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NYSE · USD

SYY

SYSCO CORP

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Tapewire entity
2003
SEC CIK
0000096021
Parsed reports
968

Last 12 months

Inside the activity.

1 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2019 Filed Aug 23, 2019 21:18 UTC
Moskowitz Paul TExecutive Vice President
GrantStock Options (Right to buy) · Derivative 60,181 $0.00 Strike: $72.80 $0.00
Disclosure

SEC source: 0000096021-19-000088 · edgar.xml · derivative · entry 1

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,181

Underlying: Common Stock · 60,181 shares

Expires 2029-08-20

F2 · price: Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan.

F1 · derivative.exercise_date: One-third of the shares covered by the grant vest and are exercisable on 8/21/2020, 8/21/2021 and 8/21/2022, respectively. No options may be exercised prior to 8/21/2020. Options will expire on 8/20/2029.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 21:15 UTC
McFadden Eve MVP, General Counsel & Corp Sec
GrantStock Options (Right to buy) · Derivative 24,626 $0.00 Strike: $72.80 $0.00
Disclosure

SEC source: 0000096021-19-000086 · edgar.xml · derivative · entry 1

McFadden Eve M · CIK 0001768287 · VP, General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,626

Underlying: Common Stock · 24,626 shares

Expires 2029-08-20

F2 · price: Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan.

F1 · derivative.exercise_date: One-third of the shares covered by the grant vest and are exercisable on 8/21/2020, 8/21/2021 and 8/21/2022, respectively. No options may be exercised prior to 8/21/2020. Options will expire on 8/20/2029.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 21:13 UTC GrantStock Options (Right to buy) · Derivative 32,126 $0.00 Strike: $72.80 $0.00
Disclosure

SEC source: 0000096021-19-000084 · edgar.xml · derivative · entry 1

Keller Gregory Scott · CIK 0001768282 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,126

Underlying: Common Stock · 32,126 shares

Expires 2029-08-20

F2 · price: Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan.

F1 · derivative.exercise_date: One-third of the shares covered by the grant vest and are exercisable on 8/21/2020, 8/21/2021 and 8/21/2022, respectively. No options may be exercised prior to 8/21/2020. Options will expire on 8/20/2029.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 21:06 UTC
CHARLTON ROBERT SExecutive Vice President
GrantStock Options (Right to buy) · Derivative 59,001 $0.00 Strike: $72.80 $0.00
Disclosure

SEC source: 0000096021-19-000080 · edgar.xml · derivative · entry 1

CHARLTON ROBERT S · CIK 0001215771 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,001

Underlying: Common Stock · 59,001 shares

Expires 2029-08-20

F2 · price: Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan.

F1 · derivative.exercise_date: One-third of the shares covered by the grant vest and are exercisable on 8/21/2020, 8/21/2021 and 8/21/2022, respectively. No options may be exercised prior to 8/21/2020. Options will expire on 8/20/2029.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 21:00 UTC
Bene ThomasPresident and CEO
GrantStock Options (Right to buy) · Derivative 279,850 $0.00 Strike: $72.80 $0.00
Disclosure

SEC source: 0000096021-19-000076 · edgar.xml · derivative · entry 1

Bene Thomas · CIK 0001573968 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,850

Underlying: Common Stock · 279,850 shares

Expires 2029-08-20

F2 · price: Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan.

F1 · derivative.exercise_date: One-third of the shares covered by the grant vest and are exercisable on 8/21/2020, 8/21/2021 and 8/21/2022, respectively. No options may be exercised prior to 8/21/2020. Options will expire on 8/20/2029.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 21:10 UTC
Grade Joel T.EVP and CFO
GrantStock Options (Right to buy) · Derivative 90,111 $0.00 Strike: $72.80 $0.00
Disclosure

SEC source: 0000096021-19-000082 · edgar.xml · derivative · entry 1

Grade Joel T. · CIK 0001602507 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,111

Underlying: Common Stock · 90,111 shares

Expires 2029-08-20

F2 · price: Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan.

