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NYSE · USD

SYY

SYSCO CORP

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Tapewire entity
2003
SEC CIK
0000096021
Parsed reports
968

Last 12 months

Inside the activity.

1 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2016 Filed Jan 3, 2017 22:28 UTC GrantCommon Stock 225 $55.37 $12,458.25
Disclosure

SEC source: 0000096021-17-000018 · edgar.xml · nonDerivative · entry 1

SHIRLEY EDWARD D · CIK 0001203097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,598

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:26 UTC GrantCommon Stock 112 $55.37 $6,201.44
Disclosure

SEC source: 0000096021-17-000016 · edgar.xml · nonDerivative · entry 2

Newcomb Nancy · CIK 0001317717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,322

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:26 UTC GrantCommon Stock 225 $55.37 $12,458.25
Disclosure

SEC source: 0000096021-17-000016 · edgar.xml · nonDerivative · entry 1

Newcomb Nancy · CIK 0001317717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,210

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:23 UTC GrantCommon Stock 112 $55.37 $6,201.44
Disclosure

SEC source: 0000096021-17-000014 · edgar.xml · nonDerivative · entry 2

Koerber Hans-Joachim · CIK 0001422763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,084.791

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:23 UTC GrantCommon Stock 225 $55.37 $12,458.25
Disclosure

SEC source: 0000096021-17-000014 · edgar.xml · nonDerivative · entry 1

Koerber Hans-Joachim · CIK 0001422763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,972.791

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:21 UTC GrantCommon Stock 112 $55.37 $6,201.44
Disclosure

SEC source: 0000096021-17-000012 · edgar.xml · nonDerivative · entry 2

Halverson Bradley M · CIK 0001307061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,710

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:21 UTC GrantCommon Stock 225 $55.37 $12,458.25
Disclosure

SEC source: 0000096021-17-000012 · edgar.xml · nonDerivative · entry 1

Halverson Bradley M · CIK 0001307061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,598

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:19 UTC GrantCommon Stock 112 $55.37 $6,201.44
Disclosure

SEC source: 0000096021-17-000010 · edgar.xml · nonDerivative · entry 2

GOLDEN JONATHAN · CIK 0001026042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,597

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:19 UTC GrantCommon Stock 225 $55.37 $12,458.25
Disclosure

SEC source: 0000096021-17-000010 · edgar.xml · nonDerivative · entry 1

GOLDEN JONATHAN · CIK 0001026042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,485

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:17 UTC GrantCommon Stock 112 $55.37 $6,201.44
Disclosure

SEC source: 0000096021-17-000008 · edgar.xml · nonDerivative · entry 2

GLASSCOCK LARRY C · CIK 0001189793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,821.306

F2 · shares: Represents company match equal to 50% of the 225 shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:17 UTC GrantCommon Stock 270 $55.37 $14,949.90
Disclosure

SEC source: 0000096021-17-000008 · edgar.xml · nonDerivative · entry 1

GLASSCOCK LARRY C · CIK 0001189793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,709.306

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan, including 225 shares to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:16 UTC GrantCommon Stock 112 $55.37 $6,201.44
Disclosure

SEC source: 0000096021-17-000006 · edgar.xml · nonDerivative · entry 2

CRAVEN JUDITH B · CIK 0001046840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,508.28

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:16 UTC GrantCommon Stock 225 $55.37 $12,458.25
Disclosure

SEC source: 0000096021-17-000006 · edgar.xml · nonDerivative · entry 1

CRAVEN JUDITH B · CIK 0001046840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,396.28

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:14 UTC GrantCommon Stock 112 $55.37 $6,201.44
Disclosure

SEC source: 0000096021-17-000004 · edgar.xml · nonDerivative · entry 2

CASSADAY JOHN M · CIK 0001308732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,100.917

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:14 UTC GrantCommon Stock 225 $55.37 $12,458.25
Disclosure

SEC source: 0000096021-17-000004 · edgar.xml · nonDerivative · entry 1

CASSADAY JOHN M · CIK 0001308732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,988.917

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:12 UTC GrantCommon Stock 112 $55.37 $6,201.44
Disclosure

SEC source: 0000096021-17-000002 · edgar.xml · nonDerivative · entry 2

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,710

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:12 UTC GrantCommon Stock 225 $55.37 $12,458.25
Disclosure

