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Nasdaq · USD

TBPH

Theravance Biopharma, Inc.

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Tapewire entity
5037
SEC CIK
0001583107
Parsed reports
533

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202503
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202605
Jul 202603
Aug 202600
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2022 Filed Nov 22, 2022 21:07 UTC
Hindman Andrew A.SVP, CHIEF FINANCIAL OFFICER
Tax withholdingOrdinary Shares 25,057 $10.85 $271,868.45
Disclosure

SEC source: 0001415889-22-011671 · form4-11222022_091120.xml · nonDerivative · entry 2

Hindman Andrew A. · CIK 0001607965 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,714

F3 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
November 20, 2022 Filed Nov 22, 2022 21:04 UTC
GRAHAM RICHARD ASVP, RESEARCH & DEVELOPMENT
Tax withholdingOrdinary Shares 27,350 $10.85 $296,747.50
Disclosure

SEC source: 0001415889-22-011669 · form4-11222022_091137.xml · nonDerivative · entry 1

GRAHAM RICHARD A · CIK 0001820036 · SVP, RESEARCH & DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,604

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:07 UTC
Hindman Andrew A.SVP, CHIEF FINANCIAL OFFICER
SaleOrdinary Shares 65,000 $11.02 $716,241.50
Disclosure

SEC source: 0001415889-22-011671 · form4-11222022_091120.xml · nonDerivative · entry 1

Hindman Andrew A. · CIK 0001607965 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,771

F1 · price: This transaction was executed in multiple trades at prices from $10.7891 to $11.2750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 1,264 shares acquired under the Theravance Biopharma, Inc. 2013 Employee Share Purchase Plan on November 15, 2022.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 00:53 UTC
GRAHAM RICHARD ASVP, RESEARCH & DEVELOPMENT
Tax withholdingOrdinary Shares 2,800 $11.20 $31,360.00
Disclosure

SEC source: 0001415889-22-011523 · form4-11182022_121128.xml · nonDerivative · entry 1

GRAHAM RICHARD A · CIK 0001820036 · SVP, RESEARCH & DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,954

Read SEC document
September 16, 2022 Filed Sep 20, 2022 20:16 UTC
GSK plcFormer 10% Owner
OtherExchangeable Senior Notes due 2023 · Derivative Not disclosed Not disclosed Strike: $29.07 $269,061,000.00
Disclosure

SEC source: 0001387131-22-009897 · tbph-form4_091622.xml · derivative · entry 2

GSK PLC · CIK 0001131399 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,256,882 shares

Expires not disclosed

F1 · kind: On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding.

F1 · price: On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding.

F1 · derivative.exercise_date: On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding.

F1 · derivative.expiration_date: On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding.

F1 · ownership.nature: On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 20:16 UTC
GSK plcFormer 10% Owner
OtherOrdinary Shares 9,644,807 $9.75 $94,036,868.25
Disclosure

SEC source: 0001387131-22-009897 · tbph-form4_091622.xml · nonDerivative · entry 1

GSK PLC · CIK 0001131399 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 0

F1 · kind: On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding.

F2 · kind: All 9,644,807 Ordinary Shares previously held by GSK were sold back to Theravance Biopharma pursuant to a Stock Repurchase Agreement dated September 16, 2022.

F1 · ownership.nature: On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 22:54 UTC
Farnum RhondaSVP, COMM & MEDICAL AFFAIRS
Tax withholdingOrdinary Shares 10,413 $9.34 $97,257.42
Disclosure

SEC source: 0001415889-22-008979 · form4-08232022_030819.xml · nonDerivative · entry 1

Farnum Rhonda · CIK 0001898490 · SVP, COMM & MEDICAL AFFAIRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,577

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 23:03 UTC
Winningham Rick EDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingOrdinary Shares 15,804 $9.34 $147,609.36
Disclosure

SEC source: 0001415889-22-008985 · form4-08232022_040838.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,424,784

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 23:00 UTC
Hindman Andrew A.SVP, CHIEF FINANCIAL OFFICER
Tax withholdingOrdinary Shares 25,676 $9.34 $239,813.84
Disclosure

SEC source: 0001415889-22-008983 · form4-08232022_040813.xml · nonDerivative · entry 1

Hindman Andrew A. · CIK 0001607965 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,507

