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Nasdaq · USD

TBCH

Turtle Beach Corp

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Tapewire entity
6255
SEC CIK
0001493761
Parsed reports
252

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2019 Filed Jun 14, 2019 16:15 UTC PurchaseCommon Stock 4,938 $10.47 $51,700.86
Disclosure

SEC source: 0001493761-19-000047 · wf-form4_156054332201899.xml · nonDerivative · entry 1

DOORNINK RONALD · CIK 0001091428 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 378,886

F1 · price: The price reported represents the weighted average price of shares purchased in multiple transactions at prices ranging from $10.40 to $10.50 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: These securities are held by the Doornink Revocable Living Trust, dated 12/17/96, as amended.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 16:02 UTC PurchaseCommon Stock 2,305 $10.13 $23,349.65
Disclosure

SEC source: 0001493761-19-000045 · wf-form4_156045614167697.xml · nonDerivative · entry 1

DOORNINK RONALD · CIK 0001091428 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 373,948

F1 · price: The price reported represents the weighted average price of shares purchased in multiple transactions at prices ranging from $10.10 to $10.14 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: These securities are held by the Doornink Revocable Living Trust, dated 12/17/96, as amended.

Read SEC document
June 11, 2019 Filed Jun 12, 2019 20:32 UTC
Hanson John TCFO, Treasurer and Secretary
PurchaseCommon Stock 4,900 $10.33 $50,617.00
Disclosure

SEC source: 0001531225-19-000005 · wf-form4_156037153124520.xml · nonDerivative · entry 1

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

F1 · price: The price reported represents the weighted average price of shares purchased in multiple transactions at prices ranging from $10.06 to $10.39 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
June 10, 2019 Filed Jun 10, 2019 22:01 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
PurchaseCommon Stock 10,500 $9.78 $102,690.00
Disclosure

SEC source: 0001595670-19-000012 · wf-form4_156020409233783.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,341

F1 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $9.56 to $9.99 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 08:01 UTC PurchaseCommon Stock 15,941 $9.33 $148,729.53
Disclosure

SEC source: 0001493761-19-000043 · wf-form4_156034085925226.xml · nonDerivative · entry 1

DOORNINK RONALD · CIK 0001091428 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 371,643

F1 · price: The price reported represents the weighted average price of shares purchased in multiple transactions at prices ranging from $9.29 to $9.35 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: These securities are held by the Doornink Revocable Living Trust, dated 12/17/96, as amended.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 22:00 UTC
Wolfe AndrewDirector
PurchaseCommon Stock 10,000 $9.60 $96,000.00
Disclosure

SEC source: 0001542884-19-000004 · wf-form4_156020399911843.xml · nonDerivative · entry 1

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,046

Read SEC document
May 15, 2019 Filed May 17, 2019 20:06 UTC
Stark Juergen M.Director · CEO & President
Tax withholdingCommon Stock 2,067 $9.32 $19,264.44
Disclosure

SEC source: 0001567619-19-011531 · doc1.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,841

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 20:34 UTC SaleCommon Stock 8,013 $11.80 $94,553.40
Disclosure

SEC source: 0001493761-19-000030 · wf-form4_155570604175611.xml · nonDerivative · entry 1

KEITEL WILLIAM E · CIK 0001191312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,067

F1 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $11.60 to $12.11 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 20:35 UTC SaleCommon Stock 13,500 $11.80 $159,300.00
Disclosure

SEC source: 0001704495-19-000006 · wf-form4_155570611026824.xml · nonDerivative · entry 1

Ballard Lloyd Gregory · CIK 0001704495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,546

F1 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $11.62 to $12.11 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 21:35 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 2,067 $11.99 $24,783.33
Disclosure

SEC source: 0001595670-19-000010 · wf-form4_155553692418086.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,908

Read SEC document
April 12, 2019 Filed Apr 16, 2019 22:17 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.12 $0.00
Disclosure

SEC source: 0001704495-19-000004 · wf-form4_155545303296772.xml · derivative · entry 3

Ballard Lloyd Gregory · CIK 0001704495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,025