F1 · derivative.exercise_date: One-third of the shares covered by the grant vest and are exercisable on 8/21/2020, 8/21/2021 and 8/21/2022, respectively. No options may be exercised prior to 8/21/2020. Options will expire on 8/20/2029.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 20:53 UTC SaleCommon Stock 10,000 $73.35 $733,500.00
Disclosure

SEC source: 0000096021-19-000073 · edgar.xml · nonDerivative · entry 1

Koerber Hans-Joachim · CIK 0001422763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,871.82

F1 · price: The price reported is a weighted average sale price per share of the 10,000 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $73.34 to $73.38. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this foonote.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:27 UTC Tax withholdingCommon Stock 1,636 $72.25 $118,201.00
Disclosure

SEC source: 0000096021-19-000069 · edgar.xml · nonDerivative · entry 2

Todd Brian R · CIK 0001713858 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,573.363

F2 · shares: These shares were withheld upon the vesting of performance share units to pay tax withholding obligations.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:27 UTC GrantCommon Stock 4,377.527 $0.00 $0.00
Disclosure

SEC source: 0000096021-19-000069 · edgar.xml · nonDerivative · entry 1

Todd Brian R · CIK 0001713858 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,209.363

F1 · shares: Shares received upon the vesting of performance share units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors (the "Committee") pursuant to the 2013 Long-Term Incentive Plan. These performance share units were granted by the Committee in August 2016. The number of shares of common stock received upon the vesting of these performance share units was determined based upon the Company's performance with regard to pre-established financial performance metrics for the performance period from fiscal 2017 to fiscal 2019.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:24 UTC
Moskowitz Paul TExecutive Vice President
Tax withholdingCommon Stock 7,127 $72.25 $514,925.75
Disclosure

SEC source: 0000096021-19-000067 · edgar.xml · nonDerivative · entry 2

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,668.42

F2 · shares: These shares were withheld upon the vesting of performance share units to pay tax withholding obligations.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:24 UTC
Moskowitz Paul TExecutive Vice President
GrantCommon Stock 18,811.308 $0.00 $0.00
Disclosure

SEC source: 0000096021-19-000067 · edgar.xml · nonDerivative · entry 1

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,795.42

F1 · shares: Shares received upon the vesting of performance share units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors (the "Committee") pursuant to the 2013 Long-Term Incentive Plan. These performance share units were granted by the Committee in August 2016. The number of shares of common stock received upon the vesting of these performance share units was determined based upon the Company's performance with regard to pre-established financial performance metrics for the performance period from fiscal 2017 to fiscal 2019.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:21 UTC
McFadden Eve MVP, General Counsel & Corp Sec
Tax withholdingCommon Stock 644 $72.25 $46,529.00
Disclosure

SEC source: 0000096021-19-000065 · edgar.xml · nonDerivative · entry 2

McFadden Eve M · CIK 0001768287 · VP, General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,114.773

F2 · shares: These shares were withheld upon the vesting of performance share units to pay tax withholding obligations.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:21 UTC
McFadden Eve MVP, General Counsel & Corp Sec
GrantCommon Stock 2,641.796 $0.00 $0.00
Disclosure

SEC source: 0000096021-19-000065 · edgar.xml · nonDerivative · entry 1

McFadden Eve M · CIK 0001768287 · VP, General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,758.773

F1 · shares: Shares received upon the vesting of performance share units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors (the "Committee") pursuant to the 2013 Long-Term Incentive Plan. These performance share units were granted by the Committee in August 2016. The number of shares of common stock received upon the vesting of these performance share units was determined based upon the Company's performance with regard to pre-established financial performance metrics for the performance period from fiscal 2017 to fiscal 2019.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:18 UTC Tax withholdingCommon Stock 2,533 $72.25 $183,009.25
Disclosure

SEC source: 0000096021-19-000063 · edgar.xml · nonDerivative · entry 2

Keller Gregory Scott · CIK 0001768282 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,328.378

F2 · shares: These shares were withheld upon the vesting of performance share units to pay tax withholding obligations.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:18 UTC GrantCommon Stock 6,436.766 $0.00 $0.00
Disclosure

SEC source: 0000096021-19-000063 · edgar.xml · nonDerivative · entry 1

Keller Gregory Scott · CIK 0001768282 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,861.378

F1 · shares: Shares received upon the vesting of performance share units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors (the "Committee") pursuant to the 2013 Long-Term Incentive Plan. These performance share units were granted by the Committee in August 2016. The number of shares of common stock received upon the vesting of these performance share units was determined based upon the Company's performance with regard to pre-established financial performance metrics for the performance period from fiscal 2017 to fiscal 2019.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:14 UTC
Grade Joel T.EVP and CFO
Tax withholdingCommon Stock 11,777 $72.25 $850,888.25
Disclosure

SEC source: 0000096021-19-000061 · edgar.xml · nonDerivative · entry 2

Grade Joel T. · CIK 0001602507 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,263.927

F2 · shares: These shares were withheld upon the vesting of performance share units to pay tax withholding obligations.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:14 UTC
Grade Joel T.EVP and CFO
GrantCommon Stock 29,927.624 $0.00 $0.00
Disclosure

