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Nasdaq · USD

TBCH

Turtle Beach Corp

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Tapewire entity
6255
SEC CIK
0001493761
Parsed reports
252

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2020 Filed Sep 18, 2020 22:39 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Exercise / conversionCommon Stock 40,000 $7.72 $308,800.00
Disclosure

SEC source: 0001209191-20-051219 · doc4.xml · nonDerivative · entry 2

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 22:39 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
SaleCommon Stock 27,319 $17.63 $481,633.97
Disclosure

SEC source: 0001209191-20-051219 · doc4.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,805

F1 · price: Sales pursuant to a 10b5-1 plan. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $17.50 to $18.01 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 23:52 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionRestricted Stock Units · Derivative 833 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047024 · doc4.xml · derivative · entry 3

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,335

Underlying: Common Stock · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof.

F4 · derivative.exercise_date: On August 16, 2018 the reporting person was granted 10,000 restricted stock units, with one-third of the underlying shares vesting on the first anniversary of the grant date and with the remainder of the restricted stock units vesting in eight equal quarterly installments thereafter.

F4 · derivative.expiration_date: On August 16, 2018 the reporting person was granted 10,000 restricted stock units, with one-third of the underlying shares vesting on the first anniversary of the grant date and with the remainder of the restricted stock units vesting in eight equal quarterly installments thereafter.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 23:52 UTC
Hanson John TCFO, Treasurer and Secretary
Tax withholdingCommon Stock 369 $17.20 $6,346.80
Disclosure

SEC source: 0001209191-20-047024 · doc4.xml · nonDerivative · entry 2

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,084

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
August 16, 2020 Filed Aug 17, 2020 23:52 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionCommon Stock 833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047024 · doc4.xml · nonDerivative · entry 1

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
August 15, 2020 Filed Aug 17, 2020 23:54 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 6,204 $17.20 $106,708.80
Disclosure

SEC source: 0001209191-20-047026 · doc4.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,124

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
May 16, 2020 Filed May 18, 2020 20:41 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionRestricted Stock Units · Derivative 833 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030114 · doc4.xml · derivative · entry 3

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,168

Underlying: Common Stock · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof.

F4 · derivative.exercise_date: On August 16, 2018 the reporting person was granted 10,000 restricted stock units, with one-third of the underlying shares vesting on the first anniversary of the grant date and with the remainder of the restricted stock units vesting in eight equal quarterly installments thereafter.

F4 · derivative.expiration_date: On August 16, 2018 the reporting person was granted 10,000 restricted stock units, with one-third of the underlying shares vesting on the first anniversary of the grant date and with the remainder of the restricted stock units vesting in eight equal quarterly installments thereafter.

Read SEC document
May 16, 2020 Filed May 18, 2020 20:41 UTC
Hanson John TCFO, Treasurer and Secretary
Tax withholdingCommon Stock 369 $9.74 $3,594.06
Disclosure

SEC source: 0001209191-20-030114 · doc4.xml · nonDerivative · entry 2

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,620

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
May 16, 2020 Filed May 18, 2020 20:41 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionCommon Stock 833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030114 · doc4.xml · nonDerivative · entry 1

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:33 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 6,204 $9.74 $60,426.96
Disclosure

SEC source: 0001209191-20-030099 · doc4.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,328

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:56 UTC GrantStock Option (Right to Buy) · Derivative 16,806 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001209191-20-022755 · doc4.xml · derivative · entry 3

Thompson Kelly Ann · CIK 0001785567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,806

Underlying: Common Stock · 16,806 shares

Expires 2030-04-01

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:56 UTC GrantCommon Stock 8,403 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022755 · doc4.xml · nonDerivative · entry 1

Thompson Kelly Ann · CIK 0001785567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,797

F1 · shares: These are restricted shares that will vest on April 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:52 UTC GrantStock Option (Right to Buy) · Derivative 16,806 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001209191-20-022749 · doc4.xml · derivative · entry 6

Ballard Lloyd Gregory · CIK 0001704495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,806

Underlying: Common Stock · 16,806 shares

Expires 2030-04-01

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:52 UTC GrantCommon Stock 8,403 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022749 · doc4.xml · nonDerivative · entry 1

Ballard Lloyd Gregory · CIK 0001704495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,949

