Tapewire

Nasdaq · USD

TCBK

TRICO BANCSHARES /

Export transactions ↓
Tapewire entity
4626
SEC CIK
0000356171
Parsed reports
655

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2019 Filed Jun 13, 2019 18:49 UTC
OSULLIVAN RICHARD BEVP Chief Commercial Lending
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 9

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 47,742.65

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 18:49 UTC
OSULLIVAN RICHARD BEVP Chief Commercial Lending
Tax withholdingCommon Stock 7,278 $38.15 $277,655.70
Disclosure

SEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 8

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,810.68

F1 · shares: Reflects shares withheld to pay for exercise and tax liability.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 18:49 UTC
OSULLIVAN RICHARD BEVP Chief Commercial Lending
Exercise / conversionCommon Stock 11,000 $19.46 $214,060.00
Disclosure

SEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 7

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,088.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 18:49 UTC
OSULLIVAN RICHARD BEVP Chief Commercial Lending
Tax withholdingCommon Stock 8,806 $38.15 $335,948.90
Disclosure

SEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 6

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,088.68

F1 · shares: Reflects shares withheld to pay for exercise and tax liability.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 18:49 UTC
OSULLIVAN RICHARD BEVP Chief Commercial Lending
Exercise / conversionCommon Stock 15,000 $15.34 $230,100.00
Disclosure

SEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 5

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,894.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 18:49 UTC
OSULLIVAN RICHARD BEVP Chief Commercial Lending
Tax withholdingCommon Stock 5,726 $38.15 $218,446.90
Disclosure

SEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 4

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,894.68

F1 · shares: Reflects shares withheld to pay for exercise and tax liability.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 18:49 UTC
OSULLIVAN RICHARD BEVP Chief Commercial Lending
Exercise / conversionCommon Stock 10,000 $14.54 $145,400.00
Disclosure

SEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 3

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,620.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 18:49 UTC
OSULLIVAN RICHARD BEVP Chief Commercial Lending
Tax withholdingCommon Stock 10,405 $38.15 $396,950.75
Disclosure

SEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 2

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,620.68

F1 · shares: Reflects shares withheld to pay for exercise and tax liability.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 18:49 UTC
OSULLIVAN RICHARD BEVP Chief Commercial Lending
Exercise / conversionCommon Stock 15,000 $17.54 $263,100.00
Disclosure

SEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 1

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,025.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:55 UTC
Gehlmann Gregory ASVP/General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 221 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000028 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235

Underlying: Common Stock · 221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:55 UTC
Gehlmann Gregory ASVP/General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000028 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 51.65

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:55 UTC
Gehlmann Gregory ASVP/General Counsel
Exercise / conversionCommon Stock 221 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000028 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:15 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 1,078 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000031 · primary_doc.xml · derivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,584

Underlying: Common Stock · 1,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:15 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000031 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 227.42

F4 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned

Read SEC document
May 23, 2019 Filed May 28, 2019 17:15 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000031 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 34,291.72

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:15 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 567 $38.22 $21,670.74
Disclosure

SEC source: 0001620863-19-000031 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,450

F2 · shares: Reflects shares withheld to pay taxes

Read SEC document
May 23, 2019 Filed May 28, 2019 17:15 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 1,078 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000031 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:00 UTC
Fleshood JohnEVP & COO
Exercise / conversionRestricted Stock Unit · Derivative 589 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000029 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,434

Underlying: Common Stock · 589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:00 UTC
Fleshood JohnEVP & COO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000029 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 63.12

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:00 UTC
Fleshood JohnEVP & COO
Exercise / conversionCommon Stock 589 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000029 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,319.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:06 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
Exercise / conversionRestricted Stock Unit · Derivative 304 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000030 · primary_doc.xml · derivative · entry 4

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,152

Underlying: Common Stock · 304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:06 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000030 · primary_doc.xml · nonDerivative · entry 3

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 47,742.65

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:06 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
Tax withholdingCommon Stock 94 $38.22 $3,592.68
Disclosure

