Tapewire

NYSE · USD

SYY

SYSCO CORP

Export transactions ↓
Tapewire entity
2003
SEC CIK
0000096021
Parsed reports
968

Last 12 months

Inside the activity.

1 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2018 Filed Jul 2, 2018 21:10 UTC
Grade Joel T.EVP and CFO
SaleCommon Stock 17,438 $68.36 $1,192,061.68
Disclosure

SEC source: 0000096021-18-000115 · edgar.xml · nonDerivative · entry 2

Grade Joel T. · CIK 0001602507 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,429.17

F1 · kind: The exercise and sale were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average sale price per share of the 17,438 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $68.05 to $68.63. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 21:10 UTC
Grade Joel T.EVP and CFO
Exercise / conversionCommon Stock 17,438 $29.96 $522,442.48
Disclosure

SEC source: 0000096021-18-000115 · edgar.xml · nonDerivative · entry 1

Grade Joel T. · CIK 0001602507 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,867.17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 29, 2018 Filed Jun 29, 2018 21:38 UTC
PELTZ NELSONDirector
GrantCommon Stock 91 $68.35 $6,219.85
Disclosure

SEC source: 0001209191-18-040077 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,930

F2 · shares: Represents company match equal to 50% of shares described in Footnote 1.

Read SEC document
June 29, 2018 Filed Jun 29, 2018 21:38 UTC
PELTZ NELSONDirector
GrantCommon Stock 182 $68.35 $12,439.70
Disclosure

SEC source: 0001209191-18-040077 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,839

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:00 UTC SaleCommon Stock 5,000 $66.44 $332,200.00
Disclosure

SEC source: 0000096021-18-000091 · edgar.xml · nonDerivative · entry 1

TILGHMAN RICHARD G · CIK 0001076552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,864.028

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 14, 2018 Filed Jun 14, 2018 22:15 UTC SaleCommon Stock 622,882 $66.17 $41,217,285.42
Disclosure

SEC source: 0001209191-18-037847 · doc4.xml · nonDerivative · entry 3

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 42,552,389

F1 · kind: The sales reported in this Form 4 was done for portfolio management purposes.

F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $65.9801 to $66.53. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

Read SEC document
June 14, 2018 Filed Jun 14, 2018 22:15 UTC
PELTZ NELSONDirector
SaleCommon Stock 622,882 $66.17 $41,217,285.42
Disclosure

SEC source: 0001209191-18-037846 · doc4.xml · nonDerivative · entry 3

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 42,552,389

F1 · kind: The sales reported in this Form 4 was done for portfolio management purposes.

F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $65.9801 to $66.53. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 22:15 UTC SaleCommon Stock 853,133 $66.12 $56,408,300.83
Disclosure

SEC source: 0001209191-18-037847 · doc4.xml · nonDerivative · entry 2

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 43,175,271

F1 · kind: The sales reported in this Form 4 was done for portfolio management purposes.

F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $65.88 to $66.345. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 22:15 UTC
PELTZ NELSONDirector
SaleCommon Stock 853,133 $66.12 $56,408,300.83
Disclosure

SEC source: 0001209191-18-037846 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 43,175,271

F1 · kind: The sales reported in this Form 4 was done for portfolio management purposes.

F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $65.88 to $66.345. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 22:15 UTC SaleCommon Stock 802,924 $66.15 $53,111,816.75
Disclosure

SEC source: 0001209191-18-037847 · doc4.xml · nonDerivative · entry 1

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 44,028,404

F1 · kind: The sales reported in this Form 4 was done for portfolio management purposes.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $65.945 to $66.61. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 22:15 UTC
PELTZ NELSONDirector
SaleCommon Stock 802,924 $66.15 $53,111,816.75
Disclosure

SEC source: 0001209191-18-037846 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 44,028,404

F1 · kind: The sales reported in this Form 4 was done for portfolio management purposes.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $65.945 to $66.61. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Read SEC document
May 25, 2018 Filed May 29, 2018 21:02 UTC
Moskowitz Paul TExecutive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 15,333 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000089 · edgar.xml · derivative · entry 3

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,333 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
May 25, 2018 Filed May 29, 2018 21:02 UTC
Moskowitz Paul TExecutive Vice President
SaleCommon Stock 15,333 $65.00 $996,645.00
Disclosure

SEC source: 0000096021-18-000089 · edgar.xml · nonDerivative · entry 2

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,995.46

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 25, 2018 Filed May 29, 2018 21:02 UTC
Moskowitz Paul TExecutive Vice President
Exercise / conversionCommon Stock 15,333 $29.96 $459,376.68
Disclosure

SEC source: 0000096021-18-000089 · edgar.xml · nonDerivative · entry 1

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,328.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 15, 2018 Filed May 17, 2018 21:04 UTC SaleCommon Stock 5,000 $62.65 $313,250.00
Disclosure