Underlying: Common Stock · 5,000 shares

Expires 2028-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2019 Filed Apr 16, 2019 22:17 UTC SaleCommon Stock 5,000 $11.87 $59,350.00
Disclosure

SEC source: 0001704495-19-000004 · wf-form4_155545303296772.xml · nonDerivative · entry 2

Ballard Lloyd Gregory · CIK 0001704495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,046

Read SEC document
April 12, 2019 Filed Apr 16, 2019 22:17 UTC Exercise / conversionCommon Stock 5,000 $3.12 $15,600.00
Disclosure

SEC source: 0001704495-19-000004 · wf-form4_155545303296772.xml · nonDerivative · entry 1

Ballard Lloyd Gregory · CIK 0001704495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:25 UTC GrantStock Option (Right to Buy) · Derivative 4,132 $0.00 Strike: $12.10 $0.00
Disclosure

SEC source: 0000899243-19-009896 · doc4.xml · derivative · entry 4

DOORNINK RONALD · CIK 0001091428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,132

Underlying: Common Stock · 4,132 shares

Expires 2029-04-01

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:25 UTC GrantCommon Stock 4,132 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009896 · doc4.xml · nonDerivative · entry 1

DOORNINK RONALD · CIK 0001091428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,132

F1 · shares: These are restricted shares that will vest April 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:28 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
GrantStock Option (Right to Buy) · Derivative 105,000 $12.10 Strike: $12.10 $1,270,500.00
Disclosure

SEC source: 0001595670-19-000008 · wf-form4_155433411248659.xml · derivative · entry 3

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires 2029-04-01

F3 · derivative.exercise_date: One-quarter of the underlying shares will vest on April 1, 2020, with the remainder vesting with respect to 1/48 of the underlying shares each month thereafter

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:28 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
GrantRestricted Stock Units · Derivative 53,000 $0.00 $0.00
Disclosure

SEC source: 0001595670-19-000008 · wf-form4_155433411248659.xml · derivative · entry 2

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

Underlying: Common Stock · 53,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock or, cash with a value equal to the fair market value of the underlying common stock or, a combination thereof.

F2 · derivative.exercise_date: 25% of these restricted stock units will vest annually, beginning on April 1, 2020, so that the restricted stock units will become fully vested on April 1, 2023. Vested shares will be delivered to the reporting person promptly following the vesting thereof.

F2 · derivative.expiration_date: 25% of these restricted stock units will vest annually, beginning on April 1, 2020, so that the restricted stock units will become fully vested on April 1, 2023. Vested shares will be delivered to the reporting person promptly following the vesting thereof.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:26 UTC
Hanson John TCFO, Treasurer and Secretary
GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $12.10 $0.00
Disclosure

SEC source: 0001531225-19-000002 · wf-form4_155433399872626.xml · derivative · entry 2

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2029-04-01

F3 · derivative.exercise_date: One-quarter of the underlying shares will vest on April 1, 2020, with the remainder vesting with respect to 1/48 of the underlying shares each month thereafter.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:26 UTC
Hanson John TCFO, Treasurer and Secretary
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001531225-19-000002 · wf-form4_155433399872626.xml · derivative · entry 1

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock or, cash with a value equal to the fair market value of the underlying common stock or, a combination thereof.

F2 · derivative.exercise_date: 25% of these restricted stock units will vest annually, beginning on April 1, 2020, so that the restricted stock units will become fully vested on April 1, 2023. Vested shares will be delivered to the reporting person promptly following the vesting thereof.

