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SEC CIK
0000356171
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655

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 23, 2023 Filed Oct 24, 2023 18:31 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionRestricted stock unit · Derivative 1,298 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000052 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,597

Underlying: Common Stock · 1,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:31 UTC
Fleshood JohnEVP Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000052 · primary_doc.xml · nonDerivative · entry 3

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 1,509.25

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:31 UTC
Fleshood JohnEVP Chief Operating Officer
Tax withholdingCommon Stock 744 $30.74 $22,870.56
Disclosure

SEC source: 0001620863-23-000052 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,474.09

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:31 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionCommon Stock 1,298 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000052 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,218.09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:19 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted stock unit · Derivative 1,005 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000051 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,013

Underlying: Common Stock · 1,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:19 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000051 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By daughter

Disclosed balance after: 153.67

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:19 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000051 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 18,262.5

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:19 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 576 $30.74 $17,706.24
Disclosure

SEC source: 0001620863-23-000051 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,862

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:19 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 1,005 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000051 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:06 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionRestricted stock unit · Derivative 1,064 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000050 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,132

Underlying: Common Stock · 1,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:06 UTC
BAILEY DANIEL KEVP Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000050 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 10,008.94

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:06 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Tax withholdingCommon Stock 610 $30.74 $18,751.40
Disclosure

SEC source: 0001620863-23-000050 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,315.41

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:06 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionCommon Stock 1,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000050 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,925.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 16:29 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionRestricted stock unit · Derivative 866 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000049 · primary_doc.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 16:29 UTC
Wiese Peter GEVP Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000049 · primary_doc.xml · nonDerivative · entry 4

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By family trust

Disclosed balance after: 2,700

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 16:29 UTC
Wiese Peter GEVP Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000049 · primary_doc.xml · nonDerivative · entry 3

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 903.44

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 16:29 UTC
Wiese Peter GEVP Chief Financial Officer
Tax withholdingCommon Stock 16 $33.03 $528.48
Disclosure

SEC source: 0001620863-23-000049 · primary_doc.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,600

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 16:29 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionCommon Stock 866 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000049 · primary_doc.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 16:18 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
Exercise / conversionRestricted stock unit · Derivative 2,030 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000048 · primary_doc.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 16:18 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000048 · primary_doc.xml · nonDerivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,163,292

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 16:18 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000048 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 253.65

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 16:18 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000048 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 38,299.26

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 16:18 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
Tax withholdingCommon Stock 1,164 $33.03 $38,446.92
Disclosure

SEC source: 0001620863-23-000048 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,581

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 16:18 UTC
SMITH RICHARD PDirector · CEO, President & Chairman
Exercise / conversionCommon Stock 2,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000048 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO, President & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 16:05 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionRestricted stock unit · Derivative 261 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000047 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 16:05 UTC
Gehlmann Gregory ASVP General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000047 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 1,422.82

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 16:05 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionCommon Stock 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000047 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,843.83

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 15:55 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionRestricted stock unit · Derivative 742 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000046 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 15:55 UTC
Fleshood JohnEVP Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000046 · primary_doc.xml · nonDerivative · entry 3

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 1,509.25

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 15:55 UTC
Fleshood JohnEVP Chief Operating Officer
Tax withholdingCommon Stock 425 $33.03 $14,037.75
Disclosure

SEC source: 0001620863-23-000046 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,609.48

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 15:55 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionCommon Stock 742 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000046 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,034.48

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 15:42 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted stock unit · Derivative 409 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000045 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 15:42 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000045 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By daughter

Disclosed balance after: 152.22

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 15:42 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000045 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 18,262.5

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 15:42 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 234 $33.03 $7,729.02
Disclosure

SEC source: 0001620863-23-000045 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,433

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 15:42 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 409 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000045 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 15:30 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionRestricted stock unit · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000044 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

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June 26, 2023 Filed Jun 27, 2023 15:30 UTC
BAILEY DANIEL KEVP Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000044 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 10,008.94

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

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June 26, 2023 Filed Jun 27, 2023 15:30 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Tax withholdingCommon Stock 258 $33.03 $8,521.74
Disclosure

SEC source: 0001620863-23-000044 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,861.41

F2 · shares: Reflects shares withheld to pay tax liability.

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June 26, 2023 Filed Jun 27, 2023 15:30 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionCommon Stock 450 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000044 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,119.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

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June 12, 2023 Filed Jun 13, 2023 23:50 UTC
Wiese Peter GEVP Chief Financial Officer
GrantPerformance Stock Unit · Derivative 5,724 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000042 · primary_doc.xml · derivative · entry 7

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,867

Underlying: Common Stock · 5,724 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

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June 12, 2023 Filed Jun 13, 2023 23:50 UTC
Wiese Peter GEVP Chief Financial Officer
GrantRestricted stock unit · Derivative 5,724 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000042 · primary_doc.xml · derivative · entry 6

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,553

Underlying: Common Stock · 5,724 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

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June 12, 2023 Filed Jun 13, 2023 23:50 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionPerformance Stock Unit · Derivative 7,739 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000042 · primary_doc.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,143

Underlying: Common Stock · 7,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 6428 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 6428 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 6428 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

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June 12, 2023 Filed Jun 13, 2023 23:50 UTC
Wiese Peter GEVP Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000042 · primary_doc.xml · nonDerivative · entry 4

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By family trust

Disclosed balance after: 2,700

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

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June 12, 2023 Filed Jun 13, 2023 23:50 UTC
Wiese Peter GEVP Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000042 · primary_doc.xml · nonDerivative · entry 3

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 903.44

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

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June 12, 2023 Filed Jun 13, 2023 23:50 UTC
Wiese Peter GEVP Chief Financial Officer
Tax withholdingCommon Stock 3,239 $37.21 $120,523.19
Disclosure

SEC source: 0001620863-23-000042 · primary_doc.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F2 · shares: Reflects shares withheld to pay tax liability.

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June 12, 2023 Filed Jun 13, 2023 23:50 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionCommon Stock 7,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000042 · primary_doc.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 6428 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

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June 12, 2023 Filed Jun 13, 2023 23:13 UTC
Giem JudiChief Human Resources Officer
GrantPerformance Stock Unit · Derivative 1,178 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000041 · primary_doc.xml · derivative · entry 6

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,881

Underlying: Common Stock · 1,178 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

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June 12, 2023 Filed Jun 13, 2023 23:13 UTC
Giem JudiChief Human Resources Officer
GrantRestricted stock unit · Derivative 1,178 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000041 · primary_doc.xml · derivative · entry 5

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,954

Underlying: Common Stock · 1,178 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

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June 12, 2023 Filed Jun 13, 2023 23:13 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionPerformance Stock Unit · Derivative 1,612 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000041 · primary_doc.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,776

Underlying: Common Stock · 1,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1339 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1339 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1339 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.