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 22:57 UTC
GRAHAM RICHARD ASVP, DEVELOPMENT
Tax withholdingOrdinary Shares 18,991 $9.34 $177,375.94
Disclosure

SEC source: 0001415889-22-008981 · form4-08232022_030844.xml · nonDerivative · entry 1

GRAHAM RICHARD A · CIK 0001820036 · SVP, DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,754

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:05 UTC
GRAHAM RICHARD ASVP, DEVELOPMENT
SaleOrdinary Shares 4,906 $9.71 $47,639.71
Disclosure

SEC source: 0001415889-22-008835 · form4-08182022_030816.xml · nonDerivative · entry 1

GRAHAM RICHARD A · CIK 0001820036 · SVP, DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,745

F1 · price: This transaction was executed in multiple trades at prices from $9.71 to $9.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 22:55 UTC
GRAHAM RICHARD ASVP, DEVELOPMENT
SaleOrdinary Shares 15,086 $8.79 $132,605.94
Disclosure

SEC source: 0001415889-22-008512 · form4-08112022_030815.xml · nonDerivative · entry 1

GRAHAM RICHARD A · CIK 0001820036 · SVP, DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,651

Read SEC document
July 25, 2022 Filed Jul 27, 2022 22:56 UTC
Hindman Andrew A.SVP, CHIEF FINANCIAL OFFICER
GrantOrdinary Shares 20,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-008006 · form4-07272022_030759.xml · nonDerivative · entry 1

Hindman Andrew A. · CIK 0001607965 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,183

F1 · shares: On July 1, 2019, the reporting person was granted a performance stock unit award that vests based on the achievement of certain performance conditions over a three-year timeframe from 2019 through June 30, 2022 and continued employment. On June 30 2022, the performance conditions applicable to 20,000 shares were achieved and such shares will vest on August 20, 2023, subject to the reporting person's continued service.

Read SEC document
May 23, 2022 Filed May 24, 2022 23:11 UTC
Farnum RhondaSVP, COMM & MEDICAL AFFAIRS
SaleOrdinary Shares 1,081 $8.93 $9,653.33
Disclosure

SEC source: 0001415889-22-005627 · form4-05242022_040525.xml · nonDerivative · entry 2

Farnum Rhonda · CIK 0001898490 · SVP, COMM & MEDICAL AFFAIRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,990

F2 · shares: This transaction was executed in accordance with the reporting person's 10b5-1 plan dated 5/17/21.

Read SEC document
May 20, 2022 Filed May 24, 2022 23:11 UTC
Farnum RhondaSVP, COMM & MEDICAL AFFAIRS
Tax withholdingOrdinary Shares 2,200 $8.74 $19,228.00
Disclosure

SEC source: 0001415889-22-005627 · form4-05242022_040525.xml · nonDerivative · entry 1

Farnum Rhonda · CIK 0001898490 · SVP, COMM & MEDICAL AFFAIRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,071

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
May 20, 2022 Filed May 24, 2022 23:19 UTC
Winningham Rick EDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingOrdinary Shares 11,025 $8.74 $96,358.50
Disclosure

SEC source: 0001415889-22-005633 · form4-05242022_040502.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,440,588

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

F2 · balance_after: Includes 2,313 shares acquired under the Theravance Biopharma, Inc. 2013 Employee Share Purchase Plan on May 13, 2022.

Read SEC document
May 20, 2022 Filed May 24, 2022 23:17 UTC
Hindman Andrew A.SVP, CHIEF FINANCIAL OFFICER
Tax withholdingOrdinary Shares 3,365 $8.74 $29,410.10
Disclosure

SEC source: 0001415889-22-005631 · form4-05242022_040517.xml · nonDerivative · entry 1

Hindman Andrew A. · CIK 0001607965 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,183

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

F2 · balance_after: Includes 1,263 shares acquired under the Theravance Biopharma, Inc. 2013 Employee Share Purchase Plan on May 13, 2022.

Read SEC document
May 20, 2022 Filed May 24, 2022 23:14 UTC
GRAHAM RICHARD ASVP, DEVELOPMENT
Tax withholdingOrdinary Shares 3,947 $8.74 $34,496.78
Disclosure

SEC source: 0001415889-22-005629 · form4-05242022_040517.xml · nonDerivative · entry 1

GRAHAM RICHARD A · CIK 0001820036 · SVP, DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,737

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
April 26, 2022 Filed Apr 29, 2022 00:54 UTC
BROSHY ERANDirector
GrantShare Option (Right to Buy) · Derivative 28,000 $0.00 Strike: $10.15 $0.00
Disclosure

SEC source: 0001415889-22-004328 · form4-04282022_050458.xml · derivative · entry 2

BROSHY ERAN · CIK 0001256230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Ordinary Shares · 28,000 shares

Expires 2032-04-25

F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the company's shareholders provided the optionee remains in continuous service on such date.