F2 · derivative.expiration_date: 25% of these restricted stock units will vest annually, beginning on April 1, 2020, so that the restricted stock units will become fully vested on April 1, 2023. Vested shares will be delivered to the reporting person promptly following the vesting thereof.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:04 UTC GrantStock Option (Right to Buy) · Derivative 4,132 $0.00 Strike: $12.10 $0.00
Disclosure

SEC source: 0001493761-19-000027 · wf-form4_155433262659111.xml · derivative · entry 3

KEITEL WILLIAM E · CIK 0001191312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,132

Underlying: Common Stock · 4,132 shares

Expires 2029-04-01

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:04 UTC GrantCommon Stock 4,132 $0.00 $0.00
Disclosure

SEC source: 0001493761-19-000027 · wf-form4_155433262659111.xml · nonDerivative · entry 1

KEITEL WILLIAM E · CIK 0001191312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,080

F1 · shares: These are restricted shares that will vest April 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:02 UTC
Wolfe AndrewDirector
GrantStock Option (Right to Buy) · Derivative 4,132 $0.00 Strike: $12.10 $0.00
Disclosure

SEC source: 0001542884-19-000002 · wf-form4_155433252682120.xml · derivative · entry 2

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,132

Underlying: Common Stock · 4,132 shares

Expires 2029-04-01

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:02 UTC
Wolfe AndrewDirector
GrantCommon Stock 4,132 $0.00 $0.00
Disclosure

SEC source: 0001542884-19-000002 · wf-form4_155433252682120.xml · nonDerivative · entry 1

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,046

F1 · shares: These are restricted shares that will vest April 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:00 UTC GrantStock Option (Right to Buy) · Derivative 4,132 $0.00 Strike: $12.10 $0.00
Disclosure

SEC source: 0001704495-19-000002 · wf-form4_155433243459271.xml · derivative · entry 2

Ballard Lloyd Gregory · CIK 0001704495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,132

Underlying: Common Stock · 4,132 shares

Expires 2029-04-01

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:00 UTC GrantCommon Stock 4,132 $0.00 $0.00
Disclosure

SEC source: 0001704495-19-000002 · wf-form4_155433243459271.xml · nonDerivative · entry 1

Ballard Lloyd Gregory · CIK 0001704495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,046

F1 · shares: These are restricted shares that will vest April 1, 2020.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:19 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 2,068 $13.32 $27,545.76
Disclosure

SEC source: 0001595670-19-000006 · wf-form4_155303036325371.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,975

F1 · price: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 02:30 UTC SaleCommon Stock 20,014 $15.85 $317,221.90
Disclosure

SEC source: 0000899243-19-004936 · doc4.xml · nonDerivative · entry 1

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,215

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $15.65 to $16.07 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 01:31 UTC SaleCommon Stock 53,239 $17.07 $908,789.73
Disclosure

SEC source: 0000899243-19-004158 · doc4.xml · nonDerivative · entry 3

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,229

F3 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.00 to $17.20 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 01:31 UTC SaleCommon Stock 137,825 $17.72 $2,442,259.00
Disclosure

SEC source: 0000899243-19-004158 · doc4.xml · nonDerivative · entry 2

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,468

F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.50 to $18.30 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 23:07 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 2,041 $17.51 $35,737.91
Disclosure

SEC source: 0001595670-19-000004 · wf-form4_155061764516752.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,043

F1 · price: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 01:31 UTC SaleCommon Stock 111,100 $18.26 $2,028,686.00
Disclosure

SEC source: 0000899243-19-004158 · doc4.xml · nonDerivative · entry 1

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001,293

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $18.00 to $18.68 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 18, 2019 Filed Jan 19, 2019 02:31 UTC SaleCommon Stock 400 $17.56 $7,024.00
Disclosure

SEC source: 0000899243-19-001540 · doc4.xml · nonDerivative · entry 2

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,393

F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.55 to $17.58 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 18, 2019 Filed Jan 19, 2019 02:31 UTC SaleCommon Stock 499,600 $16.55 $8,268,380.00
Disclosure

SEC source: 0000899243-19-001540 · doc4.xml · nonDerivative · entry 1

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,793

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $16.55 to $17.48 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 02:00 UTC SaleCommon Stock 58,636 $15.27 $895,371.72
Disclosure

SEC source: 0000899243-19-001416 · doc4.xml · nonDerivative · entry 4

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612,393

F4 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $15.09 to $15.51 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 02:00 UTC SaleCommon Stock 5,597 $16.14 $90,335.58
Disclosure

