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Nasdaq · USD

TBBK

Bancorp, Inc.

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Tapewire entity
4314
SEC CIK
0001295401
Parsed reports
518

Last 12 months

Inside the activity.

21 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202570
Dec 202500
Jan 202600
Feb 2026100
Mar 202601
Apr 202602
May 202640
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2020 Filed May 21, 2020 21:03 UTC GrantCommon Stock 13,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001295401-20-000035 · primary_doc.xml · nonDerivative · entry 1

Lamb William H · CIK 0001312741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,823

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:58 UTC
KOZLOV HERSHDirector
GrantCommon Stock 13,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001295401-20-000034 · primary_doc.xml · nonDerivative · entry 1

KOZLOV HERSH · CIK 0001228774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,100

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:54 UTC GrantCommon Stock 13,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001295401-20-000033 · primary_doc.xml · nonDerivative · entry 1

Chrystal John C · CIK 0001559369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,836

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:48 UTC GrantCommon Stock 13,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001295401-20-000031 · primary_doc.xml · nonDerivative · entry 1

Beach Walter T · CIK 0001312739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,100

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:35 UTC
Cohn MatthewDirector
PurchaseCommon Stock 20,000 $6.77 $135,400.00
Disclosure

SEC source: 0001295401-20-000029 · primary_doc.xml · nonDerivative · entry 2

Cohn Matthew · CIK 0001312736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,163

F2 · price: The Reporting Person purchased 20,000 shares of common stock at prices ranging from $6.71 to $6.83 for an average price of $6.77.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:35 UTC
Cohn MatthewDirector
GrantCommon Stock 13,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001295401-20-000029 · primary_doc.xml · nonDerivative · entry 1

Cohn Matthew · CIK 0001312736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,163

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:42 UTC
Tuan Mei MeiDirector
GrantCommon Stock 13,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001295401-20-000030 · primary_doc.xml · nonDerivative · entry 1

Tuan Mei Mei · CIK 0001584368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,100

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 21:02 UTC PurchaseCommon Stock 8,000 $12.51 $100,112.00
Disclosure

SEC source: 0001295401-20-000019 · primary_doc.xml · nonDerivative · entry 1

Mielke Daniela · CIK 0001587815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By partner

Disclosed balance after: 8,000

F1 · price: The Reporting Person's partner purchased 8,000 shares of common stock at prices ranging from $12.51 to $12.52 for an average price of $12.514.

Read SEC document
February 26, 2020 Filed Feb 26, 2020 21:05 UTC SaleCommon Stock 25,000 $13.41 $335,367.50
Disclosure

SEC source: 0001247745-20-000001 · primary_doc.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,403

F1 · price: Reporting Person sold a total of 25,000 shares at a prices ranging from $13.00 to $13.53 for an average price of $13.41469.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:04 UTC PurchaseCommon Stock 3,690 $13.35 $49,243.05
Disclosure

SEC source: 0001295401-20-000018 · primary_doc.xml · nonDerivative · entry 1

Mielke Daniela · CIK 0001587815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,490

Read SEC document
February 26, 2020 Filed Mar 2, 2020 21:26 UTC Amendment SaleCommon Stock 25,000 $13.41 $335,367.50
Disclosure

SEC source: 0001295401-20-000021 · primary_doc.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,403

F1 · price: Reporting Person sold a total of 25,000 shares at a prices ranging from $13.00 to $13.53 for an average price of $13.41469.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 16:22 UTC
Paul FrenkielEVP, CFO & Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $7.81 $0.00
Disclosure

SEC source: 0001295401-20-000009 · primary_doc.xml · derivative · entry 3

Paul Frenkiel · CIK 0001129454 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2020-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 16:22 UTC
Paul FrenkielEVP, CFO & Secretary
Exercise / conversionCommon Stock 25,000 $7.81 $195,250.00
Disclosure

SEC source: 0001295401-20-000009 · primary_doc.xml · nonDerivative · entry 1

Paul Frenkiel · CIK 0001129454 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 16:34 UTC
Terry Jennifer FManaging Director - CHRO
Tax withholdingCommon Stock 384 $12.59 $4,835.71
Disclosure

SEC source: 0001295401-20-000015 · primary_doc.xml · nonDerivative · entry 1

Terry Jennifer F · CIK 0001765291 · Managing Director - CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,533

F1 · kind: Shares were sold to pay the taxes due upon the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 384 shares at prices ranging from $12.55 to $12.67 for an average price of $12.593.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 16:16 UTC
Carberry MatthewManaging Director
Tax withholdingCommon Stock 1,806 $12.59 $22,742.96
Disclosure

