Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2016 Filed Jan 3, 2017 22:28 UTC |
SHIRLEY EDWARD DDirector
|
GrantCommon Stock | 225 | $55.37 | $12,458.25 |
DisclosureSEC source: 0000096021-17-000018 · edgar.xml · nonDerivative · entry 1 SHIRLEY EDWARD D · CIK 0001203097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,598 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:26 UTC |
Newcomb NancyDirector
|
GrantCommon Stock | 112 | $55.37 | $6,201.44 |
DisclosureSEC source: 0000096021-17-000016 · edgar.xml · nonDerivative · entry 2 Newcomb Nancy · CIK 0001317717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,322 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:26 UTC |
Newcomb NancyDirector
|
GrantCommon Stock | 225 | $55.37 | $12,458.25 |
DisclosureSEC source: 0000096021-17-000016 · edgar.xml · nonDerivative · entry 1 Newcomb Nancy · CIK 0001317717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,210 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:23 UTC |
Koerber Hans-JoachimDirector
|
GrantCommon Stock | 112 | $55.37 | $6,201.44 |
DisclosureSEC source: 0000096021-17-000014 · edgar.xml · nonDerivative · entry 2 Koerber Hans-Joachim · CIK 0001422763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,084.791 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:23 UTC |
Koerber Hans-JoachimDirector
|
GrantCommon Stock | 225 | $55.37 | $12,458.25 |
DisclosureSEC source: 0000096021-17-000014 · edgar.xml · nonDerivative · entry 1 Koerber Hans-Joachim · CIK 0001422763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,972.791 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:21 UTC |
Halverson Bradley MDirector
|
GrantCommon Stock | 112 | $55.37 | $6,201.44 |
DisclosureSEC source: 0000096021-17-000012 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,710 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:21 UTC |
Halverson Bradley MDirector
|
GrantCommon Stock | 225 | $55.37 | $12,458.25 |
DisclosureSEC source: 0000096021-17-000012 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,598 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:19 UTC |
GOLDEN JONATHANDirector
|
GrantCommon Stock | 112 | $55.37 | $6,201.44 |
DisclosureSEC source: 0000096021-17-000010 · edgar.xml · nonDerivative · entry 2 GOLDEN JONATHAN · CIK 0001026042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,597 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:19 UTC |
GOLDEN JONATHANDirector
|
GrantCommon Stock | 225 | $55.37 | $12,458.25 |
DisclosureSEC source: 0000096021-17-000010 · edgar.xml · nonDerivative · entry 1 GOLDEN JONATHAN · CIK 0001026042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,485 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:17 UTC |
GLASSCOCK LARRY CDirector
|
GrantCommon Stock | 112 | $55.37 | $6,201.44 |
DisclosureSEC source: 0000096021-17-000008 · edgar.xml · nonDerivative · entry 2 GLASSCOCK LARRY C · CIK 0001189793 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,821.306 F2 · shares: Represents company match equal to 50% of the 225 shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:17 UTC |
GLASSCOCK LARRY CDirector
|
GrantCommon Stock | 270 | $55.37 | $14,949.90 |
DisclosureSEC source: 0000096021-17-000008 · edgar.xml · nonDerivative · entry 1 GLASSCOCK LARRY C · CIK 0001189793 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,709.306 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan, including 225 shares to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:16 UTC |
CRAVEN JUDITH BDirector
|
GrantCommon Stock | 112 | $55.37 | $6,201.44 |
DisclosureSEC source: 0000096021-17-000006 · edgar.xml · nonDerivative · entry 2 CRAVEN JUDITH B · CIK 0001046840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,508.28 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:16 UTC |
CRAVEN JUDITH BDirector
|
GrantCommon Stock | 225 | $55.37 | $12,458.25 |
DisclosureSEC source: 0000096021-17-000006 · edgar.xml · nonDerivative · entry 1 CRAVEN JUDITH B · CIK 0001046840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,396.28 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:14 UTC |
CASSADAY JOHN MDirector
|
GrantCommon Stock | 112 | $55.37 | $6,201.44 |
DisclosureSEC source: 0000096021-17-000004 · edgar.xml · nonDerivative · entry 2 CASSADAY JOHN M · CIK 0001308732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,100.917 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:14 UTC |
CASSADAY JOHN MDirector
|
GrantCommon Stock | 225 | $55.37 | $12,458.25 |
DisclosureSEC source: 0000096021-17-000004 · edgar.xml · nonDerivative · entry 1 CASSADAY JOHN M · CIK 0001308732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,988.917 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:12 UTC |
Brutto Daniel JDirector
|
GrantCommon Stock | 112 | $55.37 | $6,201.44 |
DisclosureSEC source: 0000096021-17-000002 · edgar.xml · nonDerivative · entry 2 Brutto Daniel J · CIK 0001415303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,710 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:12 UTC |
Brutto Daniel JDirector
|
GrantCommon Stock | 225 | $55.37 | $12,458.25 |
