TACT

SEC source: 0001567619-22-006432 · doc1.xml · derivative · entry 2

Friedman Randall S · CIK 0001832672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

SEC source: 0001567619-22-006398 · doc1.xml · derivative · entry 8

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,539

Underlying: Common Stock · 7,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Performance Stock Units (PSU) issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, which vest in three equal installments on March 2, 2022, December 31, 2022 and December 31, 2023 and convert to common stock on a one-for-one basis on each vesting date. The PSUs were earned on a variable basis dependent upon level of achievement against a performance metric, which was based on terminals and software installed during the year ending December 31, 2021. The performance criteria was satisfied at the 82.6% level, which resulted in a payout of 56.5% of the PSAs granted during 2021.

F4 · price: Shares of Performance Stock Units (PSU) issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, which vest in three equal installments on March 2, 2022, December 31, 2022 and December 31, 2023 and convert to common stock on a one-for-one basis on each vesting date. The PSUs were earned on a variable basis dependent upon level of achievement against a performance metric, which was based on terminals and software installed during the year ending December 31, 2021. The performance criteria was satisfied at the 82.6% level, which resulted in a payout of 56.5% of the PSAs granted during 2021.

F4 · derivative.exercise_date: Shares of Performance Stock Units (PSU) issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, which vest in three equal installments on March 2, 2022, December 31, 2022 and December 31, 2023 and convert to common stock on a one-for-one basis on each vesting date. The PSUs were earned on a variable basis dependent upon level of achievement against a performance metric, which was based on terminals and software installed during the year ending December 31, 2021. The performance criteria was satisfied at the 82.6% level, which resulted in a payout of 56.5% of the PSAs granted during 2021.

F4 · derivative.expiration_date: Shares of Performance Stock Units (PSU) issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, which vest in three equal installments on March 2, 2022, December 31, 2022 and December 31, 2023 and convert to common stock on a one-for-one basis on each vesting date. The PSUs were earned on a variable basis dependent upon level of achievement against a performance metric, which was based on terminals and software installed during the year ending December 31, 2021. The performance criteria was satisfied at the 82.6% level, which resulted in a payout of 56.5% of the PSAs granted during 2021.

SEC source: 0001567619-22-006398 · doc1.xml · derivative · entry 7

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,400

Underlying: Common Stock · 17,400 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

SEC source: 0001567619-22-006398 · doc1.xml · derivative · entry 6

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,600

Underlying: Common Stock · 48,600 shares

Expires 2032-03-02

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

SEC source: 0001567619-22-006398 · doc1.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Mr. Shuldman relinquished 2,352 shares of common stock of the 7,270 performance stock units that converted to common stock on March 2, 2022 in order to pay the required income and payroll taxes.

F6 · price: Mr. Shuldman relinquished 2,352 shares of common stock of the 7,270 performance stock units that converted to common stock on March 2, 2022 in order to pay the required income and payroll taxes.

SEC source: 0001567619-22-006338 · doc1.xml · derivative · entry 3

Richstmeier Brent · CIK 0001841645 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 3,900 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis

F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant

F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant

SEC source: 0001567619-22-006338 · doc1.xml · derivative · entry 2

Richstmeier Brent · CIK 0001841645 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Common Stock · 10,800 shares

Expires 2032-03-02

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The options become exercisable 25% per year on each anniversary date of the grant.

SEC source: 0001567619-22-006336 · doc1.xml · derivative · entry 2

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-03-02

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

SEC source: 0001567619-22-006337 · doc1.xml · derivative · entry 2

Peters David B · CIK 0001734025 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2032-03-02

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

SEC source: 0001567619-22-006335 · doc1.xml · derivative · entry 2

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-03-02

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

SEC source: 0001214659-24-006329 · marketforms-65504.xml · derivative · entry 2

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · security: On March 4, 2022, the reporting person filed a duplicative Form 4 (the "Original Form 4") which inadvertently reported transactions that had been reported previously on a Form 4 filed on March 1, 2022. The reporting person is filing this amendment to correct the Original Form 4 in its entirety to report (i) a grant of 5,000 Restricted Stock Units made on March 2, 2022 and (ii) the vesting of 1,100 Restricted Stock Units on March 4, 2022, that were intended to be reported in the Original Form 4.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F4 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F4 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

