Tapewire

Nasdaq · USD

TCBK

TRICO BANCSHARES /

Export transactions ↓
Tapewire entity
4626
SEC CIK
0000356171
Parsed reports
655

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 21, 2025 Filed Dec 11, 2025 23:12 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionCommon Stock 1,136 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000097 · wk-form4_1765494745.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,025.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:35 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,485 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031409 · wk-form4_1749854106.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,860

Underlying: Common Stock · 1,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:35 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 869 $40.72 $35,385.68
Disclosure

SEC source: 0001628280-25-031409 · wk-form4_1749854106.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,570

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:35 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 1,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-031409 · wk-form4_1749854106.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:34 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 937 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031407 · wk-form4_1749854087.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,575

Underlying: Common Stock · 937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:34 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionCommon Stock 937 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-031407 · wk-form4_1749854087.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,398.75

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:35 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,039 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031408 · wk-form4_1749854096.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,163

Underlying: Common Stock · 2,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:35 UTC
Wiese Peter GEVP Chief Financial Officer
Tax withholdingCommon Stock 289 $40.72 $11,768.08
Disclosure

SEC source: 0001628280-25-031408 · wk-form4_1749854096.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,750

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:35 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionCommon Stock 2,039 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-031408 · wk-form4_1749854096.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:34 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,558 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031406 · wk-form4_1749854077.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,294

Underlying: Common Stock · 1,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:34 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Tax withholdingCommon Stock 912 $40.72 $37,136.64
Disclosure

SEC source: 0001628280-25-031406 · wk-form4_1749854077.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,889.41

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:34 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionCommon Stock 1,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-031406 · wk-form4_1749854077.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,801.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:34 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 4,729 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031405 · wk-form4_1749854067.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,095

Underlying: Common Stock · 4,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:34 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 2,768 $40.72 $112,712.96
Disclosure

SEC source: 0001628280-25-031405 · wk-form4_1749854067.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,192

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:34 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 4,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-031405 · wk-form4_1749854067.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:34 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,916 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031404 · wk-form4_1749854058.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,157

Underlying: Common Stock · 1,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:34 UTC
Fleshood JohnEVP Chief Operating Officer
Tax withholdingCommon Stock 1,121 $40.72 $45,647.12
Disclosure

SEC source: 0001628280-25-031404 · wk-form4_1749854058.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,639.45

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 22:34 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionCommon Stock 1,916 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-031404 · wk-form4_1749854058.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,760.45

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2025) was $40.72.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:32 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,085 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-028090 · wk-form4_1748449949.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,073

Underlying: Common Stock · 1,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:32 UTC
Fleshood JohnEVP Chief Operating Officer
Tax withholdingCommon Stock 635 $40.27 $25,571.45
Disclosure

SEC source: 0001628280-25-028090 · wk-form4_1748449949.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,844.45

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:32 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionCommon Stock 1,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-028090 · wk-form4_1748449949.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,479.45

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:32 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 489 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-028088 · wk-form4_1748449929.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,512

Underlying: Common Stock · 489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:32 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionCommon Stock 489 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-028088 · wk-form4_1748449929.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,461.75

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:32 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,158 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-028089 · wk-form4_1748449938.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,202

Underlying: Common Stock · 1,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:32 UTC
Wiese Peter GEVP Chief Financial Officer
Tax withholdingCommon Stock 208 $40.27 $8,376.16
Disclosure

SEC source: 0001628280-25-028089 · wk-form4_1748449938.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:32 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionCommon Stock 1,158 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-028089 · wk-form4_1748449938.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:32 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 784 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-028087 · wk-form4_1748449902.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,345

Underlying: Common Stock · 784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:32 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 459 $40.27 $18,483.93
Disclosure

SEC source: 0001628280-25-028087 · wk-form4_1748449902.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,954

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:32 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 784 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-028087 · wk-form4_1748449902.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:31 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 2,362 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-028086 · wk-form4_1748449892.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,824

Underlying: Common Stock · 2,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:31 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 1,382 $40.27 $55,653.14
Disclosure

SEC source: 0001628280-25-028086 · wk-form4_1748449892.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,231

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:31 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 2,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-028086 · wk-form4_1748449892.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:31 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionRestricted Stock Unit · Derivative 784 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-028085 · wk-form4_1748449882.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,852

Underlying: Common Stock · 784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:31 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Tax withholdingCommon Stock 459 $40.27 $18,483.93
Disclosure

SEC source: 0001628280-25-028085 · wk-form4_1748449882.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,243.41

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
May 27, 2025 Filed May 28, 2025 16:31 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionCommon Stock 784 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-028085 · wk-form4_1748449882.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,702.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 5/27/2021. Price per share on vesting date (5/27/2025) was $40.27.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:44 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,154 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-027779 · wk-form4_1748364256.xml · derivative · entry 2

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:44 UTC Exercise / conversionCommon Stock 2,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-027779 · wk-form4_1748364256.xml · nonDerivative · entry 1

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,634.84

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:44 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,154 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-027778 · wk-form4_1748364245.xml · derivative · entry 2

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:44 UTC Exercise / conversionCommon Stock 2,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-027778 · wk-form4_1748364245.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,700.08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:44 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,154 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-027777 · wk-form4_1748364234.xml · derivative · entry 2

Kane Margaret L · CIK 0001804875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:44 UTC Exercise / conversionCommon Stock 2,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-027777 · wk-form4_1748364234.xml · nonDerivative · entry 1

Kane Margaret L · CIK 0001804875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,700.08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:43 UTC
Nakamura JonDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,154 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-027776 · wk-form4_1748364222.xml · derivative · entry 2

Nakamura Jon · CIK 0001907186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:43 UTC
Nakamura JonDirector
Exercise / conversionCommon Stock 2,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-027776 · wk-form4_1748364222.xml · nonDerivative · entry 1

Nakamura Jon · CIK 0001907186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,393.61

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:43 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,154 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-027775 · wk-form4_1748364212.xml · derivative · entry 7

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:43 UTC Exercise / conversionCommon Stock 2,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-027775 · wk-form4_1748364212.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,180.45

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:43 UTC
Giese Cory WDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,154 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-027774 · wk-form4_1748364201.xml · derivative · entry 4

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:43 UTC
Giese Cory WDirector
GrantCommon Stock 2,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-027774 · wk-form4_1748364201.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,282.47

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:43 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,154 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-027773 · wk-form4_1748364190.xml · derivative · entry 2

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:43 UTC Exercise / conversionCommon Stock 2,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-027773 · wk-form4_1748364190.xml · nonDerivative · entry 1

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:42 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,154 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-027771 · wk-form4_1748364167.xml · derivative · entry 2

Garen Kirsten E · CIK 0001804874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.