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Nasdaq · USD

TCBK

TRICO BANCSHARES /

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4626
SEC CIK
0000356171
Parsed reports
655

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2023 Filed May 8, 2023 16:14 UTC
Giese Cory WDirector
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000009 · primary_doc.xml · nonDerivative · entry 4

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,117,806

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 05, 2023 Filed May 8, 2023 16:14 UTC
Giese Cory WDirector
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000009 · primary_doc.xml · nonDerivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 41,848

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 05, 2023 Filed May 8, 2023 16:14 UTC
Giese Cory WDirector
Tax withholdingCommon Stock 2,506 $31.06 $77,836.36
Disclosure

SEC source: 0001620863-23-000009 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,427.47

F1 · shares: Reflects shares withheld for a net exercise of outstanding stock options.

Read SEC document
May 05, 2023 Filed May 8, 2023 16:14 UTC
Giese Cory WDirector
Exercise / conversionCommon Stock 4,000 $19.56 $78,240.00
Disclosure

SEC source: 0001620863-23-000009 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,933.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:09 UTC Exercise / conversionOption Common Stock · Derivative 4,000 $19.46 Strike: $19.46 $77,840.00
Disclosure

SEC source: 0001620863-23-000008 · primary_doc.xml · derivative · entry 2

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:09 UTC Exercise / conversionCommon Stock 4,000 $19.46 $77,840.00
Disclosure

SEC source: 0001620863-23-000008 · primary_doc.xml · nonDerivative · entry 1

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,421.84

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:21 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted stock unit · Derivative 7,655 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000006 · primary_doc.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,142

Underlying: Common Stock · 7,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.exercise_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.expiration_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:21 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000006 · primary_doc.xml · nonDerivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,117,086

F5 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of, the securities.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:21 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000006 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 249.65

F4 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:21 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000006 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 36,364.83

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:21 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 4,395 $50.14 $220,365.30
Disclosure

SEC source: 0001620863-23-000006 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,437

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:21 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 7,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000006 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:10 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionRestricted stock unit · Derivative 291 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000005 · primary_doc.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,294

Underlying: Common Stock · 291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.exercise_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.expiration_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:10 UTC
Giem JudiChief Human Resources Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000005 · primary_doc.xml · nonDerivative · entry 3

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 71

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:10 UTC
Giem JudiChief Human Resources Officer
Tax withholdingCommon Stock 184 $50.14 $9,225.76
Disclosure

SEC source: 0001620863-23-000005 · primary_doc.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:10 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionCommon Stock 291 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000005 · primary_doc.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:28 UTC Exercise / conversionRestricted stock unit · Derivative 3,618 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000007 · primary_doc.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,565

Underlying: Common Stock · 3,618 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.exercise_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.expiration_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:28 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000007 · primary_doc.xml · nonDerivative · entry 4

Wiese Peter G · CIK 0001750749 · EVP CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 456.02

F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:28 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000007 · primary_doc.xml · nonDerivative · entry 3

Wiese Peter G · CIK 0001750749 · EVP CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Wiese Family Trust

Disclosed balance after: 2,700

F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:28 UTC Tax withholdingCommon Stock 1,368 $50.14 $68,591.52
Disclosure

SEC source: 0001620863-23-000007 · primary_doc.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:28 UTC Exercise / conversionCommon Stock 3,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000007 · primary_doc.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:01 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionRestricted stock unit · Derivative 1,101 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000004 · primary_doc.xml · derivative · entry 4

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,697

Underlying: Common Stock · 1,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.exercise_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.expiration_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:01 UTC
Gehlmann Gregory ASVP General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000004 · primary_doc.xml · nonDerivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 957.68

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:01 UTC
Gehlmann Gregory ASVP General Counsel
Tax withholdingCommon Stock 699 $50.14 $35,047.86
Disclosure

SEC source: 0001620863-23-000004 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,163.88

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:01 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionCommon Stock 1,101 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000004 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,862.88

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:54 UTC
Fleshood JohnEVP & COO
Exercise / conversionRestricted stock unit · Derivative 2,957 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000003 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,624

Underlying: Common Stock · 2,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.exercise_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.expiration_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:54 UTC
Fleshood JohnEVP & COO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000003 · primary_doc.xml · nonDerivative · entry 3

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,115.52

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:54 UTC
Fleshood JohnEVP & COO
Tax withholdingCommon Stock 1,796 $50.14 $90,051.44
Disclosure

SEC source: 0001620863-23-000003 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,171.05

