Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2022 Filed Nov 22, 2022 21:07 UTC |
Hindman Andrew A.SVP, CHIEF FINANCIAL OFFICER
|
Tax withholdingOrdinary Shares | 25,057 | $10.85 | $271,868.45 |
DisclosureSEC source: 0001415889-22-011671 · form4-11222022_091120.xml · nonDerivative · entry 2 Hindman Andrew A. · CIK 0001607965 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,714 F3 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| November 20, 2022 Filed Nov 22, 2022 21:04 UTC |
GRAHAM RICHARD ASVP, RESEARCH & DEVELOPMENT
|
Tax withholdingOrdinary Shares | 27,350 | $10.85 | $296,747.50 |
DisclosureSEC source: 0001415889-22-011669 · form4-11222022_091137.xml · nonDerivative · entry 1 GRAHAM RICHARD A · CIK 0001820036 · SVP, RESEARCH & DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,604 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:07 UTC |
Hindman Andrew A.SVP, CHIEF FINANCIAL OFFICER
|
SaleOrdinary Shares | 65,000 | $11.02 | $716,241.50 |
DisclosureSEC source: 0001415889-22-011671 · form4-11222022_091120.xml · nonDerivative · entry 1 Hindman Andrew A. · CIK 0001607965 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,771 F1 · price: This transaction was executed in multiple trades at prices from $10.7891 to $11.2750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 1,264 shares acquired under the Theravance Biopharma, Inc. 2013 Employee Share Purchase Plan on November 15, 2022. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 00:53 UTC |
GRAHAM RICHARD ASVP, RESEARCH & DEVELOPMENT
|
Tax withholdingOrdinary Shares | 2,800 | $11.20 | $31,360.00 |
DisclosureSEC source: 0001415889-22-011523 · form4-11182022_121128.xml · nonDerivative · entry 1 GRAHAM RICHARD A · CIK 0001820036 · SVP, RESEARCH & DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,954 Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:16 UTC |
GSK plcFormer 10% Owner
|
OtherExchangeable Senior Notes due 2023 · Derivative | Not disclosed | Not disclosed Strike: $29.07 | $269,061,000.00 |
DisclosureSEC source: 0001387131-22-009897 · tbph-form4_091622.xml · derivative · entry 2 GSK PLC · CIK 0001131399 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Ordinary Shares · 9,256,882 shares Expires not disclosed F1 · kind: On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding. F1 · price: On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding. F1 · derivative.exercise_date: On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding. F1 · derivative.expiration_date: On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding. F1 · ownership.nature: On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:16 UTC |
GSK plcFormer 10% Owner
|
OtherOrdinary Shares | 9,644,807 | $9.75 | $94,036,868.25 |
DisclosureSEC source: 0001387131-22-009897 · tbph-form4_091622.xml · nonDerivative · entry 1 GSK PLC · CIK 0001131399 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 0 F1 · kind: On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding. F2 · kind: All 9,644,807 Ordinary Shares previously held by GSK were sold back to Theravance Biopharma pursuant to a Stock Repurchase Agreement dated September 16, 2022. F1 · ownership.nature: On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 22:54 UTC |
Farnum RhondaSVP, COMM & MEDICAL AFFAIRS
|
Tax withholdingOrdinary Shares | 10,413 | $9.34 | $97,257.42 |
DisclosureSEC source: 0001415889-22-008979 · form4-08232022_030819.xml · nonDerivative · entry 1 Farnum Rhonda · CIK 0001898490 · SVP, COMM & MEDICAL AFFAIRS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,577 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 23:03 UTC |
Winningham Rick EDirector · CHIEF EXECUTIVE OFFICER
|
Tax withholdingOrdinary Shares | 15,804 | $9.34 | $147,609.36 |
DisclosureSEC source: 0001415889-22-008985 · form4-08232022_040838.xml · nonDerivative · entry 1 Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,424,784 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 23:00 UTC |
Hindman Andrew A.SVP, CHIEF FINANCIAL OFFICER
|
Tax withholdingOrdinary Shares | 25,676 | $9.34 | $239,813.84 |
DisclosureSEC source: 0001415889-22-008983 · form4-08232022_040813.xml · nonDerivative · entry 1 Hindman Andrew A. · CIK 0001607965 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,507 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 22:57 UTC |
GRAHAM RICHARD ASVP, DEVELOPMENT
|
Tax withholdingOrdinary Shares | 18,991 | $9.34 | $177,375.94 |
DisclosureSEC source: 0001415889-22-008981 · form4-08232022_030844.xml · nonDerivative · entry 1 GRAHAM RICHARD A · CIK 0001820036 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,754 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 22:05 UTC |
