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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2023 Filed Jun 13, 2023 23:13 UTC
Giem JudiChief Human Resources Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000041 · primary_doc.xml · nonDerivative · entry 3

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 414.25

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 23:13 UTC
Giem JudiChief Human Resources Officer
Tax withholdingCommon Stock 924 $37.21 $34,382.04
Disclosure

SEC source: 0001620863-23-000041 · primary_doc.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,458

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 23:13 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionCommon Stock 1,612 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000041 · primary_doc.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1339 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 22:20 UTC
Gehlmann Gregory ASVP General Counsel
GrantPerformance Stock Unit · Derivative 2,630 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000040 · primary_doc.xml · derivative · entry 6

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,195

Underlying: Common Stock · 2,630 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 22:20 UTC
Gehlmann Gregory ASVP General Counsel
GrantRestricted stock unit · Derivative 2,630 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000040 · primary_doc.xml · derivative · entry 5

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,277

Underlying: Common Stock · 2,630 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

Read SEC document
June 12, 2023 Filed Jun 13, 2023 22:20 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionPerformance Stock Unit · Derivative 2,794 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000040 · primary_doc.xml · derivative · entry 4

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,565

Underlying: Common Stock · 2,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2321 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2321 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2321 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 22:20 UTC
Gehlmann Gregory ASVP General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000040 · primary_doc.xml · nonDerivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 1,590.25

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 22:20 UTC
Gehlmann Gregory ASVP General Counsel
Tax withholdingCommon Stock 1,602 $37.21 $59,610.42
Disclosure

SEC source: 0001620863-23-000040 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,518.43

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 22:20 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionCommon Stock 2,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000040 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,120.43

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 2321 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:45 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
GrantPerformance Stock Unit · Derivative 13,271 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000038 · primary_doc.xml · derivative · entry 8

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,092

Underlying: Common Stock · 13,271 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:45 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
GrantRestricted stock unit · Derivative 13,271 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000038 · primary_doc.xml · derivative · entry 7

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,800

Underlying: Common Stock · 13,271 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:45 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
Exercise / conversionPerformance Stock Unit · Derivative 15,962 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000038 · primary_doc.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,821

Underlying: Common Stock · 15,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 13258 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 13258 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 13258 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:45 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000038 · primary_doc.xml · nonDerivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,163,292

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:45 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000038 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 251.44

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:45 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000038 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 38,299.26

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:45 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
Tax withholdingCommon Stock 9,154 $37.21 $340,620.34
Disclosure

SEC source: 0001620863-23-000038 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,715

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:45 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
Exercise / conversionCommon Stock 15,962 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000038 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 13258 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 22:07 UTC
Fleshood JohnEVP Chief Operating Officer
GrantPerformance Stock Unit · Derivative 5,379 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000039 · primary_doc.xml · derivative · entry 6

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,023

Underlying: Common Stock · 5,379 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F5 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F5 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

Read SEC document
June 12, 2023 Filed Jun 13, 2023 22:07 UTC
Fleshood JohnEVP Chief Operating Officer
GrantRestricted stock unit · Derivative 5,379 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000039 · primary_doc.xml · derivative · entry 5

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,517

Underlying: Common Stock · 5,379 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

Read SEC document
June 12, 2023 Filed Jun 13, 2023 22:07 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionPerformance Stock Unit · Derivative 6,901 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000039 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,644

Underlying: Common Stock · 6,901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 5732 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 5732 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 5732 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 22:07 UTC
Fleshood JohnEVP Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000039 · primary_doc.xml · nonDerivative · entry 3

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 1,590.25

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 22:07 UTC
Fleshood JohnEVP Chief Operating Officer
Tax withholdingCommon Stock 3,474 $37.21 $129,267.54
Disclosure

SEC source: 0001620863-23-000039 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,040.94

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 22:07 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionCommon Stock 6,901 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000039 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,514.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 5732 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:08 UTC
CARNEY CRAIG BEVP Chief Credit Officer
GrantPerformance Stock Unit · Derivative 4,171 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000037 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,890