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:54 UTC
Fleshood JohnEVP & COO
Exercise / conversionCommon Stock 2,957 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000003 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,967.05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:43 UTC
CARNEY CRAIG BChief Credit Officer
Exercise / conversionRestricted stock unit · Derivative 3,248 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000002 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,635

Underlying: Common Stock · 3,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.exercise_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.expiration_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:43 UTC
CARNEY CRAIG BChief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000002 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter

Disclosed balance after: 149.82

F4 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:43 UTC
CARNEY CRAIG BChief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000002 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,124.81

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:43 UTC
CARNEY CRAIG BChief Credit Officer
Tax withholdingCommon Stock 1,972 $50.14 $98,876.08
Disclosure

SEC source: 0001620863-23-000002 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,718

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:43 UTC
CARNEY CRAIG BChief Credit Officer
Exercise / conversionCommon Stock 3,248 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000002 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:32 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionRestricted stock unit · Derivative 3,248 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000001 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,851

Underlying: Common Stock · 3,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.exercise_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.expiration_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:32 UTC
BAILEY DANIEL KEVP Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000001 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,199.45

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:32 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Tax withholdingCommon Stock 1,967 $50.14 $98,625.38
Disclosure

SEC source: 0001620863-23-000001 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,545.96

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:32 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionCommon Stock 3,248 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000001 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,512.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 22:46 UTC
Giem JudiChief Human Resource Officer
GrantPerformance stock unit · Derivative 835 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000077 · primary_doc.xml · derivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115

Underlying: Common stock · 835 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

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October 21, 2022 Filed Oct 25, 2022 22:46 UTC
Giem JudiChief Human Resource Officer
GrantRestricted stock unit · Derivative 835 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000077 · primary_doc.xml · derivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,570

Underlying: Common stock · 835 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

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October 21, 2022 Filed Oct 25, 2022 22:38 UTC
Gehlmann Gregory ASVP General Counsel
GrantPerformance stock unit · Derivative 1,821 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000076 · primary_doc.xml · derivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,886

Underlying: Common stock · 1,821 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

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October 21, 2022 Filed Oct 25, 2022 22:38 UTC
Gehlmann Gregory ASVP General Counsel
GrantRestricted stock unit · Derivative 1,821 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000076 · primary_doc.xml · derivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,764

Underlying: Common stock · 1,821 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

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October 21, 2022 Filed Oct 25, 2022 22:30 UTC
BAILEY DANIEL KEVP Chief Banking Officer
GrantPerformance stock unit · Derivative 3,098 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000075 · primary_doc.xml · derivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,821

Underlying: Common stock · 3,098 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

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October 21, 2022 Filed Oct 25, 2022 22:30 UTC
BAILEY DANIEL KEVP Chief Banking Officer
GrantRestricted stock unit · Derivative 3,098 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000075 · primary_doc.xml · derivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,034

Underlying: Common stock · 3,098 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

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October 21, 2022 Filed Oct 25, 2022 20:56 UTC
CARNEY CRAIG BChief Credit Officer
GrantPerformance Stock Unit · Derivative 2,924 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000074 · primary_doc.xml · derivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,647

Underlying: Common Stock · 2,924 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

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October 21, 2022 Filed Oct 25, 2022 20:56 UTC
CARNEY CRAIG BChief Credit Officer
GrantRestricted stock unit · Derivative 2,924 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000074 · primary_doc.xml · derivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,820

Underlying: Common Stock · 2,924 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

Read SEC document
October 21, 2022 Filed Oct 25, 2022 20:51 UTC
Fleshood JohnEVP & COO
GrantPerformance Stock Unit · Derivative 3,775 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000073 · primary_doc.xml · derivative · entry 2

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,376

Underlying: Common Stock · 3,775 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

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October 21, 2022 Filed Oct 25, 2022 20:51 UTC
Fleshood JohnEVP & COO
GrantRestricted stock unit · Derivative 3,775 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000073 · primary_doc.xml · derivative · entry 1

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,502

Underlying: Common Stock · 3,775 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

Read SEC document
October 21, 2022 Filed Oct 25, 2022 20:43 UTC GrantPerformance Stock Unit · Derivative 4,016 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000072 · primary_doc.xml · derivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,571

Underlying: Common Stock · 4,016 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

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October 21, 2022 Filed Oct 25, 2022 20:43 UTC GrantRestricted stock unit · Derivative 4,016 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000072 · primary_doc.xml · derivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,094

Underlying: Common Stock · 4,016 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.