Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2018 Filed May 22, 2018 16:37 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
Exercise / conversionCommon Stock | 410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000012 · primary_doc.xml · nonDerivative · entry 1 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008. Read SEC document |
| May 08, 2018 Filed May 8, 2018 21:44 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000011 · primary_doc.xml · nonDerivative · entry 6 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Children Disclosed balance after: 116.49 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 08, 2018 Filed May 8, 2018 21:44 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000011 · primary_doc.xml · nonDerivative · entry 5 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Children Disclosed balance after: 133.25 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 08, 2018 Filed May 8, 2018 21:44 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000011 · primary_doc.xml · nonDerivative · entry 4 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Children Disclosed balance after: 126.91 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 08, 2018 Filed May 8, 2018 21:44 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000011 · primary_doc.xml · nonDerivative · entry 3 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 15,148.93 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 08, 2018 Filed May 8, 2018 20:54 UTC |
SMITH RICHARD PDirector · CEO & President
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000010 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 32,347.93 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 08, 2018 Filed May 8, 2018 19:35 UTC |
OSULLIVAN RICHARD BEVP Wholesale Banking
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000009 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 45,212.61 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 08, 2018 Filed May 8, 2018 19:13 UTC |
REDDISH THOMAS JEVP Chief Financial Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000008 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,524.83 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 08, 2018 Filed May 8, 2018 18:59 UTC |
BAILEY DANIEL KEVP Retail Banking
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000007 · primary_doc.xml · nonDerivative · entry 3 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 7,286.38 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 08, 2018 Filed May 8, 2018 18:46 UTC |
Hunter Glenn CChief Human Resource Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000006 · primary_doc.xml · nonDerivative · entry 3 Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 940.26 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 07, 2018 Filed May 8, 2018 21:44 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 449 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000011 · primary_doc.xml · derivative · entry 7 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,365 Underlying: Common Stock · 449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 07, 2018 Filed May 8, 2018 21:44 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
Tax withholdingCommon Stock | 139 | $37.09 | $5,155.51 |
DisclosureSEC source: 0001620863-18-000011 · primary_doc.xml · nonDerivative · entry 2 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,604 Read SEC document |
| May 07, 2018 Filed May 8, 2018 21:44 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
Exercise / conversionCommon Stock | 449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000011 · primary_doc.xml · nonDerivative · entry 1 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 07, 2018 Filed May 8, 2018 20:54 UTC |
SMITH RICHARD PDirector · CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000010 · primary_doc.xml · derivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,182 Underlying: Common Stock · 1,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 07, 2018 Filed May 8, 2018 20:54 UTC |
SMITH RICHARD PDirector · CEO & President
|
Tax withholdingCommon Stock | 676 | $37.09 | $25,072.84 |
DisclosureSEC source: 0001620863-18-000010 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,221 Read SEC document |
| May 07, 2018 Filed May 8, 2018 20:54 UTC |
SMITH RICHARD PDirector · CEO & President
|
Exercise / conversionCommon Stock | 1,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000010 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 07, 2018 Filed May 8, 2018 19:35 UTC |
OSULLIVAN RICHARD BEVP Wholesale Banking
|
Exercise / conversionRestricted Stock Units · Derivative | 426 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000009 · primary_doc.xml · derivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,194 Underlying: Common Stock · 426 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 07, 2018 Filed May 8, 2018 19:35 UTC |
OSULLIVAN RICHARD BEVP Wholesale Banking
|
Exercise / conversionCommon Stock | 426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000009 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,976.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 07, 2018 Filed May 8, 2018 19:13 UTC |
REDDISH THOMAS JEVP Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000008 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,836 Underlying: Common Stock · 515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 07, 2018 Filed May 8, 2018 19:13 UTC |