SEC source: 0000096021-17-000002 · edgar.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,598

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 23:35 UTC GrantCommon Stock 112 $55.37 $6,201.44
Disclosure

SEC source: 0001209191-17-000450 · doc4.xml · nonDerivative · entry 2

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,794

F3 · shares: Represents company match equal to 50% of shares described in Footnote 1.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 23:35 UTC GrantCommon Stock 225 $55.37 $12,458.25
Disclosure

SEC source: 0001209191-17-000450 · doc4.xml · nonDerivative · entry 1

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,682

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

F2 · balance_after: In connection with their service on the Issuer's Board of Directors, Mr.Frank and Nelson Peltz each receive shares of common stock from the Issuer. Each of Messrs. Peltz and Frank transferred 4,564 of those shares to Trian Fund Management, L.P. ("Trian Management"), for no consideration, pursuant to agreements entered into on August 21, 2015 with Trian Management relating to compensation received in connection with their service as directors of the Issuer.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 23:34 UTC
PELTZ NELSONDirector
GrantCommon Stock 112 $55.37 $6,201.44
Disclosure

SEC source: 0001209191-17-000449 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,794

F3 · shares: Represents company match equal to 50% of shares described in Footnote 1.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 23:34 UTC
PELTZ NELSONDirector
GrantCommon Stock 225 $55.37 $12,458.25
Disclosure

SEC source: 0001209191-17-000449 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,682

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

F2 · balance_after: In connection with their service on the Issuer's Board of Directors, Mr.Peltz and Joshua Frank each receive shares of common stock from the Issuer. Each of Messrs. Peltz and Frank transferred 4,564 of those shares to Trian Fund Management, L.P. ("Trian Management"), for no consideration, pursuant to agreements entered into on August 21, 2015 with Trian Management relating to compensation received in connection with their service as directors of the Issuer.

Read SEC document
December 27, 2016 Filed Aug 4, 2017 20:48 UTC GiftCommon Stock 1,333 $0.00 $0.00
Disclosure

SEC source: 0000096021-17-000112 · edgar.xml · nonDerivative · entry 1

Bertrand Greg D · CIK 0001679409 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,114.242

Read SEC document
December 14, 2016 Filed Dec 16, 2016 22:00 UTC
Day William B.Executive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 22,876 $0.00 Strike: $40.59 $0.00
Disclosure

SEC source: 0000096021-16-000411 · edgar.xml · derivative · entry 7

Day William B. · CIK 0001469366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,508

Underlying: Common Stock · 22,876 shares

Expires 2025-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2013 Long Term Incentive Plan.

F7 · derivative.exercise_date: One-fifth of the shares covered by the original grant vest and are exercisable on 11/17/2016, 11/17/2017, 11/17/2018, 11/17/2019, 11/17/2020, respectively. No options may be exercised prior to 11/17/2016.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 22:00 UTC
Day William B.Executive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 46,180 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0000096021-16-000411 · edgar.xml · derivative · entry 6

Day William B. · CIK 0001469366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,271

Underlying: Common Stock · 46,180 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2013 Long Term Incentive Plan.

F6 · derivative.exercise_date: One-fifth of the shares covered by the original grant vest and are exercisable on 11/18/2015, 11/18/2016, 11/18/2017, 11/18/2018, 11/18/2019, respectively. No options may be exercised prior to 11/18/2015.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 22:00 UTC
Day William B.Executive Vice President
SaleCommon Stock 22,876 $55.51 $1,269,846.76
Disclosure

SEC source: 0000096021-16-000411 · edgar.xml · nonDerivative · entry 5

Day William B. · CIK 0001469366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,581

F3 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported is a weighted average sale price of the 22,876 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $55.39 to $55.62. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 22:00 UTC
Day William B.Executive Vice President
Exercise / conversionCommon Stock 22,876 $40.59 $928,536.84
Disclosure

SEC source: 0000096021-16-000411 · edgar.xml · nonDerivative · entry 4

Day William B. · CIK 0001469366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 22:00 UTC
Day William B.Executive Vice President
SaleCommon Stock 46,180 $55.71 $2,572,687.80
Disclosure