F1 · shares: These are restricted shares that will vest on April 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:49 UTC
Wolfe AndrewDirector
GrantStock Option (Right to Buy) · Derivative 16,806 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001209191-20-022744 · doc4.xml · derivative · entry 4

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,806

Underlying: Common Stock · 16,806 shares

Expires 2030-04-01

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:49 UTC
Wolfe AndrewDirector
GrantCommon Stock 8,403 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022744 · doc4.xml · nonDerivative · entry 1

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,449

F1 · shares: These are restricted shares that will vest on April 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:46 UTC GrantStock Option (Right to Buy) · Derivative 16,806 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001209191-20-022742 · doc4.xml · derivative · entry 9

KEITEL WILLIAM E · CIK 0001191312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,806

Underlying: Common Stock · 16,806 shares

Expires 2030-04-01

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:46 UTC GrantCommon Stock 8,403 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022742 · doc4.xml · nonDerivative · entry 1

KEITEL WILLIAM E · CIK 0001191312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,470

F1 · shares: These are restricted shares that will vest on April 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:43 UTC
Hanson John TCFO, Treasurer and Secretary
GrantStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001209191-20-022738 · doc4.xml · derivative · entry 12

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2030-04-01

F12 · derivative.exercise_date: One-quarter of the options will vest on April 1, 2021, with the remainder vesting with respect to 1/48 of the options each month thereafter.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:43 UTC
Hanson John TCFO, Treasurer and Secretary
GrantRestricted Stock Units · Derivative 28,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022738 · doc4.xml · derivative · entry 5

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof.

F6 · derivative.exercise_date: One-quarter of these restricted stock units will vest annually, beginning on April 1, 2021, so that the restricted stock units will become fully vested on April 1, 2024.

F6 · derivative.expiration_date: One-quarter of these restricted stock units will vest annually, beginning on April 1, 2021, so that the restricted stock units will become fully vested on April 1, 2024.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:43 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022738 · doc4.xml · derivative · entry 4

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof.

F5 · derivative.exercise_date: One-quarter of these restricted stock units will vest annually, vesting began on the transaction date, so that the restricted stock units will become fully vested on April 1, 2023.

F5 · derivative.expiration_date: One-quarter of these restricted stock units will vest annually, vesting began on the transaction date, so that the restricted stock units will become fully vested on April 1, 2023.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:43 UTC
Hanson John TCFO, Treasurer and Secretary
Tax withholdingCommon Stock 2,482 $5.95 $14,767.90
Disclosure

SEC source: 0001209191-20-022738 · doc4.xml · nonDerivative · entry 2

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,156

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:43 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-022738 · doc4.xml · nonDerivative · entry 1

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:29 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
GrantStock Option (Right to Buy) · Derivative 115,000 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001209191-20-022713 · doc4.xml · derivative · entry 10

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2030-04-01

F10 · derivative.exercise_date: One-quarter of the options will vest on April 1, 2021, with the remainder vesting with respect to 1/48 of the underlying shares each month thereafter.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:29 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
GrantRestricted Stock Unit · Derivative 58,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022713 · doc4.xml · derivative · entry 3

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,000

Underlying: Common Stock · 58,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock or, cash with a value equal to the fair market value of the underlying common stock or, a combination thereof.

F4 · derivative.exercise_date: One-quarter of the underlying shares will vest on April 1, 2021 with the remainder of the restricted stock units vesting in equal annual installments until April 1, 2024.

F4 · derivative.expiration_date: One-quarter of the underlying shares will vest on April 1, 2021 with the remainder of the restricted stock units vesting in equal annual installments until April 1, 2024.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:29 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Exercise / conversionRestricted Stock Unit · Derivative 13,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022713 · doc4.xml · derivative · entry 2

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,750

Underlying: Common Stock · 13,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock or, cash with a value equal to the fair market value of the underlying common stock or, a combination thereof.

F3 · derivative.exercise_date: One-quarter of the underlying shares vested on the transaction dated with the remainder of the restricted stock units vesting in equal annual installments until April 1, 2023.