SEC source: 0001295401-20-000007 · primary_doc.xml · nonDerivative · entry 1

Carberry Matthew · CIK 0001765310 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,033

F1 · kind: Shares were sold to pay the taxes due upon the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 1,806 shares at prices ranging from $12.55 to $12.67 for an average price of $12.593.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 16:24 UTC
Harris RyanManaging Director
Tax withholdingCommon Stock 4,021 $12.59 $50,636.45
Disclosure

SEC source: 0001295401-20-000010 · primary_doc.xml · nonDerivative · entry 1

Harris Ryan · CIK 0001765318 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,151

F1 · kind: Shares were sold to pay the taxes due upon the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 4,021 shares at prices ranging from $12.55 to $12.67 for an average price of $12.593.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:30 UTC
Nager Jeffrey AEVP, Head of Small Business
Tax withholdingCommon Stock 1,733 $12.59 $21,823.67
Disclosure

SEC source: 0001295401-20-000013 · primary_doc.xml · nonDerivative · entry 1

Nager Jeffrey A · CIK 0001708886 · EVP, Head of Small Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,926

F1 · kind: Shares were sold to pay the taxes due upon the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 1,733 shares at prices ranging from $12.55 to $12.67 for an average price of $12.593.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:37 UTC
Wechsler Ron JEVP - Head of Commercial Mortg
Tax withholdingCommon Stock 18,364 $12.59 $231,257.85
Disclosure

SEC source: 0001295401-20-000017 · primary_doc.xml · nonDerivative · entry 1

Wechsler Ron J · CIK 0001708363 · EVP - Head of Commercial Mortg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,069

F1 · kind: Shares were sold to pay the taxes due upon the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 18,364 shares at prices ranging from $12.55 to $12.67 for an average price of $12.593.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:32 UTC
Pareigat Thomas G.General Counsel
Tax withholdingCommon Stock 1,785 $12.59 $22,478.51
Disclosure

SEC source: 0001295401-20-000014 · primary_doc.xml · nonDerivative · entry 1

Pareigat Thomas G. · CIK 0001515434 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,723

F1 · kind: Shares were sold to pay the taxes due upon the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 1,785 shares at prices ranging from $12.55 to $12.67 for an average price of $12.593.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:35 UTC
Wainwright MariaManaging Director - CMO
Tax withholdingCommon Stock 584 $12.59 $7,354.31
Disclosure

SEC source: 0001295401-20-000016 · primary_doc.xml · nonDerivative · entry 1

Wainwright Maria · CIK 0001765313 · Managing Director - CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,239

F1 · kind: Shares were sold to pay the taxes due upon the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 584 shares at prices ranging from $12.55 to $12.67 for an average price of $12.593.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:27 UTC
Leto JohnEVP and CAO
Tax withholdingCommon Stock 5,947 $12.59 $74,890.57
Disclosure

SEC source: 0001295401-20-000012 · primary_doc.xml · nonDerivative · entry 1

Leto John · CIK 0001681776 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,115

F1 · kind: Shares were sold to pay the taxes due upon the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 5,947 shares at prices ranging from $12.55 to $12.67 for an average price of $12.593.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:26 UTC
Kozlowski DamianDirector · CEO and President
Tax withholdingCommon Stock 12,691 $12.59 $159,817.76
Disclosure

SEC source: 0001295401-20-000011 · primary_doc.xml · nonDerivative · entry 1

Kozlowski Damian · CIK 0001676084 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,473

F1 · kind: Shares were sold to pay the taxes due upon the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 12,691 shares at prices ranging from $12.55 to $12.67 for an average price of $12.593.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:18 UTC
Egan MartinChief Accounting Officer
Tax withholdingCommon Stock 529 $12.59 $6,661.70
Disclosure

SEC source: 0001295401-20-000008 · primary_doc.xml · nonDerivative · entry 1

Egan Martin · CIK 0001312742 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,881

F1 · kind: Shares were sold to pay the taxes due upon the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 529 shares at prices ranging from $12.55 to $12.67 for an average price of $12.593.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:14 UTC
Caesar Erika RAssistant GC, CDO
Tax withholdingCommon Stock 894 $12.59 $11,258.14
Disclosure

SEC source: 0001295401-20-000006 · primary_doc.xml · nonDerivative · entry 1

Caesar Erika R · CIK 0001765297 · Assistant GC, CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,889

