 · primary_doc.xml · nonDerivative · entry 1 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 18, 2017. Read SEC document |
| May 18, 2017 Filed May 22, 2017 16:47 UTC |
CARNEY CRAIG BEVP & Chief Credit Officer
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Exercise / conversionRestricted Stock Units · Derivative | 1,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000027 · primary_doc.xml · derivative · entry 7 CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,440 Underlying: Common Stock · 1,135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 18, 2017. F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 18, 2017. F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 18, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.