GRAHAM RICHARD ASVP, DEVELOPMENT
|
SaleOrdinary Shares | 4,906 | $9.71 | $47,639.71 |
DisclosureSEC source: 0001415889-22-008835 · form4-08182022_030816.xml · nonDerivative · entry 1 GRAHAM RICHARD A · CIK 0001820036 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,745 F1 · price: This transaction was executed in multiple trades at prices from $9.71 to $9.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 22:55 UTC |
GRAHAM RICHARD ASVP, DEVELOPMENT
|
SaleOrdinary Shares | 15,086 | $8.79 | $132,605.94 |
DisclosureSEC source: 0001415889-22-008512 · form4-08112022_030815.xml · nonDerivative · entry 1 GRAHAM RICHARD A · CIK 0001820036 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,651 Read SEC document |
| July 25, 2022 Filed Jul 27, 2022 22:56 UTC |
Hindman Andrew A.SVP, CHIEF FINANCIAL OFFICER
|
GrantOrdinary Shares | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-008006 · form4-07272022_030759.xml · nonDerivative · entry 1 Hindman Andrew A. · CIK 0001607965 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,183 F1 · shares: On July 1, 2019, the reporting person was granted a performance stock unit award that vests based on the achievement of certain performance conditions over a three-year timeframe from 2019 through June 30, 2022 and continued employment. On June 30 2022, the performance conditions applicable to 20,000 shares were achieved and such shares will vest on August 20, 2023, subject to the reporting person's continued service. Read SEC document |
| May 23, 2022 Filed May 24, 2022 23:11 UTC |
Farnum RhondaSVP, COMM & MEDICAL AFFAIRS
|
SaleOrdinary Shares | 1,081 | $8.93 | $9,653.33 |
DisclosureSEC source: 0001415889-22-005627 · form4-05242022_040525.xml · nonDerivative · entry 2 Farnum Rhonda · CIK 0001898490 · SVP, COMM & MEDICAL AFFAIRS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,990 F2 · shares: This transaction was executed in accordance with the reporting person's 10b5-1 plan dated 5/17/21. Read SEC document |
| May 20, 2022 Filed May 24, 2022 23:11 UTC |
Farnum RhondaSVP, COMM & MEDICAL AFFAIRS
|
Tax withholdingOrdinary Shares | 2,200 | $8.74 | $19,228.00 |
DisclosureSEC source: 0001415889-22-005627 · form4-05242022_040525.xml · nonDerivative · entry 1 Farnum Rhonda · CIK 0001898490 · SVP, COMM & MEDICAL AFFAIRS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,071 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| May 20, 2022 Filed May 24, 2022 23:19 UTC |
Winningham Rick EDirector · CHIEF EXECUTIVE OFFICER
|
Tax withholdingOrdinary Shares | 11,025 | $8.74 | $96,358.50 |
DisclosureSEC source: 0001415889-22-005633 · form4-05242022_040502.xml · nonDerivative · entry 1 Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440,588 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. F2 · balance_after: Includes 2,313 shares acquired under the Theravance Biopharma, Inc. 2013 Employee Share Purchase Plan on May 13, 2022. Read SEC document |
| May 20, 2022 Filed May 24, 2022 23:17 UTC |
Hindman Andrew A.SVP, CHIEF FINANCIAL OFFICER
|
Tax withholdingOrdinary Shares | 3,365 | $8.74 | $29,410.10 |
DisclosureSEC source: 0001415889-22-005631 · form4-05242022_040517.xml · nonDerivative · entry 1 Hindman Andrew A. · CIK 0001607965 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,183 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. F2 · balance_after: Includes 1,263 shares acquired under the Theravance Biopharma, Inc. 2013 Employee Share Purchase Plan on May 13, 2022. Read SEC document |
| May 20, 2022 Filed May 24, 2022 23:14 UTC |
GRAHAM RICHARD ASVP, DEVELOPMENT
|
Tax withholdingOrdinary Shares | 3,947 | $8.74 | $34,496.78 |
DisclosureSEC source: 0001415889-22-005629 · form4-05242022_040517.xml · nonDerivative · entry 1 GRAHAM RICHARD A · CIK 0001820036 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,737 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| April 26, 2022 Filed Apr 29, 2022 00:54 UTC |
BROSHY ERANDirector
|
GrantShare Option (Right to Buy) · Derivative | 28,000 | $0.00 Strike: $10.15 | $0.00 |
DisclosureSEC source: 0001415889-22-004328 · form4-04282022_050458.xml · derivative · entry 2 BROSHY ERAN · CIK 0001256230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Ordinary Shares · 28,000 shares Expires 2032-04-25 F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the company's shareholders provided the optionee remains in continuous service on such date. Read SEC document |
| April 26, 2022 Filed Apr 29, 2022 00:54 UTC |
BROSHY ERANDirector
|
