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Nasdaq · USD

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TRANSACT TECHNOLOGIES INC

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7179
SEC CIK
0001017303
Parsed reports
336

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 06, 2017 Filed Nov 8, 2017 23:40 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionStock Option · Derivative 1,250 $7.17 Strike: $7.17 $8,962.50
Disclosure

SEC source: 0001017303-17-000064 · primary_doc.xml · derivative · entry 11

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:40 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionCommon Stock · Derivative 5,000 $6.76 Strike: $6.76 $33,800.00
Disclosure

SEC source: 0001017303-17-000064 · primary_doc.xml · derivative · entry 10

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:40 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionStock Option · Derivative 7,500 $7.89 Strike: $7.89 $59,175.00
Disclosure

SEC source: 0001017303-17-000064 · primary_doc.xml · derivative · entry 9

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:40 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionStock Option · Derivative 15,000 $6.70 Strike: $6.70 $100,500.00
Disclosure

SEC source: 0001017303-17-000064 · primary_doc.xml · derivative · entry 8

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:40 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionStock Option · Derivative 1,250 $7.45 Strike: $7.45 $9,312.50
Disclosure

SEC source: 0001017303-17-000064 · primary_doc.xml · derivative · entry 7

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:40 UTC
Hoffman Andrew JohnSVP, Operations
SaleCommon Stock 30,000 $13.01 $390,300.00
Disclosure

SEC source: 0001017303-17-000064 · primary_doc.xml · nonDerivative · entry 6

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,541

F1 · price: Represents the sale of 30,000 shares in 248 different transactions ranging from $12.90 to $13.18 per share, resulting in a weighted average sale price per share of $13.01. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:40 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionCommon Stock 1,250 $7.17 $8,962.50
Disclosure

SEC source: 0001017303-17-000064 · primary_doc.xml · nonDerivative · entry 5

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:40 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionCommon Stock 5,000 $6.76 $33,800.00
Disclosure

SEC source: 0001017303-17-000064 · primary_doc.xml · nonDerivative · entry 4

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:40 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionCommon Stock 7,500 $7.89 $59,175.00
Disclosure

SEC source: 0001017303-17-000064 · primary_doc.xml · nonDerivative · entry 3

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:40 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionCommon Stock 15,000 $6.70 $100,500.00
Disclosure

SEC source: 0001017303-17-000064 · primary_doc.xml · nonDerivative · entry 2

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:40 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionCommon Stock 1,250 $7.45 $9,312.50
Disclosure

SEC source: 0001017303-17-000064 · primary_doc.xml · nonDerivative · entry 1

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 22:57 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionStock Option · Derivative 6,000 $2.18 Strike: $2.18 $13,080.00
Disclosure

SEC source: 0001017303-17-000062 · primary_doc.xml · derivative · entry 6

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2019-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 22:57 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 11,950 $13.03 $155,708.50
Disclosure

SEC source: 0001017303-17-000062 · primary_doc.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,864

F1 · price: Represents the sale of 11,950 shares in 109 different transactions ranging from $12.95 to $13.18 per share, resulting in a weighted average sale price per share of $13.03. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 22:57 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionCommon Stock 6,000 $2.18 $13,080.00
Disclosure

SEC source: 0001017303-17-000062 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 21:47 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionStock Option · Derivative 14,720 $5.24 Strike: $5.24 $77,132.80
Disclosure

SEC source: 0001017303-17-000057 · primary_doc.xml · derivative · entry 9

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,720 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 21:47 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 14,720 $9.23 $135,865.60
Disclosure

SEC source: 0001017303-17-000057 · primary_doc.xml · nonDerivative · entry 4

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,814

F2 · price: Represents the sale of 14,720 shares in 54 different transactions ranging from $9.20 to $9.38 per share, resulting in a weighted average sale price per share of $9.23. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 21:47 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionCommon Stock 14,720 $5.24 $77,132.80
Disclosure

SEC source: 0001017303-17-000057 · primary_doc.xml · nonDerivative · entry 3

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 21:18 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionStock Option · Derivative 2,531 $5.24 Strike: $5.24 $13,262.44
Disclosure