SEC source: 0000096021-19-000061 · edgar.xml · nonDerivative · entry 1

Grade Joel T. · CIK 0001602507 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,040.927

F1 · shares: Shares received upon the vesting of performance share units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors (the "Committee") pursuant to the 2013 Long-Term Incentive Plan. These performance share units were granted by the Committee in August 2016. The number of shares of common stock received upon the vesting of these performance share units was determined based upon the Company's performance with regard to pre-established financial performance metrics for the performance period from fiscal 2017 to fiscal 2019.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:09 UTC
CHARLTON ROBERT SExecutive Vice President
Tax withholdingCommon Stock 7,403 $72.25 $534,866.75
Disclosure

SEC source: 0000096021-19-000059 · edgar.xml · nonDerivative · entry 2

CHARLTON ROBERT S · CIK 0001215771 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,761.274

F2 · shares: These shares were withheld upon the vesting of performance share units to pay tax withholding obligations.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:09 UTC
CHARLTON ROBERT SExecutive Vice President
GrantCommon Stock 18,811.308 $0.00 $0.00
Disclosure

SEC source: 0000096021-19-000059 · edgar.xml · nonDerivative · entry 1

CHARLTON ROBERT S · CIK 0001215771 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,164.274

F1 · shares: Shares received upon the vesting of performance share units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors (the "Committee") pursuant to the 2013 Long-Term Incentive Plan. These performance share units were granted by the Committee in August 2016. The number of shares of common stock received upon the vesting of these performance share units was determined based upon the Company's performance with regard to pre-established financial performance metrics for the performance period from fiscal 2017 to fiscal 2019.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:06 UTC Tax withholdingCommon Stock 6,455 $72.25 $466,373.75
Disclosure

SEC source: 0000096021-19-000057 · edgar.xml · nonDerivative · entry 2

Bertrand Greg D · CIK 0001679409 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,878.969

F2 · shares: These shares were withheld upon the vesting of performance share units to pay tax withholding obligations.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:06 UTC GrantCommon Stock 19,238.675 $0.00 $0.00
Disclosure

SEC source: 0000096021-19-000057 · edgar.xml · nonDerivative · entry 1

Bertrand Greg D · CIK 0001679409 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,333.969

F1 · shares: Shares received upon the vesting of performance share units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors (the "Committee") pursuant to the 2013 Long-Term Incentive Plan. These performance share units were granted by the Committee in August 2016. The number of shares of common stock received upon the vesting of these performance share units was determined based upon the Company's performance with regard to pre-established financial performance metrics for the performance period from fiscal 2017 to fiscal 2019.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:03 UTC
Bene ThomasDirector · Chairman, President and CEO
Tax withholdingCommon Stock 16,151 $72.25 $1,166,909.75
Disclosure

SEC source: 0000096021-19-000055 · edgar.xml · nonDerivative · entry 2

Bene Thomas · CIK 0001573968 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,545.373

F2 · shares: These shares were withheld upon the vesting of performance share units to pay tax withholding obligations.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:03 UTC
Bene ThomasDirector · Chairman, President and CEO
GrantCommon Stock 41,042.745 $0.00 $0.00
Disclosure

SEC source: 0000096021-19-000055 · edgar.xml · nonDerivative · entry 1

Bene Thomas · CIK 0001573968 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,696.373

F1 · shares: Shares received upon the vesting of performance share units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors (the "Committee") pursuant to the 2013 Long-Term Incentive Plan. These performance share units were granted by the Committee in August 2016. The number of shares of common stock received upon the vesting of these performance share units was determined based upon the Company's performance with regard to pre-established financial performance metrics for the performance period from fiscal 2017 to fiscal 2019.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:41 UTC GrantCommon Stock 177 $70.44 $12,467.88
Disclosure

SEC source: 0000096021-19-000053 · edgar.xml · nonDerivative · entry 1

Koerber Hans-Joachim · CIK 0001422763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,730.35

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:38 UTC GrantCommon Stock 221 $70.44 $15,567.24
Disclosure

SEC source: 0000096021-19-000051 · edgar.xml · nonDerivative · entry 1

Halverson Bradley M · CIK 0001307061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,447

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan, including 177 shares to be received in lieu of the base retainer.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:36 UTC GrantCommon Stock 212 $70.44 $14,933.28
Disclosure

SEC source: 0000096021-19-000049 · edgar.xml · nonDerivative · entry 1

GLASSCOCK LARRY C · CIK 0001189793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,172.06

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan, including 177 shares to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:33 UTC GrantCommon Stock 177 $70.44 $12,467.88
Disclosure

SEC source: 0000096021-19-000047 · edgar.xml · nonDerivative · entry 1

CASSADAY JOHN M · CIK 0001308732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,988.21