SEC source: 0001567619-22-005910 · doc1.xml · derivative · entry 6

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005910 · doc1.xml · nonDerivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Mr. DeMartino relinquished 296 shares of common stock of the 750 restricted stock units that converted to common stock on March 1, 2022 in order to pay the required income and payroll taxes.

F6 · price: Mr. DeMartino relinquished 296 shares of common stock of the 750 restricted stock units that converted to common stock on March 1, 2022 in order to pay the required income and payroll taxes.

SEC source: 0001567619-22-005914 · doc1.xml · derivative · entry 6

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005914 · doc1.xml · nonDerivative · entry 3

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005899 · doc1.xml · derivative · entry 11

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2022-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-22-005899 · doc1.xml · derivative · entry 10

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005899 · doc1.xml · nonDerivative · entry 4

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents a "net exercise" of 17,500 outstanding stock options. 14,505 shares were withheld by TransAct Technologies for payment of the exercise price based on the market price of TransAct Technologies stock at the time of the option exercise on March 1, 2022 of $8.97 per share and payment of the required income and payroll taxes.

F7 · price: Represents a "net exercise" of 17,500 outstanding stock options. 14,505 shares were withheld by TransAct Technologies for payment of the exercise price based on the market price of TransAct Technologies stock at the time of the option exercise on March 1, 2022 of $8.97 per share and payment of the required income and payroll taxes.

SEC source: 0001567619-22-005899 · doc1.xml · nonDerivative · entry 3

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Mr. Shuldman relinquished 761 shares of common stock of the 2,350 restricted stock units that converted to common stock on March 1, 2022 in order to pay the required income and payroll taxes.

F6 · price: Mr. Shuldman relinquished 761 shares of common stock of the 2,350 restricted stock units that converted to common stock on March 1, 2022 in order to pay the required income and payroll taxes.

SEC source: 0001567619-22-006431 · doc1.xml · derivative · entry 6

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-006431 · doc1.xml · nonDerivative · entry 3

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005917 · doc1.xml · derivative · entry 2

Hilario Emanuel P.N. · CIK 0001779284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 1,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005917 · doc1.xml · nonDerivative · entry 1

Hilario Emanuel P.N. · CIK 0001779284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005916 · doc1.xml · derivative · entry 4

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 1,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005916 · doc1.xml · derivative · entry 3

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005916 · doc1.xml · nonDerivative · entry 2

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005916 · doc1.xml · nonDerivative · entry 1

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005910 · doc1.xml · derivative · entry 5

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Stock · 2,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005910 · doc1.xml · derivative · entry 4

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225

Underlying: Common Stock · 2,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005910 · doc1.xml · nonDerivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Mr. DeMartino relinquished 847 shares of common stock of the 2,150 restricted stock units that converted to common stock on February 27, 2022 in order to pay the required income and payroll taxes.

F5 · price: Mr. DeMartino relinquished 847 shares of common stock of the 2,150 restricted stock units that converted to common stock on February 27, 2022 in order to pay the required income and payroll taxes.

SEC source: 0001567619-22-005910 · doc1.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. DeMartino relinquished 876 shares of common stock of the 2,225 restricted stock units that converted to common stock on February 27, 2022 in order to pay the required income and payroll taxes.

F4 · price: Mr. DeMartino relinquished 876 shares of common stock of the 2,225 restricted stock units that converted to common stock on February 27, 2022 in order to pay the required income and payroll taxes.

