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TRANSACT TECHNOLOGIES INC

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7179
SEC CIK
0001017303
Parsed reports
336

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2021 Filed Dec 2, 2021 22:12 UTC Exercise / conversionRestricted Stock Units · Derivative 350 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000083 · primary_doc.xml · derivative · entry 2

Friedman Randall S · CIK 0001832672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050

Underlying: Common Stock · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on December 1, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on December 1, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on December 1, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on December 1, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 22:12 UTC GrantCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000083 · primary_doc.xml · nonDerivative · entry 1

Friedman Randall S · CIK 0001832672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350

F1 · price: Shares of Restricted Stock Units issued on December 1, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

Read SEC document
November 24, 2021 Filed Nov 24, 2021 21:03 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionStock Option · Derivative 1,250 $9.80 Strike: $9.80 $12,250.00
Disclosure

SEC source: 0001017303-21-000082 · primary_doc.xml · derivative · entry 14

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2030-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2021 Filed Nov 24, 2021 21:03 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionStock Option · Derivative 3,750 $7.17 Strike: $7.17 $26,887.50
Disclosure

SEC source: 0001017303-21-000082 · primary_doc.xml · derivative · entry 13

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2021 Filed Nov 24, 2021 21:03 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionStock Option · Derivative 5,000 $8.30 Strike: $8.30 $41,500.00
Disclosure

SEC source: 0001017303-21-000082 · primary_doc.xml · derivative · entry 12

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2027-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2021 Filed Nov 24, 2021 21:03 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionStock Option · Derivative 75 $4.25 Strike: $4.25 $318.75
Disclosure

SEC source: 0001017303-21-000082 · primary_doc.xml · derivative · entry 11

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 75 shares

Expires 2030-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2021 Filed Nov 24, 2021 21:03 UTC
Hoffman Andrew JohnSVP, Operations
SaleCommon Stock 10,075 $11.53 $116,164.75
Disclosure

SEC source: 0001017303-21-000082 · primary_doc.xml · nonDerivative · entry 8

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,541

F2 · price: Represents the sale of 10,075 shares in 22 different transactions ranging from 11.50 to 11.61 per share, resulting in a weighted average share price per share of $11.53. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 24, 2021 Filed Nov 24, 2021 21:03 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionCommon Stock 1,250 $9.80 $12,250.00
Disclosure

SEC source: 0001017303-21-000082 · primary_doc.xml · nonDerivative · entry 7

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2021 Filed Nov 24, 2021 21:03 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionCommon Stock 3,750 $7.17 $26,887.50
Disclosure

SEC source: 0001017303-21-000082 · primary_doc.xml · nonDerivative · entry 6

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2021 Filed Nov 24, 2021 21:03 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionCommon Stock 5,000 $8.30 $41,500.00
Disclosure

SEC source: 0001017303-21-000082 · primary_doc.xml · nonDerivative · entry 5

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2021 Filed Nov 24, 2021 21:03 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionCommon Stock 75 $4.25 $318.75
Disclosure

SEC source: 0001017303-21-000082 · primary_doc.xml · nonDerivative · entry 4

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:03 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionStock Option · Derivative 1,800 $4.25 Strike: $4.25 $7,650.00
Disclosure

SEC source: 0001017303-21-000082 · primary_doc.xml · derivative · entry 10

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 1,800 shares

Expires 2030-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:03 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionStock Option · Derivative 5,000 $6.76 Strike: $6.76 $33,800.00
Disclosure

SEC source: 0001017303-21-000082 · primary_doc.xml · derivative · entry 9

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:03 UTC
Hoffman Andrew JohnSVP, Operations
SaleCommon Stock 6,800 $11.07 $75,276.00
Disclosure

SEC source: 0001017303-21-000082 · primary_doc.xml · nonDerivative · entry 3

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,541

F1 · price: Represents the sale of 6,800 shares in 16 different transactions ranging from 11.05 to 11.25 per share, resulting in a weighted average share price per share of $11.07. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:03 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionCommon Stock 1,800 $4.25 $7,650.00
Disclosure

SEC source: 0001017303-21-000082 · primary_doc.xml · nonDerivative · entry 2

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:03 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionCommon Stock 5,000 $6.76 $33,800.00
Disclosure

SEC source: 0001017303-21-000082 · primary_doc.xml · nonDerivative · entry 1

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 21:02 UTC
Richtsmeier BrentChief Technology Officer
GrantStock Options · Derivative 5,000 $14.59 Strike: $14.59 $72,950.00
Disclosure