Underlying: Common Stock · 4,171 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:08 UTC
CARNEY CRAIG BEVP Chief Credit Officer
GrantRestricted stock unit · Derivative 4,171 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000037 · primary_doc.xml · derivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,067

Underlying: Common Stock · 4,171 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:08 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionPerformance Stock Unit · Derivative 4,729 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000037 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,719

Underlying: Common Stock · 4,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3928 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3928 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3928 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:08 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000037 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By daughter

Disclosed balance after: 150.89

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:08 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000037 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 18,262.5

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:08 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 2,712 $37.21 $100,913.52
Disclosure

SEC source: 0001620863-23-000037 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,258

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 21:08 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 4,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000037 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3928 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:54 UTC
BAILEY DANIEL KEVP Chief Banking Officer
GrantPerformance Stock Unit · Derivative 4,373 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000036 · primary_doc.xml · derivative · entry 6

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,266

Underlying: Common Stock · 4,373 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

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June 12, 2023 Filed Jun 13, 2023 20:54 UTC
BAILEY DANIEL KEVP Chief Banking Officer
GrantRestricted stock unit · Derivative 4,373 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000036 · primary_doc.xml · derivative · entry 5

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,486

Underlying: Common Stock · 4,373 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:54 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionPerformance Stock Unit · Derivative 4,729 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000036 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,893

Underlying: Common Stock · 4,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3928 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3928 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3928 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:54 UTC
BAILEY DANIEL KEVP Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000036 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 10,008.94

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:54 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Tax withholdingCommon Stock 2,712 $37.21 $100,913.52
Disclosure

SEC source: 0001620863-23-000036 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,669.41

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:54 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionCommon Stock 4,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000036 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,381.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3928 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 17:55 UTC
Giese Cory WDirector
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000043 · primary_doc.xml · nonDerivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,163,292

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 17:55 UTC
Giese Cory WDirector
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000043 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500.47

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 17:55 UTC
Giese Cory WDirector
GiftCommon Stock 5,135 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000043 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 44,742

F1 · kind: This transaction was a bona fide gift with no payment in consideration. Exempt from Section 16(b) of the Act pursuant to Rule 16b-5 promulgated under the Act.

Read SEC document
June 08, 2023 Filed Jun 8, 2023 18:54 UTC
Giese Cory WDirector
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000035 · primary_doc.xml · nonDerivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,163,292

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 08, 2023 Filed Jun 8, 2023 18:54 UTC
Giese Cory WDirector
SaleCommon Stock 2,241 $38.00 $85,158.00
Disclosure

SEC source: 0001620863-23-000035 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 39,607

Read SEC document
June 08, 2023 Filed Jun 8, 2023 18:54 UTC
Giese Cory WDirector
SaleCommon Stock 1,793 $38.00 $68,134.00
Disclosure

SEC source: 0001620863-23-000035 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500.47

Read SEC document
June 05, 2023 Filed Jun 6, 2023 18:22 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
Exercise / conversionRestricted stock unit · Derivative 3,579 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000033 · primary_doc.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,578

Underlying: Common Stock · 3,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 18:22 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000033 · primary_doc.xml · nonDerivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,151,768

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 18:22 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000033 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 251.44

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 18:22 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000033 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 38,299.26

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 18:22 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
Tax withholdingCommon Stock 2,052 $35.18 $72,189.36
Disclosure

SEC source: 0001620863-23-000033 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,907

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 18:22 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
Exercise / conversionCommon Stock 3,579 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000033 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 18:32 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionRestricted stock unit · Derivative 1,734 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000034 · primary_doc.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,735

Underlying: Common Stock · 1,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 18:32 UTC
Wiese Peter GEVP Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000034 · primary_doc.xml · nonDerivative · entry 4

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By family trust

Disclosed balance after: 2,700

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.