DisclosureSEC source: 0000096021-17-000002 · edgar.xml · nonDerivative · entry 1 Brutto Daniel J · CIK 0001415303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,598 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 23:35 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
GrantCommon Stock | 112 | $55.37 | $6,201.44 |
DisclosureSEC source: 0001209191-17-000450 · doc4.xml · nonDerivative · entry 2 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,794 F3 · shares: Represents company match equal to 50% of shares described in Footnote 1. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 23:35 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
GrantCommon Stock | 225 | $55.37 | $12,458.25 |
DisclosureSEC source: 0001209191-17-000450 · doc4.xml · nonDerivative · entry 1 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,682 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. F2 · balance_after: In connection with their service on the Issuer's Board of Directors, Mr.Frank and Nelson Peltz each receive shares of common stock from the Issuer. Each of Messrs. Peltz and Frank transferred 4,564 of those shares to Trian Fund Management, L.P. ("Trian Management"), for no consideration, pursuant to agreements entered into on August 21, 2015 with Trian Management relating to compensation received in connection with their service as directors of the Issuer. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 23:34 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
GrantCommon Stock | 112 | $55.37 | $6,201.44 |
DisclosureSEC source: 0001209191-17-000449 · doc4.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,794 F3 · shares: Represents company match equal to 50% of shares described in Footnote 1. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 23:34 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
GrantCommon Stock | 225 | $55.37 | $12,458.25 |
DisclosureSEC source: 0001209191-17-000449 · doc4.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,682 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. F2 · balance_after: In connection with their service on the Issuer's Board of Directors, Mr.Peltz and Joshua Frank each receive shares of common stock from the Issuer. Each of Messrs. Peltz and Frank transferred 4,564 of those shares to Trian Fund Management, L.P. ("Trian Management"), for no consideration, pursuant to agreements entered into on August 21, 2015 with Trian Management relating to compensation received in connection with their service as directors of the Issuer. Read SEC document |
| December 27, 2016 Filed Aug 4, 2017 20:48 UTC | GiftCommon Stock | 1,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-17-000112 · edgar.xml · nonDerivative · entry 1 Bertrand Greg D · CIK 0001679409 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,114.242 Read SEC document |
|
| December 14, 2016 Filed Dec 16, 2016 22:00 UTC |
Day William B.Executive Vice President
|
Exercise / conversionStock Options (Right to buy) · Derivative | 22,876 | $0.00 Strike: $40.59 | $0.00 |
DisclosureSEC source: 0000096021-16-000411 · edgar.xml · derivative · entry 7 Day William B. · CIK 0001469366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,508 Underlying: Common Stock · 22,876 shares Expires 2025-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. F8 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2013 Long Term Incentive Plan. F7 · derivative.exercise_date: One-fifth of the shares covered by the original grant vest and are exercisable on 11/17/2016, 11/17/2017, 11/17/2018, 11/17/2019, 11/17/2020, respectively. No options may be exercised prior to 11/17/2016. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 22:00 UTC |
Day William B.Executive Vice President
|
Exercise / conversionStock Options (Right to buy) · Derivative | 46,180 | $0.00 Strike: $38.89 | $0.00 |
DisclosureSEC source: 0000096021-16-000411 · edgar.xml · derivative · entry 6 Day William B. · CIK 0001469366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,271 Underlying: Common Stock · 46,180 shares Expires 2024-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. F8 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2013 Long Term Incentive Plan. F6 · derivative.exercise_date: One-fifth of the shares covered by the original grant vest and are exercisable on 11/18/2015, 11/18/2016, 11/18/2017, 11/18/2018, 11/18/2019, respectively. No options may be exercised prior to 11/18/2015. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 22:00 UTC |
Day William B.Executive Vice President
|
SaleCommon Stock | 22,876 | $55.51 | $1,269,846.76 |
DisclosureSEC source: 0000096021-16-000411 · edgar.xml · nonDerivative · entry 5 Day William B. · CIK 0001469366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,581 F3 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The price reported is a weighted average sale price of the 22,876 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $55.39 to $55.62. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 22:00 UTC |
Day William B.Executive Vice President
|
Exercise / conversionCommon Stock | 22,876 | $40.59 | $928,536.84 |
DisclosureSEC source: 0000096021-16-000411 · edgar.xml · nonDerivative · entry 4 Day William B. · CIK 0001469366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 22:00 UTC |
