Tapewire

Nasdaq · USD

TCBK

TRICO BANCSHARES /

Export transactions ↓
Tapewire entity
4626
SEC CIK
0000356171
Parsed reports
655

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2018 Filed May 23, 2018 17:28 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000026 · primary_doc.xml · nonDerivative · entry 2

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,170,990

F2 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 23, 2018 Filed May 23, 2018 17:05 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000024 · primary_doc.xml · nonDerivative · entry 2

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,170,990

F2 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 23, 2018 Filed May 23, 2018 16:40 UTC
Giese Cory WDirector
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000022 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 500

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2018 Filed May 23, 2018 16:28 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000021 · primary_doc.xml · nonDerivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,170,990

F2 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 23, 2018 Filed May 23, 2018 16:12 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000020 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 872.26

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2018 Filed May 23, 2018 16:00 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000019 · primary_doc.xml · nonDerivative · entry 2

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Casey Family LLC of which I am a manager

Disclosed balance after: 133,324

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2018 Filed May 25, 2018 19:46 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 578 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000041 · primary_doc.xml · derivative · entry 2

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,301

Underlying: Common Stock · 578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Executive paid taxes.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Executive paid taxes.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Executive paid taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 19:46 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionCommon Stock 578 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000041 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099.18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Executive paid taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 19:38 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 315 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000040 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,640

Underlying: Common Stock · 315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 19:38 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 87 $39.20 $3,410.40
Disclosure

SEC source: 0001620863-18-000040 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,409

Read SEC document
May 23, 2018 Filed May 25, 2018 19:38 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 315 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000040 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 19:30 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionRestricted Stock Unit · Derivative 306 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000039 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,576

Underlying: Common Stock · 306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 19:30 UTC
BAILEY DANIEL KEVP Retail Banking
Tax withholdingCommon Stock 90 $39.20 $3,528.00
Disclosure

SEC source: 0001620863-18-000039 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,121.47

Read SEC document
May 23, 2018 Filed May 25, 2018 19:30 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionCommon Stock 306 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000039 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,211.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 19:09 UTC
Hunter Glenn CChief Human Resources Officer
Exercise / conversionRestricted Stock Unit · Derivative 220 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000037 · primary_doc.xml · derivative · entry 4

Hunter Glenn C · CIK 0001583053 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,872

Underlying: Common Stock · 220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 19:09 UTC
Hunter Glenn CChief Human Resources Officer
Tax withholdingCommon Stock 48 $39.20 $1,881.60
Disclosure

SEC source: 0001620863-18-000037 · primary_doc.xml · nonDerivative · entry 2

Hunter Glenn C · CIK 0001583053 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,713

Read SEC document
May 23, 2018 Filed May 25, 2018 19:09 UTC
Hunter Glenn CChief Human Resources Officer
Exercise / conversionCommon Stock 220 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000037 · primary_doc.xml · nonDerivative · entry 1

Hunter Glenn C · CIK 0001583053 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 19:19 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 216 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000038 · primary_doc.xml · derivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651

Underlying: Common Stock · 216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Individual paid taxes.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Individual paid taxes.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Individual paid taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 19:19 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionCommon Stock 216 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000038 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Individual paid taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 18:57 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 1,057 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000036 · primary_doc.xml · derivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,751

Underlying: Common Stock · 1,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 18:57 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 457 $39.20 $17,914.40
Disclosure

SEC source: 0001620863-18-000036 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,525

Read SEC document
May 23, 2018 Filed May 25, 2018 18:57 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 1,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000036 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 18:44 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
Exercise / conversionRestricted Stock Unit · Derivative 298 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000035 · primary_doc.xml · derivative · entry 3

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,506

Underlying: Common Stock · 298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Executive paid taxes.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Executive paid taxes.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Executive paid taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 18:44 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000035 · primary_doc.xml · nonDerivative · entry 2

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 45,212.61

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2018 Filed May 25, 2018 18:44 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
Exercise / conversionCommon Stock 298 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000035 · primary_doc.xml · nonDerivative · entry 1

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,072.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Executive paid taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 18:37 UTC
REDDISH THOMAS JEVP Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 353 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000034 · primary_doc.xml · derivative · entry 4

REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,013

Underlying: Common Stock · 353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 18:37 UTC
REDDISH THOMAS JEVP Chief Financial Officer
Tax withholdingCommon Stock 107 $39.20 $4,194.40
Disclosure