F3 · derivative.expiration_date: One-quarter of the underlying shares vested on the transaction dated with the remainder of the restricted stock units vesting in equal annual installments until April 1, 2023.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:29 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Exercise / conversionCommon Stock 13,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-022713 · doc4.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:01 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
PurchaseCommon Stock 3,545 $5.13 $18,185.85
Disclosure

SEC source: 0001209191-20-019217 · doc4.xml · nonDerivative · entry 2

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,282

F2 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $4.96 to $5.46 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:04 UTC
Wolfe AndrewDirector
PurchaseCommon Stock 10,000 $5.08 $50,800.00
Disclosure

SEC source: 0001209191-20-019226 · doc4.xml · nonDerivative · entry 1

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,046

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:01 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
PurchaseCommon Stock 8,455 $5.15 $43,543.25
Disclosure

SEC source: 0001209191-20-019217 · doc4.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,737

F1 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $5.01 to $5.31 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 22:33 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionRestricted Stock Units · Derivative 833 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010730 · doc4.xml · derivative · entry 3

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,001

Underlying: Common Stock · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof.

F4 · derivative.exercise_date: On August 16, 2018 the reporting person was granted 10,000 restricted stock units, with one-third of the underlying shares vesting on the first anniversary of the grant date and with the remainder of the restricted stock units vesting in eight equal quarterly installments thereafter.

F4 · derivative.expiration_date: On August 16, 2018 the reporting person was granted 10,000 restricted stock units, with one-third of the underlying shares vesting on the first anniversary of the grant date and with the remainder of the restricted stock units vesting in eight equal quarterly installments thereafter.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 22:33 UTC
Hanson John TCFO, Treasurer and Secretary
Tax withholdingCommon Stock 413 $7.20 $2,973.60
Disclosure

SEC source: 0001209191-20-010730 · doc4.xml · nonDerivative · entry 2

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,638

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 22:33 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionCommon Stock 833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-010730 · doc4.xml · nonDerivative · entry 1

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:30 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 6,651 $7.20 $47,887.20
Disclosure

SEC source: 0001209191-20-010722 · doc4.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,282

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
February 15, 2020 Filed Feb 18, 2021 01:29 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 6,295 $34.10 $214,659.50
Disclosure

SEC source: 0001209191-21-011581 · doc4.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,367

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
November 16, 2019 Filed Nov 18, 2019 21:08 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionRestricted Stock Units · Derivative 833 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056930 · doc4.xml · derivative · entry 3

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,834

Underlying: Common Stock · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof.

F4 · derivative.exercise_date: On August 16, 2018 the reporting person was granted 10,000 restricted stock units, with one-third of the underlying shares vesting on the first anniversary of the grant date and with the remainder of the restricted stock units vesting in eight equal quarterly installments thereafter.

F4 · derivative.expiration_date: On August 16, 2018 the reporting person was granted 10,000 restricted stock units, with one-third of the underlying shares vesting on the first anniversary of the grant date and with the remainder of the restricted stock units vesting in eight equal quarterly installments thereafter.

Read SEC document
November 16, 2019 Filed Nov 18, 2019 21:08 UTC
Hanson John TCFO, Treasurer and Secretary
Tax withholdingCommon Stock 369 $8.67 $3,199.23
Disclosure

SEC source: 0001209191-19-056930 · doc4.xml · nonDerivative · entry 2

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,697

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
November 16, 2019 Filed Nov 18, 2019 21:08 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionCommon Stock 833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-056930 · doc4.xml · nonDerivative · entry 1

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

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November 15, 2019 Filed Nov 18, 2019 21:05 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 6,204 $8.67 $53,788.68
Disclosure

SEC source: 0001209191-19-056925 · doc4.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,933

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

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November 13, 2019 Filed Nov 15, 2019 21:44 UTC PurchaseCommon Stock 5,000 $8.80 $44,000.00
Disclosure

SEC source: 0001209191-19-056763 · doc4.xml · nonDerivative · entry 2

Ballard Lloyd Gregory · CIK 0001704495 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,000

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November 13, 2019 Filed Nov 15, 2019 21:44 UTC PurchaseCommon Stock 5,000 $8.80 $44,000.00
Disclosure

SEC source: 0001209191-19-056763 · doc4.xml · nonDerivative · entry 1

Ballard Lloyd Gregory · CIK 0001704495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,546

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August 28, 2019 Filed Aug 30, 2019 18:37 UTC OtherCommon Stock 63,279 $8.79 $556,222.41
Disclosure

SEC source: 0001209191-19-047878 · doc4.xml · nonDerivative · entry 2

DOORNINK RONALD · CIK 0001091428 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 63,279

F1 · kind: On August 28, 2019, the Doornink Revocable Living Trust, dated 12/17/96, as amended, transferred 63,279 shares of Turtle Beach common stock to Doornink Investment LTD.