SEC source: 0000096021-18-000087 · edgar.xml · nonDerivative · entry 1

TILGHMAN RICHARD G · CIK 0001076552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,864.028

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 07, 2018 Filed May 9, 2018 21:04 UTC
Moskowitz Paul TExecutive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 15,333 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000085 · edgar.xml · derivative · entry 3

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,333

Underlying: Common Stock · 15,333 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
May 07, 2018 Filed May 9, 2018 21:04 UTC
Moskowitz Paul TExecutive Vice President
SaleCommon Stock 15,333 $64.00 $981,312.00
Disclosure

SEC source: 0000096021-18-000085 · edgar.xml · nonDerivative · entry 2

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,995.46

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 07, 2018 Filed May 9, 2018 21:04 UTC
Moskowitz Paul TExecutive Vice President
Exercise / conversionCommon Stock 15,333 $29.96 $459,376.68
Disclosure

SEC source: 0000096021-18-000085 · edgar.xml · nonDerivative · entry 1

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,328.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 18, 2018 Filed Apr 19, 2018 21:00 UTC
Moskowitz Paul TExecutive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 15,333 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000078 · edgar.xml · derivative · entry 6

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,666

Underlying: Common Stock · 15,333 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
April 18, 2018 Filed Apr 19, 2018 21:00 UTC
Moskowitz Paul TExecutive Vice President
SaleCommon Stock 15,333 $63.00 $965,979.00
Disclosure

SEC source: 0000096021-18-000078 · edgar.xml · nonDerivative · entry 4

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,995.46

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 18, 2018 Filed Apr 19, 2018 21:00 UTC
Moskowitz Paul TExecutive Vice President
Exercise / conversionCommon Stock 15,333 $29.96 $459,376.68
Disclosure

SEC source: 0000096021-18-000078 · edgar.xml · nonDerivative · entry 3

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,328.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:00 UTC
Moskowitz Paul TExecutive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 15,334 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000078 · edgar.xml · derivative · entry 5

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,999

Underlying: Common Stock · 15,334 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:00 UTC
Moskowitz Paul TExecutive Vice President
SaleCommon Stock 15,334 $62.00 $950,708.00
Disclosure

SEC source: 0000096021-18-000078 · edgar.xml · nonDerivative · entry 2

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,995.46

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:00 UTC
Moskowitz Paul TExecutive Vice President
Exercise / conversionCommon Stock 15,334 $29.96 $459,406.64
Disclosure

SEC source: 0000096021-18-000078 · edgar.xml · nonDerivative · entry 1

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,329.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 21:10 UTC SaleCommon Stock 5,000 $60.62 $303,100.00
Disclosure

SEC source: 0000096021-18-000076 · edgar.xml · nonDerivative · entry 1

TILGHMAN RICHARD G · CIK 0001076552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,864.028

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:23 UTC GrantCommon Stock 104 $59.96 $6,235.84
Disclosure

SEC source: 0001209191-18-022213 · doc4.xml · nonDerivative · entry 2

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,657

F2 · shares: Represents company match equal to 50% of shares described in Footnote 1.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:23 UTC GrantCommon Stock 208 $59.96 $12,471.68
Disclosure

SEC source: 0001209191-18-022213 · doc4.xml · nonDerivative · entry 1

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,553

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:22 UTC GrantCommon Stock 104 $59.96 $6,235.84
Disclosure

SEC source: 0000096021-18-000071 · edgar.xml · nonDerivative · entry 2

WARD JACKIE M · CIK 0001086247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,694.37

F2 · shares: Represents company match equal to 50% of the 208 shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:22 UTC GrantCommon Stock 2,396 $59.96 $143,664.16
Disclosure

SEC source: 0000096021-18-000071 · edgar.xml · nonDerivative · entry 1

WARD JACKIE M · CIK 0001086247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,590.37

F1 · shares: Represents shares elected to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan, including 208 shares to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:20 UTC GrantCommon Stock 104 $59.96 $6,235.84
Disclosure

SEC source: 0000096021-18-000069 · edgar.xml · nonDerivative · entry 2

TILGHMAN RICHARD G · CIK 0001076552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,864.03

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:20 UTC GrantCommon Stock 208 $59.96 $12,471.68
Disclosure

SEC source: 0000096021-18-000069 · edgar.xml · nonDerivative · entry 1

TILGHMAN RICHARD G · CIK 0001076552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,760.03

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:18 UTC GrantCommon Stock 104 $59.96 $6,235.84
Disclosure

SEC source: 0000096021-18-000067 · edgar.xml · nonDerivative · entry 2

Talton Sheila · CIK 0001490478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,943.15

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:18 UTC GrantCommon Stock 208 $59.96 $12,471.68
Disclosure