SEC source: 0001620863-18-000034 · primary_doc.xml · nonDerivative · entry 2

REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,019

Read SEC document
May 23, 2018 Filed May 25, 2018 18:37 UTC
REDDISH THOMAS JEVP Chief Financial Officer
Exercise / conversionCommon Stock 353 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000034 · primary_doc.xml · nonDerivative · entry 1

REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

Read SEC document
May 22, 2018 Filed May 22, 2018 17:41 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000017 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 32,347.93

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 22, 2018 Filed May 22, 2018 17:33 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000016 · primary_doc.xml · nonDerivative · entry 2

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 45,212.61

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 22, 2018 Filed May 22, 2018 17:27 UTC
REDDISH THOMAS JEVP Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000015 · primary_doc.xml · nonDerivative · entry 3

REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,524.83

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 22, 2018 Filed May 22, 2018 17:15 UTC
Hunter Glenn CChief Human Resources Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000014 · primary_doc.xml · nonDerivative · entry 3

Hunter Glenn C · CIK 0001583053 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 940.26

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 22, 2018 Filed May 22, 2018 16:47 UTC
BAILEY DANIEL KEVP Retail Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000013 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 7,286.38

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 22, 2018 Filed May 22, 2018 16:37 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000012 · primary_doc.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 117.01

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 22, 2018 Filed May 22, 2018 16:37 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000012 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 133.85

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 22, 2018 Filed May 22, 2018 16:37 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000012 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 127.47

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 22, 2018 Filed May 22, 2018 16:37 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000012 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 15,148.93

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 22, 2018 Filed May 23, 2018 23:43 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionPerformance Stock Unit · Derivative 2,475 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000033 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,650 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,650 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,650 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 22, 2018 Filed May 23, 2018 23:43 UTC
BAILEY DANIEL KEVP Retail Banking
Tax withholdingCommon Stock 1,221 $39.34 $48,034.14
Disclosure

SEC source: 0001620863-18-000033 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,905.47

Read SEC document
May 22, 2018 Filed May 23, 2018 23:43 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionCommon Stock 2,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000033 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,126.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,650 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 22, 2018 Filed May 23, 2018 23:30 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionPerformance Stock Unit · Derivative 2,537 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000032 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,822

Underlying: Common Stock · 2,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,691 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,691 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,691 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 22, 2018 Filed May 23, 2018 23:30 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 1,245 $39.34 $48,978.30
Disclosure

SEC source: 0001620863-18-000032 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,181

Read SEC document
May 22, 2018 Filed May 23, 2018 23:30 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 2,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000032 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,691 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 22, 2018 Filed May 23, 2018 23:02 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionPerformance Stock Unit · Derivative 8,349 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000030 · primary_doc.xml · derivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,450

Underlying: Common Stock · 8,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 5,566 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 5,566 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 5,566 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 22, 2018 Filed May 23, 2018 23:02 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 4,392 $39.34 $172,781.28
Disclosure

SEC source: 0001620863-18-000030 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,925

Read SEC document
May 22, 2018 Filed May 23, 2018 23:02 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 8,349 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000030 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 5,566 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 22, 2018 Filed May 23, 2018 23:14 UTC
REDDISH THOMAS JEVP Chief Financial Officer
Exercise / conversionPerformance Stock Unit · Derivative 2,910 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000031 · primary_doc.xml · derivative · entry 4

REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,739

Underlying: Common Stock · 2,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,940 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,940 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,940 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 22, 2018 Filed May 23, 2018 23:14 UTC
REDDISH THOMAS JEVP Chief Financial Officer
Tax withholdingCommon Stock 1,456 $39.34 $57,279.04
Disclosure

SEC source: 0001620863-18-000031 · primary_doc.xml · nonDerivative · entry 2

REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,773

Read SEC document
May 22, 2018 Filed May 23, 2018 23:14 UTC
REDDISH THOMAS JEVP Chief Financial Officer
Exercise / conversionCommon Stock 2,910 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000031 · primary_doc.xml · nonDerivative · entry 1

REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,940 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 22, 2018 Filed May 23, 2018 22:50 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
Exercise / conversionPerformance Stock Unit · Derivative 2,408 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000029 · primary_doc.xml · derivative · entry 3

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,674

Underlying: Common Stock · 2,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,605 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,605 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,605 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.