Day William B.Executive Vice President
|
SaleCommon Stock | 46,180 | $55.71 | $2,572,687.80 |
DisclosureSEC source: 0000096021-16-000411 · edgar.xml · nonDerivative · entry 3 Day William B. · CIK 0001469366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,581 F3 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported is a weighted average sale price of the 46,180 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $55.47 to $55.89. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 22:00 UTC |
Day William B.Executive Vice President
|
Exercise / conversionCommon Stock | 46,180 | $38.89 | $1,795,940.20 |
DisclosureSEC source: 0000096021-16-000411 · edgar.xml · nonDerivative · entry 2 Day William B. · CIK 0001469366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 22:00 UTC |
Day William B.Executive Vice President
|
SaleCommon Stock | 12,479 | $55.63 | $694,206.77 |
DisclosureSEC source: 0000096021-16-000411 · edgar.xml · nonDerivative · entry 1 Day William B. · CIK 0001469366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,581 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average sale price of the 12,479 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $55.36 to $55.88. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 00:48 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherCommon Stock | 4,799,737 | $53.48 | $256,689,934.76 |
DisclosureSEC source: 0001209191-16-153756 · doc4.xml · nonDerivative · entry 2 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 43,954,399 F1 · kind: This transaction represents the purchase and sale of shares between certain Trian Entities (as defined below) and is being effected for portfolio management purposes. This transaction did not result in a change in the aggregate number of shares beneficially owned by Joshua Frank or Trian Fund Management, L.P. ("Trian Management"). F2 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.direct: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. F2 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 00:48 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherCommon Stock | 4,799,737 | $53.48 | $256,689,934.76 |
DisclosureSEC source: 0001209191-16-153756 · doc4.xml · nonDerivative · entry 1 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 43,954,399 F1 · kind: This transaction represents the purchase and sale of shares between certain Trian Entities (as defined below) and is being effected for portfolio management purposes. This transaction did not result in a change in the aggregate number of shares beneficially owned by Joshua Frank or Trian Fund Management, L.P. ("Trian Management"). F2 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.direct: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. F2 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 22:12 UTC |
Libby Russell T.Executive Vice President
|
Exercise / conversionStock Options (Right to buy) · Derivative | 3,616 | $0.00 Strike: $27.65 | $0.00 |
DisclosureSEC source: 0000096021-16-000409 · edgar.xml · derivative · entry 3 Libby Russell T. · CIK 0001507764 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,884 Underlying: Common Stock · 3,616 shares Expires 2018-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F1 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 22:12 UTC |
Libby Russell T.Executive Vice President
|
SaleCommon Stock | 1,865 | $53.59 | $99,945.35 |
DisclosureSEC source: 0000096021-16-000409 · edgar.xml · nonDerivative · entry 2 Libby Russell T. · CIK 0001507764 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,684 Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 22:12 UTC |
Libby Russell T.Executive Vice President
|
Exercise / conversionCommon Stock | 3,616 | $27.65 | $99,982.40 |
DisclosureSEC source: 0000096021-16-000409 · edgar.xml · nonDerivative · entry 1 Libby Russell T. · CIK 0001507764 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 00:49 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherCommon Stock | 4,799,737 | $53.48 | $256,689,934.76 |
DisclosureSEC source: 0001209191-16-153757 · doc4.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 43,954,399 F1 · kind: This transaction represents the purchase and sale of shares between certain Trian Entities (as defined below) and is being effected for portfolio management purposes. This transaction did not result in a change in the aggregate number of shares beneficially owned by Nelson Peltz or Trian Fund Management, L.P. ("Trian Management"). F2 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.direct: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. F2 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 00:49 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherCommon Stock | 4,799,737 | $53.48 | $256,689,934.76 |
DisclosureSEC source: 0001209191-16-153757 · doc4.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 43,954,399 F1 · kind: This transaction represents the purchase and sale of shares between certain Trian Entities (as defined below) and is being effected for portfolio management purposes. This transaction did not result in a change in the aggregate number of shares beneficially owned by Nelson Peltz or Trian Fund Management, L.P. ("Trian Management"). F2 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.direct: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. F2 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 22:00 UTC |