SEC source: 0001017303-21-000073 · primary_doc.xml · derivative · entry 2

Richstmeier Brent · CIK 0001841645 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2031-10-28

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The options become exercisable 25% per year on each anniversary date of the grant.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 21:29 UTC Exercise / conversionRestricted Stock Units · Derivative 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000068 · primary_doc.xml · derivative · entry 2

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on August 9, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on August 9, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on August 9, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on August 9, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 21:29 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000068 · primary_doc.xml · nonDerivative · entry 1

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,810

F1 · price: Shares of Restricted Stock Units issued on August 9, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

Read SEC document
July 31, 2021 Filed Aug 3, 2021 21:29 UTC Exercise / conversionRestricted Stock Units · Derivative 1,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000065 · primary_doc.xml · derivative · entry 2

Hilario Emanuel P.N. · CIK 0001779284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Common Stock · 1,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on July 31, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on July 31, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on July 31, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on July 31, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

Read SEC document
July 31, 2021 Filed Aug 3, 2021 21:29 UTC GrantCommon Stock 1,025 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000065 · primary_doc.xml · nonDerivative · entry 1

Hilario Emanuel P.N. · CIK 0001779284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F1 · price: Shares of Restricted Stock Units issued on July 31, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:53 UTC
SHULDMAN BART CDirector · Chairman & CEO
Exercise / conversionStock Option · Derivative 5,000 $6.70 Strike: $6.70 $33,500.00
Disclosure

SEC source: 0001017303-21-000051 · primary_doc.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 5,000 shares

Expires 2022-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:53 UTC
SHULDMAN BART CDirector · Chairman & CEO
GrantCommon Stock 5,000 $6.70 $33,500.00
Disclosure

SEC source: 0001017303-21-000051 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,999

Read SEC document
May 22, 2021 Filed May 24, 2021 21:06 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr
Exercise / conversionRestricted Stock Units · Derivative 1,275 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000046 · primary_doc.xml · derivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2021 Filed May 24, 2021 21:06 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr
GrantCommon Stock 773 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000046 · primary_doc.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,169

F2 · shares: Mr. DeMartino relinquished 502 shares of common stock of the 1,275 restricted stock units that converted to common stock on May 22, 2021 in order to pay the required income and payroll taxes.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2021 Filed May 24, 2021 20:55 UTC
SHULDMAN BART CDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 4,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000045 · primary_doc.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2021 Filed May 24, 2021 20:55 UTC
SHULDMAN BART CDirector · Chairman & CEO
GrantCommon Stock 2,740 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000045 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,999

F2 · shares: Mr. Shuldman relinquished 1,310 shares of common stock of the 4,050 restricted stock units that converted to common stock on May 22, 2021 in order to pay the required income and payroll taxes.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2021 Filed May 24, 2021 20:42 UTC
DILLON JOHNDirector
Exercise / conversionRestricted Stock Units · Derivative 1,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000044 · primary_doc.xml · derivative · entry 2

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2021 Filed May 24, 2021 20:42 UTC
DILLON JOHNDirector
GrantCommon Stock 1,175 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000044 · primary_doc.xml · nonDerivative · entry 1

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,950

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 19, 2021 Filed May 21, 2021 19:52 UTC
Walsh Raymond T JRSVP, Global FST Sales
Exercise / conversionStock Option · Derivative 750 $7.17 Strike: $7.17 $5,377.50
Disclosure

SEC source: 0001017303-21-000043 · primary_doc.xml · derivative · entry 7

Walsh Raymond T JR · CIK 0001769922 · SVP, Global FST Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2021 Filed May 21, 2021 19:52 UTC
Walsh Raymond T JRSVP, Global FST Sales
Exercise / conversionStock Option · Derivative 1,500 $6.76 Strike: $6.76 $10,140.00
Disclosure

SEC source: 0001017303-21-000043 · primary_doc.xml · derivative · entry 6

Walsh Raymond T JR · CIK 0001769922 · SVP, Global FST Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2021 Filed May 21, 2021 19:52 UTC
Walsh Raymond T JRSVP, Global FST Sales
Exercise / conversionStock Option · Derivative 1,500 $5.70 Strike: $5.70 $8,550.00
Disclosure

SEC source: 0001017303-21-000043 · primary_doc.xml · derivative · entry 5

Walsh Raymond T JR · CIK 0001769922 · SVP, Global FST Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2024-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2021 Filed May 21, 2021 19:52 UTC
Walsh Raymond T JRSVP, Global FST Sales
SaleCommon Stock 3,750 $13.02 $48,825.00
Disclosure