SEC source: 0000096021-18-000067 · edgar.xml · nonDerivative · entry 1

Talton Sheila · CIK 0001490478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,839.15

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:16 UTC GrantCommon Stock 104 $59.96 $6,235.84
Disclosure

SEC source: 0000096021-18-000065 · edgar.xml · nonDerivative · entry 2

SHIRLEY EDWARD D · CIK 0001203097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,367

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:16 UTC GrantCommon Stock 208 $59.96 $12,471.68
Disclosure

SEC source: 0000096021-18-000065 · edgar.xml · nonDerivative · entry 1

SHIRLEY EDWARD D · CIK 0001203097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,263

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:13 UTC GrantCommon Stock 104 $59.96 $6,235.84
Disclosure

SEC source: 0000096021-18-000063 · edgar.xml · nonDerivative · entry 2

Newcomb Nancy · CIK 0001317717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,979

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:13 UTC GrantCommon Stock 208 $59.96 $12,471.68
Disclosure

SEC source: 0000096021-18-000063 · edgar.xml · nonDerivative · entry 1

Newcomb Nancy · CIK 0001317717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,875

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:10 UTC GrantCommon Stock 104 $59.96 $6,235.84
Disclosure

SEC source: 0000096021-18-000061 · edgar.xml · nonDerivative · entry 2

Koerber Hans-Joachim · CIK 0001422763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,345.07

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:10 UTC GrantCommon Stock 208 $59.96 $12,471.68
Disclosure

SEC source: 0000096021-18-000061 · edgar.xml · nonDerivative · entry 1

Koerber Hans-Joachim · CIK 0001422763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,241.07

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:07 UTC GrantCommon Stock 104 $59.96 $6,235.84
Disclosure

SEC source: 0000096021-18-000059 · edgar.xml · nonDerivative · entry 2

Halverson Bradley M · CIK 0001307061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,367

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:07 UTC GrantCommon Stock 208 $59.96 $12,471.68
Disclosure

SEC source: 0000096021-18-000059 · edgar.xml · nonDerivative · entry 1

Halverson Bradley M · CIK 0001307061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,263

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:05 UTC GrantCommon Stock 104 $59.96 $6,235.84
Disclosure

SEC source: 0000096021-18-000057 · edgar.xml · nonDerivative · entry 2

GLASSCOCK LARRY C · CIK 0001189793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,320.4

F2 · shares: Represents company match equal to 50% of the 208 shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:05 UTC GrantCommon Stock 249 $59.96 $14,930.04
Disclosure

SEC source: 0000096021-18-000057 · edgar.xml · nonDerivative · entry 1

GLASSCOCK LARRY C · CIK 0001189793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,216.4

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan, including 208 shares to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:02 UTC GrantCommon Stock 104 $59.96 $6,235.84
Disclosure

SEC source: 0000096021-18-000055 · edgar.xml · nonDerivative · entry 2

CASSADAY JOHN M · CIK 0001308732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,470.73

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:02 UTC GrantCommon Stock 208 $59.96 $12,471.68
Disclosure

SEC source: 0000096021-18-000055 · edgar.xml · nonDerivative · entry 1

CASSADAY JOHN M · CIK 0001308732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,366.73

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:00 UTC GrantCommon Stock 104 $59.96 $6,235.84
Disclosure

SEC source: 0000096021-18-000053 · edgar.xml · nonDerivative · entry 2

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,978.08

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:00 UTC GrantCommon Stock 208 $59.96 $12,471.68
Disclosure

SEC source: 0000096021-18-000053 · edgar.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,874.08

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:22 UTC
PELTZ NELSONDirector
GrantCommon Stock 104 $59.96 $6,235.84
Disclosure

SEC source: 0001209191-18-022212 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,657

F2 · shares: Represents company match equal to 50% of shares described in Footnote 1.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:22 UTC
PELTZ NELSONDirector
GrantCommon Stock 208 $59.96 $12,471.68
Disclosure

SEC source: 0001209191-18-022212 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,553

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 22:42 UTC OtherPut-Call Option (right and obligation to buy) · Derivative 110,598 $0.00 Strike: $53.99 $0.00
Disclosure

SEC source: 0001209191-18-020980 · doc4.xml · derivative · entry 5

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 0

Underlying: Common Stock · 110,598 shares

Expires 2019-03-18

F1 · derivative.exercise_price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price").

F2 · derivative.exercise_price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated.

F3 · derivative.exercise_price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares.

F8 · derivative.exercise_price: The put-call option was previously reported at an exercise price of $54.0584 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty.

F1 · derivative.exercise_date: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price").

F2 · derivative.exercise_date: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated.

F3 · derivative.exercise_date: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares.

F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.direct: (FN 6, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.nature: (FN 6, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.