GrantOrdinary Shares | 9,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004328 · form4-04282022_050458.xml · nonDerivative · entry 1 BROSHY ERAN · CIK 0001256230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,886 Read SEC document |
| April 26, 2022 Filed Apr 29, 2022 01:26 UTC |
PAKIANATHAN DEEPIKADirector
|
GrantShare Option (Right to Buy) · Derivative | 28,000 | $0.00 Strike: $10.15 | $0.00 |
DisclosureSEC source: 0001415889-22-004336 · form4-04282022_060457.xml · derivative · entry 2 PAKIANATHAN DEEPIKA · CIK 0001270734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Ordinary Shares · 28,000 shares Expires 2032-04-25 F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the company's shareholders provided the optionee remains in continuous service on such date. Read SEC document |
| April 26, 2022 Filed Apr 29, 2022 01:26 UTC |
PAKIANATHAN DEEPIKADirector
|
GrantOrdinary Shares | 9,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004336 · form4-04282022_060457.xml · nonDerivative · entry 1 PAKIANATHAN DEEPIKA · CIK 0001270734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,747 Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 21:00 UTC |
MALKIEL BURTON GDirector
|
GrantShare Option (Right to Buy) · Derivative | 28,000 | $0.00 Strike: $10.15 | $0.00 |
DisclosureSEC source: 0001415889-22-004330 · form4-04282022_050421.xml · derivative · entry 3 MALKIEL BURTON G · CIK 0001184677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Ordinary Shares · 28,000 shares Expires 2032-04-25 F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the company's shareholders provided the optionee remains in continuous service on such date. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 21:00 UTC |
MALKIEL BURTON GDirector
|
GrantOrdinary Shares | 9,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004330 · form4-04282022_050421.xml · nonDerivative · entry 1 MALKIEL BURTON G · CIK 0001184677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,457 Read SEC document |
| April 26, 2022 Filed Apr 29, 2022 01:04 UTC |
MITCHELL DEAN JDirector
|
GrantShare Option (Right to Buy) · Derivative | 28,000 | $0.00 Strike: $10.15 | $0.00 |
DisclosureSEC source: 0001415889-22-004332 · form4-04282022_060430.xml · derivative · entry 2 MITCHELL DEAN J · CIK 0001199297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Ordinary Shares · 28,000 shares Expires 2032-04-25 F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the company's shareholders provided the optionee remains in continuous service on such date. Read SEC document |
| April 26, 2022 Filed Apr 29, 2022 01:04 UTC |
MITCHELL DEAN JDirector
|
GrantOrdinary Shares | 9,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004332 · form4-04282022_060430.xml · nonDerivative · entry 1 MITCHELL DEAN J · CIK 0001199297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,886 Read SEC document |
| April 26, 2022 Filed Apr 29, 2022 01:34 UTC |
YOUNG WILLIAM DDirector
|
GrantShare Option (Right to Buy) · Derivative | 28,000 | $0.00 Strike: $10.15 | $0.00 |
DisclosureSEC source: 0001415889-22-004339 · form4-04282022_060430.xml · derivative · entry 2 YOUNG WILLIAM D · CIK 0001217420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Ordinary Shares · 28,000 shares Expires 2032-04-25 F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the company's shareholders provided the optionee remains in continuous service on such date. Read SEC document |
| April 26, 2022 Filed Apr 29, 2022 01:34 UTC |
YOUNG WILLIAM DDirector
|
GrantOrdinary Shares | 9,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004339 · form4-04282022_060430.xml · nonDerivative · entry 1 YOUNG WILLIAM D · CIK 0001217420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,010 Read SEC document |
| April 26, 2022 Filed Apr 29, 2022 01:18 UTC |
O'Connor DonalDirector
|
GrantShare Option (Right to Buy) · Derivative | 28,000 | $0.00 Strike: $10.15 | $0.00 |
DisclosureSEC source: 0001415889-22-004334 · form4-04282022_060449.xml · derivative · entry 2 O'Connor Donal · CIK 0001625377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Ordinary Shares · 28,000 shares Expires 2032-04-25 F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the company's shareholders provided the optionee remains in continuous service on such date. Read SEC document |
| April 26, 2022 Filed Apr 29, 2022 01:18 UTC |
O'Connor DonalDirector
|
GrantOrdinary Shares | 9,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004334 · form4-04282022_060449.xml · nonDerivative · entry 1 O'Connor Donal · CIK 0001625377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,886 Read SEC document |