DeLaney William J IIIDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 6,606 | $53.25 | $351,769.50 |
DisclosureSEC source: 0000096021-16-000399 · edgar.xml · nonDerivative · entry 1 DeLaney William J III · CIK 0001384151 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,725 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. F2 · balance_after: Due to a clerical error, the "Amount of Securities Beneficially Owned Following Reported Transaction" reported in Table I of the reporting person's Form 4 filed on November 21, 2016, was erroneously stated as 397,031 shares. The correct beneficial total amount was 383,331 shares, and the beneficial total reported in this Form 4 reflects such correction. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 22:06 UTC |
Moskowitz Paul TExecutive Vice President
|
Tax withholdingCommon Stock | 1,185 | $53.25 | $63,101.25 |
DisclosureSEC source: 0000096021-16-000405 · edgar.xml · nonDerivative · entry 1 Moskowitz Paul T · CIK 0001403632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,161.27 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 22:08 UTC |
Shurts WayneExecutive Vice President
|
Tax withholdingCommon Stock | 1,750 | $53.25 | $93,187.50 |
DisclosureSEC source: 0000096021-16-000407 · edgar.xml · nonDerivative · entry 1 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,976 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 22:04 UTC |
Libby Russell T.Executive Vice President
|
Tax withholdingCommon Stock | 1,551 | $53.25 | $82,590.75 |
DisclosureSEC source: 0000096021-16-000403 · edgar.xml · nonDerivative · entry 1 Libby Russell T. · CIK 0001507764 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,933 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 22:02 UTC |
Grade Joel T.EVP and CFO
|
Tax withholdingCommon Stock | 1,884 | $53.25 | $100,323.00 |
DisclosureSEC source: 0000096021-16-000401 · edgar.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,129.27 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:58 UTC |
Day William B.Executive Vice President
|
Tax withholdingCommon Stock | 1,342 | $53.25 | $71,461.50 |
DisclosureSEC source: 0000096021-16-000397 · edgar.xml · nonDerivative · entry 1 Day William B. · CIK 0001469366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,060 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:46 UTC |
Bene ThomasPresident and COO
|
Tax withholdingCommon Stock | 2,100 | $53.25 | $111,825.00 |
DisclosureSEC source: 0000096021-16-000387 · edgar.xml · nonDerivative · entry 1 Bene Thomas · CIK 0001573968 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,003.23 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:51 UTC |
CHARLTON ROBERT SExecutive Vice President
|
Tax withholdingCommon Stock | 1,185 | $53.25 | $63,101.25 |
DisclosureSEC source: 0000096021-16-000391 · edgar.xml · nonDerivative · entry 1 CHARLTON ROBERT S · CIK 0001215771 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,910.19 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:49 UTC | Tax withholdingCommon Stock | 1,690 | $53.25 | $89,992.50 |
DisclosureSEC source: 0000096021-16-000389 · edgar.xml · nonDerivative · entry 1 Bertrand Greg D · CIK 0001679409 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,991.068 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
|
| November 18, 2016 Filed Nov 21, 2016 22:07 UTC |
CHARLTON ROBERT SExecutive Vice President
|
Tax withholdingCommon Stock | 1,258 | $53.36 | $67,126.88 |
DisclosureSEC source: 0000096021-16-000373 · edgar.xml · nonDerivative · entry 2 CHARLTON ROBERT S · CIK 0001215771 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,095.19 F2 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 22:18 UTC |
Shurts WayneExecutive Vice President
|
Tax withholdingCommon Stock | 1,791 | $53.36 | $95,567.76 |
DisclosureSEC source: 0000096021-16-000385 · edgar.xml · nonDerivative · entry 1 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,726 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 22:16 UTC |
Moskowitz Paul TExecutive Vice President
|
Tax withholdingCommon Stock | 1,189 | $53.36 | $63,445.04 |
DisclosureSEC source: 0000096021-16-000383 · edgar.xml · nonDerivative · entry 1 Moskowitz Paul T · CIK 0001403632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,346.27 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 22:14 UTC |
Libby Russell T.Executive Vice President
|
Tax withholdingCommon Stock | 1,479 | $53.36 | $78,919.44 |
DisclosureSEC source: 0000096021-16-000381 · edgar.xml · nonDerivative · entry 1 Libby Russell T. · CIK 0001507764 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,484 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 22:13 UTC |
Grade Joel T.EVP and CFO
|
Tax withholdingCommon Stock | 1,395 | $53.36 | $74,437.20 |
DisclosureSEC source: 0000096021-16-000379 · edgar.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,013.27 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.