F1 · acquired: On August 28, 2019, the Doornink Revocable Living Trust, dated 12/17/96, as amended, transferred 63,279 shares of Turtle Beach common stock to Doornink Investment LTD.

F3 · ownership.nature: These securities are held by Doornink Investment LTD. The reporting person is one of two trustees for the trust which serves as the general partner of Doornink Investment LTD. The reporting person disclaims beneficial ownership of the Turtle Beach common stock held by Doornink Investment LTD except to the extent of his pecuniary interest therein.

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August 28, 2019 Filed Aug 30, 2019 18:37 UTC OtherCommon Stock 63,279 $8.79 $556,222.41
Disclosure

SEC source: 0001209191-19-047878 · doc4.xml · nonDerivative · entry 1

DOORNINK RONALD · CIK 0001091428 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 320,607

F1 · kind: On August 28, 2019, the Doornink Revocable Living Trust, dated 12/17/96, as amended, transferred 63,279 shares of Turtle Beach common stock to Doornink Investment LTD.

F1 · acquired: On August 28, 2019, the Doornink Revocable Living Trust, dated 12/17/96, as amended, transferred 63,279 shares of Turtle Beach common stock to Doornink Investment LTD.

F2 · ownership.nature: These securities are held by the Doornink Revocable Living Trust, dated 12/17/96, as amended.

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August 19, 2019 Filed Aug 20, 2019 20:50 UTC GrantStock Option (Right to Buy) · Derivative 5,394 $9.27 Strike: $9.27 $50,002.38
Disclosure

SEC source: 0001209191-19-046816 · doc4.xml · derivative · entry 2

Thompson Kelly Ann · CIK 0001785567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,394

Underlying: Common Stock · 5,394 shares

Expires 2029-08-19

F2 · derivative.exercise_date: The option becomes exercisable in four equal annual installments on August 19, 2020, 2021, 2022 and 2023.

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August 19, 2019 Filed Aug 20, 2019 20:50 UTC GrantCommon Stock 5,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046816 · doc4.xml · nonDerivative · entry 1

Thompson Kelly Ann · CIK 0001785567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,394

F1 · shares: These are restricted shares that will vest in four equal annual installments beginning on August 19, 2020.

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August 16, 2019 Filed Aug 19, 2019 20:48 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046601 · doc4.xml · derivative · entry 3

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof.

F4 · derivative.exercise_date: On August 16, 2018 the reporting person was granted 10,000 restricted stock units, with one-third of the underlying shares vesting on the first anniversary of the grant date and with the remainder of the restricted stock units vesting in eight equal quarterly installments thereafter.

F4 · derivative.expiration_date: On August 16, 2018 the reporting person was granted 10,000 restricted stock units, with one-third of the underlying shares vesting on the first anniversary of the grant date and with the remainder of the restricted stock units vesting in eight equal quarterly installments thereafter.

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August 16, 2019 Filed Aug 19, 2019 20:48 UTC
Hanson John TCFO, Treasurer and Secretary
Tax withholdingCommon Stock 1,479 $9.16 $13,547.64
Disclosure

SEC source: 0001209191-19-046601 · doc4.xml · nonDerivative · entry 2

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,754

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

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August 16, 2019 Filed Aug 19, 2019 20:48 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionCommon Stock 3,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-046601 · doc4.xml · nonDerivative · entry 1

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:38 UTC
Stark Juergen M.Chief Executive Officer & Pres
Tax withholdingCommon Stock 6,204 $9.15 $56,766.60
Disclosure

SEC source: 0001209191-19-046571 · doc4.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,137

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

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June 14, 2019 Filed Jun 17, 2019 16:56 UTC PurchaseCommon Stock 5,000 $10.47 $52,350.00
Disclosure

SEC source: 0001493761-19-000049 · wf-form4_156080498916094.xml · nonDerivative · entry 1

DOORNINK RONALD · CIK 0001091428 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 383,886

F1 · price: The price reported represents the weighted average price of shares purchased in multiple transactions at prices ranging from $10.38 to $10.50 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: These securities are held by the Doornink Revocable Living Trust, dated 12/17/96, as amended.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.