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Nasdaq · USD

TACT

TRANSACT TECHNOLOGIES INC

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Tapewire entity
7179
SEC CIK
0001017303
Parsed reports
336

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2021 Filed Mar 9, 2021 01:14 UTC
Richtsmeier BrentSVP, Software Engineering
GrantStock Option · Derivative 10,000 $10.27 Strike: $10.27 $102,700.00
Disclosure

SEC source: 0001567619-21-005853 · doc1.xml · derivative · entry 2

Richstmeier Brent · CIK 0001841645 · SVP, Software Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-03-04

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The options become exercisable 25% per year on each anniversary date of the grant.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:14 UTC
Walsh Raymond T JRSVP, Global FST Sales
GrantStock Option · Derivative 10,000 $10.27 Strike: $10.27 $102,700.00
Disclosure

SEC source: 0001567619-21-005852 · doc1.xml · derivative · entry 2

Walsh Raymond T JR · CIK 0001769922 · SVP, Global FST Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-03-04

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The options becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:13 UTC
Peters David BVP & Chief Accounting Officer
GrantStock Option · Derivative 6,000 $10.27 Strike: $10.27 $61,620.00
Disclosure

SEC source: 0001567619-21-005851 · doc1.xml · derivative · entry 2

Peters David B · CIK 0001734025 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2031-03-04

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:51 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionStock Option · Derivative 8,750 $9.89 Strike: $9.89 $86,537.50
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · derivative · entry 11

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:51 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · derivative · entry 10

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

Underlying: Common Stock · 2,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:51 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantCommon Stock 1,199 $9.89 $11,858.11
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · nonDerivative · entry 4

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,259

F7 · price: Represents a "net exercise" of outstanding stock options. These shares were withheld by TransAct Technologies for payment of the exercise price based on the market price of TransAct Technologies stock at the time of the option exercise on March 1, 2021 of $11.46 per share.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:51 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantCommon Stock 1,590 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · nonDerivative · entry 3

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,060

F6 · shares: Mr. Shuldman relinquished 760 shares of common stock of the 2,350 restricted stock units that converted to common stock on March 1, 2021 in order to pay the required income and payroll taxes.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:24 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr
Exercise / conversionRestricted Stock Units · Derivative 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000010 · primary_doc.xml · derivative · entry 6

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:24 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr
GrantCommon Stock 417 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000010 · primary_doc.xml · nonDerivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,396

F6 · shares: Mr. DeMartino relinquished 333 shares of common stock of the 750 restricted stock units that converted to common stock on March 1, 2021 in order to pay the required income and payroll taxes.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:04 UTC
DILLON JOHNDirector
Exercise / conversionRestricted Stock Units · Derivative 900 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000009 · primary_doc.xml · derivative · entry 6

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:04 UTC
DILLON JOHNDirector
GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000009 · primary_doc.xml · nonDerivative · entry 3

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,775

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:51 UTC Exercise / conversionRestricted Stock Units · Derivative 900 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000008 · primary_doc.xml · derivative · entry 6

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:51 UTC GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000008 · primary_doc.xml · nonDerivative · entry 3

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,134

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:51 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 6,075 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · derivative · entry 9

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,225

Underlying: Common Stock · 6,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:51 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 6,275 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · derivative · entry 8

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,550

Underlying: Common Stock · 6,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:51 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,470

F5 · shares: Mr. Shuldman relinquished 1,965 shares of common stock of the 6,075 restricted stock units that converted to common stock on February 27, 2021 in order to pay the required income and payroll taxes.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:51 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantCommon Stock 4,245 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,360

F4 · shares: Mr. Shuldman relinquished 2,030 shares of common stock of the 6,275 restricted stock units that converted to common stock on February 27, 2021 in order to pay the required income and payroll taxes.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:24 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr
Exercise / conversionRestricted Stock Units · Derivative 2,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000010 · primary_doc.xml · derivative · entry 5

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,450

Underlying: Common Stock · 2,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:24 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr
Exercise / conversionRestricted Stock Units · Derivative 2,225 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000010 · primary_doc.xml · derivative · entry 4

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450

Underlying: Common Stock · 2,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:24 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr
GrantCommon Stock 1,196 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000010 · primary_doc.xml · nonDerivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,979

F5 · shares: Mr. DeMartino relinquished 954 shares of common stock of the 2,150 restricted stock units that converted to common stock on February 27, 2021 in order to pay the required income and payroll taxes.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:24 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr
GrantCommon Stock 1,238 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000010 · primary_doc.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,783

F4 · shares: Mr. DeMartino relinquished 987 shares of common stock of the 2,225 restricted stock units that converted to common stock on February 27, 2021 in order to pay the required income and payroll taxes.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:04 UTC
DILLON JOHNDirector
Exercise / conversionRestricted Stock Units · Derivative 1,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000009 · primary_doc.xml · derivative · entry 5

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 1,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:04 UTC
DILLON JOHNDirector
Exercise / conversionRestricted Stock Units · Derivative 1,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000009 · primary_doc.xml · derivative · entry 4

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:04 UTC
DILLON JOHNDirector
GrantCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000009 · primary_doc.xml · nonDerivative · entry 2