REDDISH THOMAS JEVP Chief Financial Officer
|
Tax withholdingCommon Stock | 178 | $37.09 | $6,602.02 |
DisclosureSEC source: 0001620863-18-000008 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,010 Read SEC document |
| May 07, 2018 Filed May 8, 2018 19:13 UTC |
REDDISH THOMAS JEVP Chief Financial Officer
|
Exercise / conversionCommon Stock | 515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000008 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 07, 2018 Filed May 8, 2018 18:59 UTC |
BAILEY DANIEL KEVP Retail Banking
|
Exercise / conversionRestricted Stock Unit · Derivative | 438 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000007 · primary_doc.xml · derivative · entry 4 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,283 Underlying: Common Stock · 438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 07, 2018 Filed May 8, 2018 18:59 UTC |
BAILEY DANIEL KEVP Retail Banking
|
Tax withholdingCommon Stock | 142 | $37.09 | $5,266.78 |
DisclosureSEC source: 0001620863-18-000007 · primary_doc.xml · nonDerivative · entry 2 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,261.93 Read SEC document |
| May 07, 2018 Filed May 8, 2018 18:59 UTC |
BAILEY DANIEL KEVP Retail Banking
|
Exercise / conversionCommon Stock | 438 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000007 · primary_doc.xml · nonDerivative · entry 1 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,403.93 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 07, 2018 Filed May 8, 2018 18:46 UTC |
Hunter Glenn CChief Human Resource Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 323 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000006 · primary_doc.xml · derivative · entry 4 Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,387 Underlying: Common Stock · 323 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 07, 2018 Filed May 8, 2018 18:46 UTC |
Hunter Glenn CChief Human Resource Officer
|
Tax withholdingCommon Stock | 101 | $37.09 | $3,746.09 |
DisclosureSEC source: 0001620863-18-000006 · primary_doc.xml · nonDerivative · entry 2 Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,338 Read SEC document |
| May 07, 2018 Filed May 8, 2018 18:46 UTC |
Hunter Glenn CChief Human Resource Officer
|
Exercise / conversionCommon Stock | 323 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000006 · primary_doc.xml · nonDerivative · entry 1 Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 04, 2018 Filed May 4, 2018 22:21 UTC Amendment |
CASEY WILLIAM JDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000005 · primary_doc.xml · nonDerivative · entry 3 CASEY WILLIAM J · CIK 0001198474 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Casey Family LLC of which I am a manager Disclosed balance after: 133,324 F2 · kind: No transaction occurred among these shares, intended only to reflect number of shares beneficially owned. Read SEC document |
| May 04, 2018 Filed May 4, 2018 21:44 UTC |
CASEY WILLIAM JDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000004 · primary_doc.xml · nonDerivative · entry 3 CASEY WILLIAM J · CIK 0001198474 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Casey Family LLC of which I am a manager Disclosed balance after: 133,324 F1 · kind: No transaction occurred among these shares, intended only to reflect number of shares beneficially owned. Read SEC document |
| May 03, 2018 Filed May 4, 2018 22:21 UTC Amendment |
CASEY WILLIAM JDirector
|
Exercise / conversionOption Common Stock · Derivative | 2,500 | $15.40 Strike: $15.40 | $38,500.00 |
DisclosureSEC source: 0001620863-18-000005 · primary_doc.xml · derivative · entry 4 CASEY WILLIAM J · CIK 0001198474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 2,500 shares Expires 2018-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2018 Filed May 4, 2018 22:21 UTC Amendment |
CASEY WILLIAM JDirector
|
Tax withholdingCommon Stock | 1,031 | $37.34 | $38,497.54 |
DisclosureSEC source: 0001620863-18-000005 · primary_doc.xml · nonDerivative · entry 2 CASEY WILLIAM J · CIK 0001198474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,720 F1 · shares: This amended filing is to reflect shares disposed of rather than acquired. Read SEC document |
| May 03, 2018 Filed May 4, 2018 22:21 UTC Amendment |
CASEY WILLIAM JDirector
|
Exercise / conversionCommon Stock | 2,500 | $15.40 | $38,500.00 |
DisclosureSEC source: 0001620863-18-000005 · primary_doc.xml · nonDerivative · entry 1 CASEY WILLIAM J · CIK 0001198474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2018 Filed May 4, 2018 21:44 UTC |
CASEY WILLIAM JDirector
|
Exercise / conversionOptions Common Stock · Derivative | 2,500 | $15.40 Strike: $15.40 | $38,500.00 |
DisclosureSEC source: 0001620863-18-000004 · primary_doc.xml · derivative · entry 4 CASEY WILLIAM J · CIK 0001198474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 2,500 shares Expires 2018-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2018 Filed May 4, 2018 21:44 UTC |
CASEY WILLIAM JDirector
|
Tax withholdingCommon Stock | 1,031 | $37.34 | $38,497.54 |
DisclosureSEC source: 0001620863-18-000004 · primary_doc.xml · nonDerivative · entry 2 CASEY WILLIAM J · CIK 0001198474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,720 Read SEC document |
| May 03, 2018 Filed May 4, 2018 21:44 UTC |
CASEY WILLIAM JDirector
|
Exercise / conversionCommon Stock | 2,500 | $15.40 | $38,500.00 |