| April 26, 2022 Filed Apr 29, 2022 00:50 UTC |
Smaldone Alsup LaurieDirector
|
GrantShare Option (Right to Buy) · Derivative | 28,000 | $0.00 Strike: $10.15 | $0.00 |
DisclosureSEC source: 0001415889-22-004326 · form4-04282022_050440.xml · derivative · entry 2 Smaldone Alsup Laurie · CIK 0001589602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Ordinary Shares · 28,000 shares Expires 2032-04-25 F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the company's shareholders provided the optionee remains in continuous service on such date. Read SEC document |
| April 26, 2022 Filed Apr 29, 2022 00:50 UTC |
Smaldone Alsup LaurieDirector
|
GrantOrdinary Shares | 9,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004326 · form4-04282022_050440.xml · nonDerivative · entry 1 Smaldone Alsup Laurie · CIK 0001589602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,662 Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 00:08 UTC |
Farnum RhondaSVP, COMM & MEDICAL AFFAIRS
|
SaleOrdinary Shares | 2,356 | $10.16 | $23,946.62 |
DisclosureSEC source: 0001415889-22-002174 · form4-03022022_040301.xml · nonDerivative · entry 1 Farnum Rhonda · CIK 0001898490 · SVP, COMM & MEDICAL AFFAIRS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,271 F1 · shares: This transaction was executed in accordance with the reporting person's 10b5-1 plan dated 5/17/21. F2 · price: This transaction was executed in multiple trades at prices from $10.02 to $10.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:18 UTC |
Winningham Rick EDirector · CHIEF EXECUTIVE OFFICER
|
GrantShare Option (Right to Buy) · Derivative | 515,000 | $0.00 Strike: $10.24 | $0.00 |
DisclosureSEC source: 0001415889-22-002078 · form4-03012022_040310.xml · derivative · entry 3 Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,000 Underlying: Ordinary Shares · 515,000 shares Expires 2032-02-24 F1 · derivative.exercise_date: 25% of this option may be exercised when the optionee completes 12 months of continuous Service after the Date of Grant. Any remaining unvested shares may be exercised with respect to an additional 1/48th of the shares subject to the option when the optionee completes each month of continuous Service thereafter. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:18 UTC |
Winningham Rick EDirector · CHIEF EXECUTIVE OFFICER
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GrantOrdinary Shares | 170,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002078 · form4-03012022_040310.xml · nonDerivative · entry 1 Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,449,300 Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 23:22 UTC |
Farnum RhondaSVP, COMM & MEDICAL AFFAIRS
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Tax withholdingOrdinary Shares | 11,824 | $9.61 | $113,628.64 |
DisclosureSEC source: 0001415889-22-001695 · form4-02232022_030255.xml · nonDerivative · entry 1 Farnum Rhonda · CIK 0001898490 · SVP, COMM & MEDICAL AFFAIRS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,627 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 18:34 UTC |
PITZER KENNETH RSVP, PROD STRAT & COMM PLNG
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Tax withholdingOrdinary Shares | 27,299 | $9.61 | $262,343.39 |
DisclosureSEC source: 0001415889-22-001701 · form4-02232022_030237.xml · nonDerivative · entry 1 PITZER KENNETH R · CIK 0001668775 · SVP, PROD STRAT & COMM PLNG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,123 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 23:38 UTC |
Winningham Rick EDirector · CHIEF EXECUTIVE OFFICER
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Tax withholdingOrdinary Shares | 22,710 | $9.61 | $218,243.10 |
DisclosureSEC source: 0001415889-22-001703 · form4-02232022_030205.xml · nonDerivative · entry 1 Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,279,300 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 23:29 UTC |
Hindman Andrew A.SVP, CHIEF FINANCIAL OFFICER
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Tax withholdingOrdinary Shares | 25,973 | $9.61 | $249,600.53 |
DisclosureSEC source: 0001415889-22-001699 · form4-02232022_030232.xml · nonDerivative · entry 1 Hindman Andrew A. · CIK 0001607965 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,285 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 23:25 UTC |
GRAHAM RICHARD ASVP, DEVELOPMENT
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Tax withholdingOrdinary Shares | 20,377 | $9.61 | $195,822.97 |
