Last 12 months
Inside the activity.
0 purchase rows · 59 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 26 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 14 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2023 Filed Mar 23, 2023 23:50 UTC |
Azamian Bobak R.Director · President/CEO and Board Chair
|
SaleCommon Stock | 709 | $12.64 | $8,961.76 |
DisclosureSEC source: 0001827672-23-000022 · wf-form4_167961543559554.xml · nonDerivative · entry 2 Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,334 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 22, 2023 Filed Mar 23, 2023 23:48 UTC |
Whitfield Dianne C.Chief Human Resources Officer
|
SaleCommon Stock | 333 | $12.64 | $4,209.12 |
DisclosureSEC source: 0001839516-23-000004 · wf-form4_167961530701522.xml · nonDerivative · entry 2 Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,564 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 22, 2023 Filed Mar 23, 2023 23:46 UTC |
Mottiwala AzizChief Commercial Officer
|
SaleCommon Stock | 357 | $12.64 | $4,512.48 |
DisclosureSEC source: 0001788542-23-000004 · wf-form4_167961515955541.xml · nonDerivative · entry 2 Mottiwala Aziz · CIK 0001788542 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,201 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 21, 2023 Filed Mar 24, 2023 00:04 UTC |
Greenstein Leonard M.Chief Financial Officer
|
SaleCommon Stock | 326 | $12.89 | $4,202.14 |
DisclosureSEC source: 0001519692-23-000010 · wf-form4_167961628683110.xml · nonDerivative · entry 1 Greenstein Leonard M. · CIK 0001519692 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,463 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 21, 2023 Filed Mar 24, 2023 00:02 UTC |
Trevejo Jose M.CHIEF MEDICAL OFFICER
|
SaleCommon Stock | 519 | $12.89 | $6,689.91 |
DisclosureSEC source: 0001661539-23-000004 · wf-form4_167961616570410.xml · nonDerivative · entry 1 Trevejo Jose M. · CIK 0001661539 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,101 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 23:56 UTC |
Neervannan SeshadriChief Operating Officer
|
SaleCommon Stock | 372 | $12.89 | $4,795.08 |
DisclosureSEC source: 0001827584-23-000004 · wf-form4_167961578319952.xml · nonDerivative · entry 1 Neervannan Seshadri · CIK 0001827584 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,465 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 23:52 UTC |
Wahl BryanGeneral Counsel
|
SaleCommon Stock | 350 | $12.89 | $4,511.50 |
DisclosureSEC source: 0001841401-23-000004 · wf-form4_167961555155059.xml · nonDerivative · entry 1 Wahl Bryan · CIK 0001841401 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,130 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 23:50 UTC |
Azamian Bobak R.Director · President/CEO and Board Chair
|
SaleCommon Stock | 679 | $12.89 | $8,752.31 |
DisclosureSEC source: 0001827672-23-000022 · wf-form4_167961543559554.xml · nonDerivative · entry 1 Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,043 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 23:48 UTC |
Whitfield Dianne C.Chief Human Resources Officer
|
SaleCommon Stock | 326 | $12.89 | $4,202.14 |
DisclosureSEC source: 0001839516-23-000004 · wf-form4_167961530701522.xml · nonDerivative · entry 1 Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,897 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 23:46 UTC |
Mottiwala AzizChief Commercial Officer
|
SaleCommon Stock | 349 | $12.89 | $4,498.61 |
DisclosureSEC source: 0001788542-23-000004 · wf-form4_167961515955541.xml · nonDerivative · entry 1 Mottiwala Aziz · CIK 0001788542 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,558 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 23:17 UTC |
Whitfield Dianne C.Chief Human Resources Officer
|
SaleCommon Stock | 333 | $12.61 | $4,199.13 |
DisclosureSEC source: 0001839516-23-000002 · wf-form4_167944061665243.xml · nonDerivative · entry 2 Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,223 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 23:14 UTC |
Wahl BryanGeneral Counsel
|
SaleCommon Stock | 357 | $12.61 | $4,501.77 |
DisclosureSEC source: 0001841401-23-000002 · wf-form4_167944048401877.xml · nonDerivative · entry 2 Wahl Bryan · CIK 0001841401 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,480 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 23:12 UTC |
Neervannan SeshadriChief Operating Officer
|
SaleCommon Stock | 380 | $12.61 | $4,791.80 |
DisclosureSEC source: 0001827584-23-000002 · wf-form4_167944035754056.xml · nonDerivative · entry 2 Neervannan Seshadri · CIK 0001827584 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,837 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 23:10 UTC |
Trevejo Jose M.CHIEF MEDICAL OFFICER
|
SaleCommon Stock | 530 | $12.61 | $6,683.30 |
DisclosureSEC source: 0001661539-23-000002 · wf-form4_167944023837852.xml · nonDerivative · entry 2 Trevejo Jose M. · CIK 0001661539 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,620 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 23:08 UTC |
Mottiwala AzizChief Commercial Officer
|
SaleCommon Stock | 358 | $12.61 | $4,514.38 |
DisclosureSEC source: 0001788542-23-000002 · wf-form4_167944011481271.xml · nonDerivative · entry 2 Mottiwala Aziz · CIK 0001788542 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,907 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 23:06 UTC |
Holdbrook Mark J.V.P., Clinical Affairs
|
SaleCommon Stock | 198 | $12.61 | $2,496.78 |
