Tapewire

Nasdaq · USD

TCBI

TEXAS CAPITAL BANCSHARES INC/TX

Export transactions ↓
Tapewire entity
4035
SEC CIK
0001077428
Parsed reports
461

Last 12 months

Inside the activity.

22 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202650
Feb 2026100
Mar 202660
Apr 202600
May 202600
Jun 202613
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2024 Filed Jun 14, 2024 17:04 UTC
Storms Timothy JChief Risk Officer
Exercise / conversion2024 Restricted Stock Units · Derivative 109 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000140 · wk-form4_1718399077.xml · derivative · entry 7

Storms Timothy J · CIK 0001848183 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,509

Underlying: Common Stock · 109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSUs will vest in equal annual installments beginning February 16, 2025, 2026 and 2027.

F3 · derivative.expiration_date: The RSUs will vest in equal annual installments beginning February 16, 2025, 2026 and 2027.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 17:04 UTC
Storms Timothy JChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 65 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000140 · wk-form4_1718399077.xml · derivative · entry 6

Storms Timothy J · CIK 0001848183 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,673

Underlying: Common Stock · 65 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSUs will vest in equal annual installments beginning February 9, 2024, 2025 and 2026.

F2 · derivative.expiration_date: The RSUs will vest in equal annual installments beginning February 9, 2024, 2025 and 2026.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 17:04 UTC
Storms Timothy JChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 31 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000140 · wk-form4_1718399077.xml · derivative · entry 5

Storms Timothy J · CIK 0001848183 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,261

Underlying: Common Stock · 31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The RSUs will vest in equal annual installments beginning February 8, 2023, 2024 and 2025.

F1 · derivative.expiration_date: The RSUs will vest in equal annual installments beginning February 8, 2023, 2024 and 2025.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 17:04 UTC
Storms Timothy JChief Risk Officer
Tax withholdingCommon Stock 205 $55.92 $11,463.60
Disclosure

SEC source: 0001077428-24-000140 · wk-form4_1718399077.xml · nonDerivative · entry 4

Storms Timothy J · CIK 0001848183 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,366

Read SEC document
June 13, 2024 Filed Jun 14, 2024 17:04 UTC
Storms Timothy JChief Risk Officer
Exercise / conversionCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000140 · wk-form4_1718399077.xml · nonDerivative · entry 3

Storms Timothy J · CIK 0001848183 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 17:04 UTC
Storms Timothy JChief Risk Officer
Exercise / conversionCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000140 · wk-form4_1718399077.xml · nonDerivative · entry 2

Storms Timothy J · CIK 0001848183 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 17:04 UTC
Storms Timothy JChief Risk Officer
Exercise / conversionCommon Stock 31 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000140 · wk-form4_1718399077.xml · nonDerivative · entry 1

Storms Timothy J · CIK 0001848183 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 20:34 UTC
Scurlock John MatthewChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000136 · wk-form4_1717533272.xml · derivative · entry 3

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

Read SEC document
June 03, 2024 Filed Jun 4, 2024 20:34 UTC
Scurlock John MatthewChief Financial Officer
Tax withholdingCommon Stock 59 $58.83 $3,470.97
Disclosure

SEC source: 0001077428-24-000136 · wk-form4_1717533272.xml · nonDerivative · entry 2

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,031

Read SEC document
June 03, 2024 Filed Jun 4, 2024 20:34 UTC
Scurlock John MatthewChief Financial Officer
Exercise / conversionCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000136 · wk-form4_1717533272.xml · nonDerivative · entry 1

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 20:26 UTC Grant2024 Restricted Stock Units · Derivative 1,134 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000134 · wk-form4_1717532786.xml · derivative · entry 2

Midkiff Mark W · CIK 0001728747 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,134

Underlying: Common Stock · 1,134 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · derivative.expiration_date: N/A

Read SEC document
May 23, 2024 Filed May 24, 2024 20:26 UTC PurchaseCommon Stock 5,369 $58.72 $315,267.68
Disclosure

SEC source: 0001077428-24-000130 · wk-form4_1716582365.xml · nonDerivative · entry 3

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 84,369

F5 · price: The stated price represents the average based on prices ranging from $58.39 to $59.02. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
May 23, 2024 Filed May 24, 2024 20:26 UTC PurchaseDepositary Shares for Series B Preferred Stock 5,000 $19.02 $95,100.00
Disclosure