F1 · kind: Shares were sold to pay the taxes due upon the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 894 shares at prices ranging from $12.55 to $12.67 for an average price of $12.593.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:07 UTC
Bjork DianneManaging Director
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001295401-20-000005 · primary_doc.xml · derivative · entry 2

Bjork Dianne · CIK 0001765295 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:07 UTC
Bjork DianneManaging Director
Exercise / conversionCommon Stock 3,000 $8.50 $25,500.00
Disclosure

SEC source: 0001295401-20-000005 · primary_doc.xml · nonDerivative · entry 1

Bjork Dianne · CIK 0001765295 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2020 Filed Feb 9, 2021 21:57 UTC
KOZLOV HERSHDirector
GrantCommon Stock 4,784 Not disclosed Not disclosed
Disclosure

SEC source: 0000950159-21-000040 · ownership.xml · nonDerivative · entry 1

KOZLOV HERSH · CIK 0001228774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,884

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 21:09 UTC
Pareigat Thomas G.General Counsel
Tax withholdingCommon Stock 1,008 $12.36 $12,461.40
Disclosure

SEC source: 0001295401-20-000003 · primary_doc.xml · nonDerivative · entry 1

Pareigat Thomas G. · CIK 0001515434 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,508

F1 · kind: Shares were sold to pay the taxes due upon the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 1,008 shares at prices ranging from $12.235 to $12.48 for an average price of $12.36249.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 21:13 UTC
Leto JohnEVP and CAO
Tax withholdingCommon Stock 15,250 $12.36 $188,528.13
Disclosure

SEC source: 0001295401-20-000004 · primary_doc.xml · nonDerivative · entry 1

Leto John · CIK 0001681776 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,062

F1 · kind: Shares were sold to pay the taxes due upon the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 15,250 shares at prices ranging from $12.235 to $12.48 for an average price of $12.36249.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 21:07 UTC
Kozlowski DamianDirector · CEO and President
Tax withholdingCommon Stock 9,553 $12.36 $118,098.96
Disclosure

SEC source: 0001295401-20-000002 · primary_doc.xml · nonDerivative · entry 1

Kozlowski Damian · CIK 0001676084 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,164

F1 · kind: Shares were sold to pay the taxes due upon the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 9,553 shares at prices ranging from $12.235 to $12.48 for an average price of $12.36249.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 21:04 UTC
Bjork DianneManaging Director
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $7.81 $0.00
Disclosure

SEC source: 0001295401-20-000001 · primary_doc.xml · derivative · entry 2

Bjork Dianne · CIK 0001765295 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2020-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 21:04 UTC
Bjork DianneManaging Director
Exercise / conversionCommon Stock 1,000 $7.81 $7,810.00
Disclosure

SEC source: 0001295401-20-000001 · primary_doc.xml · nonDerivative · entry 1

Bjork Dianne · CIK 0001765295 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:25 UTC
Kozlowski DamianDirector · CEO and President
PurchaseCommon Stock 2,230 $11.45 $25,527.93
Disclosure

SEC source: 0000950159-19-000270 · ownership.xml · nonDerivative · entry 2

Kozlowski Damian · CIK 0001676084 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 2,230

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:25 UTC
Kozlowski DamianDirector · CEO and President
PurchaseCommon Stock 2,230 $11.45 $25,527.93
Disclosure

SEC source: 0000950159-19-000270 · ownership.xml · nonDerivative · entry 1

Kozlowski Damian · CIK 0001676084 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 2,230

Read SEC document
November 25, 2019 Filed Nov 25, 2019 21:11 UTC PurchaseCommon Stock 2,000 $10.73 $21,451.40
Disclosure

SEC source: 0001295401-19-000073 · primary_doc.xml · nonDerivative · entry 1

Mudick Stephanie B · CIK 0001328273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:04 UTC SaleCommon Stock 30,000 $10.79 $323,562.00
Disclosure

SEC source: 0001295401-19-000074 · primary_doc.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,403

F1 · price: Reporting Person sold a total of 30,000 shares at prices ranging from $10.72 to $10.89 for an average price of $10.78545.