DisclosureSEC source: 0001827564-23-000002 · wf-form4_167943994647637.xml · nonDerivative · entry 2 Holdbrook Mark J. · CIK 0001827564 · V.P., Clinical Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,191 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 23:03 UTC |
Greenstein Leonard M.Chief Financial Officer
|
SaleCommon Stock | 333 | $12.61 | $4,199.13 |
DisclosureSEC source: 0001519692-23-000008 · wf-form4_167943982457262.xml · nonDerivative · entry 2 Greenstein Leonard M. · CIK 0001519692 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,789 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 23:01 UTC |
Azamian Bobak R.Director · President/CEO and Board Chair
|
SaleCommon Stock | 741 | $12.61 | $9,344.01 |
DisclosureSEC source: 0001827672-23-000020 · wf-form4_167943965959717.xml · nonDerivative · entry 2 Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,722 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 23:17 UTC |
Whitfield Dianne C.Chief Human Resources Officer
|
SaleCommon Stock | 316 | $13.28 | $4,196.48 |
DisclosureSEC source: 0001839516-23-000002 · wf-form4_167944061665243.xml · nonDerivative · entry 1 Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,556 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 23:14 UTC |
Wahl BryanGeneral Counsel
|
SaleCommon Stock | 339 | $13.28 | $4,501.92 |
DisclosureSEC source: 0001841401-23-000002 · wf-form4_167944048401877.xml · nonDerivative · entry 1 Wahl Bryan · CIK 0001841401 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,837 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 23:12 UTC |
Neervannan SeshadriChief Operating Officer
|
SaleCommon Stock | 360 | $13.28 | $4,780.80 |
DisclosureSEC source: 0001827584-23-000002 · wf-form4_167944035754056.xml · nonDerivative · entry 1 Neervannan Seshadri · CIK 0001827584 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,217 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 23:10 UTC |
Trevejo Jose M.CHIEF MEDICAL OFFICER
|
SaleCommon Stock | 504 | $13.28 | $6,693.12 |
DisclosureSEC source: 0001661539-23-000002 · wf-form4_167944023837852.xml · nonDerivative · entry 1 Trevejo Jose M. · CIK 0001661539 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,150 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 23:08 UTC |
Mottiwala AzizChief Commercial Officer
|
SaleCommon Stock | 339 | $13.28 | $4,501.92 |
DisclosureSEC source: 0001788542-23-000002 · wf-form4_167944011481271.xml · nonDerivative · entry 1 Mottiwala Aziz · CIK 0001788542 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,265 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 23:06 UTC |
Holdbrook Mark J.V.P., Clinical Affairs
|
SaleCommon Stock | 188 | $13.28 | $2,496.64 |
DisclosureSEC source: 0001827564-23-000002 · wf-form4_167943994647637.xml · nonDerivative · entry 1 Holdbrook Mark J. · CIK 0001827564 · V.P., Clinical Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,389 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 23:03 UTC |
Greenstein Leonard M.Chief Financial Officer
|
SaleCommon Stock | 316 | $13.28 | $4,196.48 |
DisclosureSEC source: 0001519692-23-000008 · wf-form4_167943982457262.xml · nonDerivative · entry 1 Greenstein Leonard M. · CIK 0001519692 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,122 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 23:01 UTC |
Azamian Bobak R.Director · President/CEO and Board Chair
|
SaleCommon Stock | 795 | $13.28 | $10,557.60 |
DisclosureSEC source: 0001827672-23-000020 · wf-form4_167943965959717.xml · nonDerivative · entry 1 Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,463 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 22:22 UTC |
Holdbrook Mark J.V.P., Clinical Affairs
|
SaleCommon Stock | 187 | $13.43 | $2,511.41 |
DisclosureSEC source: 0001209191-23-019885 · doc4.xml · nonDerivative · entry 2 Holdbrook Mark J. · CIK 0001827564 · V.P., Clinical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,577 F3 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 22:21 UTC |
Wahl BryanGeneral Counsel
|
SaleCommon Stock | 337 | $13.43 | $4,525.91 |
DisclosureSEC source: 0001209191-23-019884 · doc4.xml · nonDerivative · entry 2 Wahl Bryan · CIK 0001841401 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,176 F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 22:20 UTC |
Whitfield Dianne C.Chief Human Resources Officer
|
SaleCommon Stock | 313 | $13.43 | $4,203.59 |
DisclosureSEC source: 0001209191-23-019883 · doc4.xml · nonDerivative · entry 2 Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,872 F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 22:18 UTC |
Trevejo Jose M.Chief Medical Officer
|
SaleCommon Stock | 499 | $13.43 | $6,701.57 |
DisclosureSEC source: 0001209191-23-019880 · doc4.xml · nonDerivative · entry 2 Trevejo Jose M. · CIK 0001661539 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,654 F3 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 22:17 UTC |
Mottiwala AzizChief Commercial Officer
|
SaleCommon Stock | 336 | $13.43 | $4,512.48 |
DisclosureSEC source: 0001209191-23-019879 · doc4.xml · nonDerivative · entry 2 Mottiwala Aziz · CIK 0001788542 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,604 F3 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 22:15 UTC |
Neervannan SeshadriChief Operating Officer
|
SaleCommon Stock | 357 | $13.43 | $4,794.51 |
