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TRICO BANCSHARES /

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4626
SEC CIK
0000356171
Parsed reports
655

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2023 Filed May 31, 2023 23:03 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionCommon Stock 1,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000022 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,534.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:56 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted stock unit · Derivative 733 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000021 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,468

Underlying: Common Stock · 733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:56 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000021 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By daughter

Disclosed balance after: 150.89

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:56 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000021 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 18,262.5

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:56 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 420 $33.48 $14,061.60
Disclosure

SEC source: 0001620863-23-000021 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,031

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:56 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 733 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000021 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:47 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionRestricted stock unit · Derivative 733 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000020 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,468

Underlying: Common Stock · 733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:47 UTC
BAILEY DANIEL KEVP Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000020 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 10,008.94

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:47 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Tax withholdingCommon Stock 420 $33.48 $14,061.60
Disclosure

SEC source: 0001620863-23-000020 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,199.41

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:47 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionCommon Stock 733 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000020 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,619.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.

Read SEC document
May 19, 2023 Filed May 19, 2023 22:36 UTC Exercise / conversionRestricted stock unit · Derivative 1,866 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000019 · primary_doc.xml · derivative · entry 2

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 22:36 UTC Exercise / conversionCommon Stock 1,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000019 · primary_doc.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,944.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 22:30 UTC
Nakamura JonDirector
Exercise / conversionRestricted stock unit · Derivative 1,866 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000018 · primary_doc.xml · derivative · entry 2

Nakamura Jon · CIK 0001907186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 22:30 UTC
Nakamura JonDirector
Exercise / conversionCommon Stock 1,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000018 · primary_doc.xml · nonDerivative · entry 1

Nakamura Jon · CIK 0001907186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 22:25 UTC Exercise / conversionRestricted stock unit · Derivative 1,866 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000017 · primary_doc.xml · derivative · entry 2

MCGRAW THOMAS C · CIK 0001225403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 22:25 UTC Exercise / conversionCommon Stock 1,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000017 · primary_doc.xml · nonDerivative · entry 1

MCGRAW THOMAS C · CIK 0001225403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 22:18 UTC Exercise / conversionRestricted stock unit · Derivative 1,866 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000016 · primary_doc.xml · derivative · entry 2

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 22:18 UTC Exercise / conversionCommon Stock 1,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000016 · primary_doc.xml · nonDerivative · entry 1

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 22:12 UTC Exercise / conversionRestricted stock unit · Derivative 1,866 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000015 · primary_doc.xml · derivative · entry 4

Leggio Anthony L. · CIK 0001441799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 22:12 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000015 · primary_doc.xml · nonDerivative · entry 3

Leggio Anthony L. · CIK 0001441799 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · In trust for family members

Disclosed balance after: 33,765

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 19, 2023 Filed May 19, 2023 22:12 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000015 · primary_doc.xml · nonDerivative · entry 2

Leggio Anthony L. · CIK 0001441799 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Bolthouse Properties

Disclosed balance after: 75,000.5

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 19, 2023 Filed May 19, 2023 22:12 UTC Exercise / conversionCommon Stock 1,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000015 · primary_doc.xml · nonDerivative · entry 1

Leggio Anthony L. · CIK 0001441799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,462.95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:56 UTC Exercise / conversionRestricted stock unit · Derivative 1,866 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000014 · primary_doc.xml · derivative · entry 7

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:56 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000014 · primary_doc.xml · nonDerivative · entry 6

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Koehnen & Sons

Disclosed balance after: 97,715

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:56 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000014 · primary_doc.xml · nonDerivative · entry 5

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Koehnen & Sons Profit Sharing

Disclosed balance after: 8,600

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:56 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000014 · primary_doc.xml · nonDerivative · entry 4

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By mothers trust

Disclosed balance after: 4,400

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:56 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000014 · primary_doc.xml · nonDerivative · entry 3

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,117,086

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:56 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000014 · primary_doc.xml · nonDerivative · entry 2

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 2,300

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:56 UTC Exercise / conversionCommon Stock 1,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000014 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,974.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:43 UTC Exercise / conversionRestricted stock unit · Derivative 1,866 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000013 · primary_doc.xml · derivative · entry 2

Kane Margaret L · CIK 0001804875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:43 UTC Exercise / conversionCommon Stock 1,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000013 · primary_doc.xml · nonDerivative · entry 1