SEC source: 0001077428-24-000130 · wk-form4_1716582365.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 174,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F4 · price: The stated price represents the average based on prices ranging from $18.99 to $19.08 Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:26 UTC PurchaseDepositary Shares for Series B Preferred Stock 3,000 $19.36 $58,080.00
Disclosure

SEC source: 0001077428-24-000130 · wk-form4_1716582365.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 169,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $19.35 to $19.45. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
May 21, 2024 Filed May 22, 2024 20:34 UTC PurchaseDepositary Shares for Series B Preferred Stock 3,000 $19.48 $58,440.00
Disclosure

SEC source: 0001077428-24-000128 · wk-form4_1716410080.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 166,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F4 · price: The stated price represents the average based on prices ranging from $19.45 to $19.50. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
May 20, 2024 Filed May 22, 2024 20:34 UTC PurchaseDepositary Shares for Series B Preferred Stock 6,000 $19.52 $117,120.00
Disclosure

SEC source: 0001077428-24-000128 · wk-form4_1716410080.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 163,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $19.49 to $19.55. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
May 17, 2024 Filed May 20, 2024 20:21 UTC PurchaseDepositary Shares for Series B Preferred Stock 996 $19.53 $19,451.88
Disclosure

SEC source: 0001077428-24-000124 · wk-form4_1716236500.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 157,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F3 · price: The stated price represents the average based on prices ranging from $19.50 to $19.55. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F2 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
May 16, 2024 Filed May 20, 2024 20:21 UTC PurchaseDepositary Shares for Series B Preferred Stock 4 $19.40 $77.60
Disclosure

SEC source: 0001077428-24-000124 · wk-form4_1716236500.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 156,710

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
May 10, 2024 Filed May 14, 2024 21:05 UTC PurchaseDepositary Shares for Series B Preferred Stock 3,000 $19.50 $58,500.00
Disclosure

SEC source: 0001077428-24-000120 · wk-form4_1715720672.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 156,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
May 07, 2024 Filed May 8, 2024 21:07 UTC PurchaseDepositary Shares for Series B Preferred Stock 3,000 $19.70 $59,100.00
Disclosure

SEC source: 0001077428-24-000116 · wk-form4_1715202434.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 153,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $19.61 to $19.70. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
April 24, 2024 Filed Apr 25, 2024 23:22 UTC Exercise / conversionCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000096 · wk-form4_1714087341.xml · nonDerivative · entry 2

Hyle Charles S · CIK 0001292558 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of common stock underlying the RSUs will be issued at a deferred settlement date per the election of the reporting person.

Read SEC document
April 24, 2024 Filed Apr 25, 2024 23:17 UTC Exercise / conversionCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000094 · wk-form4_1714087049.xml · nonDerivative · entry 2

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of common stock underlying the RSUs will be issued at a deferred settlement date per the election of the reporting person.

Read SEC document
April 23, 2024 Filed Apr 25, 2024 23:23 UTC Grant2024 Restricted Stock Units · Derivative 1,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000098 · wk-form4_1714087404.xml · derivative · entry 6

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F4 · derivative.expiration_date: N/A

Read SEC document
April 23, 2024 Filed Apr 25, 2024 23:46 UTC Grant2024 Restricted Stock Units · Derivative 1,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000114 · wk-form4_1714088799.xml · derivative · entry 2

Arbour Paola M · CIK 0001769862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F2 · derivative.expiration_date: N/A

Read SEC document
April 23, 2024 Filed Apr 25, 2024 23:39 UTC Grant2024 Restricted Stock Units · Derivative 1,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000112 · wk-form4_1714088374.xml · derivative · entry 2

Ragusa Elysia Holt · CIK 0001421287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F1 · derivative.expiration_date: N/A

Read SEC document
April 23, 2024 Filed Apr 25, 2024 23:34 UTC Grant2024 Restricted Stock Units · Derivative 1,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000108 · wk-form4_1714088080.xml · derivative · entry 2

Tremblay Dale W · CIK 0001341611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F1 · derivative.expiration_date: N/A

Read SEC document
April 23, 2024 Filed Apr 25, 2024 23:36 UTC Grant2024 Restricted Stock Units · Derivative 1,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000110 · wk-form4_1714088200.xml · derivative · entry 2

Huntley David S. · CIK 0001626578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F1 · derivative.expiration_date: N/A

Read SEC document
April 23, 2024 Filed Apr 25, 2024 23:32 UTC Grant2024 Restricted Stock Units · Derivative 1,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000106 · wk-form4_1714087961.xml · derivative · entry 2

Baliff Jonathan · CIK 0001434006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F1 · derivative.expiration_date: N/A

