Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2018 Filed Aug 10, 2018 21:22 UTC |
Stark Juergen M.Director · Chief Executive Officer & Pres
|
SaleCommon Stock | 29,413 | $29.45 | $866,212.85 |
DisclosureSEC source: 0001595670-18-000006 · wf-form4_153393612220262.xml · nonDerivative · entry 2 Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,718 F1 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $29.01 to $29.90 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 21:22 UTC |
Stark Juergen M.Director · Chief Executive Officer & Pres
|
Exercise / conversionCommon Stock | 35,000 | $7.72 | $270,200.00 |
DisclosureSEC source: 0001595670-18-000006 · wf-form4_153393612220262.xml · nonDerivative · entry 1 Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:37 UTC |
Ballard Lloyd GregoryDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $3.60 | $0.00 |
DisclosureSEC source: 0001704495-18-000004 · wf-form4_153393342410139.xml · derivative · entry 3 Ballard Lloyd Gregory · CIK 0001704495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,889 Underlying: Common Stock · 1,000 shares Expires 2027-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: All shares were exercisable as of the transaction date, with the remainder scheduled to vest in equal annual installments until April 19, 2021. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:37 UTC |
Ballard Lloyd GregoryDirector
|
SaleCommon Stock | 2,000 | $30.30 | $60,600.00 |
DisclosureSEC source: 0001704495-18-000004 · wf-form4_153393342410139.xml · nonDerivative · entry 2 Ballard Lloyd Gregory · CIK 0001704495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,914 Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:37 UTC |
Ballard Lloyd GregoryDirector
|
Exercise / conversionCommon Stock | 1,000 | $3.60 | $3,600.00 |
DisclosureSEC source: 0001704495-18-000004 · wf-form4_153393342410139.xml · nonDerivative · entry 1 Ballard Lloyd Gregory · CIK 0001704495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2018 Filed Sep 19, 2018 21:03 UTC |
Stark Juergen M.Director · Chief Executive Officer & Pres
|
Tax withholdingCommon Stock | 2,067 | $23.58 | $48,739.86 |
DisclosureSEC source: 0001595670-18-000008 · wf-form4_153739098820396.xml · nonDerivative · entry 1 Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,064 F1 · price: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 20:41 UTC |
Stark Juergen M.Director · Chief Executive Officer & Pres
|
GrantCommon Stock | 150,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001595670-18-000004 · wf-form4_152909527702192.xml · nonDerivative · entry 1 Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,131 F1 · shares: These are restricted shares that will vest in equal monthly tranches during the first three years following the grant date. Read SEC document |
| May 29, 2018 Filed May 29, 2018 23:10 UTC |
Doornink Revocable Living Trust, dated 12/17/96, as amendedDirector · Former 10% Owner
|
SaleCommon Stock | 4,300 | $16.86 | $72,498.00 |
DisclosureSEC source: 0000899243-18-014347 · doc4.xml · nonDerivative · entry 4 Doornink Revocable Living Trust, dated 12/17/96, as amended · CIK 0001595673 · Director · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,104 F4 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $16.50 to $17.30 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 25, 2018 Filed May 29, 2018 23:11 UTC | SaleCommon Stock | 20,692 | $17.05 | $352,798.60 |
DisclosureSEC source: 0000899243-18-014348 · doc4.xml · nonDerivative · entry 2 Martha M. Doornink 2012 Irrevocable Trust Dated November 30, 2012 · CIK 0001595731 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,356 F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.05 to $17.47 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
|
| May 25, 2018 Filed May 29, 2018 23:10 UTC |
Doornink Revocable Living Trust, dated 12/17/96, as amendedDirector · Former 10% Owner
|
SaleCommon Stock | 18,805 | $17.05 | $320,625.25 |
DisclosureSEC source: 0000899243-18-014347 · doc4.xml · nonDerivative · entry 3 Doornink Revocable Living Trust, dated 12/17/96, as amended · CIK 0001595673 · Director · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,404 F3 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.00 to $17.38 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 25, 2018 Filed May 29, 2018 23:09 UTC |
Ronald Doornink 2012 Irrevocable Trust Dated November 30, 2012Former 10% Owner
|
SaleCommon Stock | 20,680 | $17.05 | $352,594.00 |