SEC source: 0000899243-19-001416 · doc4.xml · nonDerivative · entry 3

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,671,029

F3 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $16.00 to $16.21 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 02:00 UTC SaleCommon Stock 56,827 $15.49 $880,250.23
Disclosure

SEC source: 0000899243-19-001416 · doc4.xml · nonDerivative · entry 2

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,676,626

F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $15.07 to $15.98 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 15, 2019 Filed Jan 18, 2019 02:00 UTC SaleCommon Stock 59,816 $15.87 $949,279.92
Disclosure

SEC source: 0000899243-19-001416 · doc4.xml · nonDerivative · entry 1

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,733,453

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $15.38 to $16.29 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 15, 2019 Filed Jan 18, 2019 22:19 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 2,331 $15.97 $37,226.07
Disclosure

SEC source: 0001595670-19-000002 · wf-form4_154784995552740.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,084

F1 · price: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
December 15, 2018 Filed Dec 17, 2018 22:20 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 2,067 $16.49 $34,084.83
Disclosure

SEC source: 0001595670-18-000016 · wf-form4_154508519644432.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,415

F1 · price: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 02:45 UTC SaleCommon Stock 12,455 $17.20 $214,226.00
Disclosure

SEC source: 0000899243-18-030979 · doc4.xml · nonDerivative · entry 4

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,793,269

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.02 to $17.53 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 02:45 UTC SaleCommon Stock 81,579 $16.57 $1,351,764.03
Disclosure

SEC source: 0000899243-18-030979 · doc4.xml · nonDerivative · entry 3

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,805,724

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $16.29 to $17.00 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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December 12, 2018 Filed Dec 14, 2018 02:45 UTC SaleCommon Stock 104,289 $17.61 $1,836,529.29
Disclosure

SEC source: 0000899243-18-030979 · doc4.xml · nonDerivative · entry 2

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,887,303

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.16 to $18.11 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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December 11, 2018 Filed Dec 14, 2018 02:45 UTC SaleCommon Stock 91,600 $17.62 $1,613,992.00
Disclosure

SEC source: 0000899243-18-030979 · doc4.xml · nonDerivative · entry 1

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991,592

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.17 to $18.05 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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November 15, 2018 Filed Nov 19, 2018 22:21 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 2,068 $15.09 $31,206.12
Disclosure

SEC source: 0001595670-18-000014 · wf-form4_154266605422123.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,482

F1 · price: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

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November 01, 2018 Filed Nov 1, 2018 21:11 UTC SaleCommon Stock 29,839 $18.97 $566,045.83
Disclosure

SEC source: 0000899243-18-027910 · doc4.xml · nonDerivative · entry 5

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083,192

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $18.66 to $19.42 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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November 01, 2018 Filed Nov 1, 2018 21:11 UTC SaleCommon Stock 47,459 $18.18 $862,804.62
Disclosure

SEC source: 0000899243-18-027910 · doc4.xml · nonDerivative · entry 4

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,113,031

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.66 to $18.65 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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October 31, 2018 Filed Nov 1, 2018 21:11 UTC SaleCommon Stock 55,798 $17.70 $987,624.60
Disclosure

SEC source: 0000899243-18-027910 · doc4.xml · nonDerivative · entry 3

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160,490

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $17.50 to $17.90 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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October 31, 2018 Filed Nov 1, 2018 21:11 UTC SaleCommon Stock 66,602 $17.23 $1,147,552.46
Disclosure

SEC source: 0000899243-18-027910 · doc4.xml · nonDerivative · entry 2

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216,288

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $16.78 to $17.49 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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October 30, 2018 Filed Nov 1, 2018 21:11 UTC SaleCommon Stock 100,302 $16.50 $1,654,983.00
Disclosure

SEC source: 0000899243-18-027910 · doc4.xml · nonDerivative · entry 1

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,282,890

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $16.00 to $16.86 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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October 17, 2018 Filed Oct 17, 2018 21:00 UTC SaleCommon Stock 21,053 $21.54 $453,481.62
Disclosure

SEC source: 0000899243-18-026879 · doc4.xml · nonDerivative · entry 7

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,383,192

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F8 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $21.24 to $21.89 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.