Read SEC document
April 23, 2024 Filed Apr 25, 2024 23:27 UTC Grant2024 Restricted Stock Units · Derivative 1,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000104 · wk-form4_1714087637.xml · derivative · entry 2

Whitley Laura L · CIK 0001974780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F1 · derivative.expiration_date: N/A

Read SEC document
April 23, 2024 Filed Apr 25, 2024 23:26 UTC Grant2024 Restricted Stock Units · Derivative 1,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000102 · wk-form4_1714087577.xml · derivative · entry 2

Long Thomas E · CIK 0001345700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F1 · derivative.expiration_date: N/A

Read SEC document
April 23, 2024 Filed Apr 25, 2024 23:24 UTC Grant2024 Restricted Stock Units · Derivative 1,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000100 · wk-form4_1714087481.xml · derivative · entry 2

Browning James H · CIK 0001475086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F2 · derivative.expiration_date: N/A

Read SEC document
April 23, 2024 Filed Apr 25, 2024 23:22 UTC Grant2024 Restricted Stock Units · Derivative 1,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000096 · wk-form4_1714087341.xml · derivative · entry 3

Hyle Charles S · CIK 0001292558 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F2 · derivative.expiration_date: N/A

Read SEC document
April 23, 2024 Filed Apr 25, 2024 23:17 UTC Grant2024 Restricted Stock Units · Derivative 1,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000094 · wk-form4_1714087049.xml · derivative · entry 4

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F3 · derivative.expiration_date: N/A

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000098 · wk-form4_1714087404.xml · derivative · entry 7

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: N/A

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:23 UTC Exercise / conversionCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000098 · wk-form4_1714087404.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:46 UTC Exercise / conversionRestricted Stock Units · Derivative 1,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000114 · wk-form4_1714088799.xml · derivative · entry 3

Arbour Paola M · CIK 0001769862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: N/A

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:46 UTC Exercise / conversionCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000114 · wk-form4_1714088799.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of common stock underlying the RSUs will be issued at a deferred settlement date per the election of the reporting person.

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:39 UTC Exercise / conversionRestricted Stock Units · Derivative 1,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000112 · wk-form4_1714088374.xml · derivative · entry 3

Ragusa Elysia Holt · CIK 0001421287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: N/A

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:39 UTC Exercise / conversionCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000112 · wk-form4_1714088374.xml · nonDerivative · entry 1

Ragusa Elysia Holt · CIK 0001421287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:34 UTC Exercise / conversionRestricted Stock Units · Derivative 1,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000108 · wk-form4_1714088080.xml · derivative · entry 3

Tremblay Dale W · CIK 0001341611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: N/A

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:34 UTC Exercise / conversionCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000108 · wk-form4_1714088080.xml · nonDerivative · entry 1

Tremblay Dale W · CIK 0001341611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:36 UTC Exercise / conversionRestricted Stock Units · Derivative 1,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000110 · wk-form4_1714088200.xml · derivative · entry 3

Huntley David S. · CIK 0001626578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: N/A

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:36 UTC Exercise / conversionCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000110 · wk-form4_1714088200.xml · nonDerivative · entry 1

Huntley David S. · CIK 0001626578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:32 UTC Exercise / conversionRestricted Stock Units · Derivative 1,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000106 · wk-form4_1714087961.xml · derivative · entry 3

Baliff Jonathan · CIK 0001434006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: N/A

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:32 UTC Exercise / conversionCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000106 · wk-form4_1714087961.xml · nonDerivative · entry 1

Baliff Jonathan · CIK 0001434006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:27 UTC Exercise / conversionRestricted Stock Units · Derivative 1,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000104 · wk-form4_1714087637.xml · derivative · entry 3

Whitley Laura L · CIK 0001974780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: N/A

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:27 UTC Exercise / conversionCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000104 · wk-form4_1714087637.xml · nonDerivative · entry 1

Whitley Laura L · CIK 0001974780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:26 UTC Exercise / conversionRestricted Stock Units · Derivative 1,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000102 · wk-form4_1714087577.xml · derivative · entry 3

Long Thomas E · CIK 0001345700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: N/A

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:26 UTC Exercise / conversionCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000102 · wk-form4_1714087577.xml · nonDerivative · entry 1

Long Thomas E · CIK 0001345700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2024 Filed Apr 25, 2024 23:24 UTC Exercise / conversionRestricted Stock Units · Derivative 1,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000100 · wk-form4_1714087481.xml · derivative · entry 3

Browning James H · CIK 0001475086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: N/A

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.