Kane Margaret L · CIK 0001804875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,944.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:27 UTC Exercise / conversionRestricted stock unit · Derivative 1,866 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000012 · primary_doc.xml · derivative · entry 2

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:27 UTC Exercise / conversionCommon Stock 1,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000012 · primary_doc.xml · nonDerivative · entry 1

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,287.84

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:19 UTC
Giese Cory WDirector
Exercise / conversionRestricted stock unit · Derivative 1,866 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000011 · primary_doc.xml · derivative · entry 4

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

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May 19, 2023 Filed May 19, 2023 21:19 UTC
Giese Cory WDirector
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000011 · primary_doc.xml · nonDerivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,117,086

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

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May 19, 2023 Filed May 19, 2023 21:19 UTC
Giese Cory WDirector
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000011 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 41,848

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

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May 19, 2023 Filed May 19, 2023 21:19 UTC
Giese Cory WDirector
Exercise / conversionCommon Stock 1,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000011 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,293.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

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May 19, 2023 Filed May 19, 2023 21:06 UTC Exercise / conversionRestricted stock unit · Derivative 1,866 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000010 · primary_doc.xml · derivative · entry 2

Garen Kirsten E · CIK 0001804874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

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May 19, 2023 Filed May 19, 2023 21:06 UTC Exercise / conversionCommon Stock 1,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000010 · primary_doc.xml · nonDerivative · entry 1

Garen Kirsten E · CIK 0001804874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,935.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

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May 18, 2023 Filed May 19, 2023 22:36 UTC Exercise / conversionRestricted stock unit · Derivative 2,119 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000019 · primary_doc.xml · derivative · entry 3

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119

Underlying: Common Stock · 2,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

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May 18, 2023 Filed May 19, 2023 22:30 UTC
Nakamura JonDirector
Exercise / conversionRestricted stock unit · Derivative 2,119 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000018 · primary_doc.xml · derivative · entry 3

Nakamura Jon · CIK 0001907186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119

Underlying: Common Stock · 2,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

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May 18, 2023 Filed May 19, 2023 22:25 UTC Exercise / conversionRestricted stock unit · Derivative 2,119 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000017 · primary_doc.xml · derivative · entry 3

MCGRAW THOMAS C · CIK 0001225403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119

Underlying: Common Stock · 2,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

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May 18, 2023 Filed May 19, 2023 22:18 UTC Exercise / conversionRestricted stock unit · Derivative 2,119 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000016 · primary_doc.xml · derivative · entry 3

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119

Underlying: Common Stock · 2,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

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May 18, 2023 Filed May 19, 2023 22:12 UTC Exercise / conversionRestricted stock unit · Derivative 2,119 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000015 · primary_doc.xml · derivative · entry 5

Leggio Anthony L. · CIK 0001441799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119

Underlying: Common Stock · 2,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

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May 18, 2023 Filed May 19, 2023 21:56 UTC Exercise / conversionRestricted stock unit · Derivative 2,119 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000014 · primary_doc.xml · derivative · entry 8

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119

Underlying: Common Stock · 2,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

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May 18, 2023 Filed May 19, 2023 21:43 UTC Exercise / conversionRestricted stock unit · Derivative 2,119 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000013 · primary_doc.xml · derivative · entry 3

Kane Margaret L · CIK 0001804875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119

Underlying: Common Stock · 2,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

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May 18, 2023 Filed May 19, 2023 21:27 UTC Exercise / conversionRestricted stock unit · Derivative 2,119 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000012 · primary_doc.xml · derivative · entry 3

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119

Underlying: Common Stock · 2,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

Read SEC document
May 18, 2023 Filed May 19, 2023 21:19 UTC
Giese Cory WDirector
Exercise / conversionRestricted stock unit · Derivative 2,119 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000011 · primary_doc.xml · derivative · entry 5

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119

Underlying: Common Stock · 2,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

Read SEC document
May 18, 2023 Filed May 19, 2023 21:06 UTC Exercise / conversionRestricted stock unit · Derivative 2,119 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000010 · primary_doc.xml · derivative · entry 3

Garen Kirsten E · CIK 0001804874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119

Underlying: Common Stock · 2,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

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May 05, 2023 Filed May 8, 2023 16:14 UTC
Giese Cory WDirector
Exercise / conversionOption Common Stock · Derivative 4,000 $19.46 Strike: $19.46 $77,840.00
Disclosure

SEC source: 0001620863-23-000009 · primary_doc.xml · derivative · entry 5

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.