SEC source: 0000096021-16-000411 · edgar.xml · nonDerivative · entry 3

Day William B. · CIK 0001469366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,581

F3 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported is a weighted average sale price of the 46,180 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $55.47 to $55.89. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 22:00 UTC
Day William B.Executive Vice President
Exercise / conversionCommon Stock 46,180 $38.89 $1,795,940.20
Disclosure

SEC source: 0000096021-16-000411 · edgar.xml · nonDerivative · entry 2

Day William B. · CIK 0001469366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 22:00 UTC
Day William B.Executive Vice President
SaleCommon Stock 12,479 $55.63 $694,206.77
Disclosure

SEC source: 0000096021-16-000411 · edgar.xml · nonDerivative · entry 1

Day William B. · CIK 0001469366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,581

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average sale price of the 12,479 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $55.36 to $55.88. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 00:48 UTC OtherCommon Stock 4,799,737 $53.48 $256,689,934.76
Disclosure

SEC source: 0001209191-16-153756 · doc4.xml · nonDerivative · entry 2

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 43,954,399

F1 · kind: This transaction represents the purchase and sale of shares between certain Trian Entities (as defined below) and is being effected for portfolio management purposes. This transaction did not result in a change in the aggregate number of shares beneficially owned by Joshua Frank or Trian Fund Management, L.P. ("Trian Management").

F2 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F3 · ownership.direct: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

F2 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F3 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 00:48 UTC OtherCommon Stock 4,799,737 $53.48 $256,689,934.76
Disclosure

SEC source: 0001209191-16-153756 · doc4.xml · nonDerivative · entry 1

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 43,954,399

F1 · kind: This transaction represents the purchase and sale of shares between certain Trian Entities (as defined below) and is being effected for portfolio management purposes. This transaction did not result in a change in the aggregate number of shares beneficially owned by Joshua Frank or Trian Fund Management, L.P. ("Trian Management").

F2 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F3 · ownership.direct: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

F2 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F3 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 22:12 UTC
Libby Russell T.Executive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 3,616 $0.00 Strike: $27.65 $0.00
Disclosure

SEC source: 0000096021-16-000409 · edgar.xml · derivative · entry 3

Libby Russell T. · CIK 0001507764 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,884

Underlying: Common Stock · 3,616 shares

Expires 2018-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 22:12 UTC
Libby Russell T.Executive Vice President
SaleCommon Stock 1,865 $53.59 $99,945.35
Disclosure

SEC source: 0000096021-16-000409 · edgar.xml · nonDerivative · entry 2

Libby Russell T. · CIK 0001507764 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,684

Read SEC document
December 05, 2016 Filed Dec 6, 2016 22:12 UTC
Libby Russell T.Executive Vice President
Exercise / conversionCommon Stock 3,616 $27.65 $99,982.40
Disclosure

SEC source: 0000096021-16-000409 · edgar.xml · nonDerivative · entry 1

Libby Russell T. · CIK 0001507764 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 05, 2016 Filed Dec 7, 2016 00:49 UTC
PELTZ NELSONDirector
OtherCommon Stock 4,799,737 $53.48 $256,689,934.76
Disclosure

SEC source: 0001209191-16-153757 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 43,954,399

F1 · kind: This transaction represents the purchase and sale of shares between certain Trian Entities (as defined below) and is being effected for portfolio management purposes. This transaction did not result in a change in the aggregate number of shares beneficially owned by Nelson Peltz or Trian Fund Management, L.P. ("Trian Management").

F2 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F3 · ownership.direct: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

F2 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F3 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

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December 05, 2016 Filed Dec 7, 2016 00:49 UTC
PELTZ NELSONDirector
OtherCommon Stock 4,799,737 $53.48 $256,689,934.76
Disclosure

SEC source: 0001209191-16-153757 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 43,954,399

F1 · kind: This transaction represents the purchase and sale of shares between certain Trian Entities (as defined below) and is being effected for portfolio management purposes. This transaction did not result in a change in the aggregate number of shares beneficially owned by Nelson Peltz or Trian Fund Management, L.P. ("Trian Management").