SEC source: 0001620863-19-000030 · primary_doc.xml · nonDerivative · entry 2

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,025.68

F2 · shares: Reflects shares withheld to pay taxes

Read SEC document
May 23, 2019 Filed May 28, 2019 17:06 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
Exercise / conversionCommon Stock 304 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000030 · primary_doc.xml · nonDerivative · entry 1

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,119.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:36 UTC
Hunter Glenn CChief Human Resource Officer
Exercise / conversionRestricted Stock Unit · Derivative 224 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000027 · primary_doc.xml · derivative · entry 4

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555

Underlying: Common Stock · 224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:36 UTC
Hunter Glenn CChief Human Resource Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000027 · primary_doc.xml · nonDerivative · entry 3

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,340.32

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:36 UTC
Hunter Glenn CChief Human Resource Officer
Tax withholdingCommon Stock 15 $38.22 $573.30
Disclosure

SEC source: 0001620863-19-000027 · primary_doc.xml · nonDerivative · entry 2

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,699

F2 · shares: Reflects shares withheld to pay taxes

Read SEC document
May 23, 2019 Filed May 28, 2019 16:36 UTC
Hunter Glenn CChief Human Resource Officer
Exercise / conversionCommon Stock 224 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000027 · primary_doc.xml · nonDerivative · entry 1

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:29 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionRestricted Stock Unit · Derivative 313 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000026 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,214

Underlying: Common Stock · 313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:29 UTC
BAILEY DANIEL KEVP Retail Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000026 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 8,087.97

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:29 UTC
BAILEY DANIEL KEVP Retail Banking
Tax withholdingCommon Stock 96 $38.22 $3,669.12
Disclosure

SEC source: 0001620863-19-000026 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,383.11

F2 · shares: Reflects shares withheld to pay taxes

Read SEC document
May 23, 2019 Filed May 28, 2019 16:29 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionCommon Stock 313 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000026 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,479.11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:22 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 322 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000025 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

Underlying: Common Stock · 322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:22 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000025 · primary_doc.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 119.31

F4 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:22 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000025 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 136.48

F4 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:22 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000025 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 129.97

F4 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:22 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000025 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 16,309.33

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:22 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 152 $38.22 $5,809.44
Disclosure

SEC source: 0001620863-19-000025 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,774

F2 · shares: Reflects shares withheld to pay taxes

Read SEC document
May 23, 2019 Filed May 28, 2019 16:22 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 322 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000025 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019.

Read SEC document
May 21, 2019 Filed May 23, 2019 16:28 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000016 · primary_doc.xml · derivative · entry 3

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

Read SEC document
May 21, 2019 Filed May 23, 2019 16:28 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000016 · primary_doc.xml · nonDerivative · entry 2

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,193,703

F2 · kind: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 21, 2019 Filed May 23, 2019 16:28 UTC Exercise / conversionCommon Stock 1,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000016 · primary_doc.xml · nonDerivative · entry 1

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

Read SEC document
May 21, 2019 Filed May 23, 2019 17:54 UTC
Giese Cory WDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000024 · primary_doc.xml · derivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

Read SEC document
May 21, 2019 Filed May 23, 2019 17:54 UTC
Giese Cory WDirector
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000024 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 500

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 21, 2019 Filed May 23, 2019 17:54 UTC
Giese Cory WDirector
Exercise / conversionCommon Stock 1,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000024 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,229.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

Read SEC document
May 21, 2019 Filed May 23, 2019 17:46 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000023 · primary_doc.xml · derivative · entry 3

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

Read SEC document
May 21, 2019 Filed May 23, 2019 17:46 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000023 · primary_doc.xml · nonDerivative · entry 2

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Casey Family LLC of which I am a manager

Disclosed balance after: 133,324

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 21, 2019 Filed May 23, 2019 17:46 UTC Exercise / conversionCommon Stock 1,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000023 · primary_doc.xml · nonDerivative · entry 1

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

Read SEC document
May 21, 2019 Filed May 23, 2019 17:40 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000022 · primary_doc.xml · derivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

Read SEC document
May 21, 2019 Filed May 23, 2019 17:40 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000022 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,193,703

F2 · kind: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.