SEC source: 0001017303-17-000056 · primary_doc.xml · derivative · entry 6

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,752

Underlying: Common Stock · 2,531 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 21:18 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
SaleCommon Stock 2,531 $9.30 $23,538.30
Disclosure

SEC source: 0001017303-17-000056 · primary_doc.xml · nonDerivative · entry 4

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,836

F2 · price: Represents the sale of 2,531 shares in 22 different transactions ranging from $9.25 to $9.38 per share, resulting in a weighted average sale price per share of $9.30. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 21:18 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 2,531 $5.24 $13,262.44
Disclosure

SEC source: 0001017303-17-000056 · primary_doc.xml · nonDerivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 21:47 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionStock Option · Derivative 680 $5.24 Strike: $5.24 $3,563.20
Disclosure

SEC source: 0001017303-17-000057 · primary_doc.xml · derivative · entry 8

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,720

Underlying: Common Stock · 680 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 21:47 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 680 $9.41 $6,398.80
Disclosure

SEC source: 0001017303-17-000057 · primary_doc.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,814

F1 · price: Represents the sale of 680 shares in 15 different transactions ranging from $9.40 to $9.50 per share, resulting in a weighted average sale price per share of $9.41. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 21:47 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionCommon Stock 680 $5.24 $3,563.20
Disclosure

SEC source: 0001017303-17-000057 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 21:18 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionStock Option · Derivative 817 $5.24 Strike: $5.24 $4,281.08
Disclosure

SEC source: 0001017303-17-000056 · primary_doc.xml · derivative · entry 5

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,283

Underlying: Common Stock · 817 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 21:18 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
SaleCommon Stock 817 $9.41 $7,687.97
Disclosure

SEC source: 0001017303-17-000056 · primary_doc.xml · nonDerivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,836

F1 · price: Represents the sale of 817 shares in 15 different transactions ranging from $9.40 to $9.50 per share, resulting in a weighted average sale price per share of $9.41. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 21:18 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 817 $5.24 $4,281.08
Disclosure

SEC source: 0001017303-17-000056 · primary_doc.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 21:37 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionStock Option · Derivative 2,000 $5.24 Strike: $5.24 $10,480.00
Disclosure

SEC source: 0001017303-17-000055 · primary_doc.xml · derivative · entry 6

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,100

Underlying: Common Stock · 2,000 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 21:37 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
SaleCommon Stock 2,000 $9.54 $19,080.00
Disclosure

SEC source: 0001017303-17-000055 · primary_doc.xml · nonDerivative · entry 4

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,836

F2 · price: Represents the sale of 2,000 shares in 21 different transactions ranging from $9.50 to $9.75 per share, resulting in a weighted average sale price per share of $9.54. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 21:37 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 2,000 $5.24 $10,480.00
Disclosure

SEC source: 0001017303-17-000055 · primary_doc.xml · nonDerivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 21:20 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionStock Option · Derivative 1,779 $5.24 Strike: $5.24 $9,321.96
Disclosure

SEC source: 0001017303-17-000054 · primary_doc.xml · derivative · entry 12

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,400

Underlying: Common Stock · 1,779 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 21:20 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 1,779 $9.51 $16,918.29
Disclosure

SEC source: 0001017303-17-000054 · primary_doc.xml · nonDerivative · entry 6

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,814

F3 · price: Represents the sale of 1,779 shares in 9 different transactions ranging from $9.50 to $9.55 per share, resulting in a weighted average sale price per share of $9.51. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 21:20 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionCommon Stock 1,779 $5.24 $9,321.96
Disclosure

SEC source: 0001017303-17-000054 · primary_doc.xml · nonDerivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:20 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionStock Option · Derivative 1,021 $5.24 Strike: $5.24 $5,350.04
Disclosure

SEC source: 0001017303-17-000054 · primary_doc.xml · derivative · entry 11

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,179

Underlying: Common Stock · 1,021 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:20 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 1,021 $9.50 $9,699.50
Disclosure