SEC source: 0001567619-22-005914 · doc1.xml · derivative · entry 5

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 1,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005914 · doc1.xml · derivative · entry 4

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005914 · doc1.xml · nonDerivative · entry 2

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005914 · doc1.xml · nonDerivative · entry 1

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005899 · doc1.xml · derivative · entry 9

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,150

Underlying: Common Stock · 6,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005899 · doc1.xml · derivative · entry 8

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,275

Underlying: Common Stock · 6,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-005899 · doc1.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Mr. Shuldman relinquished 1,966 shares of common stock of the 6,075 restricted stock units that converted to common stock on February 27, 2022 in order to pay the required income and payroll taxes.

F5 · price: Mr. Shuldman relinquished 1,966 shares of common stock of the 6,075 restricted stock units that converted to common stock on February 27, 2022 in order to pay the required income and payroll taxes.

SEC source: 0001567619-22-005899 · doc1.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Shuldman relinquished 2,030 shares of common stock of the 6,275 restricted stock units that converted to common stock on February 27, 2022 in order to pay the required income and payroll taxes.

F4 · price: Mr. Shuldman relinquished 2,030 shares of common stock of the 6,275 restricted stock units that converted to common stock on February 27, 2022 in order to pay the required income and payroll taxes.

SEC source: 0001567619-22-006431 · doc1.xml · derivative · entry 5

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 1,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-006431 · doc1.xml · derivative · entry 4

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-006431 · doc1.xml · nonDerivative · entry 2

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001567619-22-006431 · doc1.xml · nonDerivative · entry 1

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

SEC source: 0001214659-22-001480 · ownership.xml · nonDerivative · entry 2

325 CAPITAL LLC · CIK 0001873893 · 10% owner

Braner Michael David · CIK 0001908015 · 10% owner

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner

Shrivastava Anil K · CIK 0001908019 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,011,789

F1 · ownership.nature: In addition to 325 Capital LLC, a Delaware Limited Liability Company ("325 Capital"), this Form 4 is being filed jointly by Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America, each of whom may be deemed to have a pecuniary interest in the securities reported Form 4 ("Subject Securities").

F2 · ownership.nature: 325 Capital, as the investment adviser to certain affiliated investment funds and certain separately managed accounts, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of their position as Managing Partners of 325 Capital, Messrs. Braner, Friedberg, and Shrivastava may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Exchange Act.

F3 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

SEC source: 0001214659-22-001480 · ownership.xml · nonDerivative · entry 1

325 CAPITAL LLC · CIK 0001873893 · 10% owner

Braner Michael David · CIK 0001908015 · 10% owner

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner

Shrivastava Anil K · CIK 0001908019 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,010,576

F1 · ownership.nature: In addition to 325 Capital LLC, a Delaware Limited Liability Company ("325 Capital"), this Form 4 is being filed jointly by Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America, each of whom may be deemed to have a pecuniary interest in the securities reported Form 4 ("Subject Securities").

F2 · ownership.nature: 325 Capital, as the investment adviser to certain affiliated investment funds and certain separately managed accounts, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of their position as Managing Partners of 325 Capital, Messrs. Braner, Friedberg, and Shrivastava may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Exchange Act.

F3 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

SEC source: 0001017303-21-000084 · primary_doc.xml · derivative · entry 5

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,680 shares

Expires 2022-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001017303-21-000084 · primary_doc.xml · nonDerivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents a "net exercise" of 19,595 outstanding stock options. 15,915 shares were withheld by TransAct Technologies for payment of the exercise price based on the market price of TransAct Technologies stock at the time of the option exercise on December 13, 2021 of $10.31 per share and payment of the required income and payroll taxes.

SEC source: 0001017303-21-000084 · primary_doc.xml · derivative · entry 4

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,595

Underlying: Common Stock · 405 shares

Expires 2022-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001017303-21-000084 · primary_doc.xml · nonDerivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,169

F1 · price: Represents the sale of 405 shares in 4 different transactions ranging from $10.50 to $10.52 per share, resulting in a weighted average share price per share of $10.51. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

SEC source: 0001017303-21-000084 · primary_doc.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.