DisclosureSEC source: 0001620863-18-000004 · primary_doc.xml · nonDerivative · entry 1 CASEY WILLIAM J · CIK 0001198474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2018 Filed Apr 17, 2018 16:06 UTC |
Hasbrook John S ADirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000003 · primary_doc.xml · nonDerivative · entry 2 Hasbrook John S A · CIK 0001293098 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 1,170,990 F1 · kind: Reporting person is a trustee of the issuers Employee Stock Plan. The reporting person has not security interest in, and disclaims beneficial ownership of these securities. Read SEC document |
| April 17, 2018 Filed Apr 17, 2018 15:59 UTC |
OSULLIVAN RICHARD BEVP Wholesale Banking
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000002 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 45,065.33 F1 · kind: No transaction occurred among theses shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 16:06 UTC |
Hasbrook John S ADirector
|
Exercise / conversionOption Common Stock · Derivative | 2,000 | $15.40 Strike: $15.40 | $30,800.00 |
DisclosureSEC source: 0001620863-18-000003 · primary_doc.xml · derivative · entry 3 Hasbrook John S A · CIK 0001293098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 2,000 shares Expires 2018-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 16:06 UTC |
Hasbrook John S ADirector
|
Exercise / conversionCommon Stock | 2,000 | $15.40 | $30,800.00 |
DisclosureSEC source: 0001620863-18-000003 · primary_doc.xml · nonDerivative · entry 1 Hasbrook John S A · CIK 0001293098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,748.84 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 15:59 UTC |
OSULLIVAN RICHARD BEVP Wholesale Banking
|
Exercise / conversionOption Common Stock · Derivative | 8,000 | $15.40 Strike: $15.40 | $123,200.00 |
DisclosureSEC source: 0001620863-18-000002 · primary_doc.xml · derivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,800 Underlying: Common Stock · 8,000 shares Expires 2018-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 15:59 UTC |
OSULLIVAN RICHARD BEVP Wholesale Banking
|
Exercise / conversionCommon Stock | 8,000 | $15.40 | $123,200.00 |
DisclosureSEC source: 0001620863-18-000002 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,550.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2018 Filed Apr 6, 2018 22:00 UTC |
COMPTON CRAIG SDirector
|
Exercise / conversionOption Common Stock · Derivative | 2,000 | $15.40 Strike: $15.40 | $30,800.00 |
DisclosureSEC source: 0001620863-18-000001 · primary_doc.xml · derivative · entry 3 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 2,000 shares Expires 2018-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2018 Filed Apr 6, 2018 22:00 UTC |
COMPTON CRAIG SDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000001 · primary_doc.xml · nonDerivative · entry 2 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 1,170,990 F1 · ownership.nature: Reporting person is a trustee of the issuers Employee Stock Plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities. F2 · ownership.nature: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| April 06, 2018 Filed Apr 6, 2018 22:00 UTC |
COMPTON CRAIG SDirector
|
Exercise / conversionCommon Stock | 2,000 | $15.40 | $30,800.00 |
DisclosureSEC source: 0001620863-18-000001 · primary_doc.xml · nonDerivative · entry 1 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2017 Filed Dec 28, 2017 18:54 UTC |
Chrysler III Louis GageDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000088 · primary_doc.xml · nonDerivative · entry 3 Chrysler III Louis Gage · CIK 0001428654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held By Spouse Disclosed balance after: 872.26 F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 18:54 UTC |
Chrysler III Louis GageDirector
|
GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000088 · primary_doc.xml · nonDerivative · entry 2 Chrysler III Louis Gage · CIK 0001428654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,142.76 Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 18:54 UTC |
Chrysler III Louis GageDirector
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000088 · primary_doc.xml · nonDerivative · entry 1 Chrysler III Louis Gage · CIK 0001428654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,142.76 Read SEC document |
| December 18, 2017 Filed Dec 18, 2017 18:20 UTC |
Chrysler III Louis GageDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000087 · primary_doc.xml · nonDerivative · entry 3 Chrysler III Louis Gage · CIK 0001428654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse; shares held with broker Disclosed balance after: 872.26 F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 18:20 UTC |
Chrysler III Louis GageDirector
|
Exercise / conversionOption Common Stock · Derivative | 2,000 | $15.40 Strike: $15.40 | $30,800.00 |
DisclosureSEC source: 0001620863-17-000087 · primary_doc.xml · derivative · entry 5 Chrysler III Louis Gage · CIK 0001428654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 2,000 shares Expires 2018-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 18:20 UTC |
Chrysler III Louis GageDirector
|
Exercise / conversionOption Common Stock · Derivative | 10,000 | $17.25 Strike: $17.25 | $172,500.00 |
DisclosureSEC source: 0001620863-17-000087 · primary_doc.xml · derivative · entry 4 Chrysler III Louis Gage · CIK 0001428654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 10,000 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.