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TRICO BANCSHARES /

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4626
SEC CIK
0000356171
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655

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2020 Filed May 21, 2020 21:34 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionCommon Stock 419 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000020 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,200.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020

Read SEC document
April 24, 2020 Filed Apr 24, 2020 22:38 UTC Exercise / conversionOption Common Stock · Derivative 4,000 $17.54 Strike: $17.54 $70,160.00
Disclosure

SEC source: 0001620863-20-000019 · primary_doc.xml · derivative · entry 3

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2020-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2020 Filed Apr 24, 2020 22:38 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000019 · primary_doc.xml · nonDerivative · entry 2

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,173,051

F1 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

F2 · kind: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities.

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April 24, 2020 Filed Apr 24, 2020 22:38 UTC Exercise / conversionCommon Stock 4,000 $17.54 $70,160.00
Disclosure

SEC source: 0001620863-20-000019 · primary_doc.xml · nonDerivative · entry 1

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,785.84

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 22:16 UTC Exercise / conversionOption Common Stock · Derivative 4,000 $17.54 Strike: $17.54 $70,160.00
Disclosure

SEC source: 0001620863-20-000018 · primary_doc.xml · derivative · entry 3

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2020-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 22:16 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000018 · primary_doc.xml · nonDerivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,173,051

F1 · kind: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities.

F2 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 22:16 UTC Exercise / conversionCommon Stock 4,000 $17.54 $70,160.00
Disclosure

SEC source: 0001620863-20-000018 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 19:00 UTC Exercise / conversionOption Common Stock · Derivative 4,000 $17.54 Strike: $17.54 $70,160.00
Disclosure

SEC source: 0001620863-20-000017 · primary_doc.xml · derivative · entry 4

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2020-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 19:00 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000017 · primary_doc.xml · nonDerivative · entry 3

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,159,489

F1 · kind: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 19:00 UTC Tax withholdingCommon Stock 2,330 $30.10 $70,133.00
Disclosure

SEC source: 0001620863-20-000017 · primary_doc.xml · nonDerivative · entry 2

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,267

Read SEC document
March 26, 2020 Filed Mar 27, 2020 19:00 UTC Exercise / conversionCommon Stock 4,000 $17.54 $70,160.00
Disclosure

SEC source: 0001620863-20-000017 · primary_doc.xml · nonDerivative · entry 1

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 16, 2020 18:27 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000016 · primary_doc.xml · nonDerivative · entry 3

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,814

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

F4 · balance_after: Held in IRA

Read SEC document
March 13, 2020 Filed Mar 16, 2020 18:27 UTC OtherCommon Stock 1,500 $28.00 $42,000.00
Disclosure

SEC source: 0001620863-20-000016 · primary_doc.xml · nonDerivative · entry 2

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,889

F2 · price: Multiple open market security purchases accumulating 1,500 shares occurred on March 13, 2020 with a low, high, and average price per share of $27.95, $28.10, and $28.00 respectively.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 18:27 UTC OtherCommon Stock 3,000 $27.27 $81,800.10
Disclosure

SEC source: 0001620863-20-000016 · primary_doc.xml · nonDerivative · entry 1

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,389

F1 · price: Multiple open market security purchases accumulating 3,000 shares occurred on March 12, 2020 with a low, high, and average price per share of $26.90, $27.60, and $27.2667 respectively.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 21:36 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000015 · primary_doc.xml · nonDerivative · entry 4

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,814

F4 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

F5 · balance_after: Held in IRA

Read SEC document
March 11, 2020 Filed Mar 11, 2020 21:36 UTC OtherCommon Stock 2,000 $29.85 $59,700.00
Disclosure

SEC source: 0001620863-20-000015 · primary_doc.xml · nonDerivative · entry 3

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,389

F3 · price: Multiple open market security purchases accumulating 2,000 shares occurred on March 11, 2020 with a low, high, and average price per share of $29.70, $30.00, and $29.85 respectively.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 21:25 UTC
Gehlmann Gregory ASVP/General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000014 · primary_doc.xml · nonDerivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 51.65

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting person's ESOP account as of 12/31/2018

Read SEC document
March 11, 2020 Filed Mar 11, 2020 21:25 UTC
Gehlmann Gregory ASVP/General Counsel
OtherCommon Stock 500 $30.20 $15,100.00
Disclosure

SEC source: 0001620863-20-000014 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646.76

Read SEC document
March 11, 2020 Filed Mar 11, 2020 21:08 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000013 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 872.26

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 21:36 UTC OtherCommon Stock 2,000 $30.10 $60,200.00
Disclosure

SEC source: 0001620863-20-000015 · primary_doc.xml · nonDerivative · entry 2

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,389

F2 · price: Multiple open market security purchases accumulating 2,000 shares occurred on March 10, 2020 with a low, high, and average price per share of $30.00, $30.200, and $30.10 respectively.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 21:08 UTC OtherCommon Stock 3,000 $30.37 $91,106.10
Disclosure

SEC source: 0001620863-20-000013 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,250

F1 · price: Multiple open market security purchases accumulating 3,000 shares occurred on March 10, 2020 with a low, high, and average price per share of $30.2901, $30.4096, and $30.3687 respectively.