Read SEC document
April 26, 2022 Filed Apr 29, 2022 00:54 UTC
BROSHY ERANDirector
GrantOrdinary Shares 9,852 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004328 · form4-04282022_050458.xml · nonDerivative · entry 1

BROSHY ERAN · CIK 0001256230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,886

Read SEC document
April 26, 2022 Filed Apr 29, 2022 01:26 UTC GrantShare Option (Right to Buy) · Derivative 28,000 $0.00 Strike: $10.15 $0.00
Disclosure

SEC source: 0001415889-22-004336 · form4-04282022_060457.xml · derivative · entry 2

PAKIANATHAN DEEPIKA · CIK 0001270734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Ordinary Shares · 28,000 shares

Expires 2032-04-25

F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the company's shareholders provided the optionee remains in continuous service on such date.

Read SEC document
April 26, 2022 Filed Apr 29, 2022 01:26 UTC GrantOrdinary Shares 9,852 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004336 · form4-04282022_060457.xml · nonDerivative · entry 1

PAKIANATHAN DEEPIKA · CIK 0001270734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,747

Read SEC document
April 26, 2022 Filed Apr 28, 2022 21:00 UTC GrantShare Option (Right to Buy) · Derivative 28,000 $0.00 Strike: $10.15 $0.00
Disclosure

SEC source: 0001415889-22-004330 · form4-04282022_050421.xml · derivative · entry 3

MALKIEL BURTON G · CIK 0001184677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Ordinary Shares · 28,000 shares

Expires 2032-04-25

F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the company's shareholders provided the optionee remains in continuous service on such date.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 21:00 UTC GrantOrdinary Shares 9,852 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004330 · form4-04282022_050421.xml · nonDerivative · entry 1

MALKIEL BURTON G · CIK 0001184677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,457

Read SEC document
April 26, 2022 Filed Apr 29, 2022 01:04 UTC GrantShare Option (Right to Buy) · Derivative 28,000 $0.00 Strike: $10.15 $0.00
Disclosure

SEC source: 0001415889-22-004332 · form4-04282022_060430.xml · derivative · entry 2

MITCHELL DEAN J · CIK 0001199297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Ordinary Shares · 28,000 shares

Expires 2032-04-25

F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the company's shareholders provided the optionee remains in continuous service on such date.

Read SEC document
April 26, 2022 Filed Apr 29, 2022 01:04 UTC GrantOrdinary Shares 9,852 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004332 · form4-04282022_060430.xml · nonDerivative · entry 1

MITCHELL DEAN J · CIK 0001199297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,886

Read SEC document
April 26, 2022 Filed Apr 29, 2022 01:34 UTC GrantShare Option (Right to Buy) · Derivative 28,000 $0.00 Strike: $10.15 $0.00
Disclosure

SEC source: 0001415889-22-004339 · form4-04282022_060430.xml · derivative · entry 2

YOUNG WILLIAM D · CIK 0001217420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Ordinary Shares · 28,000 shares

Expires 2032-04-25

F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the company's shareholders provided the optionee remains in continuous service on such date.

Read SEC document
April 26, 2022 Filed Apr 29, 2022 01:34 UTC GrantOrdinary Shares 9,852 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004339 · form4-04282022_060430.xml · nonDerivative · entry 1

YOUNG WILLIAM D · CIK 0001217420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,010

Read SEC document
April 26, 2022 Filed Apr 29, 2022 01:18 UTC GrantShare Option (Right to Buy) · Derivative 28,000 $0.00 Strike: $10.15 $0.00
Disclosure

SEC source: 0001415889-22-004334 · form4-04282022_060449.xml · derivative · entry 2

O'Connor Donal · CIK 0001625377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Ordinary Shares · 28,000 shares

Expires 2032-04-25

F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the company's shareholders provided the optionee remains in continuous service on such date.