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,875

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:04 UTC
DILLON JOHNDirector
GrantCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000009 · primary_doc.xml · nonDerivative · entry 1

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,725

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 19:51 UTC Exercise / conversionRestricted Stock Units · Derivative 1,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000008 · primary_doc.xml · derivative · entry 5

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 1,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 19:51 UTC Exercise / conversionRestricted Stock Units · Derivative 1,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000008 · primary_doc.xml · derivative · entry 4

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 19:51 UTC GrantCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000008 · primary_doc.xml · nonDerivative · entry 2

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,234

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 19:51 UTC GrantCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000008 · primary_doc.xml · nonDerivative · entry 1

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,084

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 19:33 UTC Exercise / conversionRestricted Stock Units · Derivative 1,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000007 · primary_doc.xml · derivative · entry 4

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 1,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 19:33 UTC Exercise / conversionRestricted Stock Units · Derivative 1,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000007 · primary_doc.xml · derivative · entry 3

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 19:33 UTC GrantCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000007 · primary_doc.xml · nonDerivative · entry 2

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,310

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 19:33 UTC GrantCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000007 · primary_doc.xml · nonDerivative · entry 1

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,160

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 18:44 UTC Exercise / conversionRestricted Stock Units · Derivative 1,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001779284-21-000001 · primary_doc.xml · derivative · entry 2

Hilario Emanuel P.N. · CIK 0001779284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 1,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 18:44 UTC GrantCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001779284-21-000001 · primary_doc.xml · nonDerivative · entry 1

Hilario Emanuel P.N. · CIK 0001779284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,175

F1 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 23:13 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr
Exercise / conversionStock Option · Derivative 17,000 $9.89 Strike: $9.89 $168,130.00
Disclosure

SEC source: 0001017303-21-000006 · primary_doc.xml · derivative · entry 4

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 911 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 23:13 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr
Exercise / conversionStock Option · Derivative 500 $9.89 Strike: $9.89 $4,945.00
Disclosure

SEC source: 0001017303-21-000006 · primary_doc.xml · derivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 500 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 23:13 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr
GrantCommon Stock 911 $9.89 $9,009.79
Disclosure

SEC source: 0001017303-21-000006 · primary_doc.xml · nonDerivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,545

F1 · price: Represents a "net exercise" of outstanding stock options. These shares were withheld by TransAct Technologies for payment of the exercise price based on the market price of TransAct Technologies stock at the time of the option exercise on February 12, 2021 of $10.45 per share.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 23:13 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr
GrantCommon Stock 500 $9.89 $4,945.00
Disclosure

SEC source: 0001017303-21-000006 · primary_doc.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,634

Read SEC document
January 19, 2021 Filed Jan 20, 2021 22:19 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionStock Option · Derivative 8,750 $9.89 Strike: $9.89 $86,537.50
Disclosure

SEC source: 0001017303-21-000001 · primary_doc.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 22:19 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantCommon Stock 8,750 $9.89 $86,537.50
Disclosure

SEC source: 0001017303-21-000001 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,115

Read SEC document
December 01, 2020 Filed Dec 2, 2020 22:51 UTC GrantRestricted Stock Units · Derivative 1,400 $0.00 $0.00
Disclosure

SEC source: 0001017303-20-000091 · primary_doc.xml · derivative · entry 2

Friedman Randall S · CIK 0001832672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 1,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 21:11 UTC Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001017303-20-000061 · primary_doc.xml · derivative · entry 2

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on August 9, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on August 9, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on August 9, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on August 9, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 21:11 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001017303-20-000061 · primary_doc.xml · nonDerivative · entry 1

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,960

F1 · price: Shares of Restricted Stock Units issued on August 9, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:59 UTC Exercise / conversionRestricted Stock Units · Derivative 1,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-20-000052 · primary_doc.xml · derivative · entry 2

Hilario Emanuel P.N. · CIK 0001779284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,075

Underlying: Common Stock · 1,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on July 31, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on July 31, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on July 31, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on July 31, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:59 UTC GrantCommon Stock 1,025 $0.00 $0.00
Disclosure

SEC source: 0001017303-20-000052 · primary_doc.xml · nonDerivative · entry 1

Hilario Emanuel P.N. · CIK 0001779284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Shares of Restricted Stock Units issued on July 31, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:56 UTC
DILLON JOHNDirector
PurchaseCommon Stock 10,000 $5.39 $53,900.00
Disclosure

SEC source: 0001017303-20-000045 · primary_doc.xml · nonDerivative · entry 1

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,525

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:44 UTC PurchaseCommon Stock 1,760 $5.67 $9,979.20
Disclosure

SEC source: 0001017303-20-000044 · primary_doc.xml · nonDerivative · entry 1

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,460

Read SEC document
June 02, 2020 Filed Jun 4, 2020 15:47 UTC
SHULDMAN BART CDirector · Chairman and CEO
PurchaseCommon Stock 2,000 $4.45 $8,900.00
Disclosure

SEC source: 0001017303-20-000043 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,365

Read SEC document
May 22, 2020 Filed May 27, 2020 21:05 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 4,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-011242 · doc1.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050

Underlying: Common Stock · 4,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.