DisclosureSEC source: 0001209191-23-019876 · doc4.xml · nonDerivative · entry 2 Neervannan Seshadri · CIK 0001827584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,577 F3 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 22:04 UTC |
Greenstein Leonard M.Chief Financial Officer
|
SaleCommon Stock | 5,000 | $13.44 | $67,200.00 |
DisclosureSEC source: 0001519692-23-000006 · wf-form4_167909066577368.xml · nonDerivative · entry 3 Greenstein Leonard M. · CIK 0001519692 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,438 F3 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2022. F4 · price: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $13.28 to $13.65. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 22:04 UTC |
Greenstein Leonard M.Chief Financial Officer
|
SaleCommon Stock | 313 | $13.43 | $4,203.59 |
DisclosureSEC source: 0001519692-23-000006 · wf-form4_167909066577368.xml · nonDerivative · entry 2 Greenstein Leonard M. · CIK 0001519692 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,438 F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 22:02 UTC |
Azamian Bobak R.Director · President/CEO and Board Chair
|
SaleCommon Stock | 791 | $13.43 | $10,623.13 |
DisclosureSEC source: 0001827672-23-000018 · wf-form4_167909053944482.xml · nonDerivative · entry 3 Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,258 F5 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the Issuer's election to require the satisfaction of tax withholdingobligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:39 UTC |
LINK WILLIAM J PHDDirector
|
OtherCommon Stock | 52,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019891 · doc4.xml · nonDerivative · entry 2 LINK WILLIAM J PHD · CIK 0001228684 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Flying L Partners XI, LLC Disclosed balance after: 68,673 F3 · kind: Represents the receipt of shares from a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration by Flying L Investments XI, LLC to its partners. F4 · ownership.nature: The shares are held directly held by Flying L Partners XI, LLC. The Reporting Person is the manager of Flying L Partners XI, LLC and may be deemed to have sole voting and investment power over the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:39 UTC |
LINK WILLIAM J PHDDirector
|
OtherCommon Stock | 215,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019891 · doc4.xml · nonDerivative · entry 1 LINK WILLIAM J PHD · CIK 0001228684 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Flying L Investments XI, LLC Disclosed balance after: 215,576 F1 · kind: Represents an in-kind pro-rata distribution, and not a purchase or sale, without additional consideration by Flying L Investments XI, LLC to its partners pursuant to a 10b5-1 plan entered into by Flying L Investments XI, LLC. F2 · ownership.nature: The shares are held directly held by Flying L Investments XI, LLC. The Reporting Person is the manager of Flying L Investments XI, LLC and may be deemed to have sole voting and investment power over the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:22 UTC |
Holdbrook Mark J.V.P., Clinical Affairs
|
Exercise / conversionRestricted Stock Units · Derivative | 2,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019885 · doc4.xml · derivative · entry 3 Holdbrook Mark J. · CIK 0001827564 · V.P., Clinical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,959 Underlying: Common Stock · 2,653 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: RSU granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2023, 2024, 2025, and 2026, subject to the Reporting Person's continuous service. F5 · derivative.expiration_date: RSU granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2023, 2024, 2025, and 2026, subject to the Reporting Person's continuous service. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:22 UTC |
Holdbrook Mark J.V.P., Clinical Affairs
|
Exercise / conversionCommon Stock | 2,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019885 · doc4.xml · nonDerivative · entry 1 Holdbrook Mark J. · CIK 0001827564 · V.P., Clinical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). F1 · price: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). F2 · balance_after: Includes 1,111 shares acquired under the Issuer's employee stock purchase plan on June 30, 2022. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:21 UTC |
Wahl BryanGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 4,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019884 · doc4.xml · derivative · entry 3 Wahl Bryan · CIK 0001841401 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,370 Underlying: Common Stock · 4,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: RSU granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2023, 2024, 2025, and 2026, subject to the Reporting Person's continuous service. F4 · derivative.expiration_date: RSU granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2023, 2024, 2025, and 2026, subject to the Reporting Person's continuous service. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:21 UTC |
Wahl BryanGeneral Counsel
|
Exercise / conversionCommon Stock | 4,790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019884 · doc4.xml · nonDerivative · entry 1 Wahl Bryan · CIK 0001841401 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). F1 · price: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:20 UTC |