Read SEC document
April 26, 2022 Filed Apr 29, 2022 01:18 UTC GrantOrdinary Shares 9,852 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004334 · form4-04282022_060449.xml · nonDerivative · entry 1

O'Connor Donal · CIK 0001625377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,886

Read SEC document
April 26, 2022 Filed Apr 29, 2022 00:50 UTC GrantShare Option (Right to Buy) · Derivative 28,000 $0.00 Strike: $10.15 $0.00
Disclosure

SEC source: 0001415889-22-004326 · form4-04282022_050440.xml · derivative · entry 2

Smaldone Alsup Laurie · CIK 0001589602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Ordinary Shares · 28,000 shares

Expires 2032-04-25

F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the company's shareholders provided the optionee remains in continuous service on such date.

Read SEC document
April 26, 2022 Filed Apr 29, 2022 00:50 UTC GrantOrdinary Shares 9,852 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004326 · form4-04282022_050440.xml · nonDerivative · entry 1

Smaldone Alsup Laurie · CIK 0001589602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,662

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:08 UTC
Farnum RhondaSVP, COMM & MEDICAL AFFAIRS
SaleOrdinary Shares 2,356 $10.16 $23,946.62
Disclosure

SEC source: 0001415889-22-002174 · form4-03022022_040301.xml · nonDerivative · entry 1

Farnum Rhonda · CIK 0001898490 · SVP, COMM & MEDICAL AFFAIRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,271

F1 · shares: This transaction was executed in accordance with the reporting person's 10b5-1 plan dated 5/17/21.

F2 · price: This transaction was executed in multiple trades at prices from $10.02 to $10.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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February 25, 2022 Filed Mar 2, 2022 00:18 UTC
Winningham Rick EDirector · CHIEF EXECUTIVE OFFICER
GrantShare Option (Right to Buy) · Derivative 515,000 $0.00 Strike: $10.24 $0.00
Disclosure

SEC source: 0001415889-22-002078 · form4-03012022_040310.xml · derivative · entry 3

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,000

Underlying: Ordinary Shares · 515,000 shares

Expires 2032-02-24

F1 · derivative.exercise_date: 25% of this option may be exercised when the optionee completes 12 months of continuous Service after the Date of Grant. Any remaining unvested shares may be exercised with respect to an additional 1/48th of the shares subject to the option when the optionee completes each month of continuous Service thereafter.

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February 25, 2022 Filed Mar 2, 2022 00:18 UTC
Winningham Rick EDirector · CHIEF EXECUTIVE OFFICER
GrantOrdinary Shares 170,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002078 · form4-03012022_040310.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,449,300

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February 18, 2022 Filed Feb 23, 2022 23:22 UTC
Farnum RhondaSVP, COMM & MEDICAL AFFAIRS
Tax withholdingOrdinary Shares 11,824 $9.61 $113,628.64
Disclosure

SEC source: 0001415889-22-001695 · form4-02232022_030255.xml · nonDerivative · entry 1

Farnum Rhonda · CIK 0001898490 · SVP, COMM & MEDICAL AFFAIRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,627

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

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February 18, 2022 Filed Feb 23, 2022 18:34 UTC
PITZER KENNETH RSVP, PROD STRAT & COMM PLNG
Tax withholdingOrdinary Shares 27,299 $9.61 $262,343.39
Disclosure

SEC source: 0001415889-22-001701 · form4-02232022_030237.xml · nonDerivative · entry 1

PITZER KENNETH R · CIK 0001668775 · SVP, PROD STRAT & COMM PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,123

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

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February 18, 2022 Filed Feb 23, 2022 23:38 UTC
Winningham Rick EDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingOrdinary Shares 22,710 $9.61 $218,243.10
Disclosure

SEC source: 0001415889-22-001703 · form4-02232022_030205.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,279,300

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

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February 18, 2022 Filed Feb 23, 2022 23:29 UTC
Hindman Andrew A.SVP, CHIEF FINANCIAL OFFICER
Tax withholdingOrdinary Shares 25,973 $9.61 $249,600.53
Disclosure

SEC source: 0001415889-22-001699 · form4-02232022_030232.xml · nonDerivative · entry 1

Hindman Andrew A. · CIK 0001607965 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,285

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

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February 18, 2022 Filed Feb 23, 2022 23:25 UTC
GRAHAM RICHARD ASVP, DEVELOPMENT
Tax withholdingOrdinary Shares 20,377 $9.61 $195,822.97
Disclosure