Read SEC document
November 25, 2019 Filed Mar 2, 2020 21:23 UTC Amendment SaleCommon Stock 30,000 $10.79 $323,562.00
Disclosure

SEC source: 0001295401-20-000020 · primary_doc.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,403

F1 · price: Reporting Person sold a total of 30,000 shares at a prices ranging from $10.72 to $10.89 for an average price of $10.78545.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 21:34 UTC SaleCommon Stock 23,890 $10.69 $255,493.99
Disclosure

SEC source: 0001295401-19-000072 · primary_doc.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,403

F1 · price: Reporting Person sold a total of 23,890 shares at prices ranging from $10.64 to $10.79 for an average price of $10.69461.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 21:19 UTC PurchaseCommon Stock 1,800 $10.73 $19,314.00
Disclosure

SEC source: 0001295401-19-000071 · primary_doc.xml · nonDerivative · entry 1

Mielke Daniela · CIK 0001587815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Read SEC document
November 20, 2019 Filed Nov 20, 2019 21:58 UTC SaleCommon Stock 26,000 $10.84 $281,788.00
Disclosure

SEC source: 0001295401-19-000068 · primary_doc.xml · nonDerivative · entry 3

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,293

F3 · price: Reporting Person sold a total of 26,000 shares at prices ranging from $10.73 to $10.94 for an average price of $10.838.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:47 UTC PurchaseCommon Stock 10,000 $10.84 $108,401.00
Disclosure

SEC source: 0001295401-19-000069 · primary_doc.xml · nonDerivative · entry 1

Lamb William H · CIK 0001312741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,723

F1 · price: Reporting Person purchased a total of 10,000 shares at prices ranging from $10.825 to $10.86 for an average price of $10.840138.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 21:58 UTC SaleCommon Stock 19,757 $10.88 $214,877.13
Disclosure

SEC source: 0001295401-19-000068 · primary_doc.xml · nonDerivative · entry 2

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,293

F2 · price: Reporting Person sold a total of 19,757 shares at prices ranging from $10.72 to $11.01 for an average price of $10.876.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:49 UTC SaleCommon Stock 21,479 $10.96 $235,409.84
Disclosure

SEC source: 0001295401-19-000070 · primary_doc.xml · nonDerivative · entry 1

Chrystal John C · CIK 0001559369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,736

F1 · price: Reporting Person sold a total of 21,479 shares at prices ranging from $10.94 to $10.98 for an average price of $10.96.

Read SEC document
November 19, 2019 Filed Dec 18, 2019 21:30 UTC Amendment SaleCommon Stock 21,479 $10.96 $235,409.84
Disclosure

SEC source: 0001295401-19-000076 · primary_doc.xml · nonDerivative · entry 1

Chrystal John C · CIK 0001559369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,736

F1 · price: Reporting Person sold a total of 21,479 shares at prices ranging from $10.94 to $10.98 for an average price of $10.96.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:58 UTC SaleCommon Stock 8,929 $10.96 $97,861.84
Disclosure

SEC source: 0001295401-19-000068 · primary_doc.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,050

F1 · price: Reporting Person sold a total of 8,929 shares at prices ranging from $10.95 to $11.09 for an average price of $10.96.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:53 UTC PurchaseCommon Stock 1,000 $10.88 $10,884.70
Disclosure

SEC source: 0001295401-19-000067 · primary_doc.xml · nonDerivative · entry 1

McFadden Joseph Hugh · CIK 0001681529 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,667

Read SEC document
November 12, 2019 Filed Nov 12, 2019 21:02 UTC
Wechsler Ron JEVP-Head of Commercial Mortgag
SaleCommon Stock 2,539 $11.50 $29,198.50
Disclosure

SEC source: 0001295401-19-000066 · primary_doc.xml · nonDerivative · entry 1

Wechsler Ron J · CIK 0001708363 · EVP-Head of Commercial Mortgag

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,433

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November 12, 2019 Filed Nov 12, 2019 21:01 UTC SaleCommon Stock 21,314 $11.47 $244,507.81
Disclosure

SEC source: 0001295401-19-000065 · primary_doc.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,979

F1 · price: Reporting Person sold a total of 21,314 shares at prices ranging from $11.41 to $11.52 for an average price of $11.47172.

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October 31, 2019 Filed Nov 1, 2019 20:09 UTC
Cohn MatthewDirector
PurchaseCommon Stock 10,000 $10.88 $108,750.00
Disclosure

SEC source: 0001295401-19-000061 · primary_doc.xml · nonDerivative · entry 1

Cohn Matthew · CIK 0001312736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,063

F1 · price: Reporting Person purchased 10,000 shares at prices ranging from $10.80 to $10.95 for an average price of $10.875.

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October 30, 2019 Filed Nov 1, 2019 20:08 UTC
Wechsler Ron JEVP-Head of Commercial Mortgag
SaleCommon Stock 22,461 $11.00 $247,071.00
Disclosure

SEC source: 0001295401-19-000060 · primary_doc.xml · nonDerivative · entry 1

Wechsler Ron J · CIK 0001708363 · EVP-Head of Commercial Mortgag

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,972

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.