DisclosureSEC source: 0000899243-18-014346 · doc4.xml · nonDerivative · entry 2 Ronald Doornink 2012 Irrevocable Trust Dated November 30, 2012 · CIK 0001595732 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,577 F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.00 to $17.42 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 24, 2018 Filed May 29, 2018 23:11 UTC | SaleCommon Stock | 56,929 | $17.20 | $979,178.80 |
DisclosureSEC source: 0000899243-18-014348 · doc4.xml · nonDerivative · entry 1 Martha M. Doornink 2012 Irrevocable Trust Dated November 30, 2012 · CIK 0001595731 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,048 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.20 to $17.85 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
|
| May 24, 2018 Filed May 29, 2018 23:10 UTC |
Doornink Revocable Living Trust, dated 12/17/96, as amendedDirector · Former 10% Owner
|
SaleCommon Stock | 4,800 | $18.17 | $87,216.00 |
DisclosureSEC source: 0000899243-18-014347 · doc4.xml · nonDerivative · entry 2 Doornink Revocable Living Trust, dated 12/17/96, as amended · CIK 0001595673 · Director · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,209 F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $18.02 to $18.45 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 24, 2018 Filed May 29, 2018 23:10 UTC |
Doornink Revocable Living Trust, dated 12/17/96, as amendedDirector · Former 10% Owner
|
SaleCommon Stock | 32,000 | $17.30 | $553,600.00 |
DisclosureSEC source: 0000899243-18-014347 · doc4.xml · nonDerivative · entry 1 Doornink Revocable Living Trust, dated 12/17/96, as amended · CIK 0001595673 · Director · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,009 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.00 to $17.99 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 24, 2018 Filed May 29, 2018 23:09 UTC |
Ronald Doornink 2012 Irrevocable Trust Dated November 30, 2012Former 10% Owner
|
SaleCommon Stock | 56,720 | $17.21 | $976,151.20 |
DisclosureSEC source: 0000899243-18-014346 · doc4.xml · nonDerivative · entry 1 Ronald Doornink 2012 Irrevocable Trust Dated November 30, 2012 · CIK 0001595732 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,257 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.00 to $17.85 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 23, 2018 Filed May 24, 2018 01:16 UTC |
SG VTB Holdings, LLC10% owner
|
SaleCommon Stock | 124,543 | $17.19 | $2,140,894.17 |
DisclosureSEC source: 0000899243-18-013852 · doc4.xml · nonDerivative · entry 5 SG VTB Holdings, LLC · CIK 0001595668 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,284,708 F5 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.00 to $17.40 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 23, 2018 Filed May 24, 2018 01:16 UTC |
SG VTB Holdings, LLC10% owner
|
SaleCommon Stock | 353,569 | $16.37 | $5,787,924.53 |
DisclosureSEC source: 0000899243-18-013852 · doc4.xml · nonDerivative · entry 4 SG VTB Holdings, LLC · CIK 0001595668 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,409,251 F4 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $16.00 to $16.94 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 23, 2018 Filed May 24, 2018 01:16 UTC |
SG VTB Holdings, LLC10% owner
|
SaleCommon Stock | 57,366 | $15.63 | $896,630.58 |
DisclosureSEC source: 0000899243-18-013852 · doc4.xml · nonDerivative · entry 3 SG VTB Holdings, LLC · CIK 0001595668 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,762,820 F3 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $15.25 to $15.99 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 22, 2018 Filed May 24, 2018 01:16 UTC |
SG VTB Holdings, LLC10% owner
|
SaleCommon Stock | 340,730 | $15.46 | $5,267,685.80 |
DisclosureSEC source: 0000899243-18-013852 · doc4.xml · nonDerivative · entry 2 SG VTB Holdings, LLC · CIK 0001595668 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,820,186 F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $15.10 to $15.88 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 21, 2018 Filed May 24, 2018 01:16 UTC |
SG VTB Holdings, LLC10% owner
|
SaleCommon Stock | 323,792 | $16.52 | $5,349,043.84 |
DisclosureSEC source: 0000899243-18-013852 · doc4.xml · nonDerivative · entry 1 SG VTB Holdings, LLC · CIK 0001595668 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,160,916 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $16.00 to $16.92 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 23:45 UTC |
Romano Frederick JMember of 10% reporting group
|
SaleCommon Stock | 152,607 | $4.55 | $694,361.85 |
DisclosureSEC source: 0001225208-18-007853 · doc4.xml · nonDerivative · entry 2 Romano Frederick J · CIK 0001595659 · Member of 10% reporting group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,183 F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $4.50 to $4.62 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 21:49 UTC |