SEC source: 0001415889-22-001697 · form4-02232022_030221.xml · nonDerivative · entry 1

GRAHAM RICHARD A · CIK 0001820036 · SVP, DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,684

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

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February 18, 2022 Filed Feb 23, 2022 23:18 UTC
BRADY ANNPRESIDENT, TBIL
Tax withholdingOrdinary Shares 8,369 $9.61 $80,426.09
Disclosure

SEC source: 0001415889-22-001693 · form4-02232022_030232.xml · nonDerivative · entry 1

BRADY ANN · CIK 0001767974 · PRESIDENT, TBIL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,319

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

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February 07, 2022 Filed Feb 9, 2022 17:03 UTC
PITZER KENNETH RSVP, PROD STRAT & COMM PLNG
GrantOrdinary Shares 52,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001184 · form4-02092022_020249.xml · nonDerivative · entry 1

PITZER KENNETH R · CIK 0001668775 · SVP, PROD STRAT & COMM PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,422

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December 14, 2021 Filed Dec 17, 2021 00:00 UTC
Farnum RhondaSVP, Comm & Medical Affairs
GrantOrdinary Shares 27,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-011076 · edgar.xml · nonDerivative · entry 1

Farnum Rhonda · CIK 0001898490 · SVP, Comm & Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,451

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December 02, 2021 Filed Dec 7, 2021 00:51 UTC
GRAHAM RICHARD ASVP, Development
GrantOrdinary Shares 240,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-010636 · edgar.xml · nonDerivative · entry 1

GRAHAM RICHARD A · CIK 0001820036 · SVP, Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,061

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December 02, 2021 Filed Dec 7, 2021 00:53 UTC
Hindman Andrew A.SVP, Chief Financial Officer
GrantOrdinary Shares 340,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-010638 · edgar.xml · nonDerivative · entry 1

Hindman Andrew A. · CIK 0001607965 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,258

F1 · shares: On December 2, 2021, the reporting person was granted 340,000 RSUs. 240,000 RSUs are subject to service-based vesting conditions and the remaining 100,000 RSUs vest based on the achievement of share price appreciation targets as well as continued employment.

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November 19, 2021 Filed Nov 23, 2021 20:21 UTC
WORBOYS PHILIP DSVP, RESEARCH & TRANSL SCIENCE
Tax withholdingOrdinary Shares 4,310 $8.36 $36,031.60
Disclosure

SEC source: 0001415889-21-005465 · form4-11232021_051137.xml · nonDerivative · entry 1

WORBOYS PHILIP D · CIK 0001668718 · SVP, RESEARCH & TRANSL SCIENCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,752

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

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November 19, 2021 Filed Nov 23, 2021 20:24 UTC
PITZER KENNETH RSVP, PROD STRAT & COMM PLNG
Tax withholdingOrdinary Shares 4,310 $8.36 $36,031.60
Disclosure

SEC source: 0001415889-21-005469 · form4-11232021_051103.xml · nonDerivative · entry 1

PITZER KENNETH R · CIK 0001668775 · SVP, PROD STRAT & COMM PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,422

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

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November 19, 2021 Filed Nov 24, 2021 01:20 UTC
Winningham Rick EDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingOrdinary Shares 11,404 $8.36 $95,337.44
Disclosure

SEC source: 0001415889-21-005463 · form4-11232021_051101.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302,010

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

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November 19, 2021 Filed Nov 24, 2021 01:26 UTC
BRADY ANNPRESIDENT, TBIL
Tax withholdingOrdinary Shares 3,169 $8.36 $26,492.84
Disclosure

SEC source: 0001415889-21-005472 · form4-11232021_051113.xml · nonDerivative · entry 1

BRADY ANN · CIK 0001767974 · PRESIDENT, TBIL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,688

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

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November 19, 2021 Filed Nov 24, 2021 01:23 UTC
GRAHAM RICHARD ASVP, DEVELOPMENT
Tax withholdingOrdinary Shares 4,263 $8.36 $35,638.68
Disclosure

SEC source: 0001415889-21-005468 · form4-11232021_051117.xml · nonDerivative · entry 1

GRAHAM RICHARD A · CIK 0001820036 · SVP, DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

F2 · valueOwnedAfter: Includes 119 shares acquired under the Theravance Biopharma, Inc. 2013 Employee Share Purchase Plan on November 15, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.