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:30 UTC GrantCommon Stock 230 $70.44 $16,201.20
Disclosure

SEC source: 0000096021-19-000045 · edgar.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,249.74

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan, including 177 shares to be received in lieu of the base retainer.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 21:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,263 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-19-000043 · edgar.xml · derivative · entry 6

Todd Brian R · CIK 0001713858 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,263 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 21:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,337 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-19-000043 · edgar.xml · derivative · entry 5

Todd Brian R · CIK 0001713858 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,263

Underlying: Common Stock · 3,337 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 21:02 UTC Tax withholdingCommon Stock 4,626 $71.63 $331,360.38
Disclosure

SEC source: 0000096021-19-000043 · edgar.xml · nonDerivative · entry 4

Todd Brian R · CIK 0001713858 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,816.98

F1 · shares: The reported transaction involved a "net exercise" of outstanding stock options in which the Company withheld these shares to cover payment of the exercise price and applicable taxes using the closing price of the Company's common stock of $71.63 on June 19, 2019. There was no open market sale of shares by the reporting person.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 21:02 UTC Exercise / conversionCommon Stock 8,263 $29.96 $247,559.48
Disclosure

SEC source: 0000096021-19-000043 · edgar.xml · nonDerivative · entry 3

Todd Brian R · CIK 0001713858 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,442.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 21:02 UTC Tax withholdingCommon Stock 1,397 $71.63 $100,067.11
Disclosure

SEC source: 0000096021-19-000043 · edgar.xml · nonDerivative · entry 2

Todd Brian R · CIK 0001713858 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,179.98

F1 · shares: The reported transaction involved a "net exercise" of outstanding stock options in which the Company withheld these shares to cover payment of the exercise price and applicable taxes using the closing price of the Company's common stock of $71.63 on June 19, 2019. There was no open market sale of shares by the reporting person.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 21:02 UTC Exercise / conversionCommon Stock 3,337 $29.96 $99,976.52
Disclosure

SEC source: 0000096021-19-000043 · edgar.xml · nonDerivative · entry 1

Todd Brian R · CIK 0001713858 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,576.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2019 Filed Mar 29, 2019 21:00 UTC GrantCommon Stock 244 $66.26 $16,167.44
Disclosure

SEC source: 0000096021-19-000028 · edgar.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,983.73

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan, including 188 shares to be received in lieu of the base retainer.

Read SEC document
March 29, 2019 Filed Mar 29, 2019 21:06 UTC GrantCommon Stock 188 $66.26 $12,456.88
Disclosure

SEC source: 0000096021-19-000032 · edgar.xml · nonDerivative · entry 1

Koerber Hans-Joachim · CIK 0001422763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,408.34

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
March 29, 2019 Filed Mar 29, 2019 21:04 UTC GrantCommon Stock 235 $66.26 $15,571.10
Disclosure

SEC source: 0000096021-19-000031 · edgar.xml · nonDerivative · entry 1

Halverson Bradley M · CIK 0001307061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,226

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan, including 188 shares to be received in lieu of the base retainer.

Read SEC document
March 29, 2019 Filed Mar 29, 2019 21:03 UTC GrantCommon Stock 225 $66.26 $14,908.50
Disclosure

SEC source: 0000096021-19-000030 · edgar.xml · nonDerivative · entry 1

GLASSCOCK LARRY C · CIK 0001189793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,598

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan, including 188 shares to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
March 29, 2019 Filed Mar 29, 2019 21:01 UTC GrantCommon Stock 188 $66.26 $12,456.88
Disclosure

SEC source: 0000096021-19-000029 · edgar.xml · nonDerivative · entry 1

CASSADAY JOHN M · CIK 0001308732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,811.21

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan.

Read SEC document
March 19, 2019 Filed Mar 20, 2019 21:11 UTC OtherCommon Stock 392,056 $66.18 $25,946,854.16
Disclosure

SEC source: 0001209191-19-020611 · doc4.xml · nonDerivative · entry 1

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 23,665,255

F1 · kind: Represents a distribution of shares to certain limited partners of the parent of a Trian Entity (defined below).

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F3 · ownership.nature: (FN 2, contd.) Mr. Frank is a limited partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP") and certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by SPV XI GP and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

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March 19, 2019 Filed Mar 20, 2019 21:10 UTC
PELTZ NELSONDirector
OtherCommon Stock 392,056 $66.18 $25,946,854.16
Disclosure

SEC source: 0001209191-19-020609 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 23,665,255

F1 · kind: Represents a distribution of shares to certain limited partners of the parent of a Trian Entity (defined below).