Bonanno Carmine JMember of 10% Owner Group
|
SaleCommon Stock | 2,500 | $4.43 | $11,075.00 |
DisclosureSEC source: 0001225208-18-007831 · doc4.xml · nonDerivative · entry 2 Bonanno Carmine J · CIK 0001595635 · Member of 10% Owner Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 23:45 UTC |
Romano Frederick JMember of 10% reporting group
|
SaleCommon Stock | 167,521 | $4.68 | $783,998.28 |
DisclosureSEC source: 0001225208-18-007853 · doc4.xml · nonDerivative · entry 1 Romano Frederick J · CIK 0001595659 · Member of 10% reporting group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,790 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $4.50 to $5.00 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 21:49 UTC |
Bonanno Carmine JMember of 10% Owner Group
|
SaleCommon Stock | 7,500 | $4.18 | $31,350.00 |
DisclosureSEC source: 0001225208-18-007831 · doc4.xml · nonDerivative · entry 1 Bonanno Carmine J · CIK 0001595635 · Member of 10% Owner Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · balance_after: On April 6, 2018, the common stock of Turtle Beach Corporation split 1-for-4, resulting in the reporting person's ownership of 262,500 fewer shares of common stock. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:16 UTC |
KEITEL WILLIAM EDirector
|
GrantStock Option (Right to Buy) · Derivative | 16,025 | $0.00 Strike: $3.12 | $0.00 |
DisclosureSEC source: 0001493761-18-000021 · wf-form4_152365059555869.xml · derivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,025 Underlying: Common Stock · 16,025 shares Expires 2028-04-11 Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:16 UTC |
KEITEL WILLIAM EDirector
|
GrantCommon Stock | 16,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001493761-18-000021 · wf-form4_152365059555869.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,948 F1 · shares: These are restricted shares that will vest April 11, 2019. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:13 UTC |
Stark Juergen M.Director · Chief Executive Officer & Pres
|
GrantStock Option (Right to Buy) · Derivative | 112,500 | $0.00 Strike: $3.12 | $0.00 |
DisclosureSEC source: 0001595670-18-000002 · wf-form4_152365038723769.xml · derivative · entry 1 Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 112,500 shares Expires 2028-04-11 F1 · derivative.exercise_date: One-quarter of the underlying shares will vest on April 11, 2019, with the remainder vesting with respect to 1/48 of the underlying shares on the 11th day of each month thereafter. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:12 UTC |
Hanson John TCFO, Treasurer and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 29,391 | $0.00 Strike: $3.12 | $0.00 |
DisclosureSEC source: 0001531225-18-000002 · wf-form4_152365030074031.xml · derivative · entry 1 Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,391 Underlying: Common Stock · 29,391 shares Expires 2028-04-11 F1 · derivative.exercise_date: One-quarter of the underlying shares will vest on April 11, 2019, with the remainder vesting with respect to 1/48 of the underlying shares on the 11th day of each month thereafter. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:11 UTC |
Wolfe AndrewDirector
|
GrantStock Option (Right to Buy) · Derivative | 16,025 | $0.00 Strike: $3.12 | $0.00 |
DisclosureSEC source: 0001542884-18-000002 · wf-form4_152365021804681.xml · derivative · entry 2 Wolfe Andrew · CIK 0001542884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,025 Underlying: Common Stock · 16,025 shares Expires 2028-04-11 Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:11 UTC |
Wolfe AndrewDirector
|
GrantCommon Stock | 16,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001542884-18-000002 · wf-form4_152365021804681.xml · nonDerivative · entry 1 Wolfe Andrew · CIK 0001542884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,148 F1 · shares: These are restricted shares that will vest April 11, 2019 Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:08 UTC |
Ballard Lloyd GregoryDirector
|
GrantStock Option (Right to Buy) · Derivative | 16,025 | $0.00 Strike: $3.12 | $0.00 |
DisclosureSEC source: 0001704495-18-000002 · wf-form4_152365009360642.xml · derivative · entry 2 Ballard Lloyd Gregory · CIK 0001704495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,025 Underlying: Common Stock · 16,025 shares Expires 2028-04-11 Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:08 UTC |
Ballard Lloyd GregoryDirector
|
GrantCommon Stock | 16,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001704495-18-000002 · wf-form4_152365009360642.xml · nonDerivative · entry 1 Ballard Lloyd Gregory · CIK 0001704495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,914 F1 · shares: These are restricted shares that will vest April 11, 2019 Read SEC document |