SEC source: 0001017303-21-000043 · primary_doc.xml · nonDerivative · entry 4

Walsh Raymond T JR · CIK 0001769922 · SVP, Global FST Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the sale of 3,750 shares in 7 different transactions ranging from $13.00 to $13.08 per share, resulting in a weighted average sale price per share of $13.02. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

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May 19, 2021 Filed May 21, 2021 19:52 UTC
Walsh Raymond T JRSVP, Global FST Sales
Exercise / conversionCommon Stock 750 $7.17 $5,377.50
Disclosure

SEC source: 0001017303-21-000043 · primary_doc.xml · nonDerivative · entry 3

Walsh Raymond T JR · CIK 0001769922 · SVP, Global FST Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 19, 2021 Filed May 21, 2021 19:52 UTC
Walsh Raymond T JRSVP, Global FST Sales
Exercise / conversionCommon Stock 1,500 $6.76 $10,140.00
Disclosure

SEC source: 0001017303-21-000043 · primary_doc.xml · nonDerivative · entry 2

Walsh Raymond T JR · CIK 0001769922 · SVP, Global FST Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2021 Filed May 21, 2021 19:52 UTC
Walsh Raymond T JRSVP, Global FST Sales
Exercise / conversionCommon Stock 1,500 $5.70 $8,550.00
Disclosure

SEC source: 0001017303-21-000043 · primary_doc.xml · nonDerivative · entry 1

Walsh Raymond T JR · CIK 0001769922 · SVP, Global FST Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 14, 2021 14:46 UTC
DILLON JOHNDirector
Exercise / conversionStock Option · Derivative 10,000 $11.65 Strike: $11.65 $116,500.00
Disclosure

SEC source: 0001106992-21-000001 · primary_doc.xml · derivative · entry 2

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 14, 2021 14:46 UTC
DILLON JOHNDirector
GrantCommon Stock 10,000 $11.65 $116,500.00
Disclosure

SEC source: 0001106992-21-000001 · primary_doc.xml · nonDerivative · entry 1

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,775

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:19 UTC
DILLON JOHNDirector
GrantRestricted Stock Units · Derivative 4,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005863 · doc1.xml · derivative · entry 2

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 4,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

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March 04, 2021 Filed Mar 9, 2021 01:19 UTC GrantRestricted Stock Unit · Derivative 4,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005862 · doc1.xml · derivative · entry 2

Friedman Randall S · CIK 0001832672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 4,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

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March 04, 2021 Filed Mar 9, 2021 01:18 UTC GrantRestricted Stock Unit · Derivative 4,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005861 · doc1.xml · derivative · entry 2

Hilario Emanuel P.N. · CIK 0001779284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 4,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:18 UTC GrantRestricted Stock Units · Derivative 4,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005860 · doc1.xml · derivative · entry 2

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 4,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:17 UTC GrantRestricted Stock Units · Derivative 4,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005859 · doc1.xml · derivative · entry 2

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 4,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:17 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 15,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005858 · doc1.xml · derivative · entry 6

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:17 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantStock Option · Derivative 44,700 $10.27 Strike: $10.27 $459,069.00
Disclosure

SEC source: 0001567619-21-005858 · doc1.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,700

Underlying: Common Stock · 44,700 shares

Expires 2031-03-04

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:16 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantRestricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005857 · doc1.xml · derivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:16 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantStock Option · Derivative 20,800 $10.27 Strike: $10.27 $213,616.00
Disclosure

SEC source: 0001567619-21-005857 · doc1.xml · derivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,800

Underlying: Common Stock · 20,800 shares

Expires 2031-03-04

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:16 UTC
Brooks Donald ESVP, Engineering
GrantStock Option · Derivative 10,000 $10.27 Strike: $10.27 $102,700.00
Disclosure

SEC source: 0001567619-21-005856 · doc1.xml · derivative · entry 2

Brooks Donald E · CIK 0001545083 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-03-04

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:15 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
GrantStock Option · Derivative 10,000 $10.27 Strike: $10.27 $102,700.00
Disclosure

SEC source: 0001567619-21-005855 · doc1.xml · derivative · entry 2

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-03-04

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:15 UTC
Hoffman Andrew JohnSVP, Operations
GrantStock Option · Derivative 10,000 $10.27 Strike: $10.27 $102,700.00
Disclosure

SEC source: 0001567619-21-005854 · doc1.xml · derivative · entry 2

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-03-04

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.