Whitfield Dianne C.Chief Human Resources Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019883 · doc4.xml · derivative · entry 3 Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,388 Underlying: Common Stock · 4,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: RSU granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2023, 2024, 2025, and 2026, subject to the Reporting Person's continuous service. F4 · derivative.expiration_date: RSU granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2023, 2024, 2025, and 2026, subject to the Reporting Person's continuous service. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:20 UTC |
Whitfield Dianne C.Chief Human Resources Officer
|
Exercise / conversionCommon Stock | 4,462 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019883 · doc4.xml · nonDerivative · entry 1 Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). F1 · price: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:18 UTC |
Trevejo Jose M.Chief Medical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019880 · doc4.xml · derivative · entry 3 Trevejo Jose M. · CIK 0001661539 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,648 Underlying: Common Stock · 7,549 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: RSU granted on February 1, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2023, 2024, 2025, and 2026, subject to the Reporting Person's continuous service. F5 · derivative.expiration_date: RSU granted on February 1, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2023, 2024, 2025, and 2026, subject to the Reporting Person's continuous service. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:18 UTC |
Trevejo Jose M.Chief Medical Officer
|
Exercise / conversionCommon Stock | 7,549 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019880 · doc4.xml · nonDerivative · entry 1 Trevejo Jose M. · CIK 0001661539 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). F1 · price: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). F2 · balance_after: includes 1,604 shares acquired under the Issuer's employee stock purchase plan on December 31, 2022. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:17 UTC |
Mottiwala AzizChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019879 · doc4.xml · derivative · entry 3 Mottiwala Aziz · CIK 0001788542 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,370 Underlying: Common Stock · 4,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: RSU granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2023, 2024, 2025, and 2026, subject to the Reporting Person's continuous service. F5 · derivative.expiration_date: RSU granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2023, 2024, 2025, and 2026, subject to the Reporting Person's continuous service. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:17 UTC |
Mottiwala AzizChief Commercial Officer
|
Exercise / conversionCommon Stock | 4,790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019879 · doc4.xml · nonDerivative · entry 1 Mottiwala Aziz · CIK 0001788542 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). F1 · price: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). F2 · balance_after: Includes 421 shares acquired under the Issuer's employee stock purchase plan on December 31, 2022. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:15 UTC |
Neervannan SeshadriChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019876 · doc4.xml · derivative · entry 3 Neervannan Seshadri · CIK 0001827584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,291 Underlying: Common Stock · 5,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: RSU granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2023, 2024, 2025, and 2026, subject to the Reporting Person's continuous service. F5 · derivative.expiration_date: RSU granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2023, 2024, 2025, and 2026, subject to the Reporting Person's continuous service. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:15 UTC |
Neervannan SeshadriChief Operating Officer
|
Exercise / conversionCommon Stock | 5,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019876 · doc4.xml · nonDerivative · entry 1 Neervannan Seshadri · CIK 0001827584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). F1 · price: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). F2 · balance_after: Includes 862 shares acquired under the Issuer's employee stock purchase plan on December 31, 2021, and includes 1,111 shares acquired under the Issuer's employee stock purchase plan on June 30, 2022. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:04 UTC |
Greenstein Leonard M.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001519692-23-000006 · wf-form4_167909066577368.xml · derivative · entry 4 Greenstein Leonard M. · CIK 0001519692 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,388 Underlying: Common Stock · 4,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F6 · derivative.exercise_date: RSU granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. The RSUs will vest in equal installments on March 15, 2023, March 15, 2024, March 15, 2025 and March 15, 2026, subject to the Reporting Person's continuous service. F6 · derivative.expiration_date: RSU granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. The RSUs will vest in equal installments on March 15, 2023, March 15, 2024, March 15, 2025 and March 15, 2026, subject to the Reporting Person's continuous service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.