| April 10, 2018 Filed Apr 11, 2018 22:39 UTC |
Romano Frederick JMember of 10% reporting group
|
SaleCommon Stock | 99,852 | $3.42 | $341,493.84 |
DisclosureSEC source: 0001225208-18-007684 · doc4.xml · nonDerivative · entry 2 Romano Frederick J · CIK 0001595659 · Member of 10% reporting group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,311 F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $3.40 to $3.48 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · balance_after: On April 6, 2018, the common stock of Turtle Beach Corporation split 1-for-4, resulting in the reporting person's ownership of 2,575,116.75 fewer shares of common stock. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 22:39 UTC |
Romano Frederick JMember of 10% reporting group
|
SaleCommon Stock | 45,210 | $3.46 | $156,426.60 |
DisclosureSEC source: 0001225208-18-007684 · doc4.xml · nonDerivative · entry 1 Romano Frederick J · CIK 0001595659 · Member of 10% reporting group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,163 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $3.40 to $3.53 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 16, 2017 Filed Nov 16, 2017 21:38 UTC |
Stark Juergen M.Director · Chief Executive Officer & Pres
|
PurchaseCommon Stock | 83,333 | $0.54 | $44,999.82 |
DisclosureSEC source: 0001595670-17-000004 · wf-form4_151086830279803.xml · nonDerivative · entry 1 Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,833 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.51 to $0.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 13, 2017 Filed Nov 13, 2017 21:39 UTC |
Cleary JosephChief Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $0.51 | $0.00 |
DisclosureSEC source: 0001662731-17-000003 · wf-form4_151060913194184.xml · derivative · entry 2 Cleary Joseph · CIK 0001662731 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2027-11-13 F2 · derivative.exercise_date: One-quarter of the underlying shares will vest on November 13, 2018, with the remainder vesting with respect to 1/48 of the underlying shares on the 4th day of each month thereafter. Read SEC document |
| November 13, 2017 Filed Nov 13, 2017 21:33 UTC |
Stark Juergen M.Director · Chief Executive Officer & Pres
|
GrantStock Option (Right to Buy) · Derivative | 450,000 | $0.00 Strike: $0.51 | $0.00 |
DisclosureSEC source: 0001595670-17-000002 · wf-form4_151060880180560.xml · derivative · entry 1 Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2027-11-13 F1 · derivative.exercise_date: Represents refresh grant to Reporting Person. Refresh grants were made to non-executive employees in connection with and in addition to the Company's annual service grants in April 2017. However, the Issuer's Board of Directors determined to delay refresh grants to executive employees until November 2017. One-quarter of the underlying shares will vest on November 13, 2018, with the remainder vesting with respect to 1/48 of the underlying shares on the 4th day of each month thereafter. Read SEC document |
| November 13, 2017 Filed Nov 13, 2017 21:32 UTC |
Hanson John TCFO, Treasurer and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 106,050 | $0.00 Strike: $0.51 | $0.00 |
DisclosureSEC source: 0001531225-17-000004 · wf-form4_151060868708234.xml · derivative · entry 1 Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,050 Underlying: Common Stock · 106,050 shares Expires 2027-11-13 F1 · derivative.exercise_date: Represents refresh grant to Reporting Person. Refresh grants were made to non-executive employees in connection with and in addition to the Company's annual service grants in April 2017. However, theIssuer's Board of Directors determined to delay refresh grants to executive employees until November 2017. One-quarter of the underlying shares will vest on November 13, 2018, with the remainder vesting withrespect to 1/48 of the underlying shares on the 4th day of each month thereafter. Read SEC document |
| October 13, 2017 Filed Oct 23, 2017 22:09 UTC |
Romano Frederick J10% owner · Member of 10% reporting group
|
SaleCommon Stock | 1,200,000 | $0.73 | $876,000.00 |
DisclosureSEC source: 0001225208-17-016474 · doc4.xml · nonDerivative · entry 1 Romano Frederick J · CIK 0001595659 · 10% owner · Member of 10% reporting group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,433,489 Read SEC document |
| October 11, 2017 Filed Oct 11, 2017 23:12 UTC |
Romano Frederick J10% owner · Member of 10% reporting group
|
SaleCommon Stock | 12,444 | $0.80 | $9,955.20 |