SEC source: 0001017303-17-000054 · primary_doc.xml · nonDerivative · entry 4

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,814

F2 · price: Represents the sale of 1,021 shares in 11 different transactions ranging from $9.50 to $9.53 per share, resulting in a weighted average sale price per share of $9.50. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:20 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionCommon Stock 1,021 $5.24 $5,350.04
Disclosure

SEC source: 0001017303-17-000054 · primary_doc.xml · nonDerivative · entry 3

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:37 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionStock Option · Derivative 607 $5.24 Strike: $5.24 $3,180.68
Disclosure

SEC source: 0001017303-17-000055 · primary_doc.xml · derivative · entry 5

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,100

Underlying: Common Stock · 607 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:37 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
SaleCommon Stock 607 $9.75 $5,918.25
Disclosure

SEC source: 0001017303-17-000055 · primary_doc.xml · nonDerivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,836

F1 · price: Represents the sale of 607 shares in 6 different transactions ranging from $9.73 to $9.83 per share, resulting in a weighted average sale price per share of $9.75. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:37 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 607 $5.24 $3,180.68
Disclosure

SEC source: 0001017303-17-000055 · primary_doc.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:20 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionStock Option · Derivative 1,301 $5.24 Strike: $5.24 $6,817.24
Disclosure

SEC source: 0001017303-17-000054 · primary_doc.xml · derivative · entry 10

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,200

Underlying: Common Stock · 1,301 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 11, 2017 Filed Sep 13, 2017 21:20 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 1,301 $9.60 $12,489.60
Disclosure

SEC source: 0001017303-17-000054 · primary_doc.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,814

F1 · price: Represents the sale of 1,301 shares in 14 different transactions ranging from $9.50 to $9.75 per share, resulting in a weighted average sale price per share of $9.60. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

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September 11, 2017 Filed Sep 13, 2017 21:20 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionCommon Stock 1,301 $5.24 $6,817.24
Disclosure

SEC source: 0001017303-17-000054 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2017 Filed Sep 8, 2017 20:48 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionStock Option · Derivative 99 $5.24 Strike: $5.24 $518.76
Disclosure

SEC source: 0001245709-17-000002 · primary_doc.xml · derivative · entry 12

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,501

Underlying: Common Stock · 99 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2017 Filed Sep 8, 2017 20:48 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 99 $9.55 $945.45
Disclosure

SEC source: 0001245709-17-000002 · primary_doc.xml · nonDerivative · entry 6

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,814

Read SEC document
September 08, 2017 Filed Sep 8, 2017 20:48 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionCommon Stock 99 $5.24 $518.76
Disclosure

SEC source: 0001245709-17-000002 · primary_doc.xml · nonDerivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2017 Filed Sep 8, 2017 20:35 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionStock Option · Derivative 510 $5.24 Strike: $5.24 $2,672.40
Disclosure

SEC source: 0001245709-17-000001 · primary_doc.xml · derivative · entry 9

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,707

Underlying: Common Stock · 510 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2017 Filed Sep 8, 2017 20:35 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
SaleCommon Stock 510 $9.50 $4,845.00
Disclosure

SEC source: 0001245709-17-000001 · primary_doc.xml · nonDerivative · entry 6

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,836

Read SEC document
September 08, 2017 Filed Sep 8, 2017 20:35 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 510 $5.24 $2,672.40
Disclosure

SEC source: 0001245709-17-000001 · primary_doc.xml · nonDerivative · entry 5

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2017 Filed Sep 8, 2017 20:48 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionStock Option · Derivative 700 $5.24 Strike: $5.24 $3,668.00
Disclosure

SEC source: 0001245709-17-000002 · primary_doc.xml · derivative · entry 11

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,600

Underlying: Common Stock · 700 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2017 Filed Sep 8, 2017 20:48 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 700 $9.50 $6,650.00
Disclosure

SEC source: 0001245709-17-000002 · primary_doc.xml · nonDerivative · entry 4

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,814

Read SEC document
September 07, 2017 Filed Sep 8, 2017 20:48 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionCommon Stock 700 $5.24 $3,668.00
Disclosure

SEC source: 0001245709-17-000002 · primary_doc.xml · nonDerivative · entry 3

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.