Read SEC document
March 09, 2020 Filed Mar 9, 2020 20:38 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000012 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 872.26

F1 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 09, 2020 Filed Mar 9, 2020 20:28 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000011 · primary_doc.xml · nonDerivative · entry 3

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Casey Family LLC of which I am a manager

Disclosed balance after: 133,324

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
March 09, 2020 Filed Mar 9, 2020 19:09 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000009 · primary_doc.xml · nonDerivative · entry 3

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,814

F3 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

F4 · balance_after: Held in IRA

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:36 UTC OtherCommon Stock 2,000 $30.55 $61,100.00
Disclosure

SEC source: 0001620863-20-000015 · primary_doc.xml · nonDerivative · entry 1

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,389

F1 · price: Multiple open market security purchases accumulating 2,000 shares occurred on March 9, 2020 with a low, high, and average price per share of $30.40, $30.70, and $30.55 respectively.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:25 UTC
Gehlmann Gregory ASVP/General Counsel
OtherCommon Stock 500 $30.65 $15,325.00
Disclosure

SEC source: 0001620863-20-000014 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,146.76

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:38 UTC OtherCommon Stock 2,000 $32.37 $64,747.80
Disclosure

SEC source: 0001620863-20-000012 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:28 UTC Exercise / conversionOptions Common Stock · Derivative 4,000 $19.46 Strike: $19.46 $77,840.00
Disclosure

SEC source: 0001620863-20-000011 · primary_doc.xml · derivative · entry 4

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:28 UTC Tax withholdingCommon Stock 2,338 $33.29 $77,832.02
Disclosure

SEC source: 0001620863-20-000011 · primary_doc.xml · nonDerivative · entry 2

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,599

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:28 UTC Exercise / conversionCommon Stock 4,000 $19.46 $77,840.00
Disclosure

SEC source: 0001620863-20-000011 · primary_doc.xml · nonDerivative · entry 1

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:23 UTC OtherCommon Stock 5,000 $32.40 $162,000.00
Disclosure

SEC source: 0001620863-20-000010 · primary_doc.xml · nonDerivative · entry 6

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen and Sons

Disclosed balance after: 97,715

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:23 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000010 · primary_doc.xml · nonDerivative · entry 5

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen and Sons Profit Sharing

Disclosed balance after: 8,600

F1 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:23 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000010 · primary_doc.xml · nonDerivative · entry 4

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mothers Trust

Disclosed balance after: 4,400

F1 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:23 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000010 · primary_doc.xml · nonDerivative · entry 3

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 850

F1 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:23 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000010 · primary_doc.xml · nonDerivative · entry 2

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,300

F1 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:23 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000010 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,549

F1 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:09 UTC OtherCommon Stock 2,000 $32.27 $64,540.00
Disclosure

SEC source: 0001620863-20-000009 · primary_doc.xml · nonDerivative · entry 2

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,389

F2 · price: Multiple open market security purchases accumulating 2,000 shares occurred on March 6, 2020 with a low, high, and average price per share of $32.20, $32.34, and $32.27 respectively.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 19:09 UTC OtherCommon Stock 5,000 $33.26 $166,300.00
Disclosure

SEC source: 0001620863-20-000009 · primary_doc.xml · nonDerivative · entry 1

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,389

F1 · price: Multiple open market security purchases accumulating 5,000 shares occurred on March 5, 2020 with a low, high, and average price per share of $32.70, $33.70, and $33.26 respectively.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 19:16 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000008 · primary_doc.xml · nonDerivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 872.26

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:08 UTC
Gehlmann Gregory ASVP/General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000007 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 51.65

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting person's ESOP account as of 12/31/2018

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:00 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000006 · primary_doc.xml · nonDerivative · entry 5

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koehnen and Sons Profit Sharing

Disclosed balance after: 8,600

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:00 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000006 · primary_doc.xml · nonDerivative · entry 4

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mothers Trust

Disclosed balance after: 4,400

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:00 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000006 · primary_doc.xml · nonDerivative · entry 3

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 850

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:00 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000006 · primary_doc.xml · nonDerivative · entry 2

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,300

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:00 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000006 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,549

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 19:16 UTC OtherCommon Stock 5,000 $34.17 $170,850.00
Disclosure

SEC source: 0001620863-20-000008 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,250

F1 · kind: Multiple open market security purchases accumulating to 5,000 shares occurred on March 2, 2020 with a low, high, and average price per share of $34.10, $34.248, and $34.17 respectively.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 19:16 UTC OtherCommon Stock 5,000 $34.12 $170,613.00
Disclosure

SEC source: 0001620863-20-000008 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,250

Read SEC document
February 28, 2020 Filed Feb 28, 2020 21:49 UTC
Wiese Peter GEVP/Chief Financial Officer
OtherCommon Stock 400 $33.60 $13,440.00
Disclosure

SEC source: 0001620863-20-000005 · primary_doc.xml · nonDerivative · entry 4

Wiese Peter G · CIK 0001750749 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Read SEC document
February 28, 2020 Filed Mar 2, 2020 22:08 UTC
Gehlmann Gregory ASVP/General Counsel
OtherCommon Stock 1,000 $33.84 $33,840.00
Disclosure

SEC source: 0001620863-20-000007 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646.76

Read SEC document
February 28, 2020 Filed Mar 2, 2020 22:00 UTC OtherCommon Stock 2,500 $33.45 $83,625.25
Disclosure

SEC source: 0001620863-20-000006 · primary_doc.xml · nonDerivative · entry 7

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koehnen and Sons

Disclosed balance after: 92,715

F2 · kind: Multiple open market security purchases accumulating to 2,500 shares occurred on February 28, 2020 with a low, high, and average price per share of $33.44, $33.46, $33.4501 respectively.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.