F2 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F3 · ownership.direct: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

F2 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F3 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

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December 01, 2016 Filed Dec 2, 2016 22:00 UTC
DeLaney William J IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,606 $53.25 $351,769.50
Disclosure

SEC source: 0000096021-16-000399 · edgar.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,725

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

F2 · balance_after: Due to a clerical error, the "Amount of Securities Beneficially Owned Following Reported Transaction" reported in Table I of the reporting person's Form 4 filed on November 21, 2016, was erroneously stated as 397,031 shares. The correct beneficial total amount was 383,331 shares, and the beneficial total reported in this Form 4 reflects such correction.

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December 01, 2016 Filed Dec 2, 2016 22:06 UTC
Moskowitz Paul TExecutive Vice President
Tax withholdingCommon Stock 1,185 $53.25 $63,101.25
Disclosure

SEC source: 0000096021-16-000405 · edgar.xml · nonDerivative · entry 1

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,161.27

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 22:08 UTC
Shurts WayneExecutive Vice President
Tax withholdingCommon Stock 1,750 $53.25 $93,187.50
Disclosure

SEC source: 0000096021-16-000407 · edgar.xml · nonDerivative · entry 1

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,976

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 22:04 UTC
Libby Russell T.Executive Vice President
Tax withholdingCommon Stock 1,551 $53.25 $82,590.75
Disclosure

SEC source: 0000096021-16-000403 · edgar.xml · nonDerivative · entry 1

Libby Russell T. · CIK 0001507764 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,933

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 22:02 UTC
Grade Joel T.EVP and CFO
Tax withholdingCommon Stock 1,884 $53.25 $100,323.00
Disclosure

SEC source: 0000096021-16-000401 · edgar.xml · nonDerivative · entry 1

Grade Joel T. · CIK 0001602507 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,129.27

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:58 UTC
Day William B.Executive Vice President
Tax withholdingCommon Stock 1,342 $53.25 $71,461.50
Disclosure

SEC source: 0000096021-16-000397 · edgar.xml · nonDerivative · entry 1

Day William B. · CIK 0001469366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,060

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:46 UTC
Bene ThomasPresident and COO
Tax withholdingCommon Stock 2,100 $53.25 $111,825.00
Disclosure

SEC source: 0000096021-16-000387 · edgar.xml · nonDerivative · entry 1

Bene Thomas · CIK 0001573968 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,003.23

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:51 UTC
CHARLTON ROBERT SExecutive Vice President
Tax withholdingCommon Stock 1,185 $53.25 $63,101.25
Disclosure

SEC source: 0000096021-16-000391 · edgar.xml · nonDerivative · entry 1

CHARLTON ROBERT S · CIK 0001215771 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,910.19

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:49 UTC Tax withholdingCommon Stock 1,690 $53.25 $89,992.50
Disclosure

SEC source: 0000096021-16-000389 · edgar.xml · nonDerivative · entry 1

Bertrand Greg D · CIK 0001679409 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,991.068

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 22:07 UTC
CHARLTON ROBERT SExecutive Vice President
Tax withholdingCommon Stock 1,258 $53.36 $67,126.88
Disclosure

SEC source: 0000096021-16-000373 · edgar.xml · nonDerivative · entry 2

CHARLTON ROBERT S · CIK 0001215771 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,095.19

F2 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 22:18 UTC
Shurts WayneExecutive Vice President
Tax withholdingCommon Stock 1,791 $53.36 $95,567.76
Disclosure

SEC source: 0000096021-16-000385 · edgar.xml · nonDerivative · entry 1

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,726

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 22:16 UTC
Moskowitz Paul TExecutive Vice President
Tax withholdingCommon Stock 1,189 $53.36 $63,445.04
Disclosure

SEC source: 0000096021-16-000383 · edgar.xml · nonDerivative · entry 1

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,346.27

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 22:14 UTC
Libby Russell T.Executive Vice President
Tax withholdingCommon Stock 1,479 $53.36 $78,919.44
Disclosure

SEC source: 0000096021-16-000381 · edgar.xml · nonDerivative · entry 1

Libby Russell T. · CIK 0001507764 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,484

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 22:13 UTC
Grade Joel T.EVP and CFO
Tax withholdingCommon Stock 1,395 $53.36 $74,437.20
Disclosure

SEC source: 0000096021-16-000379 · edgar.xml · nonDerivative · entry 1

Grade Joel T. · CIK 0001602507 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,013.27

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.