DisclosureSEC source: 0001225208-17-016205 · doc4.xml · nonDerivative · entry 3 Romano Frederick J · CIK 0001595659 · 10% owner · Member of 10% reporting group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,633,489 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $0.80 to $0.81 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 23:12 UTC |
Romano Frederick J10% owner · Member of 10% reporting group
|
SaleCommon Stock | 56,792 | $0.80 | $45,433.60 |
DisclosureSEC source: 0001225208-17-016205 · doc4.xml · nonDerivative · entry 2 Romano Frederick J · CIK 0001595659 · 10% owner · Member of 10% reporting group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,645,933 Read SEC document |
| October 06, 2017 Filed Oct 11, 2017 23:12 UTC |
Romano Frederick J10% owner · Member of 10% reporting group
|
SaleCommon Stock | 26,319 | $0.80 | $21,055.20 |
DisclosureSEC source: 0001225208-17-016205 · doc4.xml · nonDerivative · entry 1 Romano Frederick J · CIK 0001595659 · 10% owner · Member of 10% reporting group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,702,725 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $0.80 to $0.81 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 20:23 UTC |
Ballard Lloyd GregoryDirector
|
GrantCommon Stock · Derivative | 55,555 | $0.90 Strike: $0.90 | $49,999.50 |
DisclosureSEC source: 0001704495-17-000004 · wf-form4_149280621034184.xml · derivative · entry 2 Ballard Lloyd Gregory · CIK 0001704495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,555 Underlying: Common Stock · 55,555 shares Expires 2027-04-19 F2 · derivative.exercise_date: The option becomes exercisable in four equal annual installments on April 19, 2018, 2019, 2020 and 2021. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 20:23 UTC |
Ballard Lloyd GregoryDirector
|
GrantCommon Stock | 55,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001704495-17-000004 · wf-form4_149280621034184.xml · nonDerivative · entry 1 Ballard Lloyd Gregory · CIK 0001704495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,555 F1 · shares: These are restricted shares that will vest in four equal annual installments beginning on April 19, 2018. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 20:21 UTC |
KEITEL WILLIAM EDirector
|
GrantStock Option (Right to Buy) · Derivative | 55,555 | $0.90 Strike: $0.90 | $49,999.50 |
DisclosureSEC source: 0001493761-17-000017 · wf-form4_149280604751715.xml · derivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,555 Underlying: Common Stock · 55,555 shares Expires 2027-04-19 Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 20:21 UTC |
KEITEL WILLIAM EDirector
|
GrantCommon Stock | 55,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001493761-17-000017 · wf-form4_149280604751715.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,690 F1 · shares: These are restricted shares that will vest on April 19, 2018 Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 20:19 UTC |
Wolfe AndrewDirector
|
GrantStock Option (Right to Buy) · Derivative | 55,555 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0001542884-17-000002 · wf-form4_149280595534389.xml · derivative · entry 2 Wolfe Andrew · CIK 0001542884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,555 Underlying: Common Stock · 55,555 shares Expires 2027-04-19 Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 20:19 UTC |
Wolfe AndrewDirector
|
GrantCommon Stock | 55,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001542884-17-000002 · wf-form4_149280595534389.xml · nonDerivative · entry 1 Wolfe Andrew · CIK 0001542884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,492 F1 · shares: These are restricted shares that will vest on April 19, 2018 Read SEC document |
| March 21, 2017 Filed Nov 13, 2017 21:39 UTC |
Cleary JosephChief Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $0.99 | $0.00 |
DisclosureSEC source: 0001662731-17-000003 · wf-form4_151060913194184.xml · derivative · entry 1 Cleary Joseph · CIK 0001662731 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2027-03-21 F1 · derivative.exercise_date: One-quarter of the underlying shares will vest on March 21, 2018, with the remainder vesting with respect to 1/48 of the underlying shares on the 4th day of each month thereafter. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 22:24 UTC |
Bonanno Carmine JMember of 10% Owner Group
|
SaleCommon Stock | 20,000 | $1.40 | $28,000.00 |
DisclosureSEC source: 0001225208-17-005970 · doc4.xml · nonDerivative · entry 2 Bonanno Carmine J · CIK 0001595635 · Member of 10% Owner Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $1.38 to $1.41 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.