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to

F3 · ownership.nature: (FN 2, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Peltz is also a member of the general partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP"), and is therefore in a position to determine its investment and voting decisions. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities, as well as the shares beneficially owned by SPV XI GP. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

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March 13, 2019 Filed Mar 14, 2019 23:09 UTC SaleCommon Stock 207,000 $66.43 $13,751,817.30
Disclosure

SEC source: 0001209191-19-019557 · doc4.xml · nonDerivative · entry 3

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 24,057,311

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F7 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $66.25 - $66.70. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F5 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of Trian Management and the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

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March 13, 2019 Filed Mar 14, 2019 23:08 UTC
PELTZ NELSONDirector
SaleCommon Stock 207,000 $66.43 $13,751,817.30
Disclosure

SEC source: 0001209191-19-019556 · doc4.xml · nonDerivative · entry 3

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 24,057,311

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F7 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $66.25 to $66.70. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to

F5 · ownership.nature: (FN 4, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares held by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

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March 12, 2019 Filed Mar 14, 2019 23:09 UTC OtherCommon Stock 3,533,251 $66.18 $233,830,551.18
Disclosure

SEC source: 0001209191-19-019557 · doc4.xml · nonDerivative · entry 2

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 24,264,311

F6 · kind: Represents a distribution of shares to certain limited partners of the parent of a Trian Entity.

F4 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F5 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of Trian Management and the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

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March 12, 2019 Filed Mar 14, 2019 23:09 UTC SaleCommon Stock 500,000 $66.25 $33,124,800.00
Disclosure

SEC source: 0001209191-19-019557 · doc4.xml · nonDerivative · entry 1

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 27,797,562

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $66.10 to $66.49. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · balance_after: In connection with their service on the Issuer's Board of Directors, Mr. Frank and Nelson Peltz each receive shares of common stock from the Issuer. Each of Messrs. Peltz and Frank transferred 4,182 of those shares to Trian Fund Management, L.P. ("Trian Management"), for no consideration, pursuant to agreements entered into on August 21, 2015 with Trian Management relating to compensation received in connection with their service as directors of the Issuer.

F4 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F5 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of Trian Management and the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

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March 12, 2019 Filed Mar 14, 2019 23:08 UTC
PELTZ NELSONDirector
OtherCommon Stock 3,533,251 $66.18 $233,830,551.18
Disclosure

SEC source: 0001209191-19-019556 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 24,264,311

F6 · kind: Represents a distribution of shares to certain limited partners of the parent of a Trian Entity.

F4 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to

F5 · ownership.nature: (FN 4, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares held by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

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March 12, 2019 Filed Mar 14, 2019 23:08 UTC
PELTZ NELSONDirector
SaleCommon Stock 500,000 $66.25 $33,124,800.00
Disclosure

SEC source: 0001209191-19-019556 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 27,797,562

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $66.10 to $66.49. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · balance_after: In connection with their service on the Issuer's Board of Directors, Mr. Peltz and Joshua Frank each receive shares of common stock from the Issuer. Each of Messrs. Peltz and Frank transferred 4,182 of those shares to Trian Fund Management, L.P. ("Trian Management"), for no consideration, pursuant to agreements entered into on August 21, 2015 with Trian Management relating to compensation received in connection with their service as directors of the Issuer.

F4 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to

F5 · ownership.nature: (FN 4, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares held by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

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March 01, 2019 Filed Mar 5, 2019 22:02 UTC
Bene ThomasDirector · Chairman, President and CEO
Tax withholdingCommon Stock 2,843 $67.55 $192,044.65
Disclosure

SEC source: 0000096021-19-000022 · edgar.xml · nonDerivative · entry 1

Bene Thomas · CIK 0001573968 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,279.15

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

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February 07, 2019 Filed Feb 8, 2019 22:01 UTC
CHARLTON ROBERT SExecutive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 2,994 $0.00 Strike: $33.40 $0.00
Disclosure

SEC source: 0000096021-19-000012 · edgar.xml · derivative · entry 2

CHARLTON ROBERT S · CIK 0001215771 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,994 shares

Expires 2023-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2013 Long Term Incentive Plan, as amended.

F1 · derivative.exercise_date: Options are fully exercisable.

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February 07, 2019 Filed Feb 8, 2019 22:01 UTC
CHARLTON ROBERT SExecutive Vice President
Exercise / conversionCommon Stock 2,994 $33.40 $99,999.60
Disclosure

SEC source: 0000096021-19-000012 · edgar.xml · nonDerivative · entry 1

CHARLTON ROBERT S · CIK 0001215771 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,293.106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.