DisclosureSEC source: 0001415889-22-001697 · form4-02232022_030221.xml · nonDerivative · entry 1 GRAHAM RICHARD A · CIK 0001820036 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,684 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 23:18 UTC |
BRADY ANNPRESIDENT, TBIL
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Tax withholdingOrdinary Shares | 8,369 | $9.61 | $80,426.09 |
DisclosureSEC source: 0001415889-22-001693 · form4-02232022_030232.xml · nonDerivative · entry 1 BRADY ANN · CIK 0001767974 · PRESIDENT, TBIL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,319 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 17:03 UTC |
PITZER KENNETH RSVP, PROD STRAT & COMM PLNG
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GrantOrdinary Shares | 52,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001184 · form4-02092022_020249.xml · nonDerivative · entry 1 PITZER KENNETH R · CIK 0001668775 · SVP, PROD STRAT & COMM PLNG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,422 Read SEC document |
| December 14, 2021 Filed Dec 17, 2021 00:00 UTC |
Farnum RhondaSVP, Comm & Medical Affairs
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GrantOrdinary Shares | 27,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-011076 · edgar.xml · nonDerivative · entry 1 Farnum Rhonda · CIK 0001898490 · SVP, Comm & Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,451 Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 00:51 UTC |
GRAHAM RICHARD ASVP, Development
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GrantOrdinary Shares | 240,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010636 · edgar.xml · nonDerivative · entry 1 GRAHAM RICHARD A · CIK 0001820036 · SVP, Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,061 Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 00:53 UTC |
Hindman Andrew A.SVP, Chief Financial Officer
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GrantOrdinary Shares | 340,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010638 · edgar.xml · nonDerivative · entry 1 Hindman Andrew A. · CIK 0001607965 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,258 F1 · shares: On December 2, 2021, the reporting person was granted 340,000 RSUs. 240,000 RSUs are subject to service-based vesting conditions and the remaining 100,000 RSUs vest based on the achievement of share price appreciation targets as well as continued employment. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 20:21 UTC |
WORBOYS PHILIP DSVP, RESEARCH & TRANSL SCIENCE
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Tax withholdingOrdinary Shares | 4,310 | $8.36 | $36,031.60 |
DisclosureSEC source: 0001415889-21-005465 · form4-11232021_051137.xml · nonDerivative · entry 1 WORBOYS PHILIP D · CIK 0001668718 · SVP, RESEARCH & TRANSL SCIENCE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,752 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 20:24 UTC |
PITZER KENNETH RSVP, PROD STRAT & COMM PLNG
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Tax withholdingOrdinary Shares | 4,310 | $8.36 | $36,031.60 |
DisclosureSEC source: 0001415889-21-005469 · form4-11232021_051103.xml · nonDerivative · entry 1 PITZER KENNETH R · CIK 0001668775 · SVP, PROD STRAT & COMM PLNG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,422 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 01:20 UTC |
Winningham Rick EDirector · CHIEF EXECUTIVE OFFICER
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Tax withholdingOrdinary Shares | 11,404 | $8.36 | $95,337.44 |
DisclosureSEC source: 0001415889-21-005463 · form4-11232021_051101.xml · nonDerivative · entry 1 Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,302,010 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 01:26 UTC |
BRADY ANNPRESIDENT, TBIL
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Tax withholdingOrdinary Shares | 3,169 | $8.36 | $26,492.84 |
DisclosureSEC source: 0001415889-21-005472 · form4-11232021_051113.xml · nonDerivative · entry 1 BRADY ANN · CIK 0001767974 · PRESIDENT, TBIL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,688 F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 01:23 UTC |
GRAHAM RICHARD ASVP, DEVELOPMENT
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Tax withholdingOrdinary Shares | 4,263 | $8.36 | $35,638.68 |
DisclosureSEC source: 0001415889-21-005468 · form4-11232021_051117.xml · nonDerivative · entry 1 GRAHAM RICHARD A · CIK 0001820036 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction. F2 · valueOwnedAfter: Includes 119 shares acquired under the Theravance Biopharma, Inc. 2